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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> Cornwall Council, R (on the application of) v Secretary of State for Health & Ors [2014] EWCA Civ 12 (18 February 2014) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2014/12.html Cite as: [2014] EWCA Civ 12, [2014] 2 FCR 606, [2014] 1 WLR 3408, [2014] HLR 34, (2014) 17 CCL Rep 78, [2014] BLGR 433, [2014] WLR(D) 80, [2014] WLR 3408, [2014] 3 All ER 603 |
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ON APPEAL FROM THE HIGH COURT OF JUSTICE
ADMINISTRATIVE COURT
MR JUSTICE BEATSON
CO/6708/2012
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE LEWISON
and
LORD JUSTICE FLOYD
____________________
THE QUEEN ON THE APPLICATION OF CORNWALL COUNCIL |
Appellant |
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- and - |
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THE SECRETARY OF STATE FOR HEALTH & ORS |
Respondent |
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- and - |
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(1) WILTSHIRE COUNCIL |
Interested |
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(2) SOUTH GLOUCESTERSHIRE COUNCIL |
Parties |
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(3) SOMERSET COUNTY COUNCIL |
____________________
Miss Deok-Joo Rhee (instructed by The Treasury Solicitor) for the Respondent
Mr Hilton Harrop-Griffiths for the First Interested Party (instructed by Wiltshire Council Legal Department)
Ms Sarah Hannett for the Second Interested Party (instructed by South Gloucestershire Legal Department)
Mr David H Fletcher for the Third Interested Party (instructed by Somerset County Council Legal Department)
Hearing dates : 21, 22 January 2014
____________________
Crown Copyright ©
Lord Justice Elias :
The facts
"2. The following information has been obtained from the agreed statement of facts and copy documents supplied. Philip was born on 27th December 1986 and has complex disabilities including cerebral palsy, epilepsy, autism, right-sided hemiplegia together with a significant visual impairment. He has severe learning disabilities and is without speech.
3. In 1991, Philip's parents asked Wiltshire, in whose area they lived, to provide accommodation for him. Wiltshire placed Philip with foster parents, pursuant to section 20 of the Children Act 1989. The referral form entitled "Particulars of Child needing long-term family placement" dated 7th June 1991 noted that Philip required a great deal of physical care. Mr and Mrs B resided in the area of South Gloucestershire. Mrs B held an appointeeship with regard to Philip's finances. The notes of the planning meeting held on 5th November 1991 state that: "Since Philip left their household, it is clear that contact for both the family and for Philip is very important. Not only is contact important for the immediate family, but also for the grandparents who live in Dursley and Malmesbury respectively. In an ideal world any placement would be nearer Cornwall than either the present placement or anywhere in Wiltshire".
4. In November 1991, Philip's parents and siblings moved to Cornwall's area and have lived there ever since save for a period of less than a year (December 2002 to 2003) when Philip's father resided in Hong Kong for work. The Agreed Statement of Facts records at paragraph 11 that Philip's parents have been involved in decisions affecting Philip and have had regular contact with him.
5. Philip turned 18 on 27th December 2004. In 2001, Wiltshire began corresponding with Cornwall given the anticipation that Philip would require accommodation pursuant to section 21 of the 1948 Act but no agreement regarding the responsible authority was reached.
6. On the 15th April 2004, Wiltshire assessed Philip. It was recorded that Philip would need accommodation other than with Mr and Mrs B or the foster placement would need to be re-registered as an adult placement. It was noted that Philip's parents visited him four or five times a year with occasional visits to the family home usually over Christmas and in the summer. If Philip were to move away, his parents wanted to maintain at least the current level of contact. The Bs wished to help Philip settle into a new place and to visit him as regularly as possible. Continuing contact with his parents and foster parents was noted to be vitally important and a placement within the M4/M5 corridor was therefore thought to be best for ease of travel.
7. A care review took place on 27th April 2004 attended by both Philip's parents and Mr and Mrs B. Although Philip was noted to be happy and settled with the Bs and that they would be happy for Philip to stay post his 18th birthday, it seemed likely that suitable residential accommodation would become available within 6-12 months. A suitable care home, Blackberry Hill in the area of Somerset County Council, was identified and as of 4th October 2004, it was anticipated that Philip would be able to move in by the end of December 2004. By 25th November 2004, this date had changed to mid to late January 2005.
8. The agreed statement of facts records the belief that Philip went to Cornwall to stay with his parents for a period over Christmas 2004 including the day before his 18th birthday. He returned to live with Mr and Mrs B until the 24th January 2005 when he moved into Blackberry Hill. This placement was funded by Wiltshire on a provisional basis. A care plan dated 18th January 2005 recorded as an objective that Philip should live in sufficiently close proximity to his natural family and foster parents to allow regular contact to be made. The placement at Blackberry Hill did not appear to meet Philip's needs and he was unsettled. On 6th June 2005, Philip moved to Langley House in Somerset where he remains to date. His natural parents were involved in the decision to move him. Mrs Harris has taken over appointeeship for Philip's benefits following a request by Voyage which runs Langley House. Regular telephone contact is had with Philip's family and Philip stays with his natural family over Christmas and perhaps for a week in the summer and the Bs keep in regular contact, it now seems mainly via letters and cards.
9. Philip lacks capacity to decide where to live. This is the view of both Wiltshire and South Gloucestershire. Wiltshire carried out a capacity assessment on 15th April 2008 which concluded that overall and at that time, it was not considered that Philip had the capacity to make an informed choice about where he would want to live nor does he have the communication skills for this to be expressed. The assessor also commented that whilst it was hard to judge capacity three to four years prior to this assessment, there was no evidence that there had been any change in Philip's intellectual abilities since this time."
The relevant legislation
"A local authority may with the approval of the Secretary of State, and to such extent as he may direct shall, make arrangements for providing ...
(a) residential accommodation for persons aged 18 or over who by reason of age, illness, disability or other circumstance are in need of care and attention which is not otherwise available to them." (emphasis added.)
The italicised words suggest that this is a backstop provision designed to operate only when other avenues for providing the requisite accommodation have failed. Section 21(8) reinforces the point. It provides that:
"Nothing in this section shall authorise or require a local authority to make any provision authorised or required to be made...by or under any enactment not contained in this Part of this Act..."
"References in this Act to accommodation provided under this part thereof shall be construed as references to accommodation provided in accordance with this and the five next following sections, and as including references to board and other services, amenities and requisites provided in connection with the accommodation except where in the opinion of the authority managing the premises their provision is unnecessary."
"Where a person is provided with residential accommodation under this Part of this Act, he shall be deemed for the purposes of this Act to continue to be ordinarily resident in the area in which he was ordinarily resident immediately before the residential accommodation was provided for him."
The significance of this is that where a local authority provides accommodation outside its area, as it sometimes does, it cannot assert that the ordinary residence has changed to the new area, thereby sloughing off its responsibilities. In effect the place of ordinary residence is crystallised at the point when the duty first arises.
"… (4) It is the duty of the local authority to give a former relevant child: ...
(c) other assistance, to the extent that his welfare requires it ...
(6) Subject to sub-section (7), the duties set out in sub-sections 2, 3 and 4 subsist until the former relevant child reaches the age of 21."
"Nothing in this Part shall affect any duty imposed on a local authority by or under any other enactment."
The authorities
"Unless, therefore, it can be shown that the statutory framework or the legal context in which the words are used requires a different meaning, I unhesitatingly subscribe to the view that 'ordinarily resident' refers to a man's abode in a particular place or country which he has adopted voluntarily and for settled purposes as part of the regular order of his life for the time being, whether of short or long duration."
He then added this:
"There are two, but no more than two, respects in which the mind of the "propositus" is important in determining ordinary residence. The residence must be voluntarily adopted. Enforced presence by reason of kidnapping or imprisonment, or a Robinson Crusoe existence on a desert island with no opportunity of escape, may be so overwhelming a factor as to negative the will to be where one is.
And there must be a degree of settled purpose. …. All that is necessary is that the purpose of living where one does has a sufficient degree of continuity to be properly described as settled."
"Where the propositus ... is so mentally handicapped as to be totally dependent upon a parent or guardian, the concept of her having an independent ordinary residence of her own which she has adopted voluntarily and for which she has a settled purpose does not arise. She is in the same position as a small child. Her ordinary residence is that of her parents because that is her "base", to use the word adopted by Lord Denning in the infant case cited."
".. it is still his ordinary residence even while he is away at boarding school. It is his base, from whence he goes out and to which he returns."
Applying this test, Taylor J held that Judith's ordinary residence was Waltham Forest.
The guidance
"31. In the Vale case, Taylor J held that a young person with severe learning disabilities was ordinarily resident at her parents' house where she was temporarily living at the time. He stated that she was in the same position as a small child who was unable to choose where to live. He set out that where a person's learning disabilities were so severe as to render them totally dependent on a parent or guardian then 'the concept of her having an independent ordinary residence of her own which she has adopted voluntarily and for which she has a settled purpose does not arise'. The judge rejected the possibility of the young person having an ordinary residence in a place that she had left or in a place where she may go in the future.
…
33. However, the approach set out in test one of Vale may not always be appropriate and should be used with caution: its relevance will vary according to the ability of the person to make their own choices and the extent to which they rely on their parents or carers. This Vale test should only be applied when making decisions about ordinary residence cases with similar material facts to those in Vale."(emphasis in the original)
The determination of the Secretary of State
"24. Philip has severe learning difficulties and lacks mental capacity to decide where to live. He lived with, and was cared for by, his parents in the very early years of his life. The family home in Cornwall is a place to which Philip returns for holidays and his parents are in regular contact by telephone. In 2004 it was the case that Philip's parents visited him four or five times a year. Philip's parents have also been closely involved in decisions made in relation to his care. Philip's father's letter dated 6th January 2001 provides an example of this. From that letter (see page G36 onwards of the bundle), it is apparent that the family view the quantity of contact with Philip in terms of what is in Philip's best interests. It is clear from the social services papers that proximity to the family home and ease of travel to and from Cornwall has been a consideration in planning the care and support needs of Philip. I consider that Philip's base is with his parents.
25. I note that Cornwall question whether the family home in Cornwall can properly be described as a "base" for Philip given the infrequency of his visits there. It is not merely the number or frequency of visits that are determinative. The entirety of the relationship between Philip and his parents is to be taken into account and when regard is had to that it is clear that Philip's base remained with his parents."
The grounds of challenge
Was the Secretary of State empowered to hear the dispute?
i) The Secretary of State can only determine a dispute over a person's ordinary residence where a question arises under Part 3 of the NAA.ii) Although when they made the reference, the relevant local authorities assumed that section 21 of that Act (which falls within Part 3) was engaged, they were in error. The effect of section 21(1)(a) and section 21(8) is that it is a backstop provision which cannot be used if the necessary community care can be provided under any other statutory power.
iii) In this case care and attention was otherwise available to Philip: Wiltshire was required to provide it pursuant to section 23C(4)(c) of the CA. Although it is accepted that Wiltshire did not purport to provide the accommodation pursuant to that power, it was able to do so and that was sufficient to ensure that section 21 was not engaged. That section could not provide the source of the power to provide the necessary community care.
iv) Accordingly, there could be no dispute about who was responsible to provide care and assistance under the NAA because nobody was. Hence no question of ordinary residence under part 3 arose for determination and the exercise was wholly otiose.
"Particularly relevant in this case are the duties towards older children inserted by the Children (Leaving Care) Act 2000. The aim was to supply for those older children the same sort of continuing support and guidance which children can normally expect from their own families as they move from childhood to adulthood."
To similar effect are her observations in R (G) v Southwark LBC [2009] UKHL 26; [2009] 1 WLR 1299 para. 8.
a) The language of the section 23C(4)(c) - "to give the former relevant child other assistance, to the extent that his welfare requires it" - suggests that the true purpose is to provide practical help to enable the young adult to become independent and look after himself or herself. The concept of giving the child assistance is inappropriate if the authority is actually having to look after the young adult itself.
b) If Mr Lock's submission is right, the incorporation into the CA of the sections dealing with former relevant children by the Children (Leaving Care) Act 2000 has had the effect that section 21 of the NAA, which says it applies to persons over the age of 18 is false since it no longer applies to persons under the age of 21. The welfare needs of those between the ages of 18 and 21, very broadly defined so as to include community care services, can be met under the CA. If the argument is correct, it is surprising that the 2000 Act did not, when incorporating these powers into the CA, at the same time amend the NAA to make it clear that section 21 only applied to persons over the age of 21.
c) The local authority responsible for the care of the child has a duty to provide a pathway plan for a looked after child once he or she has reached the age of 16. This sets out a detailed plan to assist the child to move into adulthood. (Some play was made of the fact that Wiltshire did not in fact comply with that duty in this case, but in my view that fact has no bearing on the issues we have to determine.) Before the plan is made there needs to be an assessment of the child. Section 23E assumes that there may need to be assessments made under a variety of Acts, and not just the CA itself. However, there would seem to be no purpose in an assessment under any act other than the CA itself if all the necessary powers are contained in that Act had to be given priority.
d) Any accommodation provided under section 21 of the NAA for those who need looking after has to be registered under the Health and Social Care Act 2008 so as to ensure that it complies with certain standards: see section 26. This is an important safeguard for vulnerable young adults (and indeed older ones too.) However, the same safeguards do not apply where the accommodation is provided pursuant to section 23C(4)(c) This suggests that Parliament did not anticipate that the latter power would be exercised for the purpose of providing residential accommodation for someone in Philip's position.
The second ground of appeal; the meaning of ordinary residence
"It is clear that words like "ordinary residence" and "normal residence" may take their precise meaning from the context of the legislation in which they appear but it seems to me that the prima facie meaning of normal residence is a place where at the relevant time the person in fact resides…So long as that place where he eats and sleeps is voluntarily accepted by him, the reason why he is there rather than somewhere else does not prevent the place from being his normal residence. He may not like it, he may prefer some other place, but that is the place is for the relevant time the place where he normally resides."
Discussion
Disposal
Lord Justice Lewison:
Lord Justice Floyd.