[Home] [Databases] [World Law] [Multidatabase Search] [Help] [Feedback] | ||
England and Wales Court of Appeal (Civil Division) Decisions |
||
You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Mullen, R (On the Application Of) v Secretary of State for the Home Department [2002] EWCA Civ 1882 (20 December 2002) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2002/1882.html Cite as: [2002] EWCA Civ 1882, [2003] 2 WLR 835, [2003] QB 993, [2003] 1 All ER 613 |
[New search] [Printable RTF version] [Buy ICLR report: [2003] 2 WLR 835] [Buy ICLR report: [2003] QB 993] [Help]
COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM QUEEN'S BENCH DIVISION
(ADMINISTRATIVE COURT) (SIMON BROWN LJ & SCOTT BAKER J)
Strand, London, WC2A 2LL | ||
B e f o r e :
LORD JUSTICE RIX
and
MR JUSTICE PUMFREY
____________________
The Queen on the Application of MULLEN | Appellant | |
- and - | ||
SECRETARY OF STATE FOR THE HOME DEPARTMENT | Respondent |
____________________
Smith Bernal Reporting Limited, 190 Fleet Street
London EC4A 2AG
Tel No: 020 7421 4040, Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
Philip Sales & Hugo Keith (instructed by Treasury Solicitors) for the Respondent
____________________
AS APPROVED BY THE COURT
Crown Copyright ©
Lord Justice Schiemann :
Introduction
Section 133 Criminal Justice Act 1988
"(1) Subject to subsection (2) below, when a person has been convicted of a criminal offence and when subsequently his conviction has been reversed or he has been pardoned on the ground that a new or newly discovered fact shows beyond reasonable doubt that there has been a miscarriage of justice, the Secretary of State shall pay compensation for the miscarriage of justice to the person who has suffered punishment as a result of such conviction … unless the non-disclosure of the unknown fact was wholly or partly attributable to the person convicted.
(2) No payment of compensation under this section shall be made unless an application for such compensation has been made to the Secretary of State.
(3) The question whether there is a right to compensation under this section shall be determined by the Secretary of State.
(4) If the Secretary of State determines that there is a right to such compensation, the amount of the compensation shall be assessed by an assessor appointed by the Secretary of State.
(4A) In assessing so much of any compensation payable under this section to or in respect of a person as is attributable to suffering, harm to reputation or similar damage, the assessor shall have regard in particular to -
(a) the seriousness of the offence of which the person was convicted and of the punishment resulting from the conviction;
(b) the conduct of the investigation and prosecution of the offence; and
(c) any other conviction of the person and any punishment resulting from them.
(5) In this section 'reversed' shall be construed as referring to a conviction having been quashed (a) on an appeal out of time; …"
The decision of the Divisional Court
"19. [The submission on behalf of the Secretary of State] is in two parts. First it is submitted that section 133 was enacted to give effect to the United Kingdom's treaty obligations undertaken upon ratification of the International Covenant on Civil and Political Rights (1977) (Cmnd 6702) and accordingly the term "miscarriage of justice" in section 133 bears the same meaning as in article 14(6) of the Covenant rather than whatever meaning it may bear in our domestic legal system. Under the Covenant states are only obliged to compensate those ultimately found to be innocent. Secondly, and consistently with that approach, section 133(1) can readily be seen not to give a right to compensation to all appellants whose out of time appeals ultimately succeed on the basis of some "new or newly discovered fact", but only to those who are shown "beyond reasonable doubt" to have suffered a miscarriage of justice. This, therefore, can only refer to those proved innocent. Let me consider each limb of the argument in turn.
20. Article 14(6) of the International Covenant on Civil and Political Rights reads:
"When a person has by a final decision been convicted of a criminal offence and when subsequently his conviction has been reversed or he has been pardoned on the ground that a new or newly discovered fact shows conclusively that there has been a miscarriage of justice, the person who has suffered punishment as a result of such conviction shall be compensated according to law, unless it is proved that the non-disclosure of the unknown fact in time is wholly or partly attributable to him."
21. In giving effect to this obligation, Parliament omitted from section 133(1) the phrase "by a final decision", reflecting it instead in the definition of "reversed" in section 133(5) by referring there to "an appeal out of time"; and substituted for the word "conclusively" in Article 14(6) the hallowed expression "beyond reasonable doubt". The right to compensation thus arises only when each of four conditions is satisfied: (i) the conviction is quashed on an appeal out of time (not, therefore, when a timeous appeal succeeds, nor, of course, on an acquittal at trial); (ii) the appeal succeeds on the ground of a new or newly discovered fact; (iii) the appellant was in no way responsible for the previous non-disclosure of that fact; and (iv) that fact shows beyond reasonable doubt that there has been a miscarriage of justice.
22. Section 133 faithfully and accurately gives effect to the UK's international law obligation under Article 14(6) of the Covenant. That being so, submits Mr Sales [who appeared and appears for the Home Secretary], the court should have regard to article 3 of the Seventh Protocol to the European Convention on Human Rights (which precisely reproduces the language of article 14(6)) and, more particularly, to the 1985 explanatory report relating to that Protocol, which, with regard to article 3, states at paragraph 25:
"The intention is that States would be obliged to compensate persons only in clear cases of miscarriage of justice, in the sense that there would be acknowledgement that the person concerned was clearly innocent."
23. True it is that the UK has never ratified that Protocol. Nevertheless, submits Mr Sales, the explanatory report is a legitimate aid to the construction of an international obligation expressed in these terms. Article 31 of the Vienna Convention on the Law of Treaties 1969 (Cmnd 4818) requires that a treaty be interpreted in accordance with the ordinary meaning to be given to its terms in their context, that context being recognised to include any travaux préparatoires. The explanatory report constitutes such a document; a committee of experts were there proposing a text identical to article 14(6) of the Covenant by way of a Protocol to the Convention and were providing an authoritative commentary upon its application. The document is analogous to that of a Law Commission report leading to domestic legislation.
24. Turning to the second limb of the argument, the Secretary of State submits that in any event this is the natural meaning of the expression "miscarriage of Justice" used in this context. It simply makes no sense to talk in terms of an abuse of process (consisting of the claimant's illegal deportation to stand trial) showing beyond reasonable doubt that there has been a miscarriage of justice. As the authorities (including R v Mullen [2000] QB 520 itself) show, where, as here, there has been a abuse of process, there is a discretionary balance to be struck by the court as to whether the proceedings should be stayed (if the question arises at trial) or the conviction quashed (if the question arises on appeal) as "an affront to the public conscience" (as Lord Steyn put it in R v Latif [1996] 1 WLR 104) or "an affront to justice" (as Auld LJ put it in R v MacDonald [1998] Crim LR 808 also cited in R v Mullen). That balance is not struck "beyond reasonable doubt": the use of that expression of itself implies that the defendant must be shown to have been erroneously convicted rather than subject to an unlawful process.
25. In my judgment the Secretary of State's argument is unanswerable. What was shown beyond reasonable doubt here was that there had been an abuse of process in bringing the claimant to trial. That was the "newly discovered fact". But that fact did not itself show beyond reasonable doubt that there had been a miscarriage of justice. All that it showed was that the court needed to conduct a "discretionary exercise" to decide in effect which of two important public interests should prevail: the public interest in trying, convicting, and punishing the guilty or that in discouraging breaches of the rule of law and preserving the integrity of the criminal justice system. True, it had "no doubt" that the balance came down "decisively" in the defendant's favour. But that was by no means to find that he was innocent, still less that he was plainly so. Rather it was a judgement that the lawful administration of justice would be affronted by his remaining convicted and imprisoned.
26. In short, a miscarriage of justice in the context of section 133 means, in my judgement, the wrongful conviction of an innocent accused. Compensation goes only to those ultimately proved innocent, not to all those whose convictions are adjudged unsafe. The quashing of the claimant's conviction in this case was a vindication of the rule of law, not the righting of a mistaken verdict. Although, as prosecuting counsel in Mullen submitted and the Court of Appeal held [2000] QB 520, 533, the word unsafe "can refer to a miscarriage of justice in the round, including such abuse of process as would have prevented proceedings", that is not the sense in which the expression miscarriage of justice is used in section 133. The Court of Appeal in R v Secretary of State for the Home Department Ex p Bateman 7 Admin LR 175 (of which I was a member) was simply not required to address the point now arising; both appeals there failed on other grounds. Sir Thomas Bingham MR's dictum quoted in paragraph 18 above cannot carry the day."
The Travaux Préparatoires
"It was understood that participation of member States in this Protocol would in no way affect the interpretation or application of provisions containing obligations, among themselves, or between them and other States, under any other international instrument."
"The intention is that States would be obliged to compensate persons only in clear cases of miscarriage of justice, in the sense that there would be acknowledgement that the person concerned was clearly innocent."
"Anyone who has been the victim of unlawful arrest or detention shall have an enforceable right to compensation."
However, it was (rightly in my judgment) not suggested in argument that the presence of that right in that Article had the effect of reducing the scope of Article 14(6) so as not to include within it those (such as Mr Mullen) who fell within Article 9(5).
The decision of the Court of Appeal (Criminal Division)
"(a) shall allow an appeal against conviction if they think that the conviction is unsafe and
(b) shall dismiss such an appeal in any other case."
That section is the successor of section 4 of the Criminal Appeal Act 1907. As Lord Bingham of Cornhill pointed out in R v Pendleton [2001] UKHL 66, [2002] 1 WLR 72 at paragraph 8 although the Act of 1907 has been repeatedly amended, the scheme of the act has not fundamentally altered. He stressed at paragraph 19 that the question for the consideration of the Court of Appeal is whether the conviction is safe not whether the accused is guilty.
"the word 'unsafe' can refer either to guilt or innocence of the crime convicted or it can refer to a miscarriage of justice in the round, including such abuse of process as would have prevented proceedings."
He invited the Court to say that where a defendant should not have been tried but, by reason of an abuse of process he was tried, 'unsafe' should be construed as permitting the Court to quash the conviction. This is what the Court did.
"… for a conviction to be safe, it must be lawful; and if it results from a trial which should never have taken place, it can hardly be regarded as safe. Indeed the Oxford Dictionary gives the legal meaning of 'unsafe' as ' likely to constitute a miscarriage of justice'. … 'unsafe' bears a broad meaning and one which is apt to embrace abuse of process of the Bennet or any other kind. It follows that, in the highly unusual circumstances of this case, notwithstanding that there is no criticism of the trial judge or jury, and no challenge to the propriety of the outcome of the trial itself, this appeal must be allowed and the appellant's conviction quashed."
That reasoning was implicitly approved in a decision which was handed down after the conclusion of argument : R v Lyons and Others [2002] UKHL 44 paragraphs 21, 79 and 109.
A Miscarriage of Justice
"Therefore it follows, he says, that he is a victim of a miscarriage of justice and from that it follows that he is entitled to compensation. To deny him compensation is, he argues, to undermine his acquittal and the presumption of innocence which flows from the fact that his convictions have been quashed. I am, for my part, unable to accept that argument although I hasten to assure Mr Bateman that in doing so I have no intention what ever to undermine the effect of the quashing of his convictions. He is entitled to be treated, for all purposes, as if he had never been convicted. Nor do I wish to suggest that Mr Bateman is not the victim of what the man in the street would regard as a miscarriage of justice. He has been imprisoned for 3½ years when he should not have been convicted or imprisoned at all …. The man in the street would regard that as a miscarriage of justice and so would I."
That is the dictum which the Divisional Court in the present case referred to in paragraph 18 and said should not carry the day.
"The phrase 'miscarriage of justice' does not simply mean that a guilty man has escaped or that an innocent man has been convicted. It is equally applicable to cases where the acquittal or the conviction has resulted from some form of trial in which the essential rights of the people or of the defendant were disregarded or denied. The right of the accused in a given case to a fair trial, conducted substantially according to law, is at the same time the right of all the inhabitants of the country to protection against procedure which might at some time illegally deprive them of life or liberty."
"it simply makes no sense to talk in terms of an abuse of process (consisting of the claimant's illegal deportation to stand trial) showing beyond reasonable doubt that there has been a miscarriage of justice".
The presumption of innocence
"Everyone charged with a criminal offence shall have the right to be presumed innocent until proved guilty according to law."
"Everyone charged with a criminal offence shall be presumed innocent until proved guilty according to law."
"… the presumption of innocence is to be observed not only by the criminal court trying a case, but also by other authorities, including courts other than those which are competent to determine a criminal charge."
The ECHR in that case indicated that a refusal of costs to an acquitted accused could raise issues under Article 6(2) if the reasoning amounts in substance to a determination of the guilt of the former accused.
"A right to compensation arises … where the injured party has been placed in detention … on suspicion of having committed an offence … and is subsequently acquitted of the alleged offence …and the suspicion that he has committed the offence has been dispelled or the prosecution is excluded on other grounds…"
"once an acquittal has become final … the voicing of any suspicions of guilt, including those expressed in the reasons for the acquittal, is incompatible with the presumption of innocence."
Conclusion
The ICCPR provides for compensation in a case like the present as the travaux préparatoires indicate;
Even if that is wrong, the ordinary use of English indicates that the phrase 'miscarriage of justice' is wide enough to embrace circumstances such as the present;
There is nothing to prevent Parliament when giving effect to the United Kingdom's international obligations from giving the citizen more rights than those obligations require that he be given;
In a case where this court has quashed a conviction the presumption of innocence requires that Acts of Parliament are to be interpreted on the basis that it is not intended that the state should proceed on the basis that a wrongly convicted man is guilty. Had Parliament intended that compensation should only be available to those who could prove themselves innocent it would have said so clearly. In the present case there is not even such an implication.
Lord Justice Rix :
Mr Justice Pumfrey :