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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> MA (Ethiopia) v Secretary of State for the Home Department [2009] EWCA Civ 289 (02 April 2009) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2009/289.html Cite as: [2009] EWCA Civ 289, [2010] INLR 1 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM ASYLUM & IMMIGRATION TRIBUNAL
Senior Immigration Judge Allen
CC/47612/2001
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE STANLEY BURNTON
and
LORD JUSTICE ELIAS
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MA (ETHIOPIA) |
Appellant |
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- and - |
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SECRETARY OF STATE FOR THE HOME DEPARTMENT |
Respondent |
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Ms LISA GIOVANNETTI and Mr ROBERT KELLAR (instructed by Treasury Solicitors) for the Respondent
Hearing dates : 11 March 2009
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LORD JUSTICE ELIAS :
The background.
"Whether nationals or former nationals of Ethiopia face persecution as a result of their ethnicity arising from a risk of discriminatory withdrawal of their nationality and a risk of deportation to Eritrea."
"If a state arbitrarily excludes one of its citizens, thereby cutting him off from enjoyment of all those benefits and rights enjoyed by citizens and duties owed by a state to its citizens, there is in my view no difficulty in accepting that such conduct can amount to persecution. Such a person may properly say both that he is being persecuted and that he fears (continued) persecution in the future." (emphasis in original).
"The De facto Nationality Issue (Stage 2)
85. If it is concluded that the person is a de jure national of the country concerned then the next question to be considered is the purely factual question, i.e. "Is it reasonably likely that the authorities of the state concerned will accept the person concerned if returned as one of its own nationals?" This is the hypothetical approach, which focuses exclusively on the person's position upon return. That this approach was approved by the Court of Appeal can be seen from paragraph 71 of EB in the judgment of Longmore LJ.
86. At the outset we consider that if the person is a de jure national, there is a presumption that the country concerned will afford him the same treatment as any other national. Following on from this, it may also be presumed that the person concerned will have obtained travel documentation to enable them to be returned. If it transpires that they cannot in fact obtain such documentation, then they will not be returned and therefore no refoulement issues will arise in any event. Disputes concerning such matters may arise on judicial review (in the context of the enforcement of removal directions) or under asylum support legislation relating to whether a person has taken reasonable steps to obtain travel documentation, but they are not normally part of the jurisdiction of this Tribunal…"
"I am not prepared to hold that a deprivation of nationality, whether de facto or de jure, in itself necessarily gives rise to refugee status."
He would have remitted the case to a fresh tribunal because he did not think that the AIT in that case had properly addressed the question whether, on the facts, the consequences of the denial of nationality did have that effect.
The grounds of appeal.
Discussion and conclusions.
The core of the case.
Two miscellaneous matters.
Lord Justice Stanley Burnton:
". … whether a stateless person who is unable to return to the country of his former habitual residence is, by reason of those facts alone, a refugee within the meaning of the 1951 Convention relating to the Status of Refugees ("the 1951 Convention"), as modified by the 1967 New York Protocol ("the 1967 Protocol"). The Tribunal found, and the Secretary of State for the Home Department ("the Secretary of State") contends, that it is also necessary to establish a present well-founded fear of persecution for reasons of "race, religion, nationality, membership of a particular social group or political opinion" ("the Convention grounds")."
The Court of Appeal upheld the Secretary of State's contention and dismissed the appeal against the Tribunal's decision. The decision of the Court of Appeal is binding authority for the proposition that a denial of return is not of itself persecution.
"What the Russian Soviet law is in that respect is a question of fact, of which the English Court cannot take judicial cognizance, even though the foreign law has already been proved before it in another case. The Court must act upon the evidence before it in the actual case."
"Article 1A: For the purposes of the present Convention, the term "refugee" shall apply to any person who:
…
(2) Owing to well-founded fear of being persecuted for reasons of race, religion, nationality, membership of a particular social group or political opinion, is outside the country of his nationality and is unable or, owing to such fear, is unwilling to avail himself of the protection of that country; or who, not having a nationality and being outside the country of his former habitual residence as a result of such events, is unable or, owing to such fear, is unwilling to return to it."
"If a state arbitrarily excludes one of its citizens, thereby cutting him off from enjoyment of all those benefits and rights enjoyed by citizens and duties owed by a state to its citizens, there is in my view no difficulty in accepting that such conduct can amount to persecution. Such a person may properly say both that he is being persecuted and that he fears (continued) persecution in the future. I see no reason, given the scope and objects of the Convention, not to accept Professor Hathaway's formulation; and I am encouraged to do so by the fact that Simon Brown L.J. cited it in terms which at least implied approval in Sandralingam v. Secretary of State for the Home Department, Rajendrakumar v. Secretary of State for the Home Department [1996] Imm. A.R.97,107. However, even accepting that refusal to permit return can constitute persecution for a Convention reason, I would not myself accept that that would be so in the case of those who, like these applicants, are anxious at all costs not to return: how can they be said to be harmed by such a refusal? …"
"54. It is necessary to consider the circumstances in which the statelessness has occurred. I am not prepared to hold that a deprivation of nationality, whether de facto or de jure, in itself necessarily gives rise to refugee status. Neither does a voluntary departure, unconnected with persecution, followed by refusal to allow re-entry necessarily give rise to refugee status, though it may be a breach of international law. An analysis is required of the circumstances including the loss of rights involved in the particular case and the causes and consequences of them. I am not pre-judging possible future findings of fact in the present case but where persecution of the type now alleged has led to the departure from the state of habitual residence, which then either refuses to permit re-entry, or permits it only in circumstances where the former conditions will continue, it is possible for refugee status to be established. On the first premise, the persecution is in the loss and continued loss of civil rights and, on the second, the fear of such continued treatment on return. "
"61. Mr Eicke for the Secretary of State appeared to accept that, if EB had in fact been deprived of her citizenship by the arbitrary action of state employees, that would have prima facie been persecution within the terms of the Refugee Convention but he submitted that mere removal of identity documents did not constitute persecution."
"75. Once a claimant for refugee status has established that their country of origin has taken away their nationality on the grounds of race, they in my view have established a prima facie case for such status. It is true that the decision maker must ask: would they have a well founded fear of persecution if they were returned today? But in the absence of contrary evidence, someone who has been deprived of nationality because of race would, if returned, be in a near-impossible position – unable to vote, to leave the country or even unable to work. They may well be treated as pariahs precisely because they had their nationality taken away. They have "lost the right to have rights." (Chief Justice Warren's vivid words) And they have already been put in the position that their home state will not let them in – they cannot even go home.
76. In this case there is no rebuttal evidence showing that the appellant would not suffer from being stateless in the ways I have identified. …"
The italics are mine. It appears that the serious consequences of loss of nationality referred to be Jacob LJ - inability to vote, to leave the country or even unable to work - had either been found by the Tribunal as facts or were assumed by him, subject to evidence to the contrary. In so far as they were found by the Tribunal as facts, there are no comparable findings in the present case, and none was contended for. In so far as an assumption was made, it was based on Mr Eicke's concession, and in any event could not be binding on subsequent courts or tribunals because, as I stated above, it related to questions of fact rather than law. In a case in which loss of nationality involves the consequences assumed by Jacob LJ it may well be persecutory. But all depends on what loss of nationality involves: does it involve the loss of the right to work, to access social security (if there be such), to leave and to return, to vote, and so on?
The "real risk" test applies to the question whether the fear is well-founded: it is well-founded if there is a real risk of persecution. Thus a person who is unwilling to return owing to a fear that is so justified is entitled to refugee status. Inability to return is not qualified in the Convention by the words "owing to such fear", and like the majority of the Court of Appeal in Adan, Nooh, Lazarevic and Radivojevic I see good reason why it is not. Inability to return can and should be proved in the ordinary way, on the balance of probabilities.
Lord Justice Mummery: