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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Hertfordshire County Council v Secretary of State for the Department of Environment Food & Rural Affairs [2006] EWCA Civ 1718 (14 December 2006) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2006/1718.html Cite as: [2006] EWCA Civ 1718 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE ADMINISTRATIVE COURT
MR JUSTICE SULLIVAN
IN THE HIGH COURT OF JUSTICE
QUEEN'S BENCH DIVISION
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE WALL
and
LORD JUSTICE RICHARDS
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HERTFORDSHIRE COUNTY COUNCIL |
Appellant |
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- and - |
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SECRETARY OF STATE FOR THE DEPARTMENT OF ENVIRONMENT FOOD AND RURAL AFFAIRS |
Respondent |
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Mr Timothy Morshead (instructed by Solicitor to the Secretary of State) for the Respondent
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Crown Copyright ©
Lord Justice Wall :
The appeal and the issues which it raises
The facts
"2. The orders related to a number of paths in the Tyttenhanger area near St Albans. The area has a history of mineral workings since the 1940s. It is criss-crossed by a complicated network of rights of way, parts of which had been rendered obsolete or impassable by mineral workings, by the diversion of the River Colne, by the construction of the London Colney Bypass, and by other developments.
3. The (Council) had been in discussions with interested parties for many years, with a view to rationalising the network. In 1995 it reached agreement with the landowners for a package of alterations to the network that would be implemented in phases. The package proposed the extinguishment of some paths, the diversion of others and the creation of new paths, the intention being to achieve an overall improvement in the network as a whole.
4. On 23rd April 2001 the (Council) entered into an agreement under section 25 of the Act with the relevant landowners and tenants ("the agreement"). The agreement provided for the creation of new paths in two groups, the schedule 2 paths and the schedule 3 paths. Both groups of paths were to be dedicated for public use. In the case of former such dedications were "to become effective immediately before the extinguishment by means of an extinguishment order or orders of the related length or lengths of paths set out in column B of schedule 2 and shown on the plan annexed here to." (Clause 2.1).
5. Schedule 2 to the agreement was headed "diversions" and contained three columns. Column A identified the path in question. Column B identified lengths of that path that were to be extinguished…… Column C identified lengths of path to be newly created……For the last three paths listed in the schedule 2 there was no column C, that is to say no new path was to be created to replace them.
6. Schedule 3 was headed "creations" and listed a number of footpaths and bridleways. The lines of three paths, one in schedule 2 ….. and two in schedule 3, were to be agreed between the parties and the new paths were to be provided forthwith after such agreement.
7. By a supplemental agreement dated 2nd June 2003 the line of [an identified] path was agreed. Thus by the time the inquiry opened before the inspector on 17th August 2004 the lines of all the schedule 2 paths had been agreed, leaving only the routes of two of the paths in schedule 3 to be agreed.
8. The (Council) made four extinguishment orders referred to at the inquiry as orders A-D. Order A was dated 2nd November 2001 and extinguished a substantial number of the paths listed in column B of schedule 2 to the agreement. All of these paths were to be "superseded" by newly created paths listed in column C of schedule 2.
9. Order B, also dated 2nd November 2001, extinguished one path listed in column B which was to be superseded by a newly created path listed in column C. Order C was dated 20th July 2001, and extinguished the last three paths listed in schedule 2, which were not to be superseded or replaced by newly created paths. Order D, also dated 20th July 2001, extinguished the path in column B of schedule 2 that was to be replaced by [another] footpath the line of which had been fixed in the 2003 supplementary agreement.
The footpath creation agreements of 23 April 2001 and 2 June 2004
The Statutory Provisions
25 Creation of footpath …..by agreement
(1) A local authority may enter into an agreement with any person having the necessary power in that behalf for the dedication by that person of a footpath over land in their area.
An agreement under this section is referred to in this Act as a "public path creation agreement".
(2) For the purposes of this section, "local authority"
(a) in relation to land outside Greater London means a county council…….
(3) Before entering into an agreement under this section a local authority shall consult any other local authority or authorities in whose area the land concerned is situated.
(4) An agreement under this section shall be on such terms as to payment or otherwise as may be specified in the agreement and may, if it is so agreed, provide for the dedication of the footpath subject to limitations or conditions affecting the public right of way over it.
(5) Where a public path creation agreement has been made it shall be the duty of the local authority who are a party to it to take all necessary steps for securing that the footpath... is dedicated in accordance with it
(6) As soon as may be after the dedication of a footpath in accordance with a public path creation agreement, the local authority who are party to the agreement shall give notice of the dedication by publication in at least one local newspaper circulating in the area in which the land to which the agreement relates is situated.
(1) Where it appears to a local authority that there is need for a footpath …. over land in their area and they are satisfied that, having regard to—
(a) the extent to which the path or way would add to the convenience or enjoyment of a substantial section of the public, or to the convenience of persons resident in the area, and
(b) the effect which the creation of the path or way would have on the rights of persons interested in the land, account being taken of the provisions as to compensation contained in section 28 below,
it is expedient that the path or way should be created,the authority may by order made by them and submitted to and confirmed by the Secretary of State, or confirmed by them as an unopposed order, create a footpath over the land.
An order under this section is referred to in this Act as a "public path creation order"; …..
(3) A local authority shall, before exercising any power under this section, consult any other local authority or authorities in whose area the land concerned is situated.
(4) A right of way created by a public path creation order may be either unconditional or subject to such limitations or conditions as may be specified in the order.
(5) A public path creation order shall be in such form as may be prescribed by regulations made by the Secretary of State, and shall contain a map, on such scale as may be so prescribed, defining the land over which a footpath …. is thereby created.
(6) Schedule 6 to this Act shall have effect as to the making, confirmation, validity and date of operation of public path creation orders.
(1) On the dedication of a footpath…..in pursuance of a public path creation agreement, or on the coming into operation of a public path creation order, being –
(a) an agreement or order made by a local authority who are not the highway authority for the path in question, or
(b) an order made by the Secretary of State under section 26(2) above in relation to which he directs that this sub-section shall apply,
the highway authority shall survey the path …. and shall certify what work (if any) appears to them to be necessary to bring it into a fit condition for use by the public as a footpath ….. and shall serve a copy of the certificate on the local authority mentioned in paragraph (a) above or, where paragraph (b) applies, on such local authority as the Secretary of State shall direct.
(2) It shall be the duty of the highway authority to carry out any works specified in the certificate under section (1) above …..
"Section 28 makes provision for compensation for loss caused by a public path creation order and section 29 requires councils to have due regard to agricultural, forestry and conservation considerations when making either public path creation agreements or public path creation orders."
(1) Where it appears to a council as respects a footpath …. in their area …. that it is expedient that the path or way should be stopped up on the ground that it is not needed for public use, the council may by order made by them and submitted to and confirmed by the Secretary of State, or confirmed as an unopposed order, extinguish the public right of way over the path or way.
An order under this section is referred to in this Act as a "public path extinguishment order"
(2) The Secretary of State shall not confirm a public path extinguishment order, and a council shall not confirm such an order as an unopposed order, unless he or, as the case may be, they are satisfied that it is expedient so to do having regard to the extent (if any) to which it appears to him or, as the case may be, them that the path or way would, apart from the order, be likely to be used by the public, and having regard to the effect which the extinguishment of the right of way would have as respects land served by the path or way, account being taken of the provisions as to compensation contained in section 28 above as applied by section 121(2) below.
(3) A public path extinguishment order shall be in such form as may be prescribed by regulations made by the Secretary of State and shall contain a map, on such scale as may be so prescribed, defining the land over which the public right of way is thereby extinguished.
(4) Schedule 6 to this Act has effect as to the making, confirmation, validity and date of operation of public path extinguishment orders.
(5) Where, in accordance with regulations made under paragraph 3 of the said Schedule 6, proceedings preliminary to the confirmation of the public path extinguishment order are taken concurrently with proceedings preliminary to the confirmation of a public path creation order, public path diversion order or rail crossing diversion order then, in considering—
(a) under subsection (1) above whether the path or way to which the public path extinguishment order relates is needed for public use, or
(b) under subsection (2) above to what extent (if any) that path or way would apart from the order be likely to be used by the public,
the council or the Secretary of State, as the case may be, may have regard to the extent to which the public path creation order, public path diversion order or rail crossing diversion order would provide an alternative path or way.
(6) For the purposes of subsections (1) and (2) above, any temporary circumstances preventing or diminishing the use of a path or way by the public shall be disregarded.
(1) Where it appears to a council as respects a footpath ….in their area …. that, in the interests of the owner, lessee or occupier of land crossed by the path or way or of the public, it is expedient that the line of the path or way, or part of that line, should be diverted (whether on to land of the same or of another owner, lessee or occupier), the council may, subject to subsection (2) below, by order made by them and submitted to and confirmed by the Secretary of State, or confirmed as an unopposed order-
(a) create, as from such date as may be specified in the order, any such new footpath or bridleway as appears to the council requisite for effecting the diversion, and
(b) extinguish as from such date as may be specified in the order or determined in accordance with the provisions of subsection (3) below, the public right of way over so much of the path or way as appears to the count requisite as aforesaid.
An order under this section is referred to in this Act as a 'public path diversion order'.
(2) A public path diversion order shall not alter a point of termination of the path or way-
(a) if that point is not on a highway, or
(b) (where it is on a highway) otherwise than to another point which is on the same highway, or a highway connected with it, and which is substantially as convenient to the public.
(3) Where it appears to the council that work requires to be done to bring the new site of the footpath or bridleway into a fit condition for use by the public, the council shall-
(a) specify a date under subsection (1)(a) above, and
(b) provide that so much of the order as extinguishes (in accordance with subsection (1)(b) above) a public right of way is not to come into force until the local highway authority for the new path or way certify that the work has been carried out.
(4) A right of way created by a public path diversion order may be either unconditional or (whether or not the right of way extinguished by the order was subject to limitations or conditions of any description) subject to such limitations or conditions as may be specified in the order.
(5) Before determining to make a public path diversion order on the representations of an owner, lessee or occupier of land crossed by the path or way, the council may require him (i) to enter into an agreement with them to defray, or to make such contributions as may be specified in the agreement towards,
(a) any compensation which may become payable
under section 28 above as applied by section 121(2) below, or.
(b) where the council are the highway authority for the path or way in question, any expenses which they may incur in bringing the new site of the path or way into fit condition for use for the public, or
(c) where the council are not the highway authority, any expenses which may become recoverable from them by the highway authority under the provisions of section 27(2) above as applied by subsection (9) below.
(6) The Secretary of State shall not confirm a public path diversion order, and a council shall not confirm such an order as an unopposed order, unless he or, as the case may be, they are satisfied that the diversion to be affected by it is expedient as mentioned in subsection (1) above, and further that the path or way will not be substantially less convenient to the public in consequence of the diversion and that it is expedient to confirm the order having regard to the affect which-
(a) the diversion would have on public enjoyment of the path or way as a whole,
(b) the coming into operation of the order would have as respects other land served by the existing public right of way, and
(c) any new public right of way created by the order would have as respects the other land over which the right is so created and any land held with it,
so, however, that for the purposes of paragraphs (b)and (c) above the Secretary of State or, as the case may be, the council shall take into account the provisions as to compensation referred to in subsection (5)(a) above.
(8) Schedule 6 to this Act has effect as to the making, confirmation, validity and date of operation of public path diversion orders."
Provision may be made by regulation of the Secretary of State for enabling proceedings preliminary to the confirmation of a public extinguishment order..... to be taken concurrently with proceedings preliminary to the confirmation of a public path creation order [or] …..a public path diversion order .....
Any proceedings preliminary to the confirmation of a public path extinguishment order …. may be taken concurrently with any proceedings preliminary to the confirmation of a public path creation order, [or] a public path diversion order…..
The particular sub-sections which fall to be construed
The inspector's report
11. The orders are all made under section 118 of the 1980 Act. The requirements of this section are that, before confirming the Orders, I must be satisfied, in each case, that it is expedient to stop up the sections of footpath proposed having regard to: -
(a) the extent to which it appears that the footpath(s) would, apart from the Order, be likely to be used by the public; and
(b) the effect which the extinguishment of the rights of way would have as respects land served by the footpaths, account being taken of the provisions as to compensation.
12. Section 118(6) of the 1980 Act requires that I disregard any temporary circumstances preventing or diminishing use of the paths in question when determining the likely use that might be made of them.
19. The first and quite fundamental matter relates to the interpretation of sub-section (5) of section 118 of the 1980 Act (which refers also to the Public Path Orders Regulations 1993). This enables any proceedings preliminary to the confirmation of an extinguishment order, which is taken concurrently with any similar proceedings relating to a creation or diversion order, to take into account the effect of any alternative path to be provided in one of those related orders. However, this facility is not applied to related extinguishment orders and creation agreements. Appendix C of Circular 2/93 makes reference (at paragraph 36) only to concurrent orders; again no mention is made of agreements in this context.
20. For the (Council) and supporters of the orders, Mr. Park argued that it is not surprising to find only references to creation orders in the Circular since this reflects the Regulations which are essentially giving guidance on the setting out of orders, not agreements. Agreements are intended to be a more flexible tool, enabling highway authorities to work with landowners so as to more easily achieve the creation of new paths for the public than by having to rely on the law of prescription. Landowners usually prefer to work by agreement and are encouraged to do so. However, the lack of a reference to concurrent creation agreements should not prevent all material circumstances from being taken into account in determining the expediency of the proposed extinguishments.
21. He highlighted the fact that several years of negotiations had resulted in the present package of proposals, the result of which would be over five miles of public rights of way, not the present three miles. The public could be able to enjoy the amenity and conservation value of the lakes through a series of circular walks, linking the community at large with the local countryside. The (Council) had chosen to implement this package through agreements under section 25 of the 1980 Act, rather than section 26 not with any ulterior motive but because it was their usual practice where they had the co-operation of the landowners.
22. I acknowledge that the inquiry appears to have been the culmination of many years of difficult negotiations and that it would be regrettable to miss this opportunity to resolve the problems with the rights of way network and to provide a better solution if that is indeed what the overall package of proposes will achieve. I therefore have considered this issue with that purposive approach in mind.
23. An essential element of any of the statutory mechanisms for altering public rights of way is certainty. The public need to be assured they will not be substantially disadvantaged by the change. In general terms the tests set out in the relevant sections of the 1980 Act seek to ensure that rights are not lost without satisfactory alternatives first being available (if they are in fact needed). In the case of diversion or concurrent extinguishment and creation orders the advice (in paragraph 6 of Circular 2/93) is that the new route should be available for public use before the old route is closed. Since a highway authority has no powers to enter onto land before the new right of way exists legally, adequate time should be provided between confirmation and the order(s) taking effect for the new route to be put into a fit condition.
24. In this case, the four extinguishment orders would come into effect upon confirmation. The 2001 creation agreement states that the owners and occupiers were to provide, at their expense, two groups of footpaths, that is the Schedule 2 and the Schedule 3 paths. Through the agreement, the owners dedicated for public use (immediately) the Schedule 3 paths, whereas the Schedule 2 dedications were "to become effective immediately before the extinguishment by means of an extinguishment order or orders of the related length, or lengths of path set out in column B of Schedule 2" and shown on the accompanying plan.
"29. I am not a lawyer but simply as a matter of logic I find it difficult to fully accept the concept that a series of new public rights of way will retrospectively arise immediately before confirmation of the Orders (since that is the moment the extinguishments would become effective) when the extinguishments may need to depend on their (pre-) existence for that confirmation. If this 'package' were before me as concurrent orders under sections 26 and 118 of the 1980 Act (for creation and closure) both could be confirmed at the same time and (subject to any period being required for works) both could come into effect at the same time and the matter would be quite certain. The question is whether there is the same degree of certainty and reliability within a creation agreement that [is] clearly not before me for determination and which rests on the respective parties to ensure its full implementation."
35. In conclusion, it seems to me that the legislation does not envisage paths proposed for creation by agreement being taken into account when determining extinguishment orders in the way as creation orders. If it had been intended, it would have clearly have said so.
36. That aside, I have considered very thoroughly whether or not I can take into account the new routes proposed by the two agreements as material circumstances that.....should not be ignored. If I were to decide to confirm one, some or all the four orders, immediately afterwards I would discover that the corresponding creation had come into existence. Yet at this point in time none of these alternatives exist as public rights of way. Had these routes been proposed by creation order, the situation would have been different. In view of the various differences between creation orders and agreements which leave the latter generally less reliable when used in this context, with limited public input, and particularly the 'chicken and egg' timing of the proposed creations in relation to the extinguishments, I conclude that the Orders before me must stand or fall on their own merits, without account being taken of the creation agreements……..
39. If, as I have concluded, the corresponding alternative routes proposed in the creation agreement cannot be taken into consideration, extinguishment of these three Order routes would leave a wholly disjointed network of public rights of way. However, I am not required to address the question of need for the Order routes, either collectively or individually. The question for me is their likely use if the order is not confirmed.
40 ......without any alternative public rights of way in existence, it is difficult to see why the Order routes would not be used, assuming access along them is restored.
The judgment of Sullivan J
The (Council)'s difficulties in the present case have stemmed from the fact that it has sought confirmation of orders under section 118 for the stopping up of ways that are needed, but which it is expedient (in the (Council)'s view) to re-route. It is clear from schedule 2 to the agreement that all of the ways listed in column B, with the exception of the last three paths which are the subject of order C, are still needed. That is why they are to be replaced by the new paths in column C. Section 118(1) gives the (Council) power to deal with a path that "is not needed", not with a path that is needed but will not be needed if and when an alternative route between the two termination points is provided.
In many cases it would make no practical difference whether the defendant considered the extent of likely usage of a path on the assumption that there was no extinguishment order or on the assumption that the way was not extinguished by an extinguishment order. Parliament could have required the defendant to consider the extent which a "path or way would, if it was not extinguished by the order, be likely to be used by the public". But it chose the more straightforward course of requiring the defendant to consider what usage would be likely "apart from the order," ie, simply leaving the order out of account altogether. If that is done, it is common ground that the paths listed in column B of schedule 2 to the agreement are likely to be used, because the paths in column C will not have been dedicated.
Subsection (5) would have been unnecessary if, when considering whether a path or way "is not needed", a council could look to the future and have regard to the extent to which an alternative path would be provided by a public path creation order, or public path diversion order, if such an order was to be confirmed.
34. For present purposes I am prepared to accept Mr Chapman's submission that clause 2.1 of the agreement should be construed as though it provided that dedication of the schedule 2 paths would become effective immediately upon the extinguishment of the related lengths of path in column B of the schedule.
35. Section 25 expressly envisages that councils and landowners may agree that dedication is to take place at some future date: see subsections (2) and (6) of section 25. If it was permissible to take into consideration an alternative path that is proposed to be dedicated upon the happening of some future event when considering whether an existing path "is not needed", it would be necessary for the decision taker to form a view as to whether, if so when, the event was likely to occur, whether it was likely the agreement would be complied with, and whether in the event of failure to comply, the court would be likely to grant discretionary relief in order to secure compliance. Mr Chapman would argue that these would all be matters of weight for the decision taker to assess.
36. But if decision takers can look to the future when applying the tests in subsections (1) and (2) of section 118, why should they not consider the future prospects of an order under section 26 or section 119 that has been made but not confirmed? In such a case the (Secretary of State's) task under subsection (2) would be far more straightforward since he would know, before reaching any decision under subsection (2) as to likely use, whether or not he proposed to confirm the order under section 26 or 119, creating the alternative route.
37. Subsection (5) is not to be treated as though it was otiose. It was enacted because, absent such provision, an alternative path proposed in a creation or diversion order submitted for confirmation could not be considered by decision takers under subsections (1) and (2).
38. Looking at section 118 as a whole, subsections (1) and (2) are concerned with the position as it exists on the ground when the order is made and when it is confirmed. Subject to the provisions of subsection (5) the decision taker under section 118 is not entitled to have regard to possible or probable future diversions of, or additions to, the rights of way network. Subsection (5) creates a limited class of exceptions to this general rule. For it to apply it is not sufficient merely that orders have been made under section 26, or 119 proposing alternative paths. The orders must have been submitted for confirmation and there must be concurrent confirmation proceedings so that the defendant will be in a position to consider the merits of all the orders, and is able to ensure that all of them come into effect, with or without modifications, contemporaneously.
42. However, from the point of view of those who are entitled to use the rights of way network, the public, there are significant differences between the two procedures. A council may choose to carry out a non-statutory consultation exercise before entering into an agreement under section 25, but it is not obliged to do so. This contrasts with the provisions of schedule 6 to the Act, which ensure the public are given notice of a making of a creation order under section 26. Those who object to the order, or who seek modifications to it, then have an opportunity to put their arguments to an independent inspector who has the power to refuse to confirm the order or confirm it either without modifications or with modifications which may meet their objections either in whole or in part. The same procedural safeguards apply to diversion orders made under section 119.
43. Thus, the concurrent proceedings referred to in subsection 118(5) will be in respect of order making processes in which the public has a statutory right to participate, and where the Secretary of State has power to respond (for example, by making appropriate modifications) to such participation.
44. There are no such safeguards in section 25. As Mr Morshead (for the Secretary of State) put it, whilst the public could object to the (Council)'s stopping up order under section 118, they were presented with the alternative routes in the agreement on a take-it-or-leave-it basis. If, as in the present case, a public path creation agreement under section 25 is used in conjunction with section 118 stopping up order to effect what is in reality a diversion of a path, the public is not merely deprived of these procedural safeguards and presented with the proposed diversion element of the package on a take-it-or-leave it basis, it is also deprived of the safeguards in subsections (1), (2), (3) and (6) of section 119: that the diversion must be expedient in the interests of those interested in the land or the public; that the points of termination must remain the same (subject to the flexibility afforded by paragraph (b) in subsection (2)); that the old path is not extinguished until the replacement is in a fit condition for the public to use it; that the diverted way will not be substantially less convenient to the public; and that the diversion must be expedient having regard to the effect of the diversion on the public enjoyment of the path as a whole.
45. There are therefore powerful policy reasons for requiring section 119 to be used where what is proposed is not in reality the creation of a wholly new path, but the re-routeing of an existing path.
53 The Act contains a very detailed code for the extinguishment and diversion of existing paths and the creation of new paths. The procedures in the Act cannot be ignored on the basis that they are "unmeritorious technicalities". They are there for a purpose, to ensure that the public interest in our extensive network of public rights of way rightly described in Circular 2/93, Public Rights of Way, "as a unique legacy", are fully protected. To a significant extent the mechanism adopted by the (Council) side-stepped the procedural provisions intended to protect this public interest.
54. Looking at the statutory scheme as a whole, there are therefore powerful policy reasons, quite apart from the need to give the words of section 118 their ordinary and natural meaning ... why the section should not be interpreted so as to facilitate the (Council)'s scheme, whatever its merits may be.
The attack on the judgment in this court
Local highway authorities are encouraged to use voluntary means to secure improvements to their rights of way network wherever possible. Thus they would seek to negotiate the creation of routes…by agreement with landowners using their powers under section 25 of the Highways Act 1980. Local highway authorities should approach such negotiations constructively and be prepared to consider changes to the network that landowners might seek as corollaries to agreements, provided that they meet the criteria set out in sections 118 and 119 of the Highways Act 1980.
The case for the Secretary of State
Discussion
Footnote
Lord Justice Richards:
Lord Justice Ward:
"… the legislation does not envisage paths proposed for creation by agreement being taken into account when determining extinguishment orders in the same way as creation orders. If it had been intended, it would have clearly said so."
The answer depends upon the proper construction of s. 118.
"Any proceedings preliminary to the confirmation of a public path extinguishment order … may be taken concurrently with any proceedings preliminary to the confirmation of a public path creation order …"
" dedicate each of the Schedule 2 paths for public use such dedications to become effective immediately before the extinguishment by means of an extinguishment order or orders of the related length or length of the path set out in column B of Schedule 2."