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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Malik, Re Solicotor's Act 1974 & Legal Services Act No 2 of 2002 [2002] EWCA Civ 490 (22 March 2002) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2002/490.html Cite as: [2002] EWCA Civ 490 |
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Strand London WC2 Tuesday, 22nd March 2002 |
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B e f o r e :
(LORD PHILLIPS)
____________________
IN THE MATTER OF THE SOLICITOR'S ACT 1974 | ||
IN THE MATTER OF THE COURT AND LEGAL SERVICES ACT | ||
NO 2 OF 2002 | ||
(DR LIAQAT MALIK) |
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Smith Bernal Reporting Limited
190 Fleet Street, London EC4A 2AG
Telephone No: 020 7421 4040
Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
MR R SINGH (instructed by Messrs Russell-Cooke, London SW15 6AB) appeared on behalf of the Law Society
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Crown Copyright ©
Friday, 22nd March 2002
"No new allegations of impropriety were made against Mr Malik in the context of his current application. Save for some questions about references provided, to which I shall return, the last allegation of substance made is that of 1994 where the Exceptional Applications Casework Committee found that he had held himself out to be a solicitor.
The starting point for my consideration, therefore, was the previous findings made against Dr Malik. My task was to consider what had happened since then and to decide whether in the light of what had happened Dr Malik could now be stated to be a fit and proper person to be registered as a foreign lawyer."
"(1) Subject to section 4 and section 20(3) of the Justices of the Peace Act 1949 which relate to omission as solicitors of certain persons who have served as assistant to a justices clerk, no person shall be admitted as a solicitor unless he has obtained a certificate from the Society that the Society -
(a) is satisfied that he has complied with training regulations and
(b) is satisfied as to his character and suitability to be a solicitor.
(2) Any person who has obtained a certificate that the Society is satisfied with as mentioned in subsection (1) may apply to the Master of the Rolls to be admitted as a solicitor, and if any such person so applies the Master of the Rolls shall, unless of course the contrary is shown to his satisfaction in writing and in such manner and form as the Master of the Rolls may from time to time think fit, admit that person to be a solicitor."
"3. An application for admission may be made at any time after the applicant has complied with the Training Regulations or the Qualified Lawyers Transfer Regulations.
6. (i) If the Society:
(a) is satisfied that an applicant has complied with the Training Regulations or the Qualified Lawyers Transfer Regulations; and(b) is satisfied as to the character and suitability of the applicant to be a solicitor it shall issue a certificate to that effect in accordance with Section 3(1) of the Solicitors' Act 1974.
(ii) In any case where the Society refuses:
(a) an application for admission; or(b) to issue a certificate under paragraph(i) it shall notify the applicant to this effect within 14 days of receiving the application stating the grounds for refusal.(iii) In any case where the Society refuses or fails to issue a certificate under paragraph (i) the applicant may appeal to the Master of the Rolls, who may make such recommendations to the Society as the Master of the Rolls thinks fit."
"(1) A person seeking to establish eligibility under these Regulations to apply for admission must provide such evidence as the Society may require that the applicant:
(a) is a person to whom any of Regulations 6 to 15 applies; and(b) is suitable to be admitted as a solicitor.
(2) If the Society is satisfied that an applicant is so eligible it must issue a certificate to that effect stating any subjects in the Test which the applicant is required to pass and in respect of applications to whom Regulations 6, 10, 11 or 15 apply any other conditions which the applicant must satisfy. A person who does not hold such a certificate may not attempt the Test."
"(1) Mr Malik is a fit and proper person to become a solicitor.
(2) Mr Malik is not a Distinguished Specialist Practitioner within the meaning of Regulation 14 of The Qualified Lawyers Transfer Regulations.
(3) I grant Mr Malik a waiver from the Litigation Head and the oral test of the Principles of Common Law in the Qualified Lawyers Transfer Test. I also grant him exemption from the two-year practical experience requirement.
(4) Mr Malik must pass the Property Head and the Professional Conduct and Accounts Head of the qualified lawyers transfer Test.
Reasons
I have carefully considered the substantial volume of papers placed before me; many of which were before me when I dealt with Mr Malik's application to become a Registered Foreign Lawyer in September 1999.
My reasons for the decisions given above are:-
1. During the interview on 14th September 1999, I made it clear that when considering character and suitability issues, I would apply the same standards for a Registered Foreign Lawyer as for a Solicitor. Having found Mr Malik to be of acceptable character and suitability to be registered as a foreign lawyer, it follows (in the absence of any subsequent adverse information) that my decision is the same on this occasion..."
"(1) If the Society at any time is not satisfied as to the suitability to become a solicitor of any person whom it has certified eligible under Regulation 5 it may on such terms as it determines:
(a) prohibit an attempt of the Test; or(b) refuse to recognise periods of employment as consistent with service under a training contract; or oppose admission as a solicitor
(2) If the Society imposes a prohibition or other sanction under paragraph (1) the unadmitted person may
(a) within one month of receiving notification from the Society of its decision, ask for the matter to be reviewed, and(b) within three months of receiving notification from the Society of its decision on an application for review under paragraph
2(a) apply to the Master of the Rolls..."
"I write in relation to your application for admission as a solicitor.
Your case has been reviewed and in the circumstances the Law Society has decided to call an Exceptional Applications Casework Committee to consider your application.
A date for this committee will be sent to you; I enclose a copy of the written procedures for Exceptional Applications Casework Committees.
Your application will be considered as quickly as practicable but the procedures will take some time to implement and until they are complete the Society will not be in a position to decide whether or not to grant or refuse a certificate."
"Exceptional cases such as murder, manslaughter and rape will continue to be handled by the Exceptional Applications Casework Committee."
"31. There shall be the following Casework Committees of the Council:- the Exceptional Applications Casework Committee..."
"The terms of reference of the Exceptional Applications Casework Committees are to deal with all casework applications which are decided by the President (or, failing him, the Vice-President or failing him, the Deputy Vice-President) to be of an unusual or sensitive nature."
"I note what you say, but you have not given me any reasons or explanations as to why my application for a Certificate has been referred to the Committee. No doubt you will be aware that you are required under law to give reasons for your decisions. Further you have not provided any explanation to which members of the Law Society sanction this procedure. I shall be grateful if you could please provide me with the names, their status of the individuals or Committee members who sanctioned the referral to the Exceptional Application Casework Committee."
"The President consider that the Committee was the appropriate mechanism for a decision to be made in respect of your application given your unusual history and professional record. No decision has been made as to whether or not the Society should issue a certificate under section 3(1) of the Solicitors' Act 1974 and Regulation 6(1) of the Solicitor's Admission Regulations 1974. I confirm that a decision will be made by the Committee in accordance with its procedures. These procedures will involve you being provided with relevant papers and having an opportunity to make representations."
"I note what you say. However, with respect, you have not addressed my concerns as set out in my letter dated the 4th instant. I shall be grateful if you would forward me a full reply with reasons and explanations..."
"The reasons for the decision that your application is unusual were that your relevant history is exceptionally complex and that information has been received from the OSS that they are in communication with you concerning a serious current complaint from the Legal Services Commission.
The Society regrets that it was not able to consider your application within 14 days but as you will appreciate the background facts are lengthy and complicated."
"In accordance with the procedure for Exceptional Applications Casework committees... the Law Society's report and supporting documents for the above mentioned Committee's consideration were delivered to you today by hand.
As you are aware you will need to serve upon this office your submissions in response, two weeks before the Committee meets. However, I do accept that the material enclosed is voluminous and therefore, should you require more time in which to respond, I would be grateful if you could let me know as soon as possible."
"As you are aware the Exceptional Applications Casework Committee is due to consider your application for a practising certificate on 9 and 10 January 2002. You have, of course, received the three volume report submitted to the Committee and served upon yourself on behalf of the Law Society.
We have not received any submissions in response to the report at, either, this office nor the Law Society Solicitor's office of Russell-Cooke. We have, of course, attempted to make contact with you to ascertain your position, unfortunately you have not responded.
In the circumstances we feel that you should be given the opportunity to make submissions on the report and would also hope that you would attend a hearing to make oral representations. We believe that it is your intention both to serve submissions and make oral representations.
In light of this, whilst there is little obligation for the Committee to adjourn this matter, we have invited the Committee to do so. If you wish to make any representations on this please respond by return."
"Following the adjournment of the hearing of Dr Malik's application on 9 and 10 January 2002, the EACC nonetheless had a teleconference meeting to discuss various procedural issues in relation to the case. The draft minutes of this meeting are appended... These are not final minutes because the EACC has not met again to approve them. The EACC raised a number of concerns about the way in which the EACC was operating. These included:-
(i) A concern that the involvement of the Director of Regulation in the recommendation to the Council of the membership of the EACC was inappropriate, given that the Regulation Directorate was responsible for putting the Law Society's case in relation to application by Dr Malik.
(ii) A concern that the secretariat of the EACC should be based at the Corporate Affairs department of the Law Society rather than at the Regulation Directorate."
"21. In fact the Applicant has been the subject of inordinately high levels of complaint by those who have dealt with him professionally, or have been clients of, or have provided services to, his practice, details of which are contained in the documents attached to this note. In particular, but without prejudice to the generality, the Committee's attention is drawn to the following.
(i) The complaint made by the Legal Services Commission. This complaint demonstrates that there has been widespread failure to comply with the LSC's accounting requirements within the Applicant's practice and that the failures are the Applicant's since, inter alia, they involve cases in the Applicant's fields of practice and in which, for example, the applicant's own referees have been involved.
(ii) A complaint on behalf of a Mr Iqbal has resulted in a resolution to bring proceedings against Dr Malik in the Solicitors Disciplinary Tribunal in relation to allegations that Dr Malik had failed to inform the client of his rights under the Legal Aid Act, misled the Court and transferred money from client to office account improperly.
(iii) Three complaints relating to the failure to attend Immigration Tribunal hearings alleging failures of Dr Malik's duty to his clients and to the Tribunal made by the Immigration Appellate Authority and the Immigration Appeal Tribunal.
(iv) A complaint by the Treasury Solicitor at the instigation of Mr Justice Turner in relation to a failure to properly instruct counsel and represent clients at two High Court hearings.
(v) A complaint by the Right Honourable Jack Straw MP on behalf of his constituent, Mr Iqbal [that is the matter already referred to], that Dr Malik failed to deal properly with his client' case.
(vi) Allegations made by the Manchester Evening News in an article of the 7th November 2001 concerning which evidence is awaited.
(vii) A complaint by Mr Khan alleging breaches of the Solicitors Publicity Code 1999 involving Dr Malik allegedly representing himself as a solicitor.
(viii) A complaint by the Bar Council involving the withdrawal of credit for Malik Adams.
(ix) There are over 50 complaints made against the Applicant's firm, a significant proportion of which postdate the applicant's registration as a foreign lawyer and his admission as a partner of Malik Adams and/or Malik Laws.
(x) There are County Court judgments outstanding against the Applicant and/or his firm."
"The Committee should consider and give due weight to decisions previously made in relation to Dr Malik's character and suitability but must exercise its own judgment on the basis of the information and submissions presented to it. The decision of Mr Davies of the 18th September 1999 requires particularly careful consideration. Although the decision was on the different application for registration as a foreign lawyer, Mr Davies considered the Law Society's general discretion in the context of Dr Malik's character and suitability applying the same standard as Mr Davies would have applied for a solicitor. On the 21st January 2000 Mr Davies followed his previous reasoning and decision in deciding that Dr Malik was a fit and proper person to become a solicitor for the purpose of eligibility to take the QLTT."