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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Barker v Saint Gobain Pipelines Plc [2004] EWCA Civ 545 (05 May 2004) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2004/545.html Cite as: [2004] EWCA Civ 545 |
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COURT OF APPEAL (CIVIL
DIVISION)
ON APPEAL FROM MANCHESTER DISTRICT REGISTRY
MR JUSTICE
MOSES
OL9 90091
Strand, London, WC2A 2LL | ||
B e f o r e :
THE RIGHT HONOURABLE LORD
JUSTICE KEENE
and
THE RIGHT HONOURABLE LORD JUSTICE
WALL
____________________
SYLVIA BARKER |
Appellant | |
- and - |
||
SAINT GOBAIN PIPELINES
PLC |
Respondent |
____________________
Mr Charles Feeny (instructed by Berrymans Lace Mawer) for the
Respondent
Hearing date: 19th February 2004
____________________
Crown Copyright ©
Lord Justice Kay :
The Facts
"It is accepted that the risk of developing a mesothelioma increases in proportion to the quantity of asbestos dust and fibres inhaled: the greater the quantity of dust and fibre, the greater the risk. But the condition may be caused by a single fibre, or a few fibres, or many fibres: medical opinion holds none of these possibilities to be more probable than any other, and the condition once caused is not aggravated by further exposure."
The issues at trial
"10. . Firstly, can the claimant bring the cause of the deceased's death within the principle of the causal requirements for establishing liability for mesothelioma caused by exposure to asbestos dust, as explained in Fairchild -v- Glenhaven Funeral Services Limited notwithstanding his exposure to asbestos dust whilst working as a self-employed plasterer?
11. The defendants contend the fact of such exposure during a period when he was self-employed has the consequence that the claimant cannot bring the cause of the deceased's mesothelioma within the principle in Fairchild, and for that reason the claim should fail. I shall describe this issue as the causation issue.
12. Secondly, whether, if liability is established, the court should apportion the liability of the defendants to reflect the fact that the deceased was also exposed to asbestos dust which might equally have caused mesothelioma during the period of his employment at Graessers Limited and whilst self-employed. I shall call that issue the apportionment issue.
13. Thirdly, whether damages fall to be reduced on account of contributory negligence, in that the deceased failed to take any precautions when handling asbestos as a self-employed plasterer.
13a. It is important to record that this third issue is not the same as the first. On the first issue the defendants contend that liability cannot be established, whether the deceased was guilty of contributory negligence or not."
The Causation Issue at trial
"The problem of attributing legal responsibility where a victim has suffered a legal wrong but cannot show which of several possible candidates (all in breach of duty) is the culprit who has caused him harm is one that has vexed jurists in many parts of the world for many years."
"41. The present appeals are another example of such circumstances, where good policy reasons exist for departing from the usual threshold "but for" test of causal connection. Inhalation of asbestos dust carries a risk of mesothelioma. That is one of the very risks from which an employer's duty of care is intended to protect employees. Tragically, each claimant acquired this fatal disease from wrongful exposure to asbestos dust in the course of his employment. A former employee's inability to identify which particular period of wrongful exposure brought about the onset of his disease ought not, in all justice, to preclude recovery of compensation.
42. So long as it was not insignificant, each employer's wrongful exposure of its employee to asbestos dust, and, hence, to the risk of contracting mesothelioma, should be regarded by the law as a sufficient degree of causal connection. This is sufficient to justify requiring the employer to assume responsibility for causing or materially contributing to the onset of the mesothelioma when, in the present state of medical knowledge, no more exact causal connection is ever capable of being established. Given the present state of medical science, this outcome may cast responsibility on a defendant whose exposure of a claimant to the risk of contracting the disease had in fact no causative effect. But the unattractiveness of casting the net of responsibility as widely as this is far outweighed by the unattractiveness of the alternative outcome.
43. I need hardly add that considerable restraint is called for in any relaxation of the threshold "but for" test of causal connection. The principle applied on these appeals is emphatically not intended to lead to such a relaxation whenever a plaintiff has difficulty, perhaps understandable difficulty, in discharging the burden of proof resting on him. Unless closely confined in its application this principle could become a source of injustice to defendants. There must be good reason for departing from the normal threshold "but for" test. The reason must be sufficiently weighty to justify depriving the defendant of the protection this test normally and rightly affords him, and it must be plain and obvious that this is so. Policy questions will loom large when a court has to decide whether the difficulties of proof confronting the plaintiff justify taking this exceptional course. It is impossible to be more specific."
" I concluded that the breach of duty by each defendant materially increasing the risk of the onset of mesothelioma in (the claimants) involved a substantial contribution to the disease suffered by them and it was for this reason that I allowed the appeals".
" the principle applies where the other source of the claimant's injury is a similar wrongful act or omission of another person, but it can apply also where, as in [McGhee v National Coal Board [1973] 1 WLR 1], the other possible source of the injury is a similar, but lawful, act or omission of the same defendant. I reserve my opinion as to whether the principle applies where the other possible source of injury is a similar but lawful act or omission of someone else or a natural occurrence".
"I am of opinion that such injustice as may be involved in imposing liability on a duty-breaking employer in these circumstances is heavily outweighed by the injustice of denying redress to a victim. Were the law otherwise, an employer exposing his employee to asbestos dust could obtain complete immunity against mesothelioma (but not asbestosis) claims by employing only those who had previously been exposed to excessive quantities of asbestos dust. Such a result would reflect no credit on the law."
"In these circumstances, a rule requiring proof of a link between the - defendants asbestos and the claimant's disease would, with the arbitrary exception of single-employer cases, empty the duty of content. If liability depends upon proof that the conduct of the defendant was a necessary condition of the injury, it cannot effectively exist."
"It would be unrealistic to suppose that the principle here affirmed will not over time be the subject of incremental and analogical development."
"That does not mean that the principle is not capable of development and application in new situations."
The Apportionment Issue at trial
"Novus actus interveniens, the eggshell skull, and (in the case of multiple torts) the concept of concurrent tortfeasors are all no more and no less than tools or mechanisms which the law has developed to articulate in practice the extent of any defendant's responsibility for the loss and damage which the claimant has suffered."
He submitted that the use of any tool or mechanism has to be adapted for the task in hand. If the court addressed the full complexities of multiple mesothelioma litigation, then the just solution involved an apportionment as suggested. Mr Feeny further submitted that the application of the Fairchild principle to different factual situations would be more straightforward if an approach based on apportionment was adopted.
"Why in those circumstances should there be a special rule for such a tortfeasor which has the effect of depriving the innocent victim who has suffered a single devastating injury of part of his or her damages? It is through no fault of the claimant that another tortfeasor can no longer be sued."
The approach of Moses J.
"60. I should reiterate that the defendant's submission does not depend upon any proof that the deceased was himself to blame. It seems to me that that is a significant and necessary feature of the defendant's argument. If the submission depended upon the fact that the deceased was himself at fault, it would be difficult to sustain. If the deceased was at fault, it is difficult to see why the defendant should escape liability altogether. Justice can be met by reducing the extent of the damage in proportion to the extent of the deceased's responsibility in accordance with conventional principles under the Law Reform (Contributory Negligence) Act 1945.
61. It is difficult to see why, if the deceased was in part to blame for materially adding to the risk, but only partly to blame, he should receive no compensation whatever. If one supposes that a deceased through his own fault was exposed to asbestos during a very short period of self- employment, but for most of his working life suffered such exposure due to breaches of duty on the part of a number of employers, I can discern no justice in depriving him of compensation altogether.
62. In the case of one who has been employed throughout his working life and exposed to asbestos dust, but who on a few occasions was guilty of contributory negligence in failing to use protective equipment with which, say, on one occasion he was provided, the claimant would recover, subject to a reduction. I cannot see why the position of a claimant should be any different because he was on occasions self- employed and to some extent at fault, rather than employed, but to some extent at fault. On the contrary, it seems to me that both cases are analogous. Both should be treated in the same way, and both should be at risk not of complete loss, but rather of a reduction of damages.
63. It was no doubt with that difficulty in mind that the defendant's submission was developed in the way that it was, to include both cases where a deceased was at fault and where he was not. If his submission was confined to cases where the deceased was at fault, a comparison would arise between a negligent self-employed worker and a negligent employee. The defendant would not be able to demonstrate why justice could not be met by the application of traditional principles of contributory negligence.
64. Those principles would, it was accepted, have to accommodate the principle of causation in Fairchild. A defendant has to do no more than establish that the deceased's own failures materially increase the risk.
65. But it is at this stage that the defendant's argument begins to unravel. Once it is accepted that in cases where a deceased is at fault, the rules permitting reduction of damages afford a measure of justice to a defendant who has materially increased the risk, it is difficult to see why justice demands that an innocent sufferer whose mesothelioma may be the result of exposure during a period of self-employment should not be able to recover.
66. In McGhee -v National Coal Board (1973) 1 WLR 1, the House of Lords was faced with the stark choice of imposing liability or not, even though the dermatitis may have been caused without any fault on the part of the employer or depriving the employee of any redress.
67. I can identify no greater injustice in fixing an employer in breach of duty with liability, even though the mesothelioma may have been caused during a period of self-employment. The source of the problem is the same in all these cases; the impossibility of attributing precise responsibility.
68. Faced with that impossibility, the law imposes liability on those who were responsible for materially increasing risk which later materialised, even though others were also responsible for increasing the risk. If one of those sharing responsibility turns out to be the deceased, the law provides a measure, but not total relief for a defendant, by a reduction of damages.
69. If the risk was materially increased without fault, I can identify no just basis for affording complete relief from liability to those who, in breach of duty, themselves increased the risk. To adopt the words of Lord Hoffman at page 63, as between an employer who has contributed to a period of exposure to risk and an innocent self-employed man who has similarly contributed to a period of exposure, I regard it as inconsistent with the policy of law to deprive that innocent self-employed person of any redress at all in respect of the period when he was employed by an employer in breach of duty."
"82. It may be that only one defendant's breach of duty in fact resulted in the mesothelioma. If mesothelioma can be caused by many fibres, it may be that a number of the defendants are responsible.
83. In such a state of uncertainty, the concept of apportioning blame cannot be rooted in any scientifically provable fact. For reasons of justice and fairness, the law imposes liability on those who are responsible for increasing the risk. It is also readily understandable that as between defendants there should be apportionment on the sensible basis that the greater the exposure, the greater the risk, the third of the five features to which Lord Hoffman drew attention at paragraph 61 of his speech.
84. On the same basis, contributory negligence may lead to a reduction, but in cases where there is no contributory negligence, I can see no just basis for a reduction in damages merely on the basis that someone else may have been responsible.
85. The rationale for relaxation of the orthodox rule does not, in my view, carry with it justification for altering the traditional liability of a concurrent tortfeasor. Indeed, the justification for the rule as to concurrent tortfeasors as explained by Laws L.J. in Rahman, bears a striking similarity to the justification for the rule as to causation as explained by the House of Lords in Fairchild. If a claimant is not to be deprived of all redress for want of proof of causation, equally it seems to me his damages ought not, as between him and a tortfeasor, be reduced for want of proof of causation."
Conclusions
"The crux of cases such as the present, if the appellants' argument is upheld, is that an employer may be held liable for damage he has not caused. The risk is the greater where all the employers potentially liable are not before the court. This is so on the facts of each of the three appeals before the House, and is always likely to be so given the long latency of this condition and the likelihood that some employers potentially liable will have gone out of business or disappeared during that period. It can properly be said to be unjust to impose liability on a party who has not been shown, even on a balance of probabilities, to have caused the damage complained of. On the other hand, there is a strong policy argument in favour of compensating those who have suffered grave harm, at the expense of their employers who owed them a duty to protect them against that very harm and failed to do so, when the harm can only have been caused by breach of that duty and when science does not permit the victim accurately to attribute, as between several employers, the precise responsibility for the harm he has suffered. I am of opinion that such injustice as may be involved in imposing liability on a duty-breaking employer in these circumstances is heavily outweighed by the injustice of denying redress to a victim. Were the law otherwise, an employer exposing his employee to asbestos dust could obtain complete immunity against mesothelioma (but not asbestosis) claims by employing only those who had previously been exposed to excessive quantities of asbestos dust. Such a result would reflect no credit on the law. It seems to me, as it did to Lord Wilberforce in McGhee (I973) 1 WLR 1, 7 that:
"the employers should be liable for an injury, squarely within the risk which they created and that they, not the pursuer, should suffer the consequence of the impossibility, foreseeably inherent in the nature of his injury, of segregating the precise consequence of their default.""
Lord Justice Keene:
"The problem of attributing legal responsibility where a victim has suffered a legal wrong but cannot show which of several possible candidates (all in breach of duty) is the culprit who has caused him harm is one that has vexed jurists in many parts of the world for many years."
If the injury may have resulted from the injured party's own actions while self-employed, then contends Mr Feeny one does not know that anyone has been in breach of duty owed to the injured party. There need be no tortfeasor in existence.
"It would be unrealistic to suppose that the principle here affirmed will not over time be the subject of incremental and analogical development. Cases seeking to develop the principle must be decided when and as they arise. For the present, I think it unwise to decide more than is necessary to resolve these three appeals. "
The law of tort operates within a social context and its development must reflect that. This court must, as Lord Justice Kay has said, have regard to the policy considerations which underlay the decisions in Fairchild when one comes to resolve the present issue. To deny a claimant any remedy in a situation such as the present merely because his injury may have resulted from his own activities is redolent of the days when contributory negligence on the part of a claimant would operate as a complete bar to his recovery of damages.
" the principle applies where the other possible source of the claimant's injury is a similar wrongful act or omission of another person but it can also apply where, as in McGhee, the other possible source of the injury is a similar, but lawful, act or omission of the same defendant."
Lord Rodger went on to reserve his opinion as to whether the same approach applied where the other possible source of injury is a similar but lawful act or omission of someone other than the defendant or a natural occurrence. But it seems to me that McGhee illustrates that a sufficient causal link may exist even where it cannot be established that anyone's tortious act caused the injury. Mr Feeny's argument that the injury must be shown to have been the result of someone's breach of duty cannot be sustained.
Lord Justice Wall