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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Newman v Laver & Anor [2006] EWCA Civ 1135 (31 July 2006) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2006/1135.html Cite as: [2006] EWCA Civ 1135 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM BRISTOL DISTRICT REGISTRY (QUEEN'S BENCH DIVISION)
HHJ BURSELL QC
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE RIX
and
LORD JUSTICE GAGE
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Newman |
Appellant |
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- and - |
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Laver & anr |
Respondents |
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Smith Bernal WordWave Limited
190 Fleet Street, London EC4A 2AG
Tel No: 020 7421 4040 Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
Mr Jonathan Watt-Pringle (instructed by Messrs Davies Arnold Cooper) for the Respondents
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Crown Copyright ©
Lord Justice Rix :
The trial
Mr Newman
"I have no doubts about the genuineness of Mrs Salmon for whose goodness of intention and support for her family (including her ex-husband) I have enormous respect."
The immediate aftermath of the accident
"At the hospital the claimant is recorded as having stated that there was no loss of consciousness, post traumatic amnesia or visual disturbance although he is also recorded as stating that he had difficulty focussing. On neurological examination he had no loss of vision or abnormal eye movement and is recorded as making no complaint of diplopia. His Glasgow coma score was 15 out of 15, that is, the best possible score. In spite of a possible discrepancy in the hospital record as to visual disturbance and difficulty focussing, as the record of no loss of consciousness was made within a few hours of the accident and is not in conflict with the claimant's later memory, I find on a balance of probabilities that the claimant did not lose consciousness in the accident."
The first complaints and diagnoses of diplopia
"Monocular diplopia is in itself, a rare condition and bilateral monocular diplopia must be excessively rare. He was keen for me to be able to quantify exactly his disability, particularly in view of his upcoming litigation but I have explained that since we can find no abnormality, I cannot quantify his defect at all. I am, in fact, at a complete loss to explain it…I have not arranged any further appointment."
"I have to say that it is getting me down, and I am worried that it is getting worse. It has to be faced that I may not be able to do the lectures. I had started to prepare new illustrations, but I cannot now see what I am doing on the computer screen. I feel nauseous most of the time. You can imagine, I think, what it is like to see everything as two partially overlapping images. However, I am an optimist, and will do whatever is necessary to improve…"
"I would certainly like to take you up on this if at all possible. The only reason for the qualification is that I have to ensure that my compensation claim progresses, and that I am available for medical appointments…"
Down to the issue of proceedings
"My condition is showing no improvement. I still have double vision, dizziness, nausea, and tinnitus since the incident… The double vision does not stop me from reading (or typing) for short periods, but is a strain, causes dizziness and nausea… When I look at the night sky all the stars are twins…
An old friend, Andrew Richards, an eminent eye surgeon, has suggested referral to a neuro-ophthalmology clinic – what is your opinion? To my, admittedly, non-medical, but logical and scientific mind, the problem is going to be neurological rather than a physical defect in the eyes…"
"…this man has suffered from nausea, headache, diplopia, impairment of memory and depression…on clinical grounds [I] feel there must be an intercranial lesion to account for his symptoms…"
"The remainder of Mr Newman's symptoms, although clearly disabling, may not be due to organic disease. The pattern of his headache and mild loss of balance can all be present in depressive illness. It is certainly the case that if a patient has persistent mild double vision it is disabling and could produce a secondary mood disturbance."
"The remainder of the symptoms do not imply any significant structural disease, some of which clearly have no organic basis whatsoever, that is the bilateral monocular diplopia."
"The monocular diplopia is a more difficult question. The difficulty in focussing, which he reported immediately following the injury is common enough in concussion but it is very difficult to understand how this could have been transformed into the prolonged symptom of monocular diplopia. There are some features of the diplopia which suggest to me that it is organic and in this respect I do not agree with Dr Hyman. Mr Newman describes the location of the false image in great detail and clarity and is able to describe the images rotating when he rotates his head and becoming further apart as he looks from near to distance objects. All of this is exactly what would be expected from a distortion of the visual image of this type from whatever cause. Whilst I cannot explain the symptom in pathophysiological terms, his clear and consistent description is not what one hears from patients with 'functional' diplopia. I am sure this is a real symptom and will be disabling to Mr Newman because of the nature of his employment. I have encountered similar symptoms following head injury although I have not seen similar case reports in the literature" (emphasis added).
"Since the accident, Mr Newman has experienced a number of physical, cognitive and behavioural changes constituting a post-concussional syndrome. His symptoms include headache, tinnitus, double vision, nausea, unsteadiness, increased irritability, and reduced memory and concentration…In my opinion psychological factors are likely to play the primary role in this case. The justification for this is that there is no clinical evidence for the occurrence of any other than a very mild head injury."
"this then should be considered separately from his other continuing post concussional symptoms. The prognosis in this area is of course entirely in the domain of the Neurologist and in particular, Dr Plant. Clearly, continued double vision would significantly affect his employment prospects. Based on my opinion as outlined in my first report…that psychological factors are likely to be the primary maintaining factors in the remainder of his symptomatology cognitive therapy could improve these other symptoms." (emphasis added).
"In terms of demonstrated treatment efficacy I am afraid there is little empirical evidence to demonstrate the effect of cognitive behaviour therapy in patients who have sustained a mild head injury but in whom symptoms have persisted for greater than 12 months. There is good empirical evidence however from controlled outcome studies conducted over the past two decades that psychological treatment of patients with mild head injury can constitute an effective inoculation against protracted PCS."
From issue of proceedings to trial
"no better…living downstairs, not going out, cannot walk 25 yards as unsteady and has lost confidence to do so. Resting lots reading a little. Tinnitus. All symptoms worse in morning. Feels pulsation of heart in ears."
"It is a matter for other expert opinion to judge whether the visual deficit is organic (Dr Plant), or non-organic (Dr Hyman), or consciously exaggerated, at least in part."
"The diplopia.
In the right eye he complains of vertically and horizontally displaced images, the left image slightly higher than the right.
In the left eye he complains of vertically and horizontally displaced images, the right image slightly higher than the left.
He notices that these become more vertically displaced when his head is tilted to the left or right.
It is worse for distance than near, having its maximum effect at 200 yards. Stars are seen singularly [sc singly]…
SUMMARY
Mr Newman has
(1) a small well controlled divergent deviation
(2) a reduced level of fusion. This could well be improved with some exercises. But it is impossible to say if this would improve his symptoms.
(3) Excellent measurable stereopsis for near despite his symptoms.
I cannot explain Mr Newman's diplopia with a pathophysiological reason. It appears to him to be a very real symptom but from the above tests does not appear to be handicapping him for near."
"He did remarkably well on this. His level of stereovision is what the RAF or CAA require to fly planes. It is hard to imagine that the claimant had problems with stereovision as this was the most demanding of the stereo tests I could have performed…This is one of the finest measures of stereopsis you can record."
"11…His journey to London took some two hours and the claimant found such car travel unpleasant and fatiguing. Thereafter he underwent taxing visual tests with Ms Tomlin and a tiring two hour consultation with Dr Jacobson. After the tests the claimant walked through London with Mr Salmon for 40 minutes in an entirely normal manner and without showing signs of fatigue. At 5.03 pm and after Dr Jacobson's consultation he is again seen walking through London without apparent fatigue or difficulty. At no time was he given any assistance by Mr Salmon. Before getting into his car there is no sign of his swaying. All this is in contrast with the claimant's third statement in which he says:
'This video has enabled me to see, for the first time, how I appear to others, and I am struck at how less obvious my perceived unsteadiness is. Whilst waiting for the taxi door to be opened prior to leaving London after the interview with Dr Jacobson, I was feeling extremely unwell…I was desperate to sit down and get off home, and felt myself to be swaying quite worryingly. This is not at all evident on the video…'
12…However, having viewed the video I find the claimant's appearance throughout is that of a person walking perfectly normally through busy streets…"
"I visited the doctor on this occasion after another of these really severe bouts of dizziness that I experience, which made me completely incapacitated for a number of hours. And…following those I am left in the condition exactly as described there…within a few days after this I had recovered my, what I now regard as my normal condition."
Joint reports
"8. Mr Newman complains of monocular diplopia and for brief periods to Dr Plant of binocular diplopia in the absence of monocular diplopia. We accept that the onset of this was following the index injury. We agree that the symptom is not due to any objectively identifiable abnormality in the eye or brain.
9. Dr Plant feels that the symptom of monocular diplopia, whilst he cannot explain it, is real to Mr Newman and debilitating and in particular would make it difficult to read for extended periods. Dr Kennedy, however, notes that the patient feels that such a symptom does not preclude him from meeting the driving regulations.
10. Dr Plant has provided a reference for a case of monocular diplopia provoked by a head injury. What evidence there is indicates that that injury was more severe but, as in this case, it was not possible to identify any causative underlying structural damage to the brain. Dr Kennedy is of the view that that case was accompanied by other features, which clearly indicated organic brain symptomatology not seen in the Claimant."
"7. We are in agreement that the subjective diplopia is variable from the differing accounts given by Mr Newman to the two of us at different times (vide Dr Plant first report and Ms Tomlin report dated 1.03.03). The effect of head rotation reported by Mr Newman also varies in that at times he reports that the two images fuse and at other times he reports that the images become vertically aligned but at increased separation.
8. We are in agreement that we cannot offer a physical (pathophysiological) explanation of the subjective complaint of monocular diplopia.
9. It is Dr Plant's view that the inconsistencies in his description and the lack of any interference with stereopsis (where the images from the two eyes are fused to a single perceived image) makes it unlikely that the subjective symptom is due to a 'hard-wired' disruption in visual processing, except at a 'higher' level. It is Ms Tomlin's view that the high quality of Mr Newman's stereopsis reflects the high quality of his vision.
10. We therefore agree that it is unlikely that any causative damage to the eye or brain could be identified. However, we do agree that he reports that these symptoms are real to him."
Dr Plant went on, however, to maintain the view that "minor localised brain damage caused by the index accident could be responsible for his symptoms".
Trial
"I apparently disagree with the neurologists on organic brain damage. It comes to that! I disagree that my position is untenable. I've worked in the field a long time…I regard psychiatric illness as organic brain damage or at least dysfunction although others wouldn't…I think that my views are probably out of the main stream but the more we learn of mental illness the more we realise there is a dysfunctional brain underlying it."
"If an illness goes on longer than you expect, you get depressed and that is the sort of process I'm talking about rather than damage to the brain or nervous system of which there's no evidence."
However, in this connection he went out of his way to distinguish between BMD and the symptoms of a post concussional syndrome. On being referred to his report, he said: "I think in the next paragraph I deliberately excluded comments on his complaint of binocular diplopia" (sic, in fact monocular diplopia, see para 6.2 of his report). The cross-examination continued:
"Q. I understand that. But leaving monocular diplopia aside…A. My view then and now is that psychological factors were the primary mechanism for his symptomology, other than his [monocular] diplopia."
He accepted as accurate what he had been told by Mr Newman. On that basis he considered that Mr Newman's true abilities were "slightly reduced" from his pre-accident ability.
"I was satisfied on the basis of my examination that the patient told me that he had bilateral monocular diplopia which did not match up with symptoms that he offered me. This is not uncommon in medicine…I had dismissed them as being of no organic basis and that is all I can do as a neurologist."
"He says he has it and I cannot prove whether that is correct or incorrect. But the body of the neurological literature is that it has no organic basis…I accept that the patient said that he had it on the physical examination and apart from saying that it has no organic basis but that it has certain psychological, if you want, implications. I can't say more than that."
"Q. But do these things just arise spontaneously?
A. I didn't say they arise spontaneously, I said they arose following the accident but there are various possibilities as to why that might be…Well he could have totally fabricated the symptoms, for instance…That's one possibility.
Q. Would you forgive me. That is a pretty tall order, is it not, to fabricate these kind of complex symptoms?
A. I can't make a judgment but it's a possibility…Yes. Sir, it happens. This could certainly be such a case…
JUDGE BURSELL: Mr Foskett, it seems to me it is a clear possibility. The likelihood is that it is a matter for me, is it not?...
A. I was asked and felt obliged to list it, my Lord.
MR FOSKETT: I see. You do not personally subscribe to it then so we can leave it to one side.
A. I don't say I subscribe…
JUDGE BURSELL: Well are you asking him?
MR FOSKETT: Well if we have to go down that road. If you are going to say that it is all fabricated then you are going to say it.
A. Am I allowed to discuss the examination of Professor Luxon or the video evidence?
Q. Forgive me, doctor, but how does that have any impact at all upon your appraisal of this gentleman's eye complaints?
A. I see him in the totality.
MR FOSKETT. Well that, I think, is a matter for the court…It is your position now, is it, that this gentleman is and has been fabricating the symptoms of monocular diplopia?
A. In the light of evidence that has subsequently come to my attention over the ensuing years (pause) I have reservations about the patient's veracity in recording symptoms.
Q. So was the answer to my question yes, I think this man is fabricating his symptoms?
A. On the balance of probabilities at this stage, yes."
"Q. Well do you want to venture some other possibility since I have invited you?
A. No, I simply wish to stick with my reports but I will venture further possibilities or further discussion if I'm allowed to discuss the video evidence and Professor Luxon's physical examination…
Q. I see. They are either genuine or he is faking it?
A. They are either genuine or they are being faked, but they are not due to brain disease."
"Q…Do you agree with Dr Plant that consistency and clarity of reporting is relevant?
A. Yes, it's important, very important.
Q…So I ask you, in your view, has there been consistency and clarity?
A. No. Indeed I might say that that was the problem when the patient came to see me. As I have already said there was a mismatch between what he declared to be the symptoms and what I might have expected in the light of the examination. At the time it did not seem so important as it has clearly become during the evolution of the medical data."
"Q. If the view was taken that some degree of exaggeration or over-statement of symptoms had occurred, then I would suggest to you that this is one of those cases where it is subconscious rather than conscious?
A. That depends on the frequency and severity of the inconsistency, which it could be subconscious, it could be conscious, it could be mixes of the two. It all depends on his Lordship's judgment of how great is the inconsistency."
The respective cases at trial
The judgment
"It was my impression, however, whilst the claimant was giving his answers about the further attack in or about the 21st January that he was making up his evidence on the hoof; nonetheless, that may perhaps in part be explained away if he was indeed unwell. I do not accept that I should read such a gloss as Mr Foskett suggests into the GP's notes…What is more, I find that the manner of the claimant's walking in London, even though accompanied, is at entire variance with someone who has lost confidence and whose unsteadiness is not improving; in my view this is so, even if Mr Foskett's submission as to the gloss were to be accepted. It follows that the claimant's descriptions of his complaints to his GP – and therefore to all the medical experts – must be treated with caution" (emphasis added).
"66. On the other side of the balance [ie from that of the inconsistencies discussed in para 65] are the e-mails that the claimant sent to Mr Colyer…I accept that there were some initial difficulties with the claimant's vision but these early comments to Mr Colyer are, of course, not the same as symptoms being described to medical experts.
67. Monocular diplopia is a rare condition that cannot be verified by objective tests and the inconsistencies that I have found proved are in my view most significant in spite of the e-mails and the concurrent medical notes. I agree with Mr Watt-Pringle's contention that those inconsistencies do not derive from bad memory, as the claimant was primarily describing current visual problems. Indeed those inconsistencies also undermine the acceptance by Dr Plant's of the claimant's complaint. I therefore prefer the evidence of Dr Kennedy. Even if this were not so, those inconsistencies, coupled with my finding as to the video (which undermines his credibility), mean that the claimant has failed to prove his case as to monocular diplopia on a balance of probabilities: see Pickford v. Imperial Chemical Industries…I should perhaps add that I do not accept Mr Foskett's contention that all the experts with experience of monocular diplopia agree that the claimant suffers from monocular diplopia. For example, in my view Dr Kennedy is not so agreeing in his joint report with Dr Plant, although he does agree that is the claimant's complaint…Ms Tomlin reports the claimant's alleged symptoms but does not, in my view, accept it as a diagnosis either in her own report…or in her joint report with Dr Plant…
69…Although I find that the claimant has consciously exaggerated some of his symptoms I do not find that he has done so at all times. I am also entirely satisfied that there is a large psychological element in this case. Against this background I turn to Dr Baker's evidence [relating to mild concussion, see above]…In spite of the claimant's inconsistencies in relation to monocular diplopia and the question of his credibility, I accept this general view. Consistent with this and in addition to it I find on a balance of probabilities that the claimant has entered into a sick role as Dr Jacobson has suggested; however, I also find that this is in part conscious. He has entered a safe cocoon which he is loath to leave. Nevertheless, this is the main due to his pre-existing personality and the effects of the accident upon it…
70. In the light of these findings it is necessary that I should set out those complaints that I find to be genuine and also those that I accept to be current. Professor Luxon has shown that there is no evidence of a vestibular cause for the claimant's symptoms. I also accept her evidence that the perception of tinnitus is more related to psychological factors. As I accept her evidence that this complaint was only elicited on direct questioning, I do not accept that it is unduly obtrusive. I accept that the claimant does occasionally feel nauseous and dizzy and that he may have a feeling of loss of balance…I of course bear in mind that situations change but in the light of the video evidence and on a balance of probabilities I do not accept that this is so debilitating that he should not go out alone. Fortunately the bad panic attacks seem now to have subsided."
"73. I have already found that the claimant has entered into a sick role. I accept Dr Jacobson's evidence that post concussional type syndrome ceased in about August 2000 but that the symptoms thereafter continued (though to an extent exaggerated) due to that sick role…As I do not find that there was a head injury within the conventional meaning of that term as used by the neurologists, I also accept Dr Jacobson's view that there should now be an improvement of those symptoms. Bearing in mind that it is now ingrained I find that this is likely to take some little time, perhaps two to three years. Although this time will be difficult for the claimant I do not find that a case manager is necessary; however, I find that for a period a buddy/coach/enabler will be necessary…This is because the claimant must be eased out of the sick role that he is presently in and back into independent living.
74. In the light of my findings in relation to monocular diplopia the claimant has failed to prove that he continues to have visual problems…On all these findings [ie including the post concussional syndrome and the sick role] the claimant has failed to prove that he will always be unable to work as an author or, indeed, to work as a draughtsman once he is rehabilitated. After rehabilitation he would be able to lecture if this opportunity were still open to him."
Mr Foskett's submissions
BMD
Consistency
Fabrication
Burden of proof
"There is no doubt that in most cases the question of onus ceases to be of any importance once all the evidence is out and before the court. But in this case it was not so simple. As Lord Thankerton observed in Watt v. Thomas [1947] A.C. 484, 487 the question of burden of proof does not arise at the end of the case except in so far as the court is ultimately unable to come to a definite conclusion on the evidence, or some part of it, and the question arises as to which party has to suffer from this. From time to time cases arise which are of that exceptional character. They include cases which depend on the assessment of complex and disputed medical evidence, where the court finds itself in difficulty in reaching a decision as to which side of the argument is the more acceptable. I think that this was such a case, and that the judge was justified in reminding himself where the onus lay as he examined the evidence."
Post concussional syndrome
Quantum
Conclusion
Lord Justice Gage:
Lord Justice Ward: