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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> W L Gore & Associates GmbH v Geox SPA [2009] EWCA Civ 794 (29 July 2009) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2009/794.html Cite as: [2009] EWCA Civ 794 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE HIGH COURT OF JUSTICE
CHANCERY DIVISION (PATENTS COURT)
The Hon Mr Justice Floyd
HC 07 C 02572
Strand, London, WC2A 2LL |
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B e f o r e :
THE RT HON LORD JUSTICE JACOB
and
THE HON MR JUSTICE WARREN
____________________
W L Gore & Associates GMBH |
Appellant/ Claimant |
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- and - |
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Geox SPA |
Respondent/ Defendant |
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WordWave International Limited
A Merrill Communications Company
165 Fleet Street, London EC4A 2DY
Tel No: 020 7404 1400, Fax No: 020 7404 1424
Official Shorthand Writers to the Court)
for the Appellant/Claimant
Richard Meade QC and Thomas Moody-Stuart (instructed by Herbert Smith LLP)
for the Respondent/Defendant
Hearing dates: 6/7/8 July 2009
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Crown Copyright ©
Lord Justice Jacob (giving the first judgment at the invitation of Lord Justice Ward):
Some General Observations
The task for the court is to determine what the person skilled in the art would have understood the patentee to have been using the language of the claim to mean: see Kirin Amgen v TKT [2005] RPC 9 [30]-[35].
And because no principle of law is involved and the detailed aspects of the case are unlikely to be of any general interest, I will, wherever possible, simply cross-refer to the judgment below rather than restate facts or prιcis them. The latter is often useful in an appeal judgment so that it can be read as a free-standing document for the general reader it is not useful here because there is unlikely to be any general reader. Anyone really interested can go to the judgment below, which is available on the BAILII website www.bailii.org.
The court is being asked to declare that everything falling within the description is not an infringement of the patent.
So if a description is framed with a series of clear alternatives, declarations can be sought or made in respect of each clear alternative.
'270
i) a vapour permeable upper that is associated with a vapour permeable or perforated lining.ii) a tread made of perforated elastomer;
iii) a mid-sole comprising:
a) at least one membrane made of waterproof vapour permeable materialb) that is connected with a lower protective layer directed towards said tread and made of hydrolysis resistant, water repellent, vapour-permeable or perforated material in the form of, for example non-woven fabric or needle-loomed felt or KEVLAR,c) said lower protective layer being arranged below said membrane between said membrane and said perforated elastomer tread and directly above said perforated elastomer tread in correspondence with the perforations of said perforated elastomer tread for protecting said membrane against external impacts or foreign object penetration;iv) a vapour-permeable or perforated insole;
v) a vapour-permeable or perforated filler layer arranged between said insole and said membrane;
vi) the lower part of said upper, said tread, said mid-sole with said membrane being perimetrically sealed in the coupling regions such that non-vapour permeable regions are arranged so as to be substantially limited to the perimetric regions of the sole and vapour-permeable regions are arranged substantially inside the perimetric coupling regions.
"Accordingly, an object of the present invention is to provide a vapour-permeable shoe the structure whereof is in no way restrictive of styling and aesthetic research, allowing the greatest freedom in shoe shapes and types"
And the previous paragraph emphasises breathability through the sole. So, from the point of view of the purposes of the patent there is simply no requirement that the two layers be "down in the sole". All that matters is that there is an independent membrane underneath and within the prescribed sandwich of layers.
"mid-sole"
[48] The term "mid-sole" has been used in the art to refer to the top part of the sole, for example a lightweight material which does not wear as well as the material used in the tread. The use in the trade is however not consistent, as the witnesses recognised. For that reason, I believe the skilled person would take the meaning of "mid-sole" in 270 primarily from the context in the patent. In 270 the term "mid-sole" is plainly being used in a special sense to include the membrane and the protective layer, so the relevance of other usage where equivalent layers are not present is limited.
[49] Gore submitted that the term would be understood to mean a unitary assembly positioned in the sole above the tread.
[50] Geox submitted that the term is apt to cover any additional layers between the insole and the tread.
[51] The difficulty I felt with Gore's submission is that it depends in part on taking a limited view of what is in the sole and what is not. On one view, the sole of the shoe is everything below the sole of the wearer's foot. On Gore's approach, above some level in the shoe, layers cease to be part of the sole and become part of the upper. So the insole, for example, is not part of the sole, despite the presence of the word sole in its name.
[52] I believe the skilled person would see in the claimed shoe construction a series of layers which necessarily pass all the way under the wearer's foot, as illustrated most clearly in Figure 2. These are, in vertically ascending order, a tread, a protective layer and membrane (these two together forming a mid-sole), a filler layer and an insole. Provided the protective layer and membrane come in this position in the stack, I see no reason not to call them a mid-sole, coming as they do between the insole and the tread.
[53] I think Gore's construction is arrived at only by having too much of an eye on the alleged infringement, where the membrane comes higher up in the construction, above the lasting margin of the upper. But I cannot see any reason why the skilled person would judge whether he had a mid-sole or not (according to the way the term is used in the patent) by reference to its height relative to the lasting margin.
"filler layer"
[60] The filler layer is required to be between the insole and the membrane. Gore submits that the skilled person would assume from the specification that the filler layer was there to have a supporting or structural function. As such it would be thicker than the membrane it supports. Ultimately Gore's submission is directed to showing that the filler layer cannot be satisfied by the mesh layer which always accompanies GORE-TEX when supplied for shoes. Gore points to the description of the embodiments of the invention and the figures to argue that what is envisaged is a layer of some substance which fills a cavity other than that merely created by its own presence. Some assistance on what is required could be gained by reference to the known "bottom filler" in a lasted construction: i.e. a filler of sufficient depth to fill the gap created by the lasting margin.
[61] Geox submits that there is no basis for limiting the type or thickness of filler layer. It is not fulfilling the same function as a bottom filler in a cement lasted construction, because it is present in the embodiments where there is no gap created by a lasting margin. In any case, bottom fillers could be very thin, less than a millimetre in some cases. Geox also submits that there is no basis for any dimensional limitation.
[62] I prefer Geox's construction. Firstly, both sides are agreed that there is a danger in treating the figures as if they were to scale (Figure 12 being a particularly exaggerated representation). Even if they were to scale, one would not import a dimensional or even a relative dimensional term into the claim unless there were some basis in the claim or specification for doing so. Secondly, the specification places very little stress on the filler layer, apart from requiring its presence between the insole and the membrane. So, for example, if one looks at Figure 12 and considers reducing the depth of the filler 718 and the corresponding depth of the tread elements 704, it is impossible to see a point at which the arrangement would cease to have a filler layer, however thin the filler layer became. Thirdly, as Gore's expert Mrs Wright recognised, the Strφbel-stitched constructions in the patent show the filler layer when there is no space for it to fill, and where the filler layer merely supports or positions the membrane (and associated protective layer). So there is no basis for requiring the filler layer to be present for a purpose of filling any particular gap.
Again I think he was entirely right for the reasons I have already given.
'183
a) "a method for manufacturing a breathable shoe consisting of the steps of forming a membrane-including unitary upper assembly comprising a breathable upper and at least one membrane made of a material which is waterproof and breathable,
b) a first step consisting of directly attaching said breathable upper to said membrane in a downward region, said assembly wrapping around the foot insertion region and further comprising a protective element made of a material which is resistant to hydrolysis, water repellent, breathable or perforated, and
c) a second step consisting of mutually attaching said unitary upper assembly to a sole made of perforated elastomer, such mutually attaching occurring by joining through a perimetrical seal said article of manufacture to said sole, said protective element being arranged below said at least one membrane in a region between the upper part of said sole and its internal part which is adjacent to the ground contact surface."
[80] I prefer Gore's construction. Firstly, a unitary assembly is, in my judgment, something more than a mere assembly. In the context it brings to mind an assembly which is held together in some way as a unit in the first step before it is brought into contact with the perforated elastomer sole. Secondly, the fact that, in some methods of forming the finished shoe the adhesive would be unnecessary, does not entitle me to disregard the word "unitary". The skilled person would understand that the cohesive upper assembly was required as part of the first step.
"Q. What I am suggesting to you is that it is not necessary to [glue the protective element to the membrane]. You can hold it in place simply because when you clamp it in the mould everything is held in place in relation to each other.
A. That may be the case.
Q. That is perfectly possible?
A. Yes.
Q. And the reader would understand that that is perfectly possible.
A. Yes, he would."
He submitted that showed the skilled reader would derive from the patent that in the case of injection moulding it was not necessary to have a complete assembly before it was held in place in the mould. It followed that the skilled person would not read the claim as excluding the case where the assembly was completed in the mould.
Q: Yes, between the Ys, yes, OK. Subject to your confusion, for which I apologise about the region X, this is a perfectly straightforward way of making injected shoes according to '183. This is the kind of thing that the reader would understand he would do if he was making or if she was making ----
A. Yes.
[31] A sole, 16, . is joined to said upper for example by gluing or high frequency welding " ..
The upper here must be a complete free-standing item an article of manufacture.
[40] The shoe is manufactured by associating the membrane 14 and the protective element 17 with the assembly 10, which is constituted by the upper 11 and the insole 13 (fitted on the last) and subsequently joining the sole 16.
This plainly envisages that joining the sole comes last and that the remainder are items "fitted on the last" and so freestanding. You would not write it that way if you were contemplating two parts held together and then being fixed together by the sole making process.
Disposition
Mr Justice Warren:
Lord Justice Ward: