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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Sugar & Anor v BBC [2008] EWCA Civ 191 (25 January 2008) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2008/191.html Cite as: [2008] 1 WLR 2289, [2008] EWCA Civ 191, [2008] WLR 2289 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE HIGH COURT, QUEEN'S BENCH DIVISION
(MR JUSTICE DAVIS)
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE LLOYD
and
SIR PAUL KENNEDY
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SUGAR & ANOTHER |
Appellants |
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- and - |
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BBC |
Respondent |
____________________
WordWave International Limited
A Merrill Communications Company
190 Fleet Street, London EC4A 2AG
Tel No: 020 7404 1400 Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
Mr B Hooper (instructed by The Information Commissioner) appeared on behalf of the second Appellant.
Miss M Carss-Frisk QC and Ms K Gallafeut (instructed by BBC Litigation & Intellectual Property Department) appeared on behalf of the Respondent.
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Crown Copyright ©
Lord Justice Buxton:
"50 Application for decision by Commissioner
(1) Any person (in this section referred to as "the complainant") may apply to the Commissioner for a decision whether, in any specified respect, a request for information made by the complainant to a public authority has been dealt with in accordance with the requirements of Part I.
(2) On receiving an application under this section, the Commissioner shall make a decision unless it appears to him --
(a) that the complainant has not exhausted any complaints procedure which is provided by the public authority in conformity with the code of practice under section 45,
(b) that there has been undue delay in making the application,
(c) that the application is frivolous or vexatious, or
(d) that the application has been withdrawn or abandoned.
(3) Where the Commissioner has received an application under this section, he shall either --
(a) notify the complainant that he has not made any decision under this section as a result of the application and of his grounds for not doing so, or
(b) serve notice of his decision (in this Act referred to as a "decision notice") on the complainant and the public authority."
"Where a decision notice has been served, the complainant or the public authority may appeal to the Tribunal against the notice."
"The BBC, in respect of information held for purposes other than those of journalism, art or literature"
"A number of persons and lobby groups has in the past expressed the view that the reporting by and news coverage of the BBC in relation to the Middle East and in particular the conflict between Israel and the Palestinians was not even handed. Because of the concerns raised the BBC decided to ask Mr Malcolm Balen, a very experienced journalist, to advise on the coverage by the BBC of Middle Eastern matters. During 2004 Mr Balen produced an internal written report. This was eventually placed for consideration by the Journalism Board of the BBC on 9th November 2004. Subsequently in 2005 a panel, chaired by Sir Quentin Thomas, was appointed by the Board of Governors of the BBC to provide an external independent review of BBC reporting of Middle East affairs. That panel reported in April 2006. In the meantime the BBC had created the post of Middle East Editor, Mr Jeremy Bowen being appointed and taking up his post in June 2005.
The Balen Report has never been published. Mr Sugar wished and wishes to see it. He has taken the view that he was entitled to see it under the provisions of the Freedom of Information Act 2000 ("the FOIA"). He made a written request to the BBC accordingly on 8th January 2005. The response of the BBC was to the effect that the Balen Report directly impacted on the BBC's reporting of crucial world events and that the FOIA did not apply."
"By a detailed letter of 24th October 2005 the IC set out his provisional view that the Balen Report was held for the purposes of journalism, art and literature (what before me was, for shorthand convenience, called 'the derogation'); and that in the circumstances the BBC was not a public authority under the FOIA in respect of Mr Sugar's request and was not obliged to release the contents of the Balen Report. Mr Sugar did not seek to submit to the IC any further comments (although invited to do so); and on 2nd December 2005 the IC confirmed his final decision that the Balen Report was not disclosable, on the basis previously indicated in the provisional decision letter. The letter concluded with the words: 'I would also like to take this opportunity to inform you of your right to request a Judicial Review of our decision.
Mr Sugar did not at that time seek a Judicial Review of that decision. Instead on 30th December 2005 he sought to appeal to the Information tribunal ('the Tribunal') invoking the provisions of s.50 of the FOIA for that purpose. The position of the IC at the time was that Mr Sugar had no right of appeal under s.50, that the IC had served no appealable decision notice and that the Tribunal had no jurisdiction to entertain such an appeal. That also was the view of the BBC.
A preliminary issue was directed by the Tribunal on the jurisdiction point, it having indicated an initial view that it did have jurisdiction. A hearing was then held on 14th June 2006 and a ruling given. It appears that the IC had by then had a change of mind and was not now disputing the jurisdiction of the Tribunal. The BBC, however, was.
By its decision dated 14th June 2006, and formally issued on 29th August 2006, the Tribunal ruled that it did have jurisdiction to entertain Mr Sugar's appeal. Having so ruled, the Tribunal then proceeded to deal with the substantive issue raised on the appeal (which in argument before me was called 'the journalism issue'). The hearing in total before the Tribunal lasted some 3 days. A good deal of evidence – both written and oral – was adduced, much of which had not been employed before the IC. Mr Sugar appeared in person at that hearing; the IC and the BBC was each represented by counsel. At the hearing the BBC was arguing for a broad approach to the phrase 'for the purposes of journalism' by reference to the provisions of the FOIA (to which I will come). Mr Sugar was arguing for a narrower approach.
The decision of the Tribunal on the journalism issue, also issued on 29th August 2006, set out a summary of the evidence and arguments deployed. The Tribunal indicated that, in effect, the Balen Report could indeed be said to have been created for the purposes of journalism. But it decided, on its view of the evidence, that by the time of Mr Sugar's request of 8th January 2005 the Balen Report was not held for the purposes of journalism. Perhaps the nub of the Tribunal's reasoning is to be found in paragraph 133 of its decision:
'The Tribunal is clear that, when originally commissioned, Mr Balen's work was for predominantly journalistic purposes. It formed a part of the third leg of the meaning of journalism that the Tribunal has adopted, in that it was primarily an output review intended to assure and enhance quality. However, when elevated to the Journalism Board on 9th November 2004, as a formal report, it was being used for, and hence was held for, wider purposes of strategic policy and resource allocation, which lie outside the scope of the derogation.'"
"Any party to an appeal to the Tribunal under section 57 may appeal from the decision of the Tribunal on a point of law to the appropriate court."
Mr Sugar concentrated on the use of the definite article "the" to say that the section thus addresses only one, the final, decision. That would produce a highly inconvenient and unlikely result, as indeed the application of that interpretation in the present case would demonstrate. If Mr Sugar is right on this point, a preliminary decision of the Information Tribunal on jurisdiction, if unfavourable to the BBC, could not be appealed by the BBC until the whole process had been completed. That would be the case in relation to an enforcement notice, as well as to an alleged decision notice. It may, in some cases, be the easier course to proceed nonetheless with the whole hearing without resort to the court, but the potential inconvenience and waste of that course in other cases makes it very unlikely that Parliament will have made it the universal rule. Parliament is said to have produced that result simply by employing the definite, rather than the indefinite, article when describing what can be appealed. That places far too much weight on the use of the definite article once one considers the results that Parliament is said to have intended to follow from it.
"If on an appeal under section 57 the Tribunal considers --
(a) that the notice against which the appeal is brought is not in accordance with the law, or
(b) to the extent that the notice involved an exercise of discretion by the Commissioner, that he ought to have exercised his discretion differently,
the Tribunal shall allow the appeal or substitute such other notice as could have been served by the Commissioner;"
"42. Mr Hooper conceded that, for there to be an appeal to the Tribunal under s.57, there must first have been served a decision notice under s.50(3)(b). I am not sure if Mr Sugar himself accepted the point. But in any case it seems to me, for the reasons I have given, that the wording for s.50 and of s.57 show Mr Hooper's concession to be correct. In my view, the 'decision' referred to in s.50 (2) and s.50(3)(b) clearly is referring back to the 'decision' specified in s.50(1). So where then in this case is the decision notice to the effect that Mr Sugar's request had or had not been dealt with in accordance with Part I of the FOIA?
43. In my view there was no such decision notice here: just because the IC had taken the view that the BBC was not a public authority subject to Parts I-V of the FOIA for the purposes of Mr Sugar's request."
"When the Commissioner has received an application under this section."
"Where a public authority is listed in Schedule 1 only in relation to information of a specified description, nothing in Parts I to V of this Act applies to any other information held by the authority."
"…the BBC as a 'public authority' when holding information held for purposes other than those of journalism, art or literature."
but means:
"The BBC as a 'public authority' in all respects but its obligations as such public authority under this Act only apply in relation to information held for purposes other than those of journalism, art or literature."
(i). the Balen Report is held for the purpose of journalism, art or literature;
(ii) the BBC has validly applied Part VI of Schedule 1 of the Act
"…the BBC is not a public authority under the Act, and is therefore not under an obligation to release the contents of the Balen Report."
"45. Mr Sugar, however, also sought to invoke the provisions of Article 6 of the Convention in support of his argument. He cited to me Barry v France (App No 14497/89) Loiseau v France (App No 46809/99); and Donnadieu v France (App No 19249/02). He submitted that a combination of the IC's procedures and Judicial Review (if available) was not sufficient to satisfy Article 6. Mr Hooper did not associate himself with the argument. I my view it is not tenable. Mr Sugar has no personal interest in the Balen Report, in the sense that it does not relate to him personally, and he has no obvious civil right or independent right of a private nature with regard to it. In any event, under the FOIA he has the right, as I have held, to seek to have an adverse jurisdictional decision of the IC on his initial complaint reviewed by the court. In such circumstances, the authorities cited by him do not assist him. Article 6 is not the point."
"While not a free-standing claim in the context of this appeal, it is respectfully submitted that consideration of the position under Article 6 further supports the Appellant's argument as to the jurisdiction of the Tribunal."
That I understand to assert that, while no positive case is made that the position as to jurisdiction found by Davis J and upheld in this judgment is in breach of Article 6, what is to be found in the convention should encourage the court to find the existence of jurisdiction for the Information Tribunal as a matter of domestic law. In other words, this is a case for attention to Convention values rather than to Convention rights. That view of the submission is reinforced by its not having been argued that section 57(1) could or should be read down under section 3 of the Human Rights Act in order to escape the need for a decision notice; and no application was made for a declaration of incompatibility.
Lord Justice Lloyd:
Sir Paul Kennedy:
Order: Appeal dismissed