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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Snell & Ors v Robert Young & Co Ltd. & Ors [2002] EWCA Civ 1644 (21 November 2002) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2002/1644.html Cite as: [2002] EWCA Civ 1644 |
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A2/2002/0297/QBENI |
COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE HIGH COURT OF JUSTICE
(QUEEN'S BENCH DIVISION)
(Mr Justice Morland)
Royal Courts of Justice Strand, London, WC2A 2LL | ||
B e f o r e :
(Vice-President of the Court of Appeal Civil Division)
LORD JUSTICE BUXTON
and
LORD JUSTICE CARNWATH
____________________
HERBERT GEORGE SNELL & OTHERS | Appellants | |
- and - | ||
ROBERT YOUNG & CO LIMITED & OTHERS | Respondents |
____________________
(instructed by Messrs Gabb & Co) for the Appellants
S Levene Esq (instructed by Messrs Mustoe Shorter) for the Appellant Evan Owen Jones
C Gibson Esq, QC (instructed by Messrs Vizards Wyeth) for the Second Defendant
J Matthews Esq (instructed by Messrs Kennedys) for the Third Defendant
Hearing dates: 4th/5th November 2002
____________________
(SUBJECT TO EDITORIAL CORRECTIONS)
Crown Copyright ©
Lord Justice Simon Brown:
"Most clients will have heard by now that the generic legal team has advised that the organophosphate sheep dip litigation does not have reasonable prospects of success and that the issued sheep dip cases should therefore be discontinued. the sheep dip litigation has been financed almost entirely from public funds made available by the Legal Aid Board, (now the Legal Services Commission). Lawyers acting for legally-aided clients have a duty to review at regular intervals the merits of the case and apply stringent cost benefit formulas in order to justify whether the case should continue.
The sheep dip litigation involved allegations about the safety of organophosphates used in sheep dip. Many different types of sheep dip were used over the years so there were over 20 manufacturer defendants in the action as well as MAFF and employers of farm workers.
Despite the fact that many thousands of dippings take place very year carried out by many farm workers, the number of clams presented to the court by August 2000 was only 25. We had great difficulty in obtaining convincing evidence to link the farmers' symptoms with the organophosphates in question, and with such small numbers of cases and the very large costs of investigation and trial, the generic team felt that further expenditure of legal aid or private funding could not be justified.
The sheep dip litigation proceeded at a fast pace after January 2000 when the Court began to issue directions for the progress of the litigation. We were ordered to plead all cases by March 2000 and serve medical reports in support of each claim. this was done. The Defendants' response in July 2000 was to issue applications to strike out most of the issued cases. We received the Defendants' evidence in support of their strike-out applications in August 2000 and discussed this evidence at a series of meetings with experts. Regrettably, taking into account all the evidence, we came to the conclusion that the strike-out applications could not be defended.
There were three main reasons for our decision.
1. In no case were we able to find convincing evidence from experts to definitively link a claimant's symptoms with organophosphates. In many cases, there were confounding factors such as a previous head injury or accident. In all cases it could not be ruled out that the symptoms were caused or contributed to by exposure to other chemicals encountered on the farm or in other work done by claimants. We had a meeting here with the generic team of counsel and various neurologists, neurophysiologists and a neuropsychologist to discuss some of the medical and scientific issues in detail before the statements of case were drafted. In the end, the medical experts were unable to attribute any abnormalities to long-term low level organophosphate exposure in general or to specific exposures in particular.
2. As yet there is little published scientific research that strongly supports a link between low-level organophosphate exposure and clinically significant long-term effects of any kind. This was a significant hurdle to be overcome. At the present time, the balance of evidence does not support such a link. Some research does indicate an association between organophosphate exposure and the effects on the function of the nervous system, but the measured deficits are generally subtle and do not translate into symptoms. The Committee on Toxicity report on organophosphates concluded that a link was unlikely, although the report stated that there was insufficient evidence to allow for useful conclusions to be drawn about psychiatric illness. The report identified a gap in knowledge relating to the possibility that organophosphates cause disabling illness in a small sub-group of exposed persons. The Government has now commissioned further research specifically to look at this issue and whether there is any relationship between low-level exposure and long-term illness. That research is unlikely to reach conclusions and be published before 2002 at the earliest.
3. The small size of the cohort of cases could not justify continued large expenditure on the litigation. About 25 cases had been issued in the High Court but the generic team found that most of these cases were unsustainable because of confounding factors such as earlier accidents or other medical conditions.
We very much regret having to advise that the organophosphate sheep dip group litigation be brought to an end. We are well aware that many farmers are ill and we accept that their symptoms may have been caused by exposure to organophosphates. Unfortunately, however, there is at present insufficient supportive scientific evidence for any likelihood of success at trial. The range of symptoms and illnesses suffered by many claimants are relatively common in the general population and have many possible causes, including exposure to chemicals other than organophosphates. There is no definitive 'fingerprint' effect of organophosphates which would allow the symptoms to be attributed to the exposure.
It may be that further research will establish that there is a link between low-level exposure to organophosphates and long term ill effects. Even if this were the case, however, the problem would remain that each claimant would have to link their own symptoms on the balance of probabilities to identifiable organophosphates, and rule out any other possible confounding causes. This is a considerable hurdle to overcome. We consulted many medical and scientific experts in the hope of receiving a supportive opinion on this issue, but none were to assist us, either for the whole group or on a case by case basis.
In the end, our duty is to ensure that public money is spent wisely and we could not justify further public expenditure on the sheep dip litigation. The decision to advise against continuing with the litigation was taken by the whole generic team including our barristers Stephen Irwin QC, Charles Pugh and Barry Cotter and our consultant solicitor, Professor Mark Mildred.
Colin Stutt of the Legal Services Commission wrote on 11th December to the Countess of Mar who had raised a number of points with the Commission about the Sheep case. He stated:
'We remain of the view that the generic case is not strong enough in terms of establishing causation to justify further public funding. We realise that this decision came as a bitter disappointment to many clients. It is understandable that they feel the claims should or could be pursued if Hodge Jones & Allen had handled the cases differently. Whilst we understand the strength of feeling on this issue we do not agree with the criticisms being made. We are satisfied that the generic work has been competently handled by Hodge Jones & Allen and the rest of the legal team. The latest position of the claims is due to the inherent legal difficulties in the case, not to any lack of understanding of the issues by the legal team'."
I Judgment of 31 July 2001
"The main application that I have to determine is an application on behalf of all the defendants that I should strike out all the remaining claimants in this group action, because to allow the action to continue would amount to an abuse of process. It is said that all the remaining claims are unviable and continuance of the action would involve serious injustice to the defendants who have already incurred substantial costs, and would incur even more substantial costs if the action proceeded further with no prospect of recovering those costs. A secondary application is made on behalf on individual defendants in respect of the claims of each of the eleven remaining claimants the submissions are that each claim has no realistic prospect of success and should be dismissed."
"In general, the eleven claimants, who undoubtedly suffer ill health, attribute it to repeated exposure to organophosphates, at low levels, over a period of years. They have all been involved in farming and, in particular, sheep farming and sheep dipping, which commonly includes, as a constituent, organophosphate. Their symptoms of ill health are commonly suffered by members of the general population. Long-term, low-level exposure to organophosphates leave behind on the victim no identifying fingerprints. I suspect that, one day, it will be established scientifically, and accepted generally, that much of the ill health, feelings of malaise, flu-like symptoms and depressive illnesses experienced by the farming community are caused by their repeated exposure, over years, at low levels to a variety of toxic chemicals, including organophosphates."
"The greatest problem facing the claimants in this case has been their inability to obtain evidence from the appropriate experts that their ill health has been caused by exposure to organophosphates. Until a late stage during the four-day oral argument before me last week, I had hoped to be able, consistent with my duty, to give the claimants a further, and last, opportunity to obtain the evidence necessary to make their claims viable. I discussed the possibility of adjourning the defendants' applications for six to nine months to give the claimants this opportunity. Having considered all the submissions of counsel, and read over the weekend the whole of the transcripts of those submissions, I have reached the firm conclusion that I would be failing in my duty if I did not bring this group litigation finally, and immediately, to an end. Although I have reached this conclusion with some misgiving, because I am sympathetic to the farming community, whose health is likely to be adversely affected by repeated, low-level exposure to toxic chemicals, I am sure my decision is right. To adjourn the applications would raise false hopes, and result in the incurring of further great expense with no probable prospect of a worthwhile return. Already, well over £1 million has been spent in legal aid in funding the claimants and the group litigation. On their behalf, a pilot, scientific study was carried out at huge expense. It produced no reliable, positive findings in their favour. Their case still remains unviable. The defendants have also expended many hundreds of thousands of pounds in investigating into the claim, and have indeed been particularly co-operative in granting the claimants extensions of time. In my judgment, it would be oppressive to the defendants to allow the group litigation to continue. In reality, the group has ceased to exist. The claimants are a group of eleven disparate claimants, with claims of varying degrees of weakness, but all facing immense difficulties. This judgment is an introductory judgment towards my final judgment, but it is a final decision. I shall, in the late autumn I hope, be able to hand down a written judgment dealing, in some detail, with the whole history of the group litigation, and the cases of the eleven remaining claimants."
"The remaining seven claims are, at present, unviable due to the absence of appropriate expert evidence to establish causation. Moreover, each of these seven claims have significant innate weaknesses rendering little prospect of worthwhile success. However, I do not strike them out as having no realistic prospect of success because I cannot rule out the possibility that, if their claims were somehow provided with funding, disclosure of documents took place, and expert evidence of causation were obtained, and if the other weaknesses surmounted, they might become viable.
In my written judgment I shall review the facts and problems of each of the eleven claimants in some detail but I shall not be trying the individual claims on paper. It is as a result of highlighting the different facts and problems of the individual claims that I reach the conclusion that this group litigation should end forthwith and, by an overview, that the claims, both individually and as a whole are unviable."
II Order of 31 July 2001
"1. The Organophosphate Group Litigation be dismissed.
2. That in relation to the individual claims of [Sayce, Bruce, Tyrer & Stoker] are struck out and dismissed [sic]
3. All other matters including questions of costs are stood over until 28 days after written judgment is handed down "
III Judgment of 9 November 2001
"This judgment is to be read with the judgment given on 31st July 2001. I do not propose to repeat what I said in that judgment. Further detailed reading and re-reading of upwards of 30 ring-binders and transcripts of oral submissions have fortified my general conclusion that on the evidence as it now stands the claimants' claims are unviable, the group action would fail and that it would be unjust and oppressive to the defendants to allow it to continue in the hope that at some indefinite date in the future the claimants would be able to put their house in order and adduce sufficiently adequate evidence on the all-important issue of causation from experts with the relevant expertise."
"The court is concerned to see that its proceedings are not used in any way that is oppressive and vexatious to the other party or which involves serious injustice to him. If the court is satisfied that the proceedings do have that effect, it has power to strike out on the grounds that they are vexatious and an abuse of process."
"17. The defendants are entitled to rely upon the facts that after the applications to strike out had been made the very experienced leading counsel in this field (Mr Stephen Irwin QC) had a series of meetings with experts and concluded that the strike-out actions could not be defended and that the Legal Services Commission, no doubt after careful consideration having invested over £1.1 [in fact £1.3 million] million in the litigation, withdrew funding.
18. I do not think that there is any likely prospect of the group action or indeed individual claims being progressed without funding and I think that there is no reasonable prospect of that funding being forthcoming.
19. The defendants' conduct throughout has been co-operative over extensions of time and complaisant towards failures to comply on the part of the claimants to orders of the court. Viewing the matter overall it would not be equitable to allow the group action to proceed even allowing for the fact that the slow pace of progress of the claims has in part probably been due to limited funding and in part due to the unsatisfactory manner in which the Pilot Study was conducted and the meagre results it produced. In my judgment the defendants are fully entitled to call it a day and limit their liability for their own almost unrecoverable costs already exceeding half a million pounds."
"I consider that it was unrealistic to suggest that the group action could have been made viable and ready for trial in less than two years by which time many more hundreds of thousands of pounds would have been spent with still a very uncertain prospect of any success."
"The Executive Summary of the COT [Committee on Toxicity] Report illustrates that at present there is no or no substantial evidence that prolonged low-level exposure to organophosphates does cause physical or mental injury. Further research over an indefinite period of years may result in findings indicating that it does. In my judgment it would not be justifiable to keep the Group Action alive indefinitely in the hope that such evidence might emerge particularly as only eleven individual claims remain extant. To do so would be unfairly oppressive to the defendants who have been facing claims for over eight years."
IV The Judge's Note to All Parties dated 23 January 2002
"For the avoidance of doubt I reaffirm that the Group Litigation has been dismissed and the individual claims of Sayce, Bruce, Tyrer and Stoker struck out and dismissed The remaining individual claims listed before me were not struck out as individual claims.
However, even as individual claims they cannot be allowed to lie fallow. To allow them to do so would be unfair to the defendants and would be a breach of the CPR and the court's duty to manage in the interests of justice litigation.
My proposal on which I am willing to hear oral submissions on 29 January is that I make an individual order in relation to those individual claims in the following terms:
Unless by no later than 1st October 2002 the Claimant shall have served on the Defendants expert evidence from witnesses with appropriate expertise establishing that the claim has realistic prospect of success together with a signed written opinion from Counsel to the same effect, the claim shall be automatically dismissed with costs without further Order."
V Judgment of 29 January 2002
"I think perhaps the only merit of that Note was the speed with which I answered the letter from Miss Charles. Although the proposal shows my heart was in the right place, I am not certain that my brain was."
"5. Motivated, as I have been throughout this litigation, with sympathy for the claimants, undoubtedly suffering from ill-health after exposure to organophosphates but as yet unable to prove that organophosphate exposure was a causative factor of their ill-health, I floated the proposed order. My proposal was intended, subject either to agreement by the defendants or hearing their objections, to deal with a case where a claimant had at present an unviable claim but might be able within six months to obtain sufficient evidence on causation to make his claim viable without the necessity of bringing fresh proceedings.
6. Not surprisingly, the defendants have objected to my proposal and in my judgment their objections are well justified. My proposal could not, and was not intended to, alter the intention and effect of the judgments given by me in July and November of last year. At the hearing at the end of July I had two tasks. The first was to determine whether the Group Litigation should be brought to an end because its continuance would amount to an abuse of process. That inevitably entailed some detailed consideration of the strengths and weaknesses of the individual cases of claimants within the group. The second task, which was the defendants' fall back position, was to determine whether individual claims should be struck out because they had no realistic prospect of success, notwithstanding the early stage of the litigation, no defences having been served, nor specific disclosure, in particular in relation to chemical formulations, having taken place.
7. In my judgment, the intent and effect of my judgment is clear. The Group Litigation was dismissed and along with it all the individual claims, all of which were unviable comprised within the group. Dismissing the Group Action was not intended to allow a mini-group to arise Phoenix-like with new claimants legally aided joining in addition. Dismissing the Group Action and consequently the claims of the individual claimants within the group does not prevent such claimants bringing fresh claims so long as they have a viable case all importantly on the issue of causation, otherwise bringing a fresh claim would be an abuse of process. It would be a matter of discretion for the court to decide whether or not to grant a stay. A factor might be the weight of evidence on the issue of causation.
8. I need only refer to a few passages in my judgments to show that their intent and effect was to bring to an end the Group Litigation along with the individual claims within it."
And the judge then quoted from his two previous judgments in support of the conclusion that he had indeed intended to dismiss all the individual claims within the Group Litigation.
VI The Order dated 29 January 2002
"1 The claims of the claimants in the Group Action constituted by the Practice Direction of Lord Bingham CJ dated 21st December 1998 who were on the group register on 31st July 2001 be dismissed on the grounds that the continuation of those claims is an abuse of the process of the court.
Those people whose names were on the register on 31st July 2001 who were not served with Part 24 applications by the defendants shall have liberty to apply to vary this order. Initially such application is to be in writing.
2. The Practice Direction referred to in paragraph 1 above be rescinded.
3. In the cases of Bruce, Sayce, Stoker and Tyrer it is ordered that they be dismissed on the additional grounds that there was no reasonable prospect of success. In the cases of Snell, Ford, Taylor, Jones, Layton and Forbes the defendants' applications under CPR Part 24 be dismissed."
"In most cases it will be quite inappropriate for the court to enter upon the sort of cost benefit analysis which the judge undertook here. The court cannot weigh the plaintiff's prospect of receiving £1,000 against the defendants' costs of £10,000 which may be irrecoverable; that can only be done at the trial; alternatively it is a matter for the commercial judgment of the defendant whether he attempts to reach a settlement with the plaintiff: and in so doing he has to take into account as part of the equation that the plaintiff is legally aided or impecunious. But this case is quite different. One can see at a glance that the prescriber defendants will be put to astronomical expense in defending these contingent claims. And to what end? If the plaintiffs stood to obtain a substantial benefit, the position might well be different. But here the benefit is at best extremely modest, and in all probability nothing. That involves great injustice to the defendants."
"[Counsel, acting without fee for one of the claimants, Mrs Newton] submitted that the judge was in error in approaching the question in the broad overall context of the litigation: he ought, he submitted, to have considered each individual case on its merits. The group litigation has effectively collapsed and the plaintiff could not be deprived of the right to pursue her cause of action simply because the amount she was likely to recover was modest compared with the irrecoverable costs of the defendants should the action fail. Alternatively [counsel] submitted that, if the judge was correct in adopting the broad group litigation approach that he did, he sought to distinguish this case from the 'prescribers' case' on the facts, because in that case the claim against them was an alternative claim and the plaintiffs stood to gain little or nothing after irrecoverable costs and the Legal Aid Board's charge was set off against the damages. These are factual distinctions but in my opinion there is no distinction in principle if the judge was correct to regard this as still part of the group litigation and adopt the approach to such litigation which this court said was correct in the 'prescribers' case'.
In my view the judge was correct. Even if [counsel] is entitled to say - and in my view he is not - that Mrs Newton faced no difficulties on causation and limitation, the fact is that she could only have brought her action as part of the group litigation. She was legally aided until January 1995. She had the benefit of the £3 million or so spent by the Legal Aid Board in pursuit of the generic issues, especially liability. She would never even have been able to issue her summons without the support of the group and legal aid. Simply because 4,930 cases have been discontinued or struck out, she cannot say 'you must judge my case as if I had got where I am by my own devices'.
As the judge pointed out, it was the court that had created the framework of the group action - not the parties. His original order contains the provision that a plaintiff, once registered upon the register, should remain on it unless he served notice of discontinuance or was given leave to discontinue. I accept that the judge could have rescinded this order and dissolved the scheme if he had been asked to do so, and if in the interests of justice he had thought it right. But he was never invited to do so. In any event even if her case is considered alone, she is still caught by the dilemma. If by some miracle funding were to be available for the case, having regard to the likely quantum of damages payable to her if successful - and the deductions from that which would have to be taken into account by way of irrecoverable costs and the legal aid charge - the judge would be perfectly entitled to conclude that the benefit to her was likely to be so small that it would be unjust in the circumstances of this case to allow the action to continue, involving, as it would, the defendants in enormous irrecoverable expenses if they succeeded."
"The plain fact is, as the judge recognised, that without funding there was no prospect whatever of this case even being brought to trial, let alone to a successful outcome for the plaintiffs; and this is so whether Mrs Newton proceeds on her own or in conjunction with the [other claimants]. In my judgment once the judge has reached this conclusion, coupled with the conclusion that there was no prospect of funding, he had no alternative but to strike the action out. [Counsel] submits that to strike the action out as an abuse of process is premature. What the judge ought to have done was to make "unless" orders in respect of the outstanding steps that needed to be taken . I cannot agree. Once it is apparent to the judge that the case cannot be brought to trial, it is his duty not to prolong the agony any longer. He must put a stop to further needless expense and strike the action out."
"In most cases it will be quite inappropriate for the court to enter upon the sort of cost benefit analysis which the judge [had there undertaken]."
In my judgment there was no need for such an analysis here and the judge rightly undertook none. The criticism under this head is ill-founded.
"Dismissing the group action and consequently the claims of the individual claimants within the group does not prevent such claimants from bringing fresh claims so long as they have a viable case all importantly on the issue of causation, otherwise bringing a fresh claim would be an abuse of process."
Lord Justice Buxton:
Lord Justice Carnwath:
"an order made under rule 19.11 to provide for the case management of claims which give rise to common or related issues of law or fact".