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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Knott v Newham Healthcare NHS Trust [2003] EWCA Civ 771 (13 May 2003) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2003/771.html Cite as: [2003] EWCA Civ 771 |
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IN THE COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE HIGH COURT
ADMINISTRATIVE COURT LIST
(MR JUSTICE SIMON)
Strand London, WC2 |
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B e f o r e :
LORD JUSTICE MAY
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ANGELA HELEN KNOTT | Claimant/Respondent | |
-v- | ||
NEWHAM HEALTHCARE NHS TRUST | Defendants/Appellants |
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Smith Bernal Wordwave Limited
190 Fleet Street, London EC4A 2AG
Tel No: 020 7404 1400 Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
MR C MCCAUL QC (instructed by Messrs Immanuel & Co, London EC4V 5DR) appeared Respondents
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(APPROVED BY THE COURT)
Crown Copyright ©
Tuesday, 13 May 2003
"i) The view of the Claimant's experts was as follows:
a) the Claimant's degenerative disease had been advanced by the process of lifting during employment with the Defendant.
b) there had been a protrusion of the T12/L1 and L1/L2 discs on or about 12th March, which was directly attributable to the lifting.
c) This protrusion had caused damage to the conus (the base of the spinal column) and the adjacent nerve roots.
d) The damage to the conus or surrounding nerves had caused the Claimant's neurological symptoms.
ii) The view of the Defendant's experts was as follows:
a) The degenerative changes were the cause of the Claimant's symptoms, including the neurological symptoms.
b) These degenerative changes developed many years before March 1998 and were not affected by the lifting the nature of the Claimant's work.
c) the Claimant's back was unstable and the slip getting out of the bath triggered the Claimant's injuries.
d) There was no evidence of significant disc protrusion and no evidence of consequent injury to the conus."
"... there are disc bulges seen at T12/L1, L1/L2 and L5(S1) levels.
The canal is generous in proportion and there is no evidence of any focal neural compression at any level. The Conus appears normal. No explanation for the symptoms seen."
As I read that radiologist's report of that MRI scan, it gives no support for any explanation for the defendants' experts opinion as to the cause of the neurological symptoms from which, as will appear, the claimant was suffering.
"53. The evidence of Prof Swash (who is Professor of Neurology and a consultant Neurologist at the Royal London Hospital) was that the neurological symptoms could only be explained by some degree of damage to the conus. His evidence was that compression of the conus, if lasting longer than 6-24 hours, would cause permanent neurological injury. Although there was no clear image of disk impingement, this could have been due to the supine position of the [claimant] when the image was taken or to the desiccation of the protruded disc material. It was his firm view that, in the light of the symptoms and the disc pathology, the only explanation for the neurological symptoms was compression to the conus. It was suggested to him that the Claimant's neurological symptoms might have been caused by some movement of the vertebrae or boney spurs when she slipped getting out of the bath. He rejected such an explanation. In his view this could not happen.
54. I accept the evidence of Prof Swash on this point. He gave his evidence ... in a clear and measured way and did not attempt to argue the case. As well as being particularly well qualified to give expert opinion on the point, he had carried out a full neurological examination of the Claimant. This revealed absence of anal reflex bilaterally which was only consistent with damage to the conus.
55. I the accept evidence of Mr Rushman and Prof Swash that the most likely cause of the compression of the conus was a protrusion of the adjacent discs (bulging of the posterior side of the disc annulus which impinged on the conus). I regard the Defendant's suggestion that the neurological symptoms were unrelated to the disc damage as being unlikely.
56. The Claimant's degenerative disc disease rendered her particularly vulnerable to disc prolapse. The lifting that she carried out on Beckton Ward would have significantly loaded her lumbar spine and advanced the likelihood of disc protrusion in this area. There was a degree of common ground as to the propensity of nurses to suffer disk prolapses due to the nature of their work. Prof Swash, Mr Rushman and Mr Pooley all agreed that nurses lifting in an unnatural way such as is likely to cause injury to the back; and lifting is widely regarded as a major cause of disc prolapse in nurses. As Mr Rushman put it: nurses lift differently, they have to arch their backs forward to get into position. This causes disc bulging; and damage may be caused by further loading.
57. The Claimant had two specific bouts of backache (while lifting patient M and on 11th March 1998) that were, in my judgment, directly related to lifting work and were indicative of deforming changes in the structure of the spine.
58. It is impossible precisely to determine the progression of the Claimant's disc failure. However, in my view, the lifting of patients by the Claimant during the period of her employment with the Defendant is likely to have damaged the annulus of the discs posteriorly. The damage may have repaired itself; but the annulus would have been progressively weakened thereby increasing the likelihood of a disc protrusion and further injury. The disc prolapse and neural damage was the eventual result of this process.
59. It follows that, in my judgment, the Defendant's breach of duty caused (and, at the very least, materially contributed to) the Claimant's injury."
The remainder of the judgment concerned issues of damages as to which there is no appeal.
"If you were also to take away the history of back symptoms... that she relayed to you, you would similarly be less confident about your conclusion ..."
- to which he said:
"No, I would be very puzzled indeed. It is because here is a situation in which the imaging shows a chronic lesion, not an acute one. In the context you have just put to me that would have to be an acute conus lesion, and an acute disc, and that is not the situation."
"The Strasbourg Court, when considering article 6, is not concerned with the merits of the decision of the domestic court that is under attack. It is concerned to see that the procedure has been fair. It requires that a judgment contains reasons that are sufficient to demonstrate that the essential issues that have been raised by the parties have been addressed by the domestic court and how those issues have been resolved. It does not seem to us that the Strasbourg jurisprudence goes further and requires a judgment to explain why one contention, or piece of evidence, has been preferred to another. The common law countries have developed a tradition of delivering judgments that detail the evidence and explain the findings in much greater detail than is to be found in the judgments of most civil law jurisdictions. We do not believe that the extent of the reasoning that the Strasbourg court requires goes any further than that which is required under our domestic law, which we are about to consider."
Then from paragraphs 15 to 21 Lord Phillips deals with the requirement to give reasons under the common law. Having referred to a number of decisions, he said in paragraph 16:
"We would put the matter at its simplest by saying that justice will not be done if it is not apparent to the parties why one has won and the other has lost."
He then cited from the judgment of Griffiths LJ in Eagil Trust Co Ltd v Pigott-Brown [1985] 3 All ER 119 at 122 where Griffiths LJ had said that he could not stress too strongly that there is no duty on a judge, in giving his reasons, to deal with every argument presented by counsel in support of his case. It is sufficient if what he says shows the parties, and if need be the Court of Appeal, the basis on which he has acted. In paragraph 18 Lord Phillips said that the observations of Griffiths LJ apply to judgments of all descriptions." He then referred to the practical requirements of our appellate system and said in paragraph 19:
"... if the appellate process is to work satisfactorily, the judgment must enable the appellate court to understand why the judge has reached his decision. This does not mean that every factor which weighed with the judge in his appraisal of the evidence has to be identified and explained. But the issues the resolution of which were vital to the judge's conclusion should be identified and the manner in which he resolved them explained."
Mr Spencer relies on that case. Mr McCaul submits that the judge in all respects in this judgment measured up to it.
"The neurological abnormalities are incontrovertible evidence of damage to the conus/couda equina. In the clinical context, and in the light of the imaging the only explanation of these abnormalities, which cause serious and disabling symptoms, as described by Mrs Knott, and related in my reports, is that there was compression of this region by discal protrusion."
He then proceeded to explain, essentially as related by Mr Rushman at the joint experts' meeting and as recorded by the judge in his judgment, why this may not have been evident on the MRI scan. He concluded his letter as follows:
"Mr Pooley... has selectively quoted my correspondence, and imputed views to me that I do not hold. For the sake of simplicity, it should be noted that Mrs Knott has clinical disabilities, and findings on neurological examination, consistent with conus lesion, and it is my opinion that these are commensurate with the level of the discal disease. They can only be explained by a period of conus compression. Unfortunately, as is so often the case, they have proved to be irreversible."
"58. It is impossible precisely to determine the progression of the Claimant's disc failure. However, in my view, the lifting of patients by the Claimant during the period of her employment with the Defendant is likely to have damaged the annulus of the discs posteriorly. The damage may have repaired itself; but the annulus would have been progressively weakened thereby increasing the likelihood of a disc protrusion and further injury. The disc prolapse and neural damage was the eventual result of this process."
The judge said that the defendants' breach of duty caused, and, at the very least, materially contributed to, the claimant's injury.
"I do not accept Mr May's submissions. In my judgment as the passages cited from the three House of Lords' decision show, the onus of proving causation is on the claimant; it does not shift to the defendant. He will be entitled to succeed if he can prove that the defendants' tortious conduct made a material contribution to his disability. But strictly speaking the defendant is liable only to the extent of that contribution. However if the point is never raised or argued by the defendant, the claimant will succeed in full as in Bonnington and McGhee. I agree with Judge Altman that strictly speaking the defendant does not need to plead the others were responsible in part. But at the same time I certainly think it is desirable and preferable that this should be done. Certainly the matter must be raised and dealt with in evidence, otherwise the defendant is at risk that he will be held liable for everything. In reality I do not think that these cases should be determined on onus of proof. The question should be whether at the end of the day and on consideration of all the evidence the claimant has proved that the defendant is responsible for the whole or a quantifiable part of his disability. The question of quantification may be difficult and the court only has to do the best it can using its common sense, as Lord Salmon said in the passage cited. Cases of this sort, where the disease manifests itself many years after the exposure, present great problems, because much of the detail is inevitably lost. I can see that in Borel's case where the defendants were manufacturers as opposed to employers the position may be particularly difficult. But in my view the court must do the best it can to achieve justice, not only to the claimant but to the defendant, and among defendants."