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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> S & Ors, R (on the application of) v Secretary of State for the Home Department [2009] EWCA Civ 334 (25 February 2009) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2009/334.html Cite as: [2009] EWCA Civ 334 |
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C4/2008/0980 C4/2008/0976 |
COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
HH Judge Michael Supperstone QC, Deputy High Court Judge
CO/3988/2006
Strand, London, WC2A 2LL |
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B e f o r e :
LADY JUSTICE ARDEN
and
LORD JUSTICE GOLDRING
____________________
THE QUEEN on the application of 'S' 'H' 'Q' |
Appellants |
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- and - |
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THE SECRETARY OF STATE FOR THE HOME DEPARTMENT |
Respondent |
____________________
Manjit Gill QC and Christopher Jacobs (instructed by Duncan Lewis Solicitors) for (2) H'': Appellants
Robert Jay QC and Robert Palmer (instructed by The Treasury Solicitor) for the Defendant
Hearing date: 14 January 2009
____________________
Crown Copyright ©
Lord Justice Goldring :
Introduction
"Those Sierra Leoneans who do not qualify for asylum will normally be granted 4 years exceptional leave. It will be open to applicants to apply for settlement towards the end of the 4 year period."
"On 18 April 2002 the long-standing practice of granting exceptional leave to remain (ELE/R) for a period of 4 years to those applicants from Afghanistan who did not meet the criteria in the 1951 UN Refugee Convention for Asylum was altered. As a result of changing country conditions Ministers agreed that the period of exceptional leave granted to applicants who do not meet the criteria for asylum would be reduced to 12 months. This policy applied to all final decisions made as from 18 April 2002 until 10 July 2002…
…Those applicants previously granted 4 years ELE/R whose period of ELR comes to an end and who did not take up the opportunity for voluntary return will normally be granted ILR. There may be specific cases where this will not be appropriate eg. in the light of the conduct of an individual "
The applicable law
The authorities
"…which of the two considerations should prevail: justice and fairness which suggest the conclusion that, even if he is not now accorded full refugee status, the claimant should at least not be returned to Iraq, or the principle in Ravichandran, which suggests that he should be returned to Iraq. "
"[13] The failures in the Home Office in this case were startling and prolonged…
[31] I find it difficult to understand how the failure to apply the correct policy…can have been persisted in for such a long period…I am unable to understand why a fundamental element in the asylum policy…was unknown to all those who dealt with the…case. No explanation has been offered…Further, a bad point…was taken against the claimant's case on its own facts…
[36] I agree with the judge's conclusion that the degree of unfairness was such as to amount to an abuse of power requiring the intervention of the court. The persistence of the conduct, and lack of explanation for it, contribute to that conclusion. This was far from a single error in an obscure field. A state of affairs was permitted to continue for a long time and in relation to a country which at the time would have been expected to be at the forefront of the respondent's deliberations. I am very far from saying that administrative errors may often lead to a finding of conspicuous unfairness amounting to abuse."
"In the absence of any explanation, I consider the court is entitled at the very least to infer that there has been flagrant and prolonged incompetence in this case. This is a far cry from the case of a mistake which is short-lived and the reasons for which are fully explained. The unfairness in this case has been aggravated by the fact…the claimant was not treated in the same way as M and A, with whose cases his case had been linked procedurally. Had he been so treated, he would have had the benefit of the policy and been accorded full refugee status."
(1) A substantive decision was taken to refuse asylum when under the policy existing at the time it should have been granted.
(2) Throughout the claim for asylum and subsequent appeals the policy was not applied when it should have been.
(3) It was persistently argued that asylum should not be granted.
(4) In the face of many requests there was a failure to disclose until shortly before the Court of Appeal was due to hear the case that the policy had been applied to two other people in almost identical circumstances to Mr. Rashid and whose cases were linked procedurally to his. That was so even though Mr. Rashid during the currency of the policy was asking to be treated in a manner consistent with others.
(5) No explanation was offered for what had happened.
(6) No countervailing public interest was put forward.
"[25] In my judgment, there plainly is a legitimate expectation in a claimant for asylum that the Secretary of State will apply his policy on asylum to the claim. Whether the claimant knows of the policy is not, in the present context, relevant…
[34] I accept [the Secretary of State's] submission that this is not the typical case of legitimate expectation…It is…a claim of unfairness amounting to an abuse of power, of which legitimate expectation is only one application. The abuse is based on an expectation that a general policy for dealing with asylum applications will be applied and applied uniformly. Serious errors of administration have resulted in conspicuous unfairness to the claimant."
"[46] A useful starting point for the discussion is the statement by the Court of Appeal in R (Bibi) v London Borough of Newham; R (Al Nasheed) v London Borough of Newham [2002] 1 WLR 237 at [24]:
"In all legitimate expectation cases, whether substantive or procedural, three practical questions arise. The first question is to what had the public authority, whether by practice or promise, committed itself; the second is whether the authority has acted or proposes to act unlawfully in relation to its commitment; the third is what the court should do.""
"[49] As Laws LJ said in R v Secretary of State for Education and Employment ex parte Begbie [2000] 1 WLR 1115…the facts of the case, viewed always in their statutory context, will steer the court to a more or less intrusive quality of review…
[50] The nature of the decision will, therefore, always be relevant to the question whether the frustration of an expectation is an abuse of power…The degree of unfairness is also material…The more extreme the unfairness, the more likely it is to be characterised as an abuse of power…
[51] In the present case, to hold the Secretary of State to the policy that was in force between December 2001 and March 2003 in relation to cases that he considered during that period does not of itself raise any wide-ranging issues of policy. I do accept, however, that to hold him to that policy in circumstances where, at the latest stage of the decision-making process, the policy had been withdrawn, would infringe the important principle established by Ravichandran.
[52] But as against that…it is clear there has been conspicuous unfairness in this case…"
"[54] Accordingly, the answer to the second of the three questions identified in R (Bibi) v London Borough of Newham; R (Al Nasheed) v London Borough of Newham…[2002] 1 WLR 237 is that the Secretary of State acted unlawfully in choosing to ignore his policy. In so doing, he acted with conspicuous unfairness amounting to an abuse of power."
"[34] In analysing the judgments in Rashid, it is important in my view to bear in mind that there were logically two distinct questions:
(i) Were the decisions made between 2001 and 2003 legally flawed, because of failure to apply the correct policy?" (ii) If so, what was the relevance (if any) of that finding to the legality of, or the court's powers in respect of, the 2004 decisions, made when the policy was no longer in force?"
"[35]…[Dyson LJ] saw a tension between the requirements of fairness in respect of the earlier decisions, and the Ravichandran principle as applied to those under review. It was one thing to hold the Secretary of State to his policy while it was still in force, but another to do so in relation to decisions made after it was withdrawn.
[36] The extra element needed to bridge that gap was "conspicuous unfairness", sufficiently extreme "to be characterised as an abuse of power." Dyson LJ found that extra element in the combination of "flagrant and prolonged incompetence" and of inconsistency in the treatment of the applicant as compared to others in the same position…
[37] Thus, in Dyson LJ's view, the issue was one of degree; unfairness might be sufficiently extreme to amount to "abuse of power," and so trump the Ravichandran principle."
"[41] The court's proper sphere is illegality, not maladministration. If the earlier decisions were unlawful, it matters little whether that was the result of bad faith, bad luck, or sheer muddle. It is the unlawfulness, not the cause of it, which justifies the court's intervention and provides the basis for the remedy."
"Unfairness amounting to an abuse of power, as envisaged in Preston and the other Revenue cases is unlawful, not because it involves conduct such as would offend some equivalent private law principle, not principally indeed because it breaches a legitimate expectation that some different substantive decision will be taken, but rather because either it is illogical or immoral or both for a public authority to act with conspicuous unfairness and in that sense abuse its power."
"This passage cannot be read as supporting a new and more potent category of judicial review, depending on the flagrancy of the administrative failing. On the contrary the expression "illogical or immoral" was clearly intended to assimilate the test in Lord Diplock's definition of irrationality in [Council of Civil Service Unions v Minister for the Civil Service [1985] AC 374] ("outrageous in its defiance of logic or of accepted moral standards")…"
"[44] [Elliott] acknowledges that Rashid represents a significant step forward; indeed, that it might be read as indicating "a possibility of court intervention where something has gone badly wrong, even if the court cannot quite put its finger on it." However he sees the better interpretation as being that abuse of power is operating:
"in light of exceptional circumstances, to liberalise the existing heads of review (thus ensuring the protection of the norms underpinning them) by facilitating intervention in circumstances closely analogous to, but technically outwith, those in which such heads of review would usually operate."
[45] Our task, however, is not to search for conceptual explanations, but to extract a principled basis for deciding the present case. We are of course bound by Rashid for what it decided. In principle that must be found in the majority judgment of Pill LJ. As I read his judgment, the steps in his reasoning (para [36]-[40]) can be broken down as follows:
(i) Serious administrative errors by the Secretary of State at the earlier stage had resulted in "conspicuous unfairness amounting to an abuse and thus illegality."
(ii) The court should "give such relief as it properly can."
(iii) Although the applicant was no longer entitled to refugee status as such, the Secretary of State had a "residual power" to grant indefinite leave.
(iv) The grant of indefinite leave would provide a remedy for the unfairness.
(v) There were no countervailing considerations of public interest.
(vi) Accordingly, the "appropriate response in the circumstances" would be for the court to declare that ILR should be granted."
[46] The key in my view must lie in his emphasis on the scope of the remedial powers of the Secretary of State (steps (iii) and (iv)). Although he seems to have expressed the result as an exercise of the court's remedial discretion, the court itself had no power to grant ILR. Nor…did it have power to direct the Secretary of State to grant ILR. The power and discretion rested with the Secretary of State…However, it was open to the court to determine that a legally material factor in the exercise of that discretion was the correction of injustice. That proposition did not require express statutory authority. It was implicit in the principles of fairness and consistency which underlay the whole statutory scheme. Further, in an extreme case, the court could hold there was only one way in which the Secretary of State could reasonably exercise his discretion.
[47] On that analysis of Rashid, the court's intervention was directed at the appropriate target, and involved no conflict with Ravichandran. It respected the principle that the Secretary of State's decision should be made on the basis of present circumstances. But it recognised that those circumstances might include the present need to remedy injustice caused by past illegality…
[54] [In the present case at first instance], Collins J was "not impressed" by the Department's conduct, but felt unable to say that it was not "so obviously and conspicuously unfair as to amount to an abuse of power. For the reasons I have explained, I derive a somewhat different test from Rashid. The issue is not so much whether the unfairness is obvious or conspicuous, but whether it amounts to illegality which on reconsideration the Department has power to correct. If it has such power and there are no countervailing considerations, it should do so. Following Rashid the court has power to order reconsideration on the proper basis."
"[69] In particular I agree that the key to a proper understanding of the decision lies in the court's recognition that the Secretary of State had power to grant relief of a kind that would remedy the earlier injustice and his failure to take such matters into account when making his decision laid it open to challenge.
[70] The first question for us to consider…is whether the Secretary of State's decision to defer consideration of the claimant's application was unlawful because it involved an abuse of power. Abuse of power has increasingly been recognised as a unifying principle underlying other well-recognised grounds for regarding administrative acts as unlawful…The expression "abuse of power" might suggest deliberate misconduct on the part of the Secretary of State or one of his officials with the intention of achieving some ulterior objective, but I think it is clear that it is not in fact limited to acts of that kind. The expression that has most commonly been used to identify abuse of power is "conspicuous unfairness," a phrase that is more naturally directed at the consequences of the acts or omission in question than the motives behind them. I respectfully agree with Carnwath LJ that abuse of process should not be regarded as a more serious form of unlawfulness than Wednesbury unreasonableness or denial of legitimate expectation, nor as one which gives rise to different or more far-reaching consequences."
"reached a rational and legally permissible decision on the material then in its hands" [15].
"In this case the Claimant had ample opportunity to seek appropriate relief by way of judicial review in respect of any delay in dealing with his original asylum claim at the time that process was going through, but he did not do so. Rather, he waited until the decision was made on 3 April 2001 and then, as he was entitled to, he resorted to the appropriate appeal procedure. I agree with the submission that to suggest some 4½ years later that there has been prejudicial delay in dealing with [the] original claim for refugee status is, in effect, an abuse of process. In this particular case there are no exceptional features that would justify intervention by the courts because of any earlier delay with regard to the decision on the original claim for refugee status."
"The judge was plainly right in finding that the essence of the complaint was not in relation to any new facts, but an attempt to challenge decisions now many years old." It was "hopelessly out of time".
"[25]…I would add, however, that if a claim based on subsequent discovery of a legitimate expectation unknown earlier were to have prospects of success, it would need to be supported by coherent evidence from or on behalf of the Appellant quite absent in the present case. ELR is discretionary relief which may be granted by the Respondent when asylum is refused and it is not known why relief from the failure to grant it was not sought earlier. The solicitors apparently claim that the pre-April 2002 policy became known to them only early in 2004 (though the change in policy was announced in Parliament in July 2002) and the Applicant instructed them only much later. There is no adequate explanation, by way of evidence, for the very long passage of time before the claim for reconsideration was made.
[26] I would go further. The submission that there has been an abuse of power because of conspicuous unfairness has no real prospects of success. The delay in making the decision and the failure to grant ELR for four years, are far removed from the cumulative errors which gave rise to a finding in Rashid that there had been an abuse of power. In Rashid, the policy relied on was a policy under which asylum, as distinct from leave to remain, should have been granted. Serious errors of administration occurred, amounting, in the words of Dyson LJ to "flagrant and prolonged incompetence"."
"…The delay in considering the original claim…was unfortunate but it was not challenged at the time and falls very far short of the abuse of power found to have occurred in Rashid."
The legal position: my conclusion
The relevant facts: S
"...has been recorded as determined on 26/6/00 and has been refused."
"The implications for this decision for your immigration status…are being considered separately within the Immigration and Nationality Directorate. When that process is complete, you will receive a further letter from your port of entry."
"The IAT was right to conclude that the applicant could not succeed on his Article 8 claim … Taking the case at its highest – that he would have qualified for exceptional leave to remain for 4 years if his application had been considered properly at the time and that he could thereafter have made an in-country application for indefinite leave to remain – and making all due allowance for the prejudice resulting from the administrative error and for the delay, I agree with the IAT that the balance would still come down clearly against any breach of Article 8, given the very limited nature of the private life he had established in this country …"
My conclusion: error of law
Conspicuous unfairness
The relevant facts: H
"You have applied for leave to enter the United Kingdom on the grounds that if you were required to leave you would have to go to Pakistan where you fear persecution.
On 4 July 2000 you were requested to complete and return a Statement of Evidence Form in support of your application for asylum on or before 25 July 2000. You have failed to return this form".
"The obvious conclusion is that they are Pakistani seeking to hide the fact…Two Pakistanis flew into Gatwick…from Santiago without passports…With regard to these two Pakistanis posing as Afghans…This man is certainly not Afghani."
My conclusion: error of law
The relevant facts: Q
"18. … although you managed to answer some questions about Afghanistan correctly, the Secretary of State considers it relevant that many of the questions that you were asked about Afghanistan were incorrectly answered (Questions 68, 69, 70, 71 and 74), and indicated that you had little knowledge of Afghanistan and life in Afghanistan. The Secretary of State has considered all the available evidence presented in your asylum claim, but has concluded that you are not genuinely of Afghan nationality…20. The Secretary of State also notes that, when you applied for asylum, you were unable to provide any evidence to support your identity or nationality. The Secretary of State recognises that a person fleeing persecution may not be able to provide documentary or other proof to support their statements. However, allowance for such lack of evidence does not oblige the Secretary of State to accept unsupported statements as necessarily being true, especially if he has reason to doubt the credibility of the account."
"… I find myself hard pressed to offer any kind of support to the SSHD's assertion that there were good grounds to have concluded that [Q] was not an Afghan national. On the contrary not only does [Q] appear to have done his best to answer all the questions put to him as fully and accurately as he could but, in my opinion the answers he gave to the questions posed were clear, coherent, and – in so far as he was able to comprehend just what it was that his interrogators were driving at – accurate and appropriate."
"…the yardsticks with which [the interviewer] had been provided to fulfil her task of checking the true identity of asylum seekers claiming to be from Afghanistan were … woefully inadequate as a means of fulfilling her task with any degree of accuracy [and]…the Home Office officials appear to have entirely overlooked the possibility of seeking assistance from their colleagues in the Foreign and Commonwealth Office who could readily have provided more sophisticated advice as to how their objectives might be more professionally achieved".
My conclusion: error of law
Conspicuous unfairness
A final observation
Lady Justice Arden: I agree.
Lord Justice Laws: I also agree.