[Home] [Databases] [World Law] [Multidatabase Search] [Help] [Feedback] | ||
England and Wales Court of Appeal (Civil Division) Decisions |
||
You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Miah v Secretary of State for the Home Department [2012] EWCA Civ 1719 (20 December 2012) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2012/1719.html Cite as: [2012] EWCA Civ 1719 |
[New search] [Printable RTF version] [Help]
ON APPEAL FROM UPPER TRIBUNAL
(IMMIGRATION AND ASYLUM CHAMBER)
Strand, London, WC2A 2LL |
||
B e f o r e :
LORD JUSTICE ETHERTON
and
LORD JUSTICE LEWISON
____________________
MD ARGU MIAH |
Appellant |
|
- and - |
||
SECRETARY OF STATE FOR THE HOME DEPARTMENT |
Respondent |
____________________
Mr Jonathan Swift QC and Miss Joanne Clement (instructed by Treasury Solicitors) for the Respondent
Hearing dates : 20 November 2012
____________________
Crown Copyright ©
Lord Justice Pill :
"Mr Miah is a citizen of Bangladesh, as are his wife and child. On 26 July 2005 he was granted an entry clearance as a work permit holder for five years, until 26 July 2010. He arrived in the United Kingdom on 23 September 2005. On 23 July 2010 he applied for further leave to remain as a Tier 2 (General) Migrant. On the expiry of his leave to enter the UK, his leave to remain in this country was continued by section 3C of the Immigration Act 1971, pending the determination of his application. The Secretary of State refused the application on 1 September 2010. Her decision letter included a notice served under section 120 of the Nationality, Immigration and Asylum Act 2002. On 14 September 2010 the appellants filed a notice of appeal to the First Tier Tribunal (Immigration and Asylum Chamber) and made a one-stop statement under section 120 relying on paragraph 134 of the Immigration Rules and the family's Article 8 Convention rights.
By its determination dated 1 December 2010 the First Tier Tribunal dismissed the appeal in so far as the appellants relied on paragraph 134 and Article 8. The appellants appealed to the Upper Tribunal. Designated Immigration Judge J F W Phillips dismissed the appeal, holding that Mr Miah did not meet the requirements of paragraphs 128 and 134 of the Immigration Rules because he had not held a work permit for the requisite 5 years, and that there had been no error of law in the consideration of the Article 8 claim by the First Tier Tribunal."
The statutory scheme
"The rules laid down by the Secretary of State as to the practice to be followed in the administration of this Act for regulating the entry into and stay in the United Kingdom of persons not having the right of abode shall include provision for admitting (in such cases and subject to such restrictions as may be provided by the rules, and subject or not to conditions as to length of stay or otherwise) persons coming for the purpose of taking employment, or for purposes of study, or as visitors, or as dependants of persons lawfully in or entering the United Kingdom."
"where a person is not a British citizen, he shall not enter the United Kingdom unless given leave to do so in accordance with the provisions of the 1971 Act; and he may be given leave to enter the United Kingdom (or, when already there, leave to remain in the United Kingdom) either for a limited or for an indefinite period."
"The Secretary of State shall from time to time (and as soon as may be) lay before Parliament statements of the rules, or of any changes in the rules, laid down by him as to the practice to be followed in the administration of this Act for regulating the entry into and stay in the United Kingdom of persons required by this Act to have leave to enter, including any rules as to the period for which leave is to be given and the conditions to be attached in different circumstances; and section 1(4) above shall not be taken to require uniform provision to be made by the rules as regards admission of persons for a purpose or in a capacity specified in section 1(4) (and in particular, for this as well as other purposes of this Act, account may be taken of citizenship or nationality).
If a statement laid before either House of Parliament under this subsection is disapproved by a resolution of that House passed within the period of forty days beginning with the date of laying (and exclusive of any period during which Parliament is dissolved or prorogued or during which both Houses are adjourned for more than four days), then the Secretary of State shall as soon as may be make such changes or further changes in the rules as appear to him to be required in the circumstances, so that the statement of those changes be laid before Parliament at latest by the end of the period of forty days beginning with the date of the resolution (but exclusive as aforesaid)."
Comprehensive rules have been made by the Secretary of State, and amended from time to time, in accordance with that procedure.
"Indefinite leave to remain may be granted on application to a person provided:-
(i) he has spent a continuous period of 5 years lawfully in the UK, of which the most recent period must have been spent with leave as a work permit holder (under paragraphs 128 to 133 of these rules), and the remainder must be any combination of leave as a work permit holder or leave as a highly skilled migrant (under paragraphs 135A to 135F of these rules) or leave as a self-employed lawyer (under the concession that appeared in Chapter 6, Section 1 Annex D of the Immigration Directorate Instructions), or leave as a writer, composer or artist (under paragraphs 232 to 237 of these rules);
(ii) he has met the requirements of paragraph 128(i) to (v) throughout his leave as a work permit holder, and has met the requirements of paragraph 135G(ii) throughout any leave as a highly skilled migrant…."
". . . indefinite leave to remain in the United Kingdom for a work permit holder is to be refused if the Secretary of State is not satisfied that each of the requirements of paragraph 134 is met."
"The requirements to be met by a person coming to the United Kingdom to seek or take employment (unless he is otherwise eligible for admission for employment under these Rules or is eligible for admission as a seaman under contract to join a ship due to leave British waters) are that he:
(i) holds a valid Home Office work permit; and
(ii) is not of an age which puts him outside the limits for employment; and
(iii) is capable of undertaking the employment specified in the work permit; and
(iv) does not intend to take employment except as specified in his work permit; and
(v) is able to maintain and accommodate himself and any dependants adequately without recourse to public funds; and
(vi) in the case of a person in possession of a work permit which is valid for a period of 12 months or less, intends to leave the United Kingdom at the end of his approved employment; and
(vii) holds a valid United Kingdom entry clearance for entry in this capacity except where he holds a work permit valid for 6 months or less or he is a British National (Overseas), a British overseas territories citizen, a British Overseas citizen, a British protected person or a person who under the British Nationality Act 1981 is a British subject."
In earlier manifestations of the Immigration Rules, the reference to a Government Department in Rule 128(i), or its predecessor, was to the Department of Employment. The change to Home Office was effected on 18 September 2001 (Cm 5253) and is not submitted to be material for present purposes.
"'work permit' means a permit indicating, in accordance with the immigration rules, that a person named in it is eligible, though not a British citizen, for entry into the United Kingdom for the purpose of taking employment."
Since 1981, successive Immigration Rules have included rules under the heading "Work Permit Holders" or "Work Permit Employment".
Narrative
Submissions
"The work permit scheme is a valid manifestation of policy, similar to Home Office concessions outside the Immigration Rules." (10.34)
It "does not have the strong statutory endorsement of the Immigration Rules generally" (footnote to 10.34). The learned author added that "a work permit scheme comprising a complex of policies notified primarily by guidance notes is not per se unlawful". (10.35)
"The powers of control that are vested in the Secretary of State in the case of all those who require leave to enter or to remain are now entirely the creature of statute. That includes the power to make rules of the kind referred to in the 1971 Act."
At paragraph 41, Lord Hope stated that the 1971 Act:
". . . must now be seen as the source of the powers vested in the Secretary of State, and it is the Act which provides the statutory machinery for their exercise."
". . . everything which is in the nature of a rule as to the practice to be followed in the administration of the Act is subject to this requirement [The section 3(2) requirement]."
"What they do reveal however is a variety of approaches, and the use of a variety of expressions, to determine where the line must be drawn in order to determine whether material in an extraneous document which is not set out expressly in the rules can validly be relied on to determine an applicant's claim."
Lord Hope added:
"54. What Parliament was insisting on was that she [the Secretary of State] should lay her cards on the table so that the rules that she proposed to apply, and any changes that were made to them, would be open to scrutiny.
. . .
57. I agree with Lord Dyson . . . that any requirement which, if not satisfied, will lead to an application for leave to enter or to remain being refused is a rule within the meaning of section 3(2). A provision which is of that character is a rule within the ordinary meaning of that word. So a fair reading of section 3(2) requires that it be laid before Parliament."
"It ought to be possible to identify from an examination of the material in question, taken in its whole context, whether or not it is of the character of a rule or is just information, advice or guidance as to how the requirements of a rule may be met in particular cases."
He added, at paragraph 64:
". . . the wiser course is to assume that everything that is contained in a rule-making document such as that which is before us in this case is caught by the requirement that section 3(2) sets out, and that any changes to any of the material that it contains must be laid before Parliament."
Applying those principles to the facts in Alvi, Lord Hope stated, at paragraph 66:
"The statements in the Code that all qualifying jobs must be skilled at N/SVQ level 3 or above and that the job of a physiotherapy assistant is below that level both set out rules that ought to have been laid before Parliament under section 3(2) of the 1971 Act."
"But it seems to me that any requirement which, if not satisfied by the migrant, will lead to an application for leave to enter or remain being refused is a rule within the meaning of section 3(2). That is what Parliament was interested in when it enacted section 3(2). It wanted to have a say in the rules which set out the basis on which these applications were to be determined."
He added, at paragraph 95:
"We know that Parliament wanted to control the making of immigration rules. The most important rules are those by which applications for leave to enter and remain are determined. I see no reason to think that Parliament would not have been interested in having the opportunity to scrutinise the critical aspects of those rules, in particular the provisions which set out the criteria which determine the outcome of applications."
"At present the position is that these four general requirements (or such of them as are relevant in a particular case) are to be conclusively determined by a detailed code which has not been laid before Parliament, and which the Secretary of State can and does change from time to time as she thinks fit. For that reason the appeal must be dismissed."
At paragraph 115, Lord Walker added:
"But the omission of a mandatory provision – that is, a condition which an applicant must satisfy if the application is to succeed – would be a serious defect."
"You can make a work permit application if you are an employer based in the UK and you need to employ a person to work here. You should make a work permit application for a named person to do a specific job for the employer, normally on a full-time basis. The person cannot transfer a work permit to a different job or to work for a different employer."
Mr Malik submitted that, though the application was made by the employer, it was made on behalf of the employee.
". . . the substantive criteria governing entitlement to leave to enter or remain as a Tier 4 (General) Student are laid down in the rules which . . . are not supplemented or qualified by guidance. The fact that the rules include a requirement that the sponsor holds a sponsor licence is unobjectionable, just as the former requirement that the institution be included in the Register of Education and Training Providers was in my view unobjectionable. Whether the sponsor holds a sponsor licence does of course have an indirect effect on an applicant's entitlement, in that it affects his or her ability in practice to meet the criteria; and it follows that the criteria for the grant, suspension or withdrawal of a sponsor licence also have an indirect effect on an applicant's entitlement. Such criteria, however, are materially different from the substantive criteria for entitlement and do not affect the content of the substantive criteria."
"But for the reasons that I have given, I do not find that the suggested dichotomy between (i) a substantive requirement and (ii) the evidential means of meeting it is a satisfactory basis for deciding what is and what is not a rule within the meaning of section 3(2)."
No distinction can be made in this case, he submitted, between the substantive requirement for a work permit and the criteria for obtaining it (though I comment that the criteria for obtaining a work permit cannot quite be described as the "evidential means" of establishing one is held). What was described as "guidance notes", it was submitted, must be treated as rules and were unlawful as not having been laid before Parliament. Mr Malik accepted that, if his submission is correct, all work permits issued between 1980 and 2008 were unlawful.
Conclusions
"The introduction of the points-based system has created an entirely different means of immigration control. The emphasis now is on certainty in place of discretion, on detail rather than broad guidance. There is much in this change of approach that is to be commended. But the rigidity and amount of detail that comes with it has a direct bearing on the scope for an appeal against a decision that is adverse to the applicant. As the content of the rules will determine the scope of any appeal under section 84(1)(a) of the 2002 Act, it is all the more necessary to achieve clarity as to what must be in the rules and what need not be."
"A person coming here to work, and having a work permit issued by the Department of Employment, will normally have been admitted for the period specified in the permit up to a maximum of 12 months. At the end of that period an extension of stay must be granted if the applicant is still engaged in the employment specified in the permit, or other employment approved by the Department of Employment, and the employer confirms that he wishes to continue to employ him. A corresponding extension shall be granted to the applicant's wife and children, where appropriate. Cases where the applicant is no longer in approved employment should be considered in the light of all the relevant circumstances."
"A person coming here to work, and having a work permit issued by the Department of Employment, will normally have been admitted for the period specified in the permit. Where a permit was issued for a period of other than 4 years, an application for an extension of stay in the employment for which the permit was issued should be referred to the Department of Employment. Only if that Department is prepared in the particular case to approve the continued employment may an appropriate extension of stay be granted. A corresponding extension should be granted to the applicant's spouse and children, where the maintenance and accommodation requirements of paragraph 46 continue to be met. In cases where the Department of Employment refuses to continue to approve the applicant's employment, an application for an extension of stay is to be refused. Other cases in which the applicant is no longer in approved employment should be considered in the light of all the relevant circumstances."
(At that time the relevant period was 4 years rather than 5.)
Lord Justice Etherton :
Lord Justice Lewison :
i) The Secretary of State had no power to grant Mr Miah a work permit in the first place, because the criteria that had to be satisfied in order to obtain one had not been approved by Parliament;
ii) Consequently Mr Miah had no right to be in the United Kingdom at all;
iii) Nor did the Secretary of State have power to grant him further leave to remain, because Parliament has never approved a rule which empowers the Secretary of State to grant leave to remain to a person merely because he is of the right age and able to support himself.