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England and Wales Court of Appeal (Civil Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Meer v London Borough of Tower Hamlets [1988] EWCA Civ 10 (26 May 1988) URL: http://www.bailii.org/ew/cases/EWCA/Civ/1988/10.html Cite as: [1988] EWCA Civ 10, [1988] IRLR 399 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE EMPLOYMENT APPEAL TRIBUNAL
(Mr. Justice French)
B e f o r e :
LORD JUSTICE BALCOMBE
and
LORD JUSTICE STAUGHTON
BETWEEN:
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MR. S. M. MEER |
Appellant (Appellant.) |
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and |
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LONDON BOROUGH OF TOWER HAMLETS |
Respondent (Respondent) |
____________________
MR. MICHAEL BELOiF, Q.C. and MR. P. ROSE (instructed by the Solicitor to the London Borough of Tower Hamlets) appeared on behalf of the Respondent/Respondent.
____________________
Crown Copyright ©
LORD JUSTICE DILLON: I will ask Lord Justice Balcombe to give the first judgment.
the Law Society Gazette, the Local Government Chronicle and in two magazines which circulate amongst the ethnic population. The appellant saw the advertisement in the Local Government Chronicle and he applied for the post.
"The criteria for long-listing were based on an informal system arising from the following factors:
1. Age
2. Date of admission as Solicitor ....
3. Present Post
4. Current Salary
5. Local Government Experience
6. London Government Experience
7. Inner London Government Experience
8. Senior Management Experience
9. Length in present post
10. Tower Hamlets Experience."
"(1) It is unlawful for a person, in relation to employment by him at an establishment in Great Britain, to discriminate against another -
(a) in the arrangements he makes for the purpose of determining who should be offered that employment;"
I now turn to section 1(1)(b):
"A person discriminates against another in any circumstances relevant for the purposes of any provision of this Act if
(b) he applies to that other a requirement or condition which he applies or would apply equally to persons not of the same racial group as that other but -
(i) which is such that the proportion of persons of the same racial group as that other who can comply with it is considerably smaller than the proportion of persons not of that racial group who can comply with it; and
(ii) which he cannot show to be justifiable irrespective of the colour, race, nationality or ethnic or national origins of the person to whom it is applied; and
(iii) which is to the detriment of that other because he cannot comply with it."
Finally I refer to section 3(1) which defines 'racial qroup'in the following terms -
"(1) In this Act, unless the context otherwise requires -
'racial group' means a group of persons defined by reference to colour, race, nationality or ethnic or national origins, and references to a person's racial group refer to any racial group into which he falls."
It is common ground that the appellant, as an Indian, belongs to a racial group.
"The complainant, aged 42, was a qualified advocate in Sri Lanka when he came to England in 1973. He became an executive officer in the Civil Service and a member of the English Bar. In 1977 he applied for the position of legal assistant in the Civil Service and he was interviewed and assessed as unsuitable for the post by an interview board. He complained to an industrial tribunal, inter alia, that the board discriminated against him, contrary to section 1(1)(a) and (b) of the Race Relations Act 1976, by taking into account factors relating to experience in the United Kingdom, command of English, British nationality and age. The industrial tribunal, having found that the board took those and other factors into account but, also, that the decision was based on the complainant's personal qualities, dismissed the complaint. The Employment Appeal Tribunal upheld the industrial tribunal's decision.
On the complainant's appeal:"
(The first part of the headnote deals with "direct discrimination" under section 1(1) (a), which was not in issue in this case by the time it reached the Employment Appeal Tribunal)
"(2) That a person claiming, by virtue of section 1(1) (b) of the Act, that he had been discriminated against must prove that a requirement or condition had been applied to him with which he had been unable to comply and with which a substantially smaller proportion of qualified persons of his racial group would be able to comply than the proportion of similarly qualified persons of a different racial group; that the board in taking a number of factors into account in assessing the personal qualities of the applicant were not thereby applying a condition or requirement and, accordingly, the complaint under section 1(1)(b) also failed."
"According to the appeal tribunal, it was clear from the evidence before the industrial tribunal that in making their selection the board took four factors into account among others: whether the complainant had experience in the United Kingdom, whether he had a good command of the English language, whether he had British nationality or intended to apply for it, and his age. His interview with the board lasted for about half an hour. He was asked a number of questions and he was graded under four letters, A to D. C meant only fair and D meant poor."
"Indirect discrimination is always more difficult to consider and decide. The appeal tribunal considered it with care. They pointed out that the complainant's case on indirect indiscrimination arose in an unfortunate way. In giving the judgment of the appeal tribunal Browne-Wilkinson J. said .... [what now follows is a quotation from the judgment of Browne-Wilkinson in the Employment Appeal Tribunal]:
'the complainant's case based on indirect discrimination arose in an unfortunate way. The case based on indirect discrimination was not opened and the respondents were not aware that any such case was being put until counsel made his closing speech on the complainant's behalf. Counsel for the respondents protested, but the industrial tribunal did not rule on the point. It follows that all the evidence was taken and the submissions for the respondents were made in ignorance that a case of indirect discrimination was being made under this head. As a result, no evidence was led on whether any requirement imposed by the employers could be justified for the purposes of section l(l)(b)(ii) of the Act. Before us, the complainant has submitted that, although there was no 'requirement or condition' expressly applied to him or communicated to him, the way in which the interview was conducted showed that the lack of a number of factors taken into account by the interviewing board in fact constituted the application of a condition or requirement. Thus, he says, although lack of, say, British nationality by itself might not have been a bar to selection, a candidate who was neither a British national, nor had United Kingdom experience, nor whose command of English was very good, nor was young, stood no chance of selection. Therefore, says the complainant, the interviewing body in fact applied a requirement that candidates of whatever racial origin should have these qualities. That this happened in this case, says the complainant, is shown by the evidence and by the chairman's remark that he was "clearly short of minimum recruitment standard".'"
"The appeal tribunal went on to criticise the way in which the industrial tribunal had dealt with the case of indirect discrimination ..... The appeal tribunal pointed out that the industrial tribunal did not expressly deal with that argument of the complainant, saying ....:
'we do not find their reasoning in dismissing the claim based on indirect discrimination very satisfactory. It seems to us that, quite possibly due to the late stage at which the point was taken, the industrial tribunal have not really appreciated that there can be indirect discrimination without the employers having displayed or intended any racial prejudice of any kind. Where indirect discrimination is alleged, the issues are entirely objective: was there a requirement or condition? Was it more difficult for those of the complainant's ethnic group to meet such requirements? The relevant question is not whether any requirement or condition was imposed for the purpose of making it more difficult for those of the complainant's ethnic group to qualify.'"
A little later Stephenson L.J. continued:
"They went on to uphold [the submission of Miss Caws] that there was no evidence to support indirect discrimination in the case. They pointed out that if the lack of a combination of features - a number of factors - was held to constitute an absolute bar to selection, that might constitute the application of a requirement or condition; but they said that there was no attempt made, either in examination or cross-examination, to establish that the combination of the several factors admittedly taken into account by the board as plus or minus factors together produced a requirement or condition; that was necessary, and only if the evidence had established that they combined lack of a number of those factors constituted an absolute bar to selection would it have been demonstrated that a condition or requirement had been applied. They found that the evidence did not go anywhere near that far, and accordingly they held that the complainant had not established his case on the basis of indirect discrimination."
"The matters which have to be established by an applicant who claims that he has been discriminated against indirectly are, first of all, that there has been a requirement or condition, as the complainant put it, a 'must': something which has to be complied with. Here there was a requirement or condition for candidates for the post of legal assistant in the Civil Service: it was that the candidate should be either a qualified member of the English Bar or a qualified solicitor of the Supreme Court of this country - an admitted man or a barrister; and those conditions or requirements - those 'musts' - were fulfilled by the complainant. But, as he admitted in his argument before the appeal tribunal and before this court, there is no other express requirement or condition, and he has to find a requirement or condition in the general combination of factors which he says the interview board took into account. He cannot formulate, as in my judgment he has to, what the particular requirement or condition is which he says has been applied to him and to his attempt to obtain a post of legal assistant. That is the hurdle which, as it seems to me, he is unable to get over. If he were able to prove a particular requirement or condition, he would then have to prove that it had been applied by the board. Then he would have to prove one further thing, namely, that a substantially smaller proportion of persons of his racial group would be able to comply with that requirement than the proportion of similarly qualified persons in a different racial group - similarly qualified because, as Miss Caws has pointed out, like must be compared with like."
"I do not find that the industrial tribunal singled out the four factors which are singled out by the appeal tribunal and on which the complainant so strongly relies. But in my opinion none of those factors could possibly be regarded as a requirement of a condition in the sense that the lack of it, whether of British nationality or even of the ability to communicate well in English, would be an absolute bar. The whole of the evidence indicates that a brilliant man whose personal qualities made him suitable as a legal assistant might well have been sent forward on a short list by the interview board in spite of being, perhaps, below standard on his knowledge of English and his ability to communicate in that language.
That is only an illustration, but once it appears clear from the evidence that the industrial tribunal were entitled to conclude that it was personal qualities for which the interviewing board were mainly looking, and it was personal qualities, as stated in the chairman's report and as was made clear by the markings of all the members of the board, which, in the opinion of the board, the complainant lacked, and that that was the reason for not sending him forward on the short list, the case of indirect discrimination which the complainant seeks to make, in my opinion, falls to the ground.
As I have said, I think the appeal tribunal correctly stated the law as to indirect discrimination. I agree with them that there was no application here of any requirement or condition, and no evidence of it. In my judgment the complainant has failed to prove what he has to prove in order to show a case of indirect discrimination.
I would have been content to express my agreement with the appeal tribunal on both direct and indirect discrimination, but because I feel considerable sympathy with the complainant, highly qualified in many respects as he is, and having his application to go forward for consideration for the post of legal assistant turned down, I have thought it right to go into more detail in the case which he has made before us before dismissing, as I feel bound to do, his appeal."
0' Connor L.J., at the foot of page 438, said:
"The complainant has submitted that because the Civil Service Commission asked the interview board for their opinion on certain attributes of the candidates, those amounted to requirements or conditions.
For my part, I cannot accept that. It is only necessary to look at the request made by the commission to the interview board. In making their assessment, they were asked to give their opinion, individually, of the personal qualities of the applicant, his ability to communicate, his intellectual capacity and his potential; and in order to help the members of the board to form an opinion, the four categories were further particularised. For example, in considering their opinion on personal qualities they were asked to apply their minds to maturity, common sense and ability to get on with people; and, in expressing their opinion, limiting it to whether it was very good, good, fair or poor.
In my judgment it is quite impossible to say that that exercise was imposing any condition or requirement on the board in making up their mind or in giving their opinion. The evidence before the industrial tribunal from the two members of the interview board who gave evidence, as reflected in the judgment of the appeal tribunal, shows that in their general look at the applicants, and perhaps particularly at those applicants from overseas, they directed themselves that they should ask themselves whether the applicant had a good command of the English language, whether the applicant had British nationality or intended to apply for it, and the age of the applicant. Once again, it seems to me that none of those is a condition or a requirement; they are merely further examples of the means by which the individual members of the interview board were forming their opinion of an applicant. The fact that some applicants had opinions expressed about them which led to their not going forward on the short list is one of the facts of life; it is the whole purpose of an interview board and it is not the application of any condition or requirement within the meaning of section 1(1)(b) of the Act of 1976."
Sir George Baker agreed with both judgments.
"In order to establish indirect discrimination in this way it is not enough to show that the board took into account one or more factors which candidates of the complainant's racial group were less likely to possess, since the lack of anyone of those factors by itself could be offset by a plus factor. Only if the evidence has established that the combined lack of a number of those factors constituted an absolute bar to selection would it have been demonstrated the condition or requirement had been applied. As we have said, we do not think the evidence goes anywhere near this far and accordingly hold that the complainant has not established his case on the basis of indirect discrimination."
"The respondent did not appeal Stocker J.'s finding on the question of principle, but conceded that the issue was only one of quantification. The matter upon which the court decided the appeal does not seem to have been contested by the respondent save that the quantification was opposed on grounds of policy. Since that point was not argued, Jones v. Jones ... is not an authority binding on us."
"He further contends that although it is a decision of this court, it is riot binding on us because the question of principle was not argued and was, therefore decided."
"It is not possible to decide whether Jones v. Jones ..... is binding on us without first examining the argument that it was wrongly decided because [counsel's] case is that none of the grounds on which he relies were put before the court in Jones v. Jones. So, without disrespect to that court, it will be convenient first to approach the question of principle de novo."
Finally, at page 649B (again referring to Jones v. Jones):
"Counsel for the defendant in that case virtually conceded that damages were recoverable for the financial consequences of divorce, subject to his submission that as a matter of policy it should not be permitted, but he advanced only one reason for this, namely the 'floodgates' argument......It is clear, however, that none of the arguments put to us by [counsel] in Jones v. Jones.....and there is nothing to indicate that they or any of them were in the mind of the court when it reached its decision."
Appeal dismissed with costs. Application for leave to appeal to the House of Lords refused.