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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> KS (India) & Anor v Entry Clearance Officer [2009] EWCA Civ 762 (23 July 2009) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2009/762.html Cite as: [2009] EWCA Civ 762, [2010] Imm AR 168 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE ASYLUM AND IMMIGRATION TRIBUNAL
No.1 OA/00441/2008
No.2 OA/63850/2007
Strand, London, WC2A 2LL |
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B e f o r e :
LORDJUSTICE SEDLEY
and
LORD JUSTICE WALL
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KS (INDIA) JA (BANGLADESH) |
Appellants |
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- and - |
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ENTRY CLEARANCE OFFICER |
Respondent |
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Mr John-Paul Waite (instructed by Treasury Solicitor) for the Respondent
Hearing date: Wednesday 6 May 2009
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Crown Copyright ©
Lord Justice Sedley :
The issue
The rule
Requirements for leave to enter as a working holidaymaker
95. The requirements to be met by a person seeking leave to enter the United Kingdom as a working holidaymaker are that he:
(i) is a national or citizen of a country listed in Appendix 3 of these Rules, or a British Overseas Citizen; a British Overseas Territories Citizen; or a British National (Overseas); and
(ii) is aged between 17 and 30 inclusive or was so aged at the date of his application for leave to enter; and
(iii) is unmarried or is married to a person who meets the requirements of this paragraph and the parties to the marriage intend to take a working holiday together; and
(iv) has the means to pay for his return or onward journey; and
(v) is able and intends to maintain and accommodate himself without recourse to public funds; and
(vi) is intending only to take employment incidental to a holiday, and not to engage in business, or to provide services as a professional sportsperson, and in any event not to work for more than 12 months during his stay; and
(vii) does not have dependent children any of whom are 5 years of age or over or who will reach 5 years of age before the applicant completes his working holiday; and
(viii) intends to leave the UK at the end of his working holiday: and
(ix) has not spent time in the United Kingdom on a previous working holidaymaker entry clearance; and
(x) holds a valid United Kingdom entry clearance for entry in this capacity.
The facts
With regard to finances: clearly the appellant would have accommodation in whilst in the UK and indeed it was very likely that his sponsors would meet quite a lot of his maintenance costs I was not able to take into account this offer of third party support in assessing the maintenance and accommodation requirements of the Immigration Rules given the case of TS. I did not doubt that the £1000 existed (bank account documentation was available) and I did not share the ECO's view that the expense was incommensurate with the family finance. The family income was far greater than the sum the appellant was proposing to take with him. I was however concerned that this was insufficient money to meet the maintenance and accommodation requirements. It was not clear how the outward air ticket was being paid for and this would of course reduce still further the amount of money available following the appellants arrival in the UK. Assuming that the air ticket was being funded separately, even on the appellant's representatives own figures the £1000 would only last 33 days which is considerably shorter than the two months required. I have no good reason to depart from the respondent's guidance which seemed an entirely fait assessment of the needs of a working holiday maker in the UK and I am therefore concerned that the appellant does not have sufficient money. I note the sponsor's evidence which was that her employers would consider the appellant for work at her place of employment. I am not satisfied that this was evidence of an actual job offer and there was nothing from the sponsor's employer to confirm that the appellant would definitely be offered such employment. As such I am not satisfied that I can take it into account when considering the requirements under the rules in relation to maintenance and accommodation. Had the appellant been applying to visit the UK in order to see his relatives then in my view the ECO could have looked more favourably on this application but this was not the stated intention and I am not satisfied that the appellant has met the maintenance and accommodation requirements of the rules in relation to working holiday makers in this particular instance. The appellant is not primarily coming to the UK to see family and therefore article 8 of the ECHR is not engaged so there is no reason to allow this appeal under this heading either.
15. Applying those principles to the facts of this case, I note that the appellant in this case does not purport to be self sufficient for his stay in the United Kingdom. It is accepted that he currently has available to him only about £1500 in savings. At least one third. of this would be spent on his airfare· but he says that he relies on his sponsor to provide even that. He proposes to work for about the minimum wage in a job which I was told few people wanted to do. This was necessary because did not speak English to a sufficient standard to have much choice in the type of job that he could obtain. Earning at the minimum wage would not enable him to save very much to spend on the cost of travel, accommodation and other tourist costs for all the travel that he proposes to do according to his itinerary.
16. I note that his itinerary includes six months of "travelling across the United Kingdom to visit all such events relating to computer operator that will earn knowledge for me". The funds he proposes to bring with him (not more than £1000 even allowing for his fare costing just £500) added to what he could expect earn from part time work at the Raj Spice restaurant, would quickly be used up on accommodation and living expenses. As a general calculation, the appellant has shown only that he is able to earn approximately the minimum wage for no more than half the time he will be in the United Kingdom. His overall earnings for the proposed period of two years will therefore amount to half the minimum wage. This is not enough to maintain and accommodate himself for that length of time, even without the additional travel and sightseemg expenses that he proposes to incur. The additional money he already has in savings does not sufficiently meet the shortfall to enable him to show that he can maintain and accommodate himself.
17. The model for the working holiday proposed by the appellant relies too heavily on the maintenance and accommodation of his sponsor for him to show that he would himself be able to fund the trip from his own resources. That is the requirement which the AIT have found must be applied under the Immigration Rules and I am bound to follow that.
18. So although I accept that the appellant could be maintained and accommodated by the sponsor and that the job offer he had was a genuine offer of part time work, the appellant would not be able to maintain and accommodate himself for the proposed two year duration of the trip from the savings he has and the type of earnings he would receive from the employment that he has arranged. The appellant has therefore not shown that the decision of the entry clearance officer was not in accordance with the Immigration Rules.
These appeals
There is nothing in Grounds II or III. The immigration judge did consider maintenance in the light of the guidance and concluded (as he was entitled to if third party provision is ignored) that there was insufficient: see Paragraph 12. I confess to some concern about the construction of 95(v) as set out in TS. The wording of the Rule is similar to that for family dependants as considered in Arman Ali [2000] INLR 89, albeit I recognise that Article 8 does not play a part in working holiday maker cases. There is a degree of artificiality, since a third party may provide the funds in advance to meet the two month guidance test and the ability to pay for a return fare. I recognise that the Court of Appeal has in MW approved observations of the A.I.T. that the Rules should specify the possibility of third party support and, if a particular Rule does not, third party support cannot be taken into account: see Paragraph 15. That is contrary to my approach in Arman Ali and was not necessary to the decision having regard to the wording of Rule 297(v). I think this issue needs to be considered by thE Court of Appeal in connection with a Rule which is neutral, as this one is: cf Rule 232(iv). 159A(vi) is interesting since accommodation for a domestic visitor in a private household will normally be provided by the employer, but the Rule is in the same terms as 95(v): cf 152(v). Maintenance will also depend on the pay to be provided by the employer but, if the approach approved in MW is applied, that cannot be taken into account: that is of course nonsense.
Since I think this issue is of great importance having regard to a degree of inconsistent decisions in the past and the need to consider the Rules as a whole, I will make the exceptional order permitted under 103C and refer the appeal to the Court of Appeal.
"I have already in another case indicated my view that TS may be wrongly decided. Since this appeal was dismissed largely because of TS, I think it needs reconsideration. Since I directed a case directly to the Court of appeal, I suggest this one awaits the decision. If the Court of appeal upholds TS, no doubt this one will be dismissed."
Appeal from Tribunal instead of reconsideration
(1) On an application under section 103A in respect of an appeal the appropriate court, if it thinks the appeal raises a question of law of such importance that it should be decided by the appropriate appellate court, may refer the appeal to that court.
(2) On a reference under subsection (1) the appropriate appellant court may
(a) affirm the Tribunal's decision;
(b) make any decision which the Tribunal could have made;
(c) remit the case to the Tribunal;
(d) affirm a direction under section 87;
(e) vary a direction under section 87;
(f) give a direction which the Tribunal could have given under section 87;
(g) restore the application under section 103A to the appropriate court.
(3) In this section
'the appropriate court' has the same meaning as in section 103A, and 'the appropriate appellate court' has the same meaning as in section 103B.
(4) A reference under subsection (1) to the Court of Session shall be to the Inner House.
The principal issue: third party support
I think what the rule says is clear: the child is required to be maintained by the parent or relative she is seeking to join without recourse to public funds. If she is to be maintained by anyone else the requirement is not met. Securing maintenance from some third party is not "maintenance by the parent". So if the third party financial support is going directly to the child it obviously does not count. But what if the support is being or is to be given by the third parties to the parent to enable the child to be maintained, as will usually be the case? Can it then be said that the parent is maintaining the child? I think the simple answer to this question is no. In reality it is the third parties who are doing so. The parent is unable to do so without recourse to public funds and is merely acting as a conduit between the donor and the child. This will be the case wherever the applicant is relying on support of the kind on offer in this case which was of voluntary and genuine gifts to the parent by a number of people. It is not possible to characterise monies received in this way as income or assets of the parent. Nor could it be because in a case such as this, if it was, it would have to be declared to the Benefits Agency. The risk if not the reality that it would not be declared would involve recourse to public funds.
We are aware of the view, widely supported by those representing appellants, that because the rules are silent on whether third party support is permissible, it must necessarily be so. We take the opposite view. The issue of maintenance is of importance in many of the immigration rules. Had it been intended that third party support should satisfy a maintenance requirement we would expect the rules to say so and to set out the way in which such maintenance might satisfy the requirement.
56. Adopting this approach I have no doubt that Rules 281, 297 and 317 disallow reliance on third party support. First, they are all concerned, as I have shown, with persons seeking entry to the United Kingdom to join various classes of family members already settled here, or being admitted for settlement on the same occasion. The part played by the sponsor (or the parent in the case of Rule 297) is therefore of the first importance. As the Rule 6 definition shows, for the purposes of Rules 281 and 317 the sponsor is the family member whom the entrant is seeking to join, and the parent is plainly in the same position in Rule 297. It is of no significance (pace Mr O'Ryan's argument) that the word "sponsor" appears once only in this set of Rules: 281 and 317 refer in terms to a person or persons plainly within the definition. The involvement of the sponsor is integral to the scheme of the Rules. It reflects what the document from the Migration Strategic Directorate, albeit dealing with Rule 297, called the "intention and spirit" of the entry category addressed in each Rule. In my judgment Rules 281 (spouses) and 317 (parents, grandparents and other dependent relatives) contemplate, no less than does 297, that the entrant will live with the sponsor as or as part of a family unit. In Rule 6 "sponsor" is defined by reference to the relationship which the entrant bears to him or her: "spouse, fiancι, civil partner, proposed civil partner, unmarried partner, same-sex partner or dependent relative". The sponsor, or the sponsor and the entrant between them, is/are to be the source of the entrant's maintenance and support, both because such a requirement will tend to give concrete effect to the family unit in question (this was the reason given for the rule change to 297 by the Migration Strategic Directorate), and also, no doubt, for the reason given by Tuckey LJ at paragraph 16 in MW (Liberia): "[t]hird party arrangements of the kind in question in this case are necessarily more precarious and, as the Tribunal said in AA, more difficult to verify".
59. Nor, as it seems to me, are the appellants assisted by the amendment of Rule 297(v). It is true that in MW (Liberia) Tuckey LJ expressed the view (paragraph 10) that the unamended version of Rule 297 would have allowed for third party support. I doubt, with respect, whether that had been the Secretary of State's intention in making the Rule. The Migration Strategic Directorate did not indicate that the purpose of the rule change was to introduce a prohibition of third party support; on the contrary, the document's text (which I will not repeat) tends rather to suggest that the amendment was made to clarify what was always intended to be the position.
61. In my view, therefore, following MW (Liberia) and subject only to re-consideration in their Lordships' House, no case of substance can be made to the effect that third party support may qualify for the purposes of Rule 297(v). The appellants must therefore establish a distinction of principle between that Rule on the one hand and 281 and 317 on the other. In my judgment they cannot do so. It is not shown that the Secretary of State intended to treat one category of family entrant cases in a radically different manner from the others, and it is inherently unlikely that he proposed to do so. That conclusion is in my view not in the least undermined because (as I would for present purposes accept) Rule 281(iv) allows "the parties" to live in accommodation owned and thus provided by a third party.
"A working holidaymaker must show that he has sufficient resources of his own (including those derived from work allowed by the scheme) to maintain and accommodate himself during his stay. The requirement in paragraph 95(v) is not met by the provision, or promised provision, of support by third parties."
Conclusions
Disposal
11. With regard to the evidence given by the sponsor and the sponsor's father in law at the hearing: this was given in a clear and consistent manner and I strongly formed the view that they were telling me the truth. The evidence they provided was also supported by good documentary evidence supporting their claim to be in a position to accommodate the appellant and to facilitate his working holiday in other ways including taking him sight seeing. I fully accepted the submissions of the appellant's representative concerning the interview taking into account the further evidence given by the sponsor at the hearing about the sponsor's intentions. I was not satisfied that the ECO was right to reach an adverse conclusion on the appellant's credibility based on this interview alone and apart from the sponsor's own good view of appellant there good evidence provided concerning the appellant's family, economic and circumstances in India (evidence of the ownership of farm land) and this strongly suggested he would be motivated to return to India at the end of this visit. The appellant was a farmer and the farm would be being looked after in his absence. The appellant would also wish to return home to look after his parents and as the only son in his family this would be a strong cultural imperative. I was therefore satisfied that the appellant wished to come to the UK for a working holiday and that he did not intend to overstay.
Lord Justice Wall:
It seems to us that the requirement of intention is this element of para 95 needs to be read quite broadly. To begin with, suppose an Entry Clearance Officer (ECO), is satisfied that an applicant would accept hospitality in the United Kingdom if it were offered to him. The applicant might say that he hoped or knew that it would be offered to him, and that if it was he would accept it. We doubt it could be said that the application should be refused on that ground alone. And it is difficult to see that he wording of the rule itself would justify any difference between a person who would accept hospitality if offered and a person who knows it will be offered; or between a person who will benefit from the hospitality of others for part of his stay and a person ho will benefit from the hospitality of others during the whole of this stay.
7. The requirement of intention coupled with ability to maintain is found in other parts of HC 395, sometimes in the form of "can and will be". It is, for example, in that form in paras 197 and 297, both of which relate to the admission of children, so that the intention in question is not that of the applicant. Each requires that the applicant "can and will" be maintained adequately without recourse to public funds. It is clear in that context that the "will" implies (by way of the addition to "can") that the funds must not merely be available but that the existence of the funds must go to securing the adequate maintenance of the child in question. That is to say, it is not sufficient to have the funds but to propose to spend them on something else entirely.
8. Although the parallel is far from exact, we find here some assistance in deciding the question before us. It is not sufficient for an applicant under para 95 merely to have funds. He must also show that those funds are available for his use during the holiday: that is to say that they are sufficiently liquid and disposable to secure all his needs on a working holiday lawfully conducted (and therefore including only incidental work); and that he intends to have them available to devote to his needs on the holiday. Provided that he can show t hat, we do not think that he has to show, by way of intention, that all his needs during the working holiday will be met from those funds. The intention has to be realistic: the funds must be genuinely available to him in the sense we have indicated and not for example committed or intended to be committed to something or somebody else. The intention must be genuine: if any proposed hospitality does not materialise, or ceases, he must intend to maintain and accommodate himself. But this word in the rule should not be interpreted to require more than that. The intention does not, in other words, need to be comprehensive.
.. So the voluntary arrangements by the mother's friends, although genuinely offered, lacked the necessary formality to ensure their continued availability and so did not meet the requirement of the rule.
.It is not unreasonable for the Immigration Rules to be framed in such a way as to seek to ensure that a working holidaymaker will be self-sufficient, so that he can avoid becoming on burden on the state, or having to abandon the concept of employment taken only as incidental to the holiday, in favour of full time employment that is necessary for survival.
Lord Justice Pill:
"(iv) has the means to pay for his return or onward journey;
(v) is able and intends to maintain and accommodate himself without recourse to public funds; and
(vi) is intending only to take employment incidental to a holiday, and not to engage in business, or to provide services as a professional sportsperson, and in any event not to work for more than 12 months during his stay; and
. . .
(viii) intends to leave the UK at the end of his working holiday: and
(ix) has not spent time in the United Kingdom on a previous working holidaymaker entry clearance; and
. . ."
Analysis of WHM scheme
"11. The situation of the prospective working holidaymaker is distinctly different because of the different purpose expressed for the prospective visit, namely to enjoy an extended holiday in the United Kingdom for up to two years. In such a case an applicant will have declared an intention either to defer the commencement of a career embarked upon in the country of origin, or even to interrupt it, in order to take a lengthy holiday in the United Kingdom. It is not unreasonable for the Immigration Rules to be framed in such a way as to seek to ensure that a working holidaymaker will be self sufficient, so that he can avoid becoming a burden on the state, or having to abandon the concept of employment taken only as incidental to the holiday, in favour of full time employment that is necessary for survival.
12. We note that the terms of paragraph 95(v) do not carry the qualification of adequacy in respect of the maintenance and accommodation an applicant is required to be able to provide for himself. This too reflects the different circumstances of working holidaymakers from some other entrants to the UK. The accommodation that the stereotypical working holidaymaker (or 'backpacker') might consider acceptable, by way of a bed in a multi-occupant hostel, is not that which would be suitable for permanent settlement. Nor would it be suitable accommodation for occupation by a child. We note that each of the provisions in the Immigration Rules relating to children carries the qualification of adequacy; including the requirements that are to be found in paragraph 101 of the Immigration Rules to be satisfied in the event of entry clearance for the child of a working holidaymaker. There are sound policy reasons for that. Further, the imposition of a test that maintenance and accommodation be 'adequate' is undoubtedly appropriate in the context of an application for permanent settlement, as indeed the Immigration Rules also repeatedly reflect.
13. It is perhaps also worth making reference to the Rules relating to 'au pairs' at paras 88ff of HC 395. Here there is again a requirement that the applicant be able to maintain and accommodate himself without recourse to public funds. It is the essence of the scheme, however, that the applicant's maintenance and accommodation will be provided by the family where the 'au pair' is placed. But it is also true that the maintenance and accommodation are part of an agreement and are provided in return for help in the home. So it is right again to see that the maintenance and accommodation are derived from the applicant's own resources, that is, the ability to receive them as part of a bargain for work that is being done under a specific type of arrangement. Similarly, the rules relating to admission for settlement must assume, where parties are required to show that they will maintain and accommodate themselves, that they will be able to do so by working.
. . .
18. There must therefore be an individual consideration of an applicant's circumstances and intentions. The burden of proof is on the applicant, and because of the strict requirements of paragraph 95 it may be that he will not find it an easy one to discharge, even though he need do so only on the balance of probabilities. It may well be that Entry Clearance Officers will feel the need to make more use of interviews to test declarations of intention by applicants. Certainly we would expect a successful applicant to be able to give a credible reason for his decision to take an extended holiday, and if that reason be in part an intention to develop skills, to then be able both to identify the skills in question, how they might expect to be developed, and explain how he proposed to put those enhanced skills to future use. So far as finances are concerned, he will need to show that he will be able, within the employment restrictions imposed by the Rules, to be self-sufficient."
"It is not sufficient for an applicant under para 95 merely to have funds. He must also show that those funds are available for his use during the holiday: that is to say that they are sufficiently liquid and disposable to secure all his needs on a working holiday lawfully conducted (and therefore including only incidental work); and that he intends to have them available to devote to his needs on the holiday. Provided that he can show that, we do not think that he has to show, by way of intention, that all his needs during the working holiday will be met from those funds. The intention has to be realistic: the funds must be genuinely available to him in the sense we have indicated and not for example committed or intended to be committed to something or somebody else. The intention must be genuine: if any proposed hospitality does not materialise, or ceases, he must intend to maintain and accommodate himself. But this word in the rule should not be interpreted to require more than that. The intention does not, in other words, need to be comprehensive."
Decisions of AIT
"So although I accept that the appellant could be maintained and accommodated by the sponsor and that the job offer he had was a genuine offer of part time work, the appellant would not be able to maintain and accommodate himself for the proposed two year duration of the trip from the savings he has and the type of earnings he would receive from the employment that he has arranged. The appellant has therefore not shown that the decision of the entry clearance officer was not in accordance with the Immigration Rules"
On a stage 1 reconsideration, it was held on 26 November 2008 that the Tribunal had not erred in law. It was stated, at paragraph 15:
"In the absence of clear evidence as to the appellant's net income from employment, I find that it was open to the judge to come to the conclusion that the appellant would not be able to maintain and accommodate himself from his own resources. It is clear that, in the light of TS, the judge excluded the accommodation and financial support to be provided by the sponsor without which the appellant would not have enough from his own resources. I do not consider that this appellant, who fails under the Immigration Rules, can succeed on the basis that he has a job offer and enough money to cover one month's expenses in line with the Entry Clearance Guidance and paragraph 18.4 of the IDIs. His net income is unclear and, as the job does not provide free accommodation, he intends to rely on the sponsor for this."
"With regard to finances: whilst clearly the appellant would have accommodation whilst in the UK and indeed it was very likely that his sponsors would meet quite a lot of his maintenance costs I was not able to take into account this offer of third party support in assessing the maintenance and accommodation requirement of the Immigration Rules given the case of TS."
Court of Appeal cases
"I think what the rule says is clear: the child is required to be maintained by the parent or relative she is seeking to join without recourse to public funds. If she is to be maintained by anyone else the requirement is not met. Securing maintenance from some third party is not "maintenance by the parent". So if the third party financial support is going directly to the child it obviously does not count. But what if the support is being or is to be given by the third parties to the parent to enable the child to be maintained, as will usually be the case? Can it then be said that the parent is maintaining the child? I think the simple answer to this question is no. In reality it is the third parties who are doing so. The parent is unable to do so without recourse to public funds and is merely acting as a conduit between the donor and the child. This will be the case wherever the applicant is relying on support of the kind on offer in this case which was of voluntary and genuine gifts to the parent by a number of people. It is not possible to characterise monies received in this way as income or assets of the parent. Nor could it be because in a case such as this, if it was, it would have to be declared to the Benefits Agency. The risk if not the reality that it would not be declared would involve recourse to public funds."
"(v) The parties will be able to maintain themselves and any dependants adequately without recourse to public funds."
Submissions
Conclusions