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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Eliassen & Anor v Eliassen & Anor [2011] EWCA Civ 361 (01 April 2011) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2011/361.html Cite as: [2011] Fam Law 674, [2011] EWCA Civ 361 |
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COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM THE HIGH COURT OF JUSTICE FAMILY DIVISION PRINCIPAL REGISTRY
The Honourable Mrs Justice Pauffley
FD10P02270
Strand, London, WC2A 2LL |
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B e f o r e :
THE RIGHT HONOURABLE LORD JUSTICE AIKENS
and
THE RIGHT HONOURABLE LADY JUSTICE BLACK
____________________
(1) KERRY ANN ELIASSEN (2) TYLER BALDOCK |
Appellants |
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- and - |
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STIG ELIASSEN -and- |
Respondent |
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REUNITE The AIRE Centre |
Intervener Intervener |
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Edward Devereux (instructed by Dawson Cornwell) for the Second Appellant
James Turner QC and Ian Cook (instructed by TLT LLP) for the Respondent
Richard Harrison (instructed by Bindmans LLP) for REUNITE
Maryam A-Tabib (instructed by Mischon de Reya) for The AIRE Centre, by way of written submissions.
Hearing dates : 3rd March 2011
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Crown Copyright ©
Lord Justice Thorpe :
The Issues
The Background
"In order to assess whether the action taken complies with Article 8 or whether it amounts to an interference with one parent's right to respect for his or her family life, the Court examines whether the national authorities have done everything that could have reasonably been expected of them. Here the court relies heavily on the provisions of the Child Abduction Convention. What is listed in those provisions as a duty of a national authority may, in the case law of the Strasbourg Court, reasonably be expected.
Therefore when an abducting parent complained against a return order, this was not considered an interference with that parent's right to respect for his or her family life. Where, on the other hand, a left behind parent complained against a non-return, this was generally considered to constitute an interference with Article 8 if the 1980 Convention was applicable between the two States concerned and the conditions for a return under Article 12 were fulfilled but the child was not returned. In its examination, the court did not distinguish between cases where the non-return was due to a court order refusing return or due to non-enforcement of an existing return order."
"10. The sole purpose of the ECtHR, set out in Article 19 of the ECHR is to 'ensure the observance of the engagements undertaken by the High Contracting Parties in the Convention and the Protocols thereto'. The ECtHR is not a 'fourth instance'(Garcia Ruiz v Spain Application No: 30544/96). It is not a court of appeal from decisions of national courts.
11. Article 34 of the ECHR provides that 'The Court may receive applications from any person…claiming to be the victim of a violation of the Convention by one of the High Contracting parties of the rights set forth in the Convention or the Protocols thereto.' It only has jurisdiction to determine whether the applicants are victims of a violation or would be victims of a violation were the proposed measure to be carried out.
12. Under Article 35(1) the Court may 'only deal with the matters after all domestic remedies have been exhausted'. The provisions of the Hague Convention are relevant, as a matter of Convention law to any decision taken as to whether a person's ECHR rights have been violated. Under Article 53 'Nothing in this Convention shall be construed as limiting or derogating from any of the human rights and fundamental freedoms which may be ensured under the laws of any High Contracting party or under any other agreement to which it is a party' (emphasis added).
13. The Court's role is exclusively to rule on whether states have observed their obligations under the Convention or whether action which they are proposing to take would be compatible with their obligations under the Convention. The Court cannot rule on whether states have complied with their obligations under other international instruments to which they are a party, (such as the Hague Convention or the UN Convention on the Status of Refugees) but it can and does take those obligations into account because of Article 53 ECHR."
"Under Article 43 of the ECHR within three months of a Chamber judgment, any party can request that the case be referred to the Grand Chamber. A panel of five judges considers whether to accede to the request. Neulinger was referred in this way and the case of Raban v Romania is currently awaiting the decision of the panel"
The Quartet
"65. The Court would emphasise the specific nature of the present case, arising firstly from its human dimension and particular legal context, and secondly from the questions of principle it raises relating mainly to the compatibility of the obligations imposed on the respondent State in the light of the various international legal instruments that are applicable.
66. The Court notes that since the adoption of the New York Convention on the Rights of the Child of 20 November 1989, 'the best interests of the child' in all matters concerning it, within the meaning of the New York Convention, have been paramount in child protection issues, with a view to the child's development in its family environment, as the family constitutes 'the fundamental group of society and the natural environment for the [child's] growth and well-being', to quote the preamble. As the Court has previously found, this primary consideration may comprise a number of aspects.
67. In matters of child custody, for example, the reason for considering the 'child's best interests' may be twofold: firstly, to guarantee that the child develops in a sound environment and that a parent cannot take measures that would harm its health and development; secondly, to maintain its ties with its family, except in cases where the family has proved particularly unfit, since severing those ties means cutting a child off from its roots (see Gnahoré v. France, no. 40031/98, ECHR 2000-IX).
68. The Court is of the view that the concept of the child's 'best interests' is also a primary consideration in the context of the procedures provided for in the Hague Convention. Inherent in that concept is the right for a minor not to be removed from one of his or her parents and retained by the other, that is to say by a parent who considers, rightly or wrongly, that he or she has equal or greater rights in respect of the minor. In this connection it is appropriate to refer to Recommendation No. 874 (1979) of the Council of Europe's Parliamentary Assembly which states: 'Children must no longer be considered as parents' property, but must be recognised as individuals with their own rights and needs'. The Court further observes that in the Preamble to the Hague Convention the Contracting Parties express their conviction that 'the interests of children are of paramount importance in matters relating to their custody' and stress their desire to 'protect children internationally from the harmful effects of their wrongful removal or retention and to establish procedures to ensure their prompt return to the State of their habitual residence, as well as to secure protection for rights of access'. These stipulations must be regarded as constituting the object and purpose, within the meaning of Article 31 § 1 of the Vienna Convention on the Law of Treaties, of the Hague Convention (see, to that effect, Paradis and Others v. Germany (dec.) no. 4783/03, 15 May 2003).
69. The Court is entirely in agreement with the philosophy underlying the Hague Convention. Inspired by a desire to protect children, regarded as the first victims of the trauma caused by their removal or retention, that instrument seeks to deter the proliferation of international child abductions. It is therefore a matter, once the conditions for the application of the Hague Convention have been met, of restoring as soon as possible the status quo ante in order to avoid the legal consolidation of de facto situations that were brought about wrongfully, and of leaving the issues of custody and parental authority to be determined by the courts that have jurisdiction in the place of the child's habitual residence, in accordance with Article 19 of the Hague Convention (see, to that effect, among other authorities, Eskinazi and Chelouche, cited above).
70. The Court cannot, however, agree with the reasoning of the first applicant when she asserts that a court dealing with a request for the return of a child under the Hague Convention conducts an incomplete assessment of the child's situation and therefore of its 'best interests'.
71. The Court fails to see how the interpretation by the domestic courts of Article 13(b) of the Hague Convention would necessarily be incompatible with the notion of the 'child's best interests' embodied in the New York Convention. It considers, on this point, that it would be desirable if this notion of 'best interests' could always be interpreted in a consistent manner, regardless of the international convention invoked. It notes, moreover, that the New York Convention obliges States Parties to take measures to combat the illicit transfer and non-return of children abroad and that these States are urged to enter into bilateral or multilateral agreements or accede to existing agreements – of which the Hague Convention is one (see paragraphs 43 and 44 above).
72. The Court observes that there is no automatic or mechanical application of a child's return once the Hague Convention has been invoked, as indicated by the recognition in that instrument of a number of exceptions to the Member States' obligation to return the child (see in particular Articles 12, 13 and 20), based on objective considerations concerning the actual person of the child and its environment, thus showing that it is for the court hearing the case to adopt an in concreto approach to the case.
73. In the Court's view, if the first applicant's arguments were to be accepted, both the substance and primary purpose of the Hague Convention, an international legal instrument in the light of which the Court applies Article 8 of the Convention would be rendered meaningless, thus implying that the above mentioned exceptions must be interpreted strictly (see, to this effect, the Explanatory Report on the Hague Convention, §34, quoted in paragraph 43 above). The aim is indeed to prevent the abducting parent from succeeding in obtaining legal recognition, by the passage of time, of a de facto situation that he or she unilaterally created."
"131. The Convention cannot be interpreted in a vacuum but must be interpreted in harmony with the general principles of international law. Account should be taken, as indicated in Article 31 § 3 (c) of the Vienna Convention on the Law of Treaties of 1969, of "any relevant rules of international law applicable in the relations between the parties", and in particular the rules concerning the international protection of human rights (see Golder v. the United Kingdom, 21 February 1975, § 29, Series A no. 18; Streletz, Kessler and Krenz v. Germany [GC], nos. 34044/96, 35532/97 and 44801/98, § 90, ECHR 2001-II; and Al-Adsani v. the United Kingdom [GC], no. 35763/97, § 55, ECHR 2001-XI).
132. In matters of international child abduction, the obligations that Article 8 imposes on the Contracting States must therefore be interpreted taking into account, in particular, the Hague Convention on the Civil Aspects of International Child Abduction of 25 October 1980 (see Iglesias Gil and A.U.I. v. Spain, no. 56673/00, § 51, ECHR 2003-V, and Ignaccolo-Zenide v. Romania, no. 31679/96, § 95, ECHR 2000-I) and the Convention on the Rights of the Child of 20 November 1989 (see Maire, cited above, § 72). The Court has, for example, espoused the provisions of the Hague Convention on a number of occasions, in particular Article 11 when examining whether the judicial or administrative authorities, on receiving an application for the return of a child, had acted expeditiously and diligently, as any inaction lasting more than six weeks could give rise to a request for a statement of reasons for the delay (see, for the text of that provision, paragraph 57 above, and for examples of application, Carlson v. Switzerland, no. 49492/06, § 76, ECHR 2008-... ; Ignaccolo-Zenide, cited above, § 102; Monory, cited above, § 82; and Bianchi, cited above, § 94).
133. However, the Court must also bear in mind the special character of the Convention as an instrument of European public order (ordre public) for the protection of individual human beings and its own mission, as set out in Article 19, "to ensure the observance of the engagements undertaken by the High Contracting Parties" to the Convention (see, among other authorities, Loizidou v. Turkey (preliminary objections), 23 March 1995, § 93, Series A no. 310). For that reason the Court is competent to review the procedure followed by domestic courts, in particular to ascertain whether the domestic courts, in applying and interpreting the provisions of the Hague Convention, have secured the guarantees of the Convention and especially those of Article 8 (see, to that effect, Bianchi, cited above, § 92, and Carlson, cited above, § 73).
134. In this area the decisive issue is whether a fair balance between the competing interests at stake – those of the child, of the two parents, and of public order – has been struck, within the margin of appreciation afforded to States in such matters (see Maumousseau and Washington, cited above, § 62), bearing in mind, however, that the child's best interests must be the primary consideration (see, to that effect, Gnahoré v. France, no. 40031/98, § 59, ECHR 2000 IX), as is indeed apparent from the Preamble to the Hague Convention, which provides that "the interests of children are of paramount importance in matters relating to their custody". The child's best interests may, depending on their nature and seriousness, override those of the parents (see Sahin v. Germany [GC], no. 30943/96, § 66, ECHR 2003 VIII). The parents' interests, especially in having regular contact with their child, nevertheless remain a factor when balancing the various interests at stake (ibid., and see also Haase v. Germany, no. 11057/02, § 89, ECHR 2004 III (extracts), or Kutzner v. Germany, no. 46544/99, § 58, ECHR 2002 I, with the numerous authorities cited).
135. The Court notes that there is currently a broad consensus – including in international law – in support of the idea that in all decisions concerning children, their best interests must be paramount (see the numerous references in paragraphs 49-56 above, and in particular Article 24 § 2 of the European Union's Charter of Fundamental Rights). As indicated, for example, in the Charter, "[e]very child shall have the right to maintain on a regular basis a personal relationship and direct contact with both his or her parents, unless that is contrary to his or her interests".
136. The child's interest comprises two limbs. On the one hand, it dictates that the child's ties with its family must be maintained, except in cases where the family has proved particularly unfit. It follows that family ties may only be severed in very exceptional circumstances and that everything must be done to preserve personal relations and, if and when appropriate, to "rebuild" the family (see Gnahoré, cited above, § 59). On the other hand, it is clearly also in the child's interest to ensure its development in a sound environment, and a parent cannot be entitled under Article 8 to have such measures taken as would harm the child's health and development (see, among many other authorities, Elsholz v. Germany [GC], no. 25735/94, § 50, ECHR 2000 VIII, and Maršálek v. the Czech Republic, no. 8153/04, § 71, 4 April 2006).
137. The same philosophy is inherent in the Hague Convention, which in principle requires the prompt return of the abducted child unless there is a grave risk that the child's return would expose it to physical or psychological harm or otherwise place it in an intolerable situation (Article 13, sub-paragraph (b)). In other words, the concept of the child's best interests is also an underlying principle of the Hague Convention. Moreover, certain domestic courts have expressly incorporated that concept into the application of the term "grave risk" under Article 13, sub-paragraph (b), of that convention (see paragraphs 58-64 above). In view of the foregoing, the Court takes the view that Article 13 should be interpreted in conformity with the Convention.
138. It follows from Article 8 that a child's return cannot be ordered automatically or mechanically when the Hague Convention is applicable. The child's best interests, from a personal development perspective, will depend on a variety of individual circumstances, in particular his age and level of maturity, the presence or absence of his parents and his environment and experiences (see the UNHCR Guidelines, paragraph 52 above). For that reason, those best interests must be assessed in each individual case. That task is primarily one for the domestic authorities, which often have the benefit of direct contact with the persons concerned. To that end they enjoy a certain margin of appreciation, which remains subject, however, to a European supervision whereby the Court reviews under the Convention the decisions that those authorities have taken in the exercise of that power (see, for example, Hokkanen v. Finland, 23 September 1994, § 55, Series A no. 299 A, and Kutzner, cited above, §§ 65-66; see also Tiemann v. France and Germany (dec.), nos. 47457/99 and 47458/99, ECHR 2000 IV; Bianchi, cited above, § 92; and Carlson, cited above, § 69).
139. In addition, the Court must ensure that the decision-making process leading to the adoption of the impugned measures by the domestic court was fair and allowed those concerned to present their case fully (see Tiemann, cited above, and Eskinazi and Chelouche v. Turkey (dec.), no. 14600/05, ECHR 2005 XIII (extracts)). To that end the Court must ascertain whether the domestic courts conducted an in-depth examination of the entire family situation and of a whole series of factors, in particular of a factual, emotional, psychological, material and medical nature, and made a balanced and reasonable assessment of the respective interests of each person, with a constant concern for determining what the best solution would be for the abducted child in the context of an application for his return to his country of origin (see Maumousseau and Washington, cited above, § 74). "
"As to the mother, she would sustain a disproportionate interference with her right to respect for her family life if she was forced to return with her son to Israel. Consequently, there would be a violation of Article 8 of the Convention in respect of both applicants if the decision ordering the second applicant's return to Israel were to be enforced."
"28. In its recent ruling in Neulinger and Shuruk v. Switzerland ([GC], no. 41615/07, §§ 131 – 140, 6 July 2010, with further references) the Court articulated and summarized a number of principles that have emerged from its case-law on the issue of the international abduction of children, as follows:
(i) The Convention cannot be interpreted in a vacuum, but, in accordance with Article 31 § 3 (c) of the Vienna Convention on the Law of Treaties (1969), account is to be taken of any relevant rules of international law applicable to the Contracting Parties (Streletz, Kessler and Krenz v. Germany [GC], nos. 34044/96, 35532/97 and 44801/98, § 90, ECHR 2001 II).
(ii) The positive obligations that Article 8 of the Convention imposes on the States with respect to reuniting parents with their children must therefore be interpreted in the light of the Convention on the Rights of the Child of 20 November 1989 and the Hague Convention on the Civil Aspects of International Child Abduction of 25 October 1980 (Maire v. Portugal, no. 48206/99, § 72, ECHR 2003 VII and Ignaccolo-Zenide v. Romania, no. 31679/96, § 95, ECHR 2000 I).
(iii) the Court is competent to review the procedure followed by the domestic courts, in particular to ascertain whether those courts, in applying and interpreting the provisions of the Hague Convention, have secured the guarantees of the Convention and especially those of Article 8 (see, to that effect, Bianchi, cited above, § 92 and Carlson v. Switzerland, no. 49492/06, § 73, 6 November 2008).
(iv) In this area the decisive issue is whether a fair balance between the competing interests at stake – those of the child, of the two parents, and of public order – has been struck, within the margin of appreciation afforded to States in such matters (see Maumousseau and Washington v. France, no. 39388/05, § 62, ECHR 2007 XIII), bearing in mind, however, that the child's best interests must be the primary consideration (see, to that effect, Gnahoré v. France, no. 40031/98, § 59, ECHR 2000 IX).
(v) "The child's interests" are primarily considered to be the following two: to have his or her ties with his or her family maintained, unless it is proved that such ties are undesirable, and to have his or her development in a sound environment ensured (see, among many other authorities, Elsholz v. Germany [GC], no. 25735/94, § 50, ECHR 2000 VIII, and Maršálek v. the Czech Republic, no. 8153/04, § 71, 4 April 2006). The child's best interests, from a personal development perspective, will depend on a variety of individual circumstances, in particular his age and level of maturity, the presence or absence of his parents and his environment and experiences.
(vi) A child's return cannot be ordered automatically or mechanically when the Hague Convention is applicable, as is indicated by the recognition in that instrument of a number of exceptions to the obligation to return the child (see in particular Articles 12, 13 and 20), based on considerations concerning the actual person of the child and its environment, thus showing that it is for the court hearing the case to adopt an in concreto approach to it (see Maumousseau and Washington, cited above, § 72).
(vii) The task to assess those best interests in each individual case is thus primarily one for the domestic authorities, which often have the benefit of direct contact with the persons concerned. To that end they enjoy a certain margin of appreciation, which remains subject, however, to a European supervision whereby the Court reviews under the Convention the decisions that those authorities have taken in the exercise of that power (see, for example, Hokkanen v. Finland, 23 September 1994, § 55, Series A no. 299 A, and Kutzner v. Germany, no. 46544/99, §§ 65-66, ECHR 2002 I; see also Tiemann v. France and Germany (dec.), nos. 47457/99 and 47458/99, ECHR 2000 IV; Bianchi, cited above, § 92; and Carlson, cited above, § 69).
(vii) In addition, the Court must ensure that the decision-making process leading to the adoption of the impugned measures by the domestic court was fair and allowed those concerned to present their case fully (see Tiemann, cited above, and Eskinazi and Chelouche v. Turkey (dec.), no. 14600/05, ECHR 2005 XIII (extracts)). To that end the Court must ascertain whether the domestic courts conducted an in-depth examination of the entire family situation and of a whole series of factors, in particular of a factual, emotional, psychological, material and medical nature, and made a balanced and reasonable assessment of the respective interests of each person, with a constant concern for determining what the best solution would be for the abducted child in the context of an application for his return to his country of origin (see Maumousseau and Washington, cited above, § 74).
29. Moreover, as already stated in Varnava and Others v. Turkey [GC], nos. 16064/90, 16065/90, 16066/90, 16068/90, 16069/90, 16070/90, 16071/90, 16072/90 and 16073/90, § 164, ECHR 2009 ...:
'in line with the principle of subsidiarity, it is best for the facts of cases to be investigated and issues to be resolved in so far as possible at the domestic level. It is in the interests of the applicant, and the efficacy of the Convention system, that the domestic authorities, who are best placed to do so, act to put right any alleged breaches of the Convention'."
i) The child left Italy in August 2004.ii) The Hague Convention application was issued in December 2004.
iii) In March 2007 the child was returned to Italy.
iv) In September 2007 the Hague proceedings concluded with the second judgment of the Supreme Court.
i) An erroneous interpretation of both habitual residence and of Article 13(b) in violation of Article 8.ii) Breaches of Article 6 arising out of unexpedited proceedings and procedural deficiencies.
iii) The Supreme Court's disregard of its obligation under Article 3 of UNCRC to take account of the interests of the child.
"In its recent ruling in Neulinger and Shuruk v. Switzerland ([GC], no. 41615/07, §§ 131 – 140, 6 July 2010, with further references) the Court articulated and summarized a number of principles that have emerged from its case-law on the issue of the international abduction of children, as follows:
(i) The Convention cannot be interpreted in a vacuum, but, in accordance with Article 31 § 3 (c) of the Vienna Convention on the Law of Treaties (1969), account is to be taken of any relevant rules of international law applicable to the Contracting Parties (Streletz, Kessler and Krenz v. Germany [GC], nos. 34044/96, 35532/97 and 44801/98, § 90, ECHR 2001 II).
(ii) The positive obligations that Article 8 of the Convention imposes on the States with respect to reuniting parents with their children must therefore be interpreted in the light of the Convention on the Rights of the Child of 20 November 1989 and the Hague Convention on the Civil Aspects of International Child Abduction of 25 October 1980 (Maire v. Portugal, no. 48206/99, § 72, ECHR 2003 VII and Ignaccolo-Zenide v. Romania, no. 31679/96, § 95, ECHR 2000 I).
(iii) the Court is competent to review the procedure followed by the domestic courts, in particular to ascertain whether those courts, in applying and interpreting the provisions of the Hague Convention, have secured the guarantees of the Convention and especially those of Article 8 (see, to that effect, Bianchi, cited above, § 92 and Carlson v. Switzerland, no. 49492/06, § 73, 6 November 2008).
(iv) In this area the decisive issue is whether a fair balance between the competing interests at stake – those of the child, of the two parents, and of public order – has been struck, within the margin of appreciation afforded to States in such matters (see Maumousseau and Washington v. France, no. 39388/05, § 62, ECHR 2007 XIII), bearing in mind, however, that the child's best interests must be the primary consideration (see, to that effect, Gnahoré v. France, no. 40031/98, § 59, ECHR 2000 IX).
(v) "The child's interests" are primarily considered to be the following two: to have his or her ties with his or her family maintained, unless it is proved that such ties are undesirable, and to have his or her development in a sound environment ensured (see, among many other authorities, Elsholz v. Germany [GC], no. 25735/94, § 50, ECHR 2000 VIII, and Maršálek v. the Czech Republic, no. 8153/04, § 71, 4 April 2006). The child's best interests, from a personal development perspective, will depend on a variety of individual circumstances, in particular his age and level of maturity, the presence or absence of his parents and his environment and experiences.
(vi) A child's return cannot be ordered automatically or mechanically when the Hague Convention is applicable, as is indicated by the recognition in that instrument of a number of exceptions to the obligation to return the child (see in particular Articles 12, 13 and 20), based on considerations concerning the actual person of the child and its environment, thus showing that it is for the court hearing the case to adopt an in concreto approach to it (see Maumousseau and Washington, cited above, § 72).
(vii) The task to assess those best interests in each individual case is thus primarily one for the domestic authorities, which often have the benefit of direct contact with the persons concerned. To that end they enjoy a certain margin of appreciation, which remains subject, however, to a European supervision whereby the Court reviews under the Convention the decisions that those authorities have taken in the exercise of that power (see, for example, Hokkanen v. Finland, 23 September 1994, § 55, Series A no. 299 A, and Kutzner v. Germany, no. 46544/99, §§ 65-66, ECHR 2002 I; see also Tiemann v. France and Germany (dec.), nos. 47457/99 and 47458/99, ECHR 2000 IV; Bianchi, cited above, § 92; and Carlson, cited above, § 69).
(vii) In addition, the Court must ensure that the decision-making process leading to the adoption of the impugned measures by the domestic court was fair and allowed those concerned to present their case fully (see Tiemann, cited above, and Eskinazi and Chelouche v. Turkey (dec.), no. 14600/05, ECHR 2005 XIII (extracts)). To that end the Court must ascertain whether the domestic courts conducted an in-depth examination of the entire family situation and of a whole series of factors, in particular of a factual, emotional, psychological, material and medical nature, and made a balanced and reasonable assessment of the respective interests of each person, with a constant concern for determining what the best solution would be for the abducted child in the context of an application for his return to his country of origin (see Maumousseau and Washington, cited above, § 74)."
The Autonomous Law
"For the risk to be sufficiently serious to fall within the scope of Article 13(b), it must be at the very high end of the spectrum of interferences covered by Article 8. Where it is the family situation which is at issue, an investigation into the family situation is required as well as an investigation into other circumstances which might be relevant to deciding whether the situation falls within the scope of Article 13(b). However that investigation is limited to the deciding court satisfying itself that the return to the jurisdiction will be compatible with the Convention. It does not require the same in-depth investigation as is required when disputed living arrangements for a child are being decided by a court in the jurisdiction properly seised of such matters. "
"6. Reunite would respectfully submit that the court should reject the suggestion that the Article 13(b) threshold has been 'lowered'. Reunite submits that it is integral to the effective operation of the Hague Convention that Article 13(b) should be restrictively applied and, in particular, that:
(a) Lowering the threshold would undermine the policy and objectives of the Convention which include the deterrence of child abduction and the prompt return of an abducted child to the country of his or her habitual residence.
(b) Lowering the threshold would be contrary to the welfare interests of children generally and to the interests of the children that feature in individual cases.
(c) The recent ECHR decisions in Maumousseau and Washington v France ('Maumousseau'), Neulinger and Raban v Romania ('Raban') – properly understood – do not have the effect of lowering the threshold.
(d) There is a substantial body of English and international jurisprudence which emphasises that Article 13(b) is to be applied restrictively."
"But it should not be thought that the Convention is principally concerned with the rights of adults. Quite the reverse. The Preamble explains that the contracting States are 'firmly convinced that the interests of children are of paramount importance in matters relating to their custody' and
'desiring to protect children internationally from the harmful effects of their wrongful removal or retention and to establish procedures to ensure that their prompt return to the State of their habitual residence, as well as to secure protection for rights of access.'"
In the following passage a little later in that paragraph she continued with a quotation from paragraph 25 of the Explanatory Report of Professor Perez-Vera upon which she then commented:
"However, at para 25 [Professor Perez-Vera said]:
'The Convention recognises the need for certain exceptions to the general obligations assumed by States to secure the prompt return of children who have been unlawfully removed or retained. For the most part these exceptions are only concrete illustrations of the overly vague principle where by the interests of the child are stated to be the guiding criterion in this area.'
Hence the Convention is designed to protect the interests of children by securing their prompt return to the country from which they have been wrongfully been taken, but recognises some limited and precise circumstances when it will not be in their interests to do so. "
"It is obvious, as Professor Perez-Vera points out, that the limitations on the duty to return must be restrictively applied if the object of the Convention is not to be defeated. The Authorities of the requested State are not to conduct their own investigation and evaluation of what will be best for the child. There is a particular risk that an expansive application of Article 13(b), which focuses on the situation of the child, could lead to this result. Nevertheless, there must be circumstances in which a summary return would be so inimical to the interests of the particular child that it would also be contrary to the object of the Hague Convention to require it. A restrictive application of Article 13 does not mean that it should never be applied at all."
"The Court has previously found that the Hague Convention system does not apply its basic rule – that a child should be returned to its state of habitual residence, i.e. to the status quo ante – automatically or mechanically (see above: 'general principles', under (vi)). The Hague Convention's premise is to avoid permitting one parent to create unilaterally, by wrongfully removing a child, a situation favourable to him or herself in respect to the child. There exist in the Hague Convention several exceptions to this basic rule, amongst others to the one laid down in Article 13(b), which exceptions are, however, to be interpreted restrictively according to the Explanatory Report on the Hague Convention (relevant sections of which are cited above) so as not to impede its basic rule."
"In a final attempt to clarify the objects of the Convention, it would be advisable to underline the fact that, as is shown particularly in the provisions of Article 1, the Convention does not seek to regulate the problem of the award of custody rights. On this matter, the Convention rests implicitly upon the principle that any debate on the merits of the question, i.e. custody rights, should take place before the competent authorities in the State where the child had its habitual residence prior to its removal; this applies as much to a removal which occurred prior to any decision on custody being taken – in which case the violated custody rights were exercised ex lege – as to a removal in breach of a pre-existing custody decision."
The judgment below
"I certainly don't think that Neulinger results in any very significant change in approach. The suggestion that one has to consider the best interests of the child does not mean that one converts Hague proceedings into paramount welfare proceedings at all, because there are best interests presumptions within the Convention itself, is the way I would submit it can be interpreted.
And so when Neulinger says that the best interests of the child must be considered, really, although it does not say so specifically, all it is saying, in one sense, is there are already presumptions about the best interests of the child that the international community has all agreed upon, and that those best interests will usually prevail, unless a defence is made out."
"My Lady, I am not going to trouble the court with submissions on Neulinger, because I don't think the court is being helped by them, and it seems to me that this is not the time or place to develop them."
"It is also necessary to have regard to, and read domestic jurisprudence in light of, the decision of the European Court of Human Rights in the case of Neulinger and Shuruk v. Switzerland (Application 41615/07) and in particular to consider the children's best interests. A child's return cannot be ordered automatically or mechanically. His best interests from a personal development perspective will depend on a variety of individual circumstances, in particular his age and level of maturity, the presence or absence of his parents and his environment and experiences. Those best interests must be assessed in each individual case."
"It must follow, when I review the children's welfare needs from a personal development perspective, I conclude that it is overwhelmingly in their best interests to return to Norway for their futures to be decided there. They are very young children. By no stretch of the imagination could it be said that they have put down roots in this country. They will be returning to an environment where both parents will be living, albeit at a little distance from one another. There is no substance to the Article 13(b) defence and on Neulinger grounds as well, I consider their welfare needs point emphatically to a summary return."
"31. Mr Williams strongly urges a series of conditions precedent to the children's return. He argues that if the protective measures are to be effective they must be real rather than illusory. They must, says Mr Williams, have teeth. Dr Kolkiewicz was clear in advising that it was of the utmost importance that the protective measures were in place in a way that was verifiable before the return was effected so as to reduce the risks to the mother's psychological wellbeing. Mr Williams suggests that the only way to provide the degree of protection advised by Dr Kolkiewicz as essential is to make the return order conditional upon the key components being documented prior to the return. And he cites six matters requiring verification in writing.
32. I have considered but ultimately rejected those arguments because in my assessment there is now ample evidence to substantiate that in relation to each factor, the measures required are already or will be in place as soon as the children return to Norway. The father has already withdrawn his complaint to the police. He has given the clearest undertakings, as already recounted, abiding the first hearing before the Norwegian court. There is statutory social and psychological support as Judge Selvaag has confirmed. The discussions between Dr Kolkiewicz and Dr Hvidsten substantiate in the most tangible way possible how readily available psychological assessment and treatment will be when the mother returns to Skein. The father has already undertaken to provide the mother with financial support by the Affidavit he swore last Thursday. His solicitors are in funds in the sum of 4,000 NKR so that, in advance, monies will be made available to the mother for the first four weeks.
33. As I see it, Mr Williams' quest, on the mother's behalf, for documentary confirmation of so many matters as conditions precedent to return – when the extant material is of good quality and reliable – is little more than a bid to delay the children's return to Norway. Dr Kolkiewicz said it was of the utmost importance that protective measures were verified before the return. By the various processes already described, I consider they have been and very adequately so."
Lord Justice Aikens:
"The return of the child under the provisions of Article 12 may be refused if this would not be permitted by the fundamental principles of the requested state relating to the protection of human rights and fundamental freedoms".
The UK did not include that provision in the schedule to the 1985 Act which incorporated the Hague Convention into domestic law. The argument is that the terms of Article 20 are now part of UK law by virtue of the incorporation of the ECHR into domestic law by the Human Rights Act 1998 ("HRA"). Accordingly, it is said that Article 20 now provides an independent "defence" to an application to a requested state to return a child under Article 12 of the Hague Convention. Mr Devereux submitted that Pauffley J erred in failing to adopt either of the principles advanced in those two arguments.
"…must ascertain whether the domestic courts conducted an in-depth examination of the entire family situation and of a whole series of factors, in particular of a factual, emotional, psychological, material and medical nature, and make a balanced and reasonable assessment of the respective interests of each person, with a constant concern for determining what the best solution would be for the abducted child in the context of an application for his return to his country of origin (see Maumousseau and Washington, cited above §74". [My emphasis].
"In the present case, as the Court has already observed, the domestic courts conducted an in-depth examination of the entire family situation and of a whole series of factors, in particular of a factual, emotional, psychological, material and medical nature, and made a balanced and reasonable assessment of the respective interests of each person, with a constant concern for determining, as requested of them, what the best solution for [the child] in the context of a request for her return to the United States of America, the country of her birth". [Emphasis added by me].
Lady Justice Black:
"….it would seem necessary to underline the fact that the three types of exception to the rule concerning the return of the child must be applied only so far as they go and no further. This implies above all that they are to be interpreted in a restrictive fashion if the Convention is not to become a dead letter."
"there is no automatic or mechanical application of a child's return once the Convention has been invoked, as indicated by the recognition in that instrument of a number of exceptions to the member States' obligation to return the child (see in particular Articles 12, 13 and 20), based on objective considerations concerning the actual person of the child and its environment, thus showing that it is for the court hearing the case to adopt an in concreto approach to each case."
"The Court has already had occasion to examine the question of whether the conditions of enforcement of a child's return were compatible with Article 8 of the Convention. It defined the obligations of States in such matters in the case of Maumousseau and Washington…."
There follows an extensive citation from paragraph 83 of Maumousseau culminating in this passage recognising the need for urgent handling of such cases:
"Proceedings relating to the award of parental responsibility, including the enforcement of the final decision, require urgent handling as the passage of time can have irremediable consequences for relations between the child and the parent with whom it does not live. The Hague Convention recognises this fact because it provides for a range of measures to ensure the prompt return of children removed to or wrongfully retained in any Contracting State. Article 11 of the Hague Convention requires the judicial or administrative authorities concerned to act expeditiously to ensure the return of children and any failure to act for more than six weeks may give rise to a request for explanations…."