[Home] [Databases] [World Law] [Multidatabase Search] [Help] [Feedback] | ||
England and Wales Court of Appeal (Civil Division) Decisions |
||
You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> T & Anor v Hertfordshire County Council & Anor [2004] EWCA Civ 927 (30 June 2004) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2004/927.html Cite as: [2004] EWCA Civ 927 |
[New search] [Printable RTF version] [Help]
IN THE COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE HIGH COURT
ADMINISTRATIVE COURT LIST
(MR JUSTICE MOSES)
Strand London, WC2 |
||
B e f o r e :
LORD JUSTICE TUCKEY
LORD JUSTICE CLARKE
____________________
MR AND MRS T | Claimants/Appellants | |
-v- | ||
(1) HERTFORDSHIRE COUNTY COUNCIL | ||
and | ||
(2) SPECIAL EDUCATIONAL NEEDS TRIBUNAL | Defendants/Respondents |
____________________
Smith Bernal Wordwave Limited
190 Fleet Street, London EC4A 2AG
Tel No: 020 7404 1400 Fax No: 020 7831 8838
(Official Shorthand Writers to the Court)
MS E LAING (instructed by Hertfordshire County Council) appeared on behalf of the 1st Respondent
____________________
Crown Copyright ©
LORD JUSTICE CLARKE:
Introduction
Appeal to the Tribunal
"PART 1: INTRODUCTION;
PART 2: SPECIAL EDUCATIONAL NEEDS;
PART 3: SPECIAL EDUCATIONAL PROVISION;
PART 4: APPROPRIATE SCHOOL OR OTHER ARRANGEMENTS;
PART 5: ADDITIONAL NON-EDUCATIONAL NEEDS;
PART 6: ADDITIONAL NON-EDUCATIONAL PROVISION."
Appeal to the High Court.
This appeal
"In particular, [O]'s Special Educational needs are such that all the educational programmes necessary to meet them must be provided for him throughout his waking day, and we will be seeking a recognition as to the essential need for specialist residential provision. In relation to Part 4 of [O]'s statement we will accordingly be seeking placement for [O] at a specialist school on a residential boarding basis."
"[The appellants] do not consider that St Luke's can meet [O]'s needs. They consider it is an extension of the provision that he had in Southfield which failed him. They believe he requires intensive specialist provision in an environment that can provide consistency throughout the waking day."
"[The appellants] are seeking the following amendments to [O]'s statement:
1. The deletion of the reference in the third paragraph of Part 2 to [O] no longer being aggressive towards his peers.
2. The addition of the following two paragraphs to Part 2.
(a) [O] is very dependent upon carers for all aspects of self-help skills. He has difficulty at meal times and requires supervision to prevent choking. Dressing skills are immature and [O] requires high levels of support to ensure that he dresses appropriately. He will go to the toilet on his own (with prompts) but he is incontinent at night. He has significant sleeping difficulties, he is hyperactive and disruptive during the evening and early hours of the morning. [O] shows very inappropriate sexualised behaviour both within the home and community. Self-help skills on the Vineland scales are at the 3 years 9 months level.
(b) [O] is very impulsive and acts without thought for the safety of himself and others. He becomes very frustrated when he cannot get what he wants and this can lead to aggressive or abusive behaviour. He has a need to control all situations and becomes very frustrated when he thinks he is not in control. He can become very abusive or violent towards adults or children if they are in his way. He acts without any thought for the appropriateness of his actions.
3. In relation to the objectives in Part 3 there should be added;
(a) To improve [O]'s self-help and independence skills.
(b) To improve [O]'s obsessional and challenging behaviour.
(c) To allow [O] to develop his cognitive potential.
(d) To provide [O] with a safe and secure environment.
4. In relation to Part 3 there should be included;
(a) '[O] will need consistency of approach throughout the day and across all settings in relation to all his educational programmes.'
(b) [O] needs adult oversight all the time because of his behaviours and for health and safety reasons.
(c) The teacher ratio should be no more than 1-6 with additional classroom support to ensure delivery of individual and small group programmes on a daily basis.
(d) All staff will need to have significant training and expertise in meeting the needs of children with autism.
(e) All programmes in connection with [O]'s self-help and independence skills, communication, reduction of his aggressive challenging behaviours and obsessional behaviours, socialisation, imaginative and imitative play and cognitive [development] to be delivered throughout his waking day within a consistent and structured environment.
We hope that this information is of assistance."
"At school [O] needs some reminding and encouragement with his dressing, toileting and eating skills. He has little concept of himself, very limited social awareness and at times can be over-affectionate. This can be construed by some people who do not know him well as sexualised behaviour. Self-help skills were assessed by Albert Reid, Independent Educational Psychologist, in November 2001, as being the 3 years 9 months level at chronological age 10 years 7 months.
[The appellants] report that [O] is incontinent at night. He has significant sleeping difficulties and is disruptive during the evening and early hours of the morning. They feel that [O] shows very inappropriate sexualised behaviour within the home and community."
"However, with an appropriate behavioural programme, as was implemented at Southfields School, much of this behaviour can be managed successfully."
"(a) agreed
(b) I suggest: To develop an awareness of appropriate behaviours and responses.
(c) would be the aim of [O]'s attendance at school, as for all children. This is an outcome not an objective and would result from the other educational objectives and IEP being in place.
(d) is not an objective but a statement about provision. Both these I cannot agree to."
"[O] will need consistency of approach throughout the day and across settings ie home/school/respite care/social activities. The school will liaise frequently with home to ensure this consistency. The frequency of these discussions should be carefully planned by both parents, school and other agencies involved. There will be planned opportunities for all involved with [O] to share their experiences of him in order to continually develop further strategies for his management.
[O] will be a member of a small class group (8 pupils), where there will be additional staff (2) trained in meeting the needs of pupils with autism. Oversight of his programme of study, learning and social needs will be by a teacher who has expertise and training in meeting the needs of children with autism.
[O] will have the opportunity to attend the Play Station Club weekly. This is an after school activity for pupils with Special Needs."
What then happened at the hearing?
"a. From the reports and assessments submitted by the parties and the information given at the hearing we conclude that the amendments agreed by the parties to Part 2 of the statement are appropriate to describe [O]'s special educational needs.
b. Although stated in Part 2, the parties dispute whether [O]'s aggressive behaviour to his peers was eradicated at Southfield. We consider that this is of little current relevance. He has been out of school since July 2002. We conclude that disputed reference is unhelpful and will not reliably inform his teachers. It should not be contained in the current statement.
c. From the reports and assessments submitted by the parties and the information given at the hearing we conclude that the amendments agreed by the parties to Part 3 of the statement are appropriate to specify provision necessary to meet [O]'s needs. The further specification of provision suggested by each party appears to describe the school they have proposed. In reaching our conclusions we have borne in mind the provisions of paragraph 8:37 of the Code of Practice, this states 'LEAs must make decisions about which actions and provisions are appropriate for which pupils on an individual basis. This can only be done by a careful assessment of the pupil's difficulties and consideration of the educational setting in which they may be educated.'
d. From the description of St Luke's within the papers and the information given by Mrs Storey, Mrs Gainsborough and Mrs Stocks we conclude that St Luke's has ben resourced appropriately for pupils with ASD, understands their needs and can provide the expertise and specialist programmes to meet them. This includes the consistency of the same LSA throughout each daily session. We note that there is input from a SALT who will assess and devise a programme.
e. We note from Mrs Goulding that the programme and methods utilised are similar in both schools. We conclude that during the school day St Luke's can make the provision [O] needs.
f. All parties accept that [O] should have consistency of programmes and approach throughout the waking day. They have agreed amendments to Part 3 of the statement to that effect. We have considered whether this necessarily requires that he is in the same setting throughout his waking day and needs residential curriculum within a boarding school. We note that neither [the appellants] nor their specialist advisers stated that this consistency should extend across holidays.
g. [O] is an individual considered by the parties and specifically stated by Mr Reid to have potential to gain a degree of independence and functioning inside the wider community. From the information available we do not consider that he requires to be within the same environment throughout his waking day. Providing the arrangements for liaison and consistency between those responsible for him are sufficiently strong, we consider his needs can be met and his progress will not be at risk; indeed, opportunities for generalisation may be enhanced.
h. We have considered the arrangements for liaison with others by St Luke's. We accept that Mrs Stocks has facilitated good communication with parents, agencies and others concerned and that any reservations regarding [O]'s management and wellbeing can be quickly identified and discussed.
i. Following e and h we conclude that St Luke's can meet [O]'s needs.
j. As the cost of [O]'s provision at St Luke's combined with any likely Social Services package is significantly less than the cost of published fees for attendance at Purbeck, we conclude that the naming of Purbeck in [O]'s statement will involve unreasonable public expenditure and that [the appellants'] preference cannot prevail.
k. In reaching our conclusions, we have had regard to the Code of Practice, in particular paragraphs 8:32 to 8:90."
"Order
Hertfordshire County Council is to amend the statement:
In Part 2:
i. By deletion of the reference in the third paragraph to [O] no longer being aggressive towards his peers.
ii. By inclusion of 'At school [O] needs some reminding and encouragement with his dressing, toileting and eating skills. He has little concept of himself, very limited social awareness and at times can be over-affectionate. This can be construed by people who do not know him well as sexualised behaviour. Self-help skills were assessed by Mr Albert Reid, Independent Educational Psychologist in November 2001, as being at the 3 years 9 months level at chronological age 10 years 7 months.
'[The appellants] report that [O] is incontinent at night. He has significant sleeping difficulties and is disruptive during the evening and early hours of the morning. They feel that [O] shows very inappropriate sexualised behaviour within the home and community.'
iii. By inclusion of '[O] is very impulsive and acts without thought for the safety of himself and others. He becomes very frustrated when he cannot get what he wants and this can lead to aggressive or abusive behaviour. He has a need to control all situations and becomes very frustrated when he thinks he is not in control. He can become very abusive or violent towards adults or children if they are in his way. He acts without any thought for the appropriateness of his actions.'
i. Objectives.
To include:
• To improve [O]'s self-help and independence skills.
• To develop an awareness of appropriate behaviours and responses and reduce obsessional and challenging behaviour.
ii. Provision
To include:
• Consistency of approach throughout the day and across all settings ie home/school/respite/care/social activities with regard to programmes. The school will liaise frequently with home to ensure this consistency. The frequency of these discussions should be carefully planned by both parents, school and other agencies involved. There will be planned opportunities for all involved with [O] to share their experiences of him in order to continually develop further strategies for his management.
• A small class group (not exceeding eight pupils), with additional staff (not less than two) trained in meeting the needs of pupils with autism. Oversight of his programmes of study, learning and social needs by a teacher who has expertise and training in meeting the needs of children with autism.
• Opportunities for after school activities for pupils with Special Needs."
"The real question, as it seems to me, in relation to any particular statement is whether it is so specific and so clear as to leave no room for doubt as to what has been decided is necessary in the individual case."
In the Bromley case, this court held that the same must logically apply to SENT decisions. The question is whether the Tribunal's decision and order are sufficiently clear to justify Laws J's test.
"We note from Mrs Goulding that the programmes and methods utilised are similar in both schools. We conclude that during the school day St Luke's can make the provision [O] needs."
"All parties accept that [O] should have consistency of programmes and approach throughout the waking day. They have agreed amendments to Part 3 of the statement to that effect. We have considered whether this necessarily requires that he is in the same setting throughout his waking day and needs a residential curriculum within a boarding school. We note that neither [the appellants] nor their specialist advisers stated that this consistency should extend across holidays."
"Consistency of approach throughout the day and across all settings ie home/school/respite care/social activities with regard to programmes. The school liaise frequently with home to ensure there is consistency. The frequency of these discussions should be carefully planned by both parents, school and other agencies involved. There will be planned opportunities for all involved with [O] to share their experiences of him in order to continually develop further strategies for his management."
"I turn firstly in relation to the waking day curriculum. As a result of my letter of 6 December, the authority's assessment by Amanda Pillinger, combined I believe with Angela Dyer's expert report, the authority gave in notes handed to me and exhibited above in which [LEA] agreed that they now accepted that there should be a waking day curriculum in all settings. Paragraph 4 of their draft is accepted by the Tribunal [by] the insertion of one word. The Tribunal had before them Mr Reid's expert report, Ms Dyer's report, the evidence of the situation at home both orally from the parent, the report from social services and in the medical record, which led the Tribunal to accurately record the agreement that a waking day curriculum was required."
What conclusion did the Tribunal reach and is it expressed with sufficient clarity to meet Moses J's test?
"It is clear that, notwithstanding the description of the difficulties faced by [O], the Tribunal rejected the view that he had a need for programmes of special education to be provided throughout the waking day. In consequence of that rejection, they made no provision for such programmes to be provided throughout the waking day. On the contrary, they stated that what was required was consistency throughout the waking day, not programmes of special education. There is no other way that the decision can be read when read as a whole. The provision in Part 3 refers to: 'consistency of approach throughout the day and across all settings, ie home/school/respite care/social activities with regard to programmes.' This found its way in that form in the amended statement. Beside being ungrammatical, it is near to incomprehensible, and I accept that it is ambiguous. But it is plain to me reading the decision as a whole, and in particular the conclusions set out at (d), (f), (g) and (h), in the context of the evidence earlier recorded, that the Tribunal was not stating that the provision should be made for programmes throughout the waking day."
"There is between the unequivocally educational and the unequivocally non-educational a shared territory of provision which can be intelligibly allocated to either."
"The potentially large intermediate area of provision which is capable of ranking as educational or non-educational is not made the subject of any statutory prescription precisely because it is for the local education authority, and if necessary the SENT, to exercise a case-by-case judgment which no prescriptive legislation could ever hope to anticipate. The potential breadth of what can legitimately be regarded as educational is illustrated by section 322, permitting as it does the enlistment by the LEA of other statutory providers to 'help in the exercise of any of their functions under this Part'. It is true that the LEA's functions (which include both powers and duties: see section 579(1)) will include the elective making of arrangements for non-educational provision as well as the mandatory making of arrangements for educational provision pursuant to section 324(5)(a); but it is the fact that health, social services and other authorities can be enlisted to help in the making of special educational provision which gives some indication of possible breadth of the duty.
For these reasons I prefer Mr Gordon's approach to the meaning of 'special educational provision' in Part IV of the Act. Whether a form of help needed by the child falls within this description is a question primarily for the LEA and secondarily for the SENT's expert judgment. If, but only if, the SENT has gone wrong in law will the High Court overset its judgment.
Mr Gordon has not gone so far as to assert - for he had no need to - that the Tribunal's decision was the only one open to it. So to contend would have placed him in exactly the same difficulties as Mr Straker has encountered in making the opposite submission. It follows, no doubt, that there will be in cases like this a potentially large area of judgment in which LEAs and SENTs can legitimately come to opposite conclusions on the same or similar facts. Such a situation is less than ideal, but it is an intelligible choice on Parliament's part where the alternative is a rigid categorisation productive of far more doubt, dispute and litigation than what I would hold to be the method of Parliament's choice.
The Tribunal's reasoned decision can be seen, in this light, to have proceeded without legal or logical error from findings to conclusions. The Tribunal's conclusion that physiotherapy, occupational therapy and speech therapy were all measures which related directly to S's learning difficulties, and therefore amounted to a special educational provision, was a conclusion properly open to it, provided that it is not read as meaning that these therapies were exclusively educational."
"64. The following general considerations have weighed with us:-
i) At one extreme, a tribunal plainly cannot delegate its statutory duty to some other person or body, however well-qualified. Equally, the statutory duty will not be discharged if the description of the special educational provision which is to be made is framed in terms so vague and uncertain that one cannot discern from it what (if anything) the tribunal has decided in that respect.
ii) At the other extreme, the statutory duty plainly cannot extend to requiring a tribunal to 'specify' (in the sense of identify or particularise) every last detail of the special educational provision to be made (indeed, Mr Wolfe accepted that in an appropriate case a tribunal may lay down minimum requirements).
iii) Between those two extremes, the degree of flexibility which is appropriate in 'specifying' the special educational provision to be made in any particular case is essentially a matter for the tribunal, taking into account all relevant factors. In some cases, a high degree of flexibility may be appropriate, in others not.
iv) In the particular circumstances of the instant case the tribunal was, in our judgment, fully entitled to conclude that the individual education plan referred to in part 3 of the statement be determined not by it but by the designated special school in conjunction with the therapists."
"10. The decision of the Tribunal has been challenged by Mr Friel, on behalf of the parents, for its failure to specify what should be done outside the school working day. The Tribunal had no obligation to do so once it had found that the special educational needs of [O], as opposed to his others needs, could be met at St Luke's school. There is a distinction between special educational needs and other needs. It is inherent in the statute, but it is not always easy to draw. There will often be considerable overlap."
"Part of the provision to meet [O]'s special educational needs was liaison and consistency in approach. But it was quite impossible, and indeed dangerous for the Tribunal to make any more particular or specific provision in relation to consistency and liaison. The need for liaison was bound to vary perhaps from day-to-day or week-to-week. The need could not be rigid, or rigidly identified. What was important was that it should take place regularly and when needed."
Conclusion
Postscript
"(a) the appeal would raise an important point of principle or practice, or
(b) there is some other compelling reason for the Court of Appeal to hear it."
LORD JUSTICE TUCKEY: I agree.
LORD JUSTICE AULD: I also agree. The appeal is therefore dismissed.
Order: appeal dismissed