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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> B v B [2005] EWCA Civ 237 (10 March 2005) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2005/237.html Cite as: [2005] EWCA Civ 237 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE BRISTOL COUNTY COURT
(HHJ BURSELL QC
DISTRICT JUDGE BIRD
DISTRICT JUDGE FRENKEL)
Strand, London, WC2A 2LL |
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B e f o r e :
Vice-President of the Court of Appeal (Civil Division)
LADY JUSTICE ARDEN
and
LORD JUSTICE LONGMORE
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B |
Appellant/ Claimant |
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- and - |
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B |
Respondent/Defendant |
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Smith Bernal Wordwave Limited, 190 Fleet Street
London EC4A 2AG
Tel No: 020 7421 4040, Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
(instructed by Kelcey & Hall, BS1 1DE) for the Appellant/Claimant
CHRISTOPHER WILSON-SMITH Esq QC and JOHN LIVESEY Esq
(instructed by Bobbetts Mackan, BS8 1HB) for the Respondent/Defendant
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Crown Copyright ©
Lord Justice Longmore:
The claimant Ms B asserts that between 1990 and 1996 she was sexually abused on a regular basis by her father Mr B. In particular she asserts that she was raped by him in April 1995. She reported these allegations to the police in 1996. A trial took place in January 1997 at which Mr B was acquitted on certain counts but the jury could not agree on other counts. A retrial was planned for a date in April 1997 but did not take place since Ms B was not able to give evidence at that time. The judge therefore directed an acquittal.
Ms B became 18 on 31st May 1997 and could, if she wanted to bring civil proceedings against her father, have begun those proceedings at any time up to 30th May 2003. She did in fact issue a claim form on 29th July 1997 but the impetus for these proceedings was an allegation that her father had moved to an address near to her apparently waiting to see her or approach her; she claimed a non-molestation injunction and, as the law then required her to do, she also claimed general damages. On 31st July District Judge Stuart-Brown granted an ex parte interim injunction preventing Mr B from harassing or communicating with her. On the return date of 8 August 1997 the case came before District Judge Frenkel and cross-undertakings were given by the parties to one another; formal orders of the court were drawn up setting out the undertakings but not recording any other order of the district judge. There was then no further progress in those proceedings. If they still existed, they were automatically stayed on 25th April 2000 pursuant to CPR Part 51. By that time Ms B had instructed her present solicitors, Kelcey and Hall.
Mr Sharp for the appellant submitted:-
(1) that the 2003 proceedings could not be categorised as abusive since the damages claim in the 1997 proceedings had only been included because the law then required an application for an injunction to be attached to a substantive claim. Nothing further had happened in those proceedings; Kelcey and Hall having inspected the court file reasonably thought that an order had been made that the proceedings were to be deemed to be withdrawn if no intent to proceed had been given within 6 months, which it had not;
(2) that if the 2003 proceedings were (or were arguably) abusive, because the 1997 proceedings still existed, then there should be no debate about lifting the stay imposed on 25th April 2000 by virtue of CPR Part 51;
(3) that, conversely if it were right to say that it was now too late to lift the stay, then all the more should the 2003 proceedings be allowed to continue so that a resolution could be reached.
(1) that there was no order of the court saying that the proceedings were to be deemed to be withdrawn if the claimant did not serve a notice of intent to proceed within 6 months of 8th August 1997; District Judge Bird was right to have said that the claimant was seeking to amend the 1997 order years later in the absence of the court file and that that was unacceptable. Although Mr Tarren may have found a note to that effect on the court file in 1999, it was impossible now to discover whether that was a record of a submission by one or other of the parties as to a possible order without finalising it; all that could now be said is that there was never a formal order to that effect;
(2) that, in these circumstances, the 2003 proceedings were begun while the 1997 proceedings continued to exist; it was always abusive to issue second proceedings even if those proceedings had been stayed, whether by order of the court or the automatic application of the Rules; there was no alternative but to strike out the 2003 proceedings;
(3) the only application open to the claimant was to apply to lift the stay; to lift the stay now would be contrary to the spirit of the new Civil Procedure Rules whose philosophy was that litigation should be proceeded with expeditiously; once the claimant had failed to make progress with the 1997 proceedings and certainly once the procedural stay had been imposed in April 2000, the defendant was entitled to assume that the distressing and hurtful allegations against him were not to be pursued; he would inevitably be prejudiced in defending the case so long after the events of which complaint was made;
(4) that a request to lift the stay was to be treated as an application to be absolved from a sanction and the factors set out in CPR Part 3.9, therefore, applied see Woodhouse v Consignia [2002] EWCA Civ 275, [2002] 1 WLR 2558, para 29. The District Judge had acted within the discretion properly to be accorded to him in deciding that the sanction should not be lifted.
District Judge Bird did indeed apply CPR Part 3.9. He thought that the most relevant factors were those set out at (h) and (i) viz the effect which the failure (sc the failure to proceed expeditiously) has had on each party and the effect which the granting of relief would have on each party. He dealt with both aspects together and said this:-
"7. . . . Before the issue of the 1997 proceedings [he must I think here mean the 2003 proceedings] (or at any rate, before the service of the letter of claim) the defendant was entitled to think that these allegations were no longer to be litigated. The allegations go back 14 years and are, of themselves, of a highly personal, unpleasant and distressing nature. Were they to be proved, the defendant would find himself the object of justified public opprobrium and would probably be placed on the sex offenders register. I am told that he is in poor health, and that he does not qualify for public funding so that he would have the severe financial difficulty of facing a publicly funded litigant with all the risks that involves.
On behalf of the claimant, it is said that there would [be] no evidential prejudice to the defendant. All the evidence was gathered for the criminal proceedings so it cannot be said that memories will have faded. Had she done nothing at all, and merely commenced the 2003 proceedings, she could not be prevented from proceeding to trial. The allegations are serious and if true may have had a very profound effect on the claimant and she should not be deprived of her just remedy.
8. In my judgment, weighting up all these factors, I should not give permission to remove the stay. I am not considering the hypothetical situation of what might have been the case if the 1997 proceedings had never been issued; the 1997 proceedings were issued, it is now more than 6 years since they were issued, and nothing has been done to progress them. The explanations for the delay are unconvincing and unsatisfactory and seem to reflect on the claimant's advisers.
It cannot be in the interests of justice for the court now to have to adjudicate on allegations of matters so long ago when it was within the power of the claimant or her advisers to bring them on for trial much earlier."
Judge Bursell saw no reason to disagree with the judgment of the District Judge.
For my part I find Mr Sharp's submissions more persuasive than those of Mr Wilson-Smith. It is true that the allegations are personal, unpleasant and distressing but that is not a reason for them to be struck out and remain unresolved. It would be more unfair to the claimant to prevent a resolution of her claims than for the defendant to be given the opportunity to rebut them. These cases often have to be determined (whether criminally or civilly) years after the alleged events; this, of course, causes difficulties to the parties and to the judge; often such cases have to be determined on the burden of proof. That is (or should be) no disadvantage to the defendant.
"Whilst I dislike procedural technicality and, on the facts of the instant appeal, the defendant's argument [viz that the second proceedings were an abuse of process] might be thought to have no other justification, in reality there are wider issues involved. The public interest in avoiding any possibility of two courts reaching inconsistent decisions on the same issue is undoubted and this alone would suggest that two actions based upon the same cause of action should never be allowed. Equally clear is the public interest in there being finality in litigation and in protecting citizens from being "vexed" more than once by what is really the same claim. Against this must be set the public interest in seeing that justice is done. It will not be done if, for example, a plaintiff accepts payment of a small sum which is only part of his claim in the belief that the remainder is not in issue and will be paid in due course. These competing public interests will be differently reconciled on the differing facts of particular cases and this is best achieved if we hold, on principle and on the authorities to which I have referred, that (1) it is an abuse of the process of the court to bring two actions in respect of the same cause of action but (2) where there has been no judgment in the first action, that action can, in appropriate circumstances, be revived and amended so as to enable there to be an adjudication upon the whole of the plaintiff's claim. Should the original claim be brought in the county court and the enlarged claim be outside its jurisdiction, that court has power to transfer the whole matter to the High Court."
Griffiths LJ agreed saying (page 1116G):-
". . . the rule against multiplicity of proceedings in respect of a single cause of action is soundly based on considerations of public policy designed to prevent the harassment of litigants by exposing them to the anxiety and expense of unnecessary legal proceedings; often in the past expressed in the legal maxims nemo debet bis vexari and interest republicae ut sit finis litium. I would not therefore think it right to make this case an exception to that general rule, particularly where there exists a procedure, namely the application for the removal of the stay, which will prevent any injustice resulting to the insurance company. If an exception was to be created in this class of action, it might lead to the very undesirable result of two actions proceedings in respect of the same accident in different courts, e.g., uninsured loss claimed in the local county court, and insured loss claimed by insurers in the High Court, with the possibility of different judges taking different views on liability. Therefore, unless bound by authority to hold otherwise, I have reached the conclusion that the insurers should not have been permitted to commence a fresh action to claim the insured loss."
It is apparent from these passages that the concern of the court was to ensure that claims not yet determined should be tried and that an appropriate method of so trying them may be to lift any stay which impedes such trial. Likewise the overriding concern of this court should be to ensure that, one way or another, the claimant's undetermined claims should be justly tried
"Leave to bring proceedings without med. evidence, such evidence to be filed if she intends to proceed with her claim for damages.
If the Pf does not serve on the Def notice of her intent to proceed with her claim for damages before 8/2/98 [the claim be dismissed – deleted] appl. be treated as W/D."
"that application would have very real prospects of success."
This is hardly a decision of this court that subsequent proceedings after earlier proceedings have been stayed pursuant to CPR Part 51 are invariably an abuse of process. It must all depend on the circumstances.
If, contrary to my view, the second set of proceedings are abusive, it is necessary to decide whether to lift the stay imposed by CPR Part 51. Mr Wilson-Smith naturally submitted that we should not interfere with the exercise of the district judge's discretion and that is, of course, a very powerful argument. In my judgment, however, his exercise of discretion was flawed because the district judge proceeded at once to the factors listed in CPR Part 3.9 without giving any weight to the overriding objective of CPR (see 1.1(1)) that cases between litigants should be determined justly. He also said, in my view wrongly, that the delay reflected on the claimant's advisers. For the reasons I have given, this is unfair to Kelcey and Hall who have acted reasonably throughout. In these circumstances we would be entitled to set aside the district judge's decision and exercise our discretion afresh.
(a) the interests of the administration of justice; these interests are that cases, brought within the time limits settled by Parliament, should be resolved;
(b) promptness of the application; the application has been rendered necessary by the application to strike out the second proceedings; the application to lift the stay was issued within weeks of service of the application to strike out the second proceedings for being abusive;
(c) whether the failure was intentional; the failure to apply to lift the stay earlier was intentional but occurred because the claimant's solicitors reasonably thought that second proceedings were necessary;
(d) the existence of a good explanation; the above explanation is a satisfactory explanation;
(e) other defaults; there are none;
(f) whether the failure was the fault of the claimant herself or her legal advisers; it was nobody's fault at all;
(g) effect of failure on trial date; none;
(h) effect of failure on each party; both parties are prejudiced to some extent by the overall delay that has occurred; it is not a delay stretching any further than the delay contemplated by Parliament in requiring proceedings to be brought within six years of the claimant reaching 18; there is a record of the claimant's allegations at the time she made her police statement in about May 1996;
(i) the effect which the granting of relief would have on each party; the defendant has to face unpleasant and distressing allegations which he, no doubt, hoped would not resurface once the criminal proceedings were abandoned in 1997. He could never be sure, however, that civil proceedings would not be taken. If the proceedings continued to exist after February 1998, they were stayed in April 2000. In the unlikely event that the defendant appreciated that the proceedings were stayed, he would have appreciated that an application might be made to lift the stay and that it might be granted. In this respect the defendant is in no different position from other defendants who have proceedings against them stayed. The effect on the claimant of never having the issues resolved is incalculable but not to be dismissed on that account.
Lady Justice Arden:
"The allegations go back 14 years and are, of themselves, of a highly personal, unpleasant and distressing nature."
The appellant is protected by undertakings to the court from the risk of harassment. In view of what we were told about the respondent's financial circumstances, there is little effective relief that can be obtained in these proceedings other than a declaration. Whether this is a good use of public funds is not something which I can judge. These proceedings cannot give the appellant what she really needs, which is an end to her suffering. Moreover, the proceedings will be uncertain and extremely strenuous, particularly for a person in the appellant's delicate state of health.
Lord Justice Brooke:
1. Appeal allowed.
2. Statement of Mr Tarren be admitted as evidence.
3. Paragraphs 1 and 2 of the order of District Judge Bird of 10th March 2004 be set aside.
4. Paragraphs 2 and 3 of the amendment order of His Honour Judge Bursell QC dated 26th May 2004 be set aside.
5. The claimant's action against the defendant to proceed by way of the proceedings commenced in the Bristol County Court by claim form dated 23rd May 2003 numbered BS307271
6. The action to be remitted to the Bristol County Court and listed for a case management conference forthwith.
7. The defendant to pay the claimant's costs of the defendant's application to strike out action BS30727 and the claimant's application to lift the stay on action BS757499, including the costs of the hearings below, the appeal to His Honour Judge Bursell QC and of his appeal. Costs to be paid on the standard basis and subject to detailed assessment if not agreed.
8. Public funding certificate of the claimant's costs.