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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Suarez v Secretary of State for the Home Department [2002] EWCA Civ 722 (22nd May, 2002) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2002/722.html Cite as: [2002] WLR 2663, [2002] 1 WLR 2663, [2002] EWCA Civ 722 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE IMMIGRATAION
APPEAL TRIBUNAL
Strand, London, WC2A 2LL | ||
B e f o r e :
LORD JUSTICE KEENE
and
MR JUSTICE SUMNER
____________________
JON HAIRO ORTIZ SUAREZ | Appellant | |
- and - | ||
THE SECRETARY OF STATE FOR THE HOME DEPARTMENT | Respondent |
____________________
Smith Bernal Reporting Limited, 190 Fleet Street
London EC4A 2AG
Tel No: 020 7421 4040, Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
Angus McCullough Esquire (instructed by the Treasury Solicitor) for the respondent.
____________________
AS APPROVED BY THE COURT
Crown Copyright ©
Lord Justice Potter :
INTRODUCTION
“owing to well founded fear of being persecuted for reasons of ... membership of a particular social group, or political opinion, is outside the country of his nationality, and is unable, or owing to such fear, unwilling to avail himself of the protection of that country.” (emphasis added)
THE FACTUAL BACKGROUND
“36. I had the benefit of seeing and hearing the appellant give evidence. His account was full of detail on certain aspects but where there were difficulties in cross-examination (such as the killing by his Captain) his account was evasive and contradictory. I did not for the most part find him to be a credible witness.”
“37. I accepted that the appellant had been in the army. I also accepted his evidence that he had no political interests. The submission on his behalf was that his case was based on imputed political opinion due to the stand he had taken against his commanding officer. The basis of his claim was in respect of an incident in which his commanding officer had shot dead a Mr Guzman. He had been evasive on the point and I was satisfied from his evidence that he had not witnessed the shooting. The background to the shooting, according to the appellant, was a financial conflict linked with arms and drugs dealing between the commanding officer and the criminal elements. He and others had later confronted the commanding officer who had threatened to kill them and as a consequence the appellant had fled. A couple of days later there had been an attack on his house. He had managed to escape through the back door but his mother-in-law had been shot dead, during the attack. Although the appellant claimed in evidence that he wanted to take a stand against corruption, he had not in fact done so. He had fled when threatened by his commanding officer. Although he also claimed in evidence that if the Captain did not want witnesses he would kill them, that had not been done in his case.”
“.. even if I accepted it in its entirety I noted that the events all occurred three years previously and the appellant was now in this country with his family. It would have been clear to the commanding officer that the appellant had not witnessed the actual shooting and that he had not reported the matter to the authorities, either immediately after the shooting or after being threatened or after his house was attacked. It would have been clear to the commanding officer that he had succeeded in silencing the appellant. The appellant presented no evidence of what had happened to his colleagues who had also complained or of the 40-50 other witnesses at the shooting incident. I consider it inherently unlikely that his commanding officer (if he was still in the army) would know of the appellant’s return from abroad and that even if he did that he would have been concerned 3 years after the incident to seek him out.”
“There was no mention of the source of the threats, no details of his Captain or of named guerrilla groups. Although the second article mentioned that the appellant had served military service in a particular battalion, it gave no details of the specific complaint or allegation. In the circumstances and in the absence of any news of the commander’s whereabouts or continuing interest, I was not satisfied that there was any continuing or current interest in the appellant.”
“38 I agree with Mr Davidson that there was no Convention ground in this case. I did not accept the argument of Mr Collins of imputed political opinion. All that could be said of the commanding officer was that he was allegedly involved in criminal activities. He was concerned to silence the appellant in order to avoid the consequences of criminal prosecution if his activities were exposed. At best all that could be said of the appellant was that he wished to expose his commanding officer but had taken no steps to do so ... although he had supposedly known for some time of his commanding officer’s criminal activities he had not taken any action to expose them or leave the army. I was not satisfied that any general political opinion could be imputed to him on the lines of his being on the side of law and order and against the ‘dark forces’ of guerrillas and criminal gangs. He had merely ‘witnessed’ (in the sense of being in the vicinity of) a crime and had confronted the alleged perpetrator but had not taken the matter further.”
THE DECISION OF THE IAT
“Mr McGivern in his submissions maintained that the adjudicator had failed to consider the objective evidence that was before her in relation to Colombia. There was an imputed political opinion attributable to the appellant by reason of his knowledge of his senior officer’s corrupt criminal activities. The motive of the officer threatening to kill him was entirely political. This had not been considered by the adjudicator. He submitted that there was evidence of abuse by the army with impunity with respect to criminal activities of members of the army.”
The tribunal dealt with the issue briefly as follows:
“9. We do not consider that there is any merit in the submission by Mr McGivern that the appellant is at risk by virtue of an imputed political opinion. The evidence is quite clear that the appellant, if he is at risk at all, is at risk by virtue of the fact that he is aware that a senior officer, acting contrary to military directions, was involved in criminal activities and may also have been involved in the murder of an innocent farmer. His superior officer was not acting by reason of any political motives, merely seeking to enrich himself by taking advantage of the extensive criminality that exists in his country. In so doing, he was associating himself with such criminality. In the course of this activity he may also have perpetrated a murder. None of this activity in our view can be attributable to political motives either in the form of disapproval of the action of the army in fighting criminal elements or in disapproval of the government of his country. Whatever the appellant’s association with the officer may be, we cannot for these reasons consider that desertion from the army and his possible threat to the future career of his senior officer, can in any way be attributable to political motives, imputed or otherwise.”
“10. So far as the fear of the appellant at the hands of his superior officer is concerned, the US State Department report indicates that the government does take action against members of the security forces who are complicit with paramilitary groups and other illegal organisations. The documentary evidence before us indicates that the government actively encourages the report of criminal activities and the victims of crime. In the event that this appellant is returned to Colombia and faces charges of desertion, the whole story leading up to the murder of Mr Guzman will become known. In the circumstances of this case the objective evidence before us would indicate that the army would not hesitate in acting against the appellant’s former superior officer.
So far as the question of desertion is concerned, the penalties for desertion are between six months and two years imprisonment. The background evidence would indicate that prison conditions are generally harsh and in this regard the appellant would be in no worse condition than that of any other prisoner serving out their sentences. There is no evidence that the appellant’s superior officer would be in any position to exact revenge upon him once he had been imprisoned. Quite the contrary, in the circumstances of this case it would appear to us more likely than not that the officer himself would be imprisoned following court martial or criminal trial.”
THE APPELLANT’S SUBMISSIONS
DISCUSSION
“Whether Y would be looked upon merely as a campaigner against corruption who was at risk of retribution by individual corrupt officials, or whether corruption was so much a part of government and of the exercises of state power in Brazil that opposition to it could be regarded as opposition to authority as it was organised or operated in Brazil.”
“I do not see any error in the general approach taken by the Tribunal. In the context of the Refugees’ Convention, an opinion could be thought to be a political opinion if it were such as to indicate that its holder, the claimant for refugee status, held views which were contrary to the interests of the State including the authorities of the State. A person may be regarded as an enemy of the State by virtue of holding and propounding views which are contrary to the views of the State or its Government, or which are antithetic to the Government and instruments which enforce the power of the State, such as the Armed Forces, Security Forces and Police Forces which express opposition to matters such as the structure of the State or the territory occupied by it and like matters.”
“made him a danger not only to the policemen involved in the incident which he had observed but to the Police Force in general and to the manner in which power is exercised in Brazil.”
“It would, in my judgment, on the face of it be stretching the expression [“political opinion”] much too far if one was to apply it to the facts of Mr Storozhenko’s case. He was being persecuted because the local police did not want him pressing an enquiry into the misconduct of one of their officers who had assaulted him. I am inclined to agree with the appeal tribunal that the persecution he suffered resulted from his attempts to ensure that his assailant was punished, and that it was manifestly artificial to talk in terms of imputed political opinion.” (emphasis added)
“The need to be cautious about over-enthusiastically seeking a Convention reason for persecution where such a reason cannot be found without distorting the facts...”
“49. [The appellant’s counsel] argued that the action of his client’s persecutors might potentially be seen as persecutions stemming from the desire to put down any dissent viewed as a threat to them and their place in society, and/or their ability to control their environment. Alternatively they might be treated as a reaction to a statement of facts seen to be dangerous to those in authority (Y) or to acts of Mr Storozhenko perceived to be reflective with an unstated political agenda (Y) (Voitenko).
Finally, he submitted that in respect of the background situation there was scope to conclude that his client’s persecutors operated a state organ (Vassilief) and that corrupt/criminal elements permeated that organ to such an extent as to be part of the very fabric of state organs (Klinko).
51. In my judgment, this analysis is altogether too sophisticated on the facts of the present case. It illustrates the dangers of trying to place more weight on the dicta of other judges deciding other cases concerned with different factual situations than those dicta can properly bear ...”
“We do not regard Garces as authority for the proposition that any victim of crime who seeks redress but cannot because of police corruption or the powers of criminal elements, is entitled to the protection of the Convention ground because he may perceived to be on the side of law and order. Normally, imputed political opinion will arise where there is perceived opposition to a policy espoused by the government or its agents. Since protection can be extended to cover those who are persecuted not by the government or its agents but because the government is unable or unwilling to afford protection from the persecutors, witnesses to crime may, if they come forward to help, be properly regarded as coming under the umbrella of imputed political opinion. But we think that such cases would be rare and limited to situations such as exist in Colombia where no protection can be given because the criminals are in effective control.”
That comment was quoted in paragraph 60 of the IAT’s decision in Gomez.
“.. in reaching its findings in this case it has not had recourse to broad ‘Star Wars’ generalisations about the appellant being seen as on the side of law and order or in opposition to 'dark forces’. In contrast to certain isolated passages to this effect in Acero Garces ... it has examined the different elements in the appellant’s situation pointing to the presence or absence of political motives in the actions of her persecutors and doing so on the basis of concrete evidence as to the general situation pertaining in present-day Colombia as set out in the US State Department Report and other sources.”
“Two things are clear: just because persecutors may in some cases attribute political opinions to victims or opponents does mean that they will necessarily do so in every case. A family wishing to revenge the killing of their son may not impute a political opinion to the murderer notwithstanding that the murderer is one of their political opponents. Of course the family’s motives in a particular case may be both private revenge and political animus, but that will not always be so.
(53) It is also common sense that although one may hold a political opinion, not everything one does is motivated by that political opinion.
(54) Reflecting these common sense notions, the tribunal would categorically reject the idea that even in countries such as Colombia where the boundaries between the political and the non-political have been heavily distorted by the conduct of para-military bodies and drug cartels, every case where such a body persecutes someone must be on account of an imputed political opinion. We would reaffirm the point made in Quijano –v- Secretary of State for the Home Department [1997] Imm AR 227 that where the concern of persecutors was not a political one but rather to maintain their economic position through criminal activities and to that end intimidate and if necessary, eliminate those that oppose the pursuit of that aim, then there will be no conflict based upon a refusal to perform political acts, but only criminal ones.
(55) The assessment will all depend upon the particular circumstances of a case examined in the light of all the evidence circumstantial otherwise.”
I would endorse those observations.
“(65) In view of the above, the tribunal considered that in a case such as this where the threat is said to come from a powerful guerrilla organisation like FARC or ELN, there will be less difficulty than otherwise in establishing that a possible opinion that such a group will impute to those who stand in their way will be a political one.
(66) ... Even where the non-state actor is a guerrilla organisation (like FARC) carrying out state-like functions in parts of the country there will arise cases in which no political motive is involved. Such organisations, for some if not much of the time, may act for purely economic reasons. Their reasons for seeking retribution against victims may, for some if not much of the time, be purely criminal. Indeed, the background evidence suggests that most of kidnappings undertaken by FARC and ELN are ‘financially motivated’ (1985 in 1999) rather than ‘politically motivated’ (372 in 1999). Deciding whether any kidnapping is purely financial or purely political or is for mixed financial and political motives will obviously therefore depend on the particular circumstances of each case.”
“We also attach particular significance to the fact that on the appellant’s own account those who threatened her never at any stage said anything to her to convey that they viewed her as a political threat.”
“His superior officer was not acting by reason of any political motives, merely seeking to enrich himself by taking advantage of the extensive criminality that exists in his country.”
CONCLUSION
Lord Justice Keene:
“was concerned to silence the appellant in order to avoid the consequences of criminal prosecution if his activities were exposed ... I was not satisfied that any general political opinion could be imputed to [the appellant] along the lines of his being on the side of law and order and against the “dark forces” of guerrillas and criminal gangs.”
Mr Justice Sumner: