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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> T-B-N (Children), Re [2016] EWCA Civ 1098 (15 November 2016) URL: http://www.bailii.org/ew/cases/EWCA/Civ/2016/1098.html Cite as: [2016] EWCA Civ 1098 |
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ON APPEAL FROM THE HIGH COURT FAMILY DIVISION
MRS JUSTICE PAUFFLEY
MK15C00075
Strand, London, WC2A 2LL |
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B e f o r e :
LORD JUSTICE HAMBLEN
and
LORD JUSTICE IRWIN
____________________
T-B-N (children) |
____________________
Mr Simon Miller (instructed by Buckinghamshire Law Plus) for the 1st Respondent
2nd Respondent did not attend and was not represented
Ms Vicky Preece (of IBB solicitors) for the Children's Guardian
Hearing date: 20th October 2016
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Crown Copyright ©
Lady Justice Black:
Introductory background
Appeals against findings of fact: the proper approach of the Court of Appeal
" .traditionally and rightly explained by reference to good sense, namely that the trial judge has the benefit of assessing the witnesses and actually hearing and considering their evidence as it emerges. Consequently, where a trial judge has reached a conclusion on the primary facts, it is only in a rare case, such as where that conclusion was one (i) which there was no evidence to support, (ii) which was based on a misunderstanding of the evidence, or (iii) which no reasonable judge could have reached, that an appellate tribunal will interfere with it. This can also be justified on grounds of policy (parties should put forward their best case on the facts at trial and not regard the potential to appeal as a second chance), cost (appeals on fact can be expensive), delay (appeals on fact often take a long time to get on), and practicality (in many cases, it is very hard to ascertain the facts with confidence, so a second, different, opinion is no more likely to be right than the first)."
"108. A conclusion by a judge at first instance on which facts have been proved, and which have not been, involves the judge sifting the evidence that has been led, assessing it and then deciding whether it has brought him or her to the necessary point of conviction of its truth and accuracy. Although an appellate court is competent to hear appeals against the findings of fact that the judge has made, of necessity, its review of those findings is constrained by the circumstance that, usually, the initial fact-finder will have been exposed to a wider range of impressions that influence a decision on factual matters than will be available to a court of appeal. This is not simply a question of assessing the demeanour of the witnesses who gave evidence on factual matters, although that can be important. It also involves considering the initial impact of the testimony as it unfolds did it appear frank, candid, spontaneous and persuasive or did it seem to be contrived, lacking in conviction or implausible. These reactions and experiences cannot be confidently replicated by an analysis of a transcript of the evidence. For this reason a measure of deference to the conclusions reached by the initial fact finder is appropriate. Unless the finding is insupportable on any objective analysis it will be immune from review."
"200. The Court of Appeal has jurisdiction to hear appeals on questions of fact as well as law. It can and sometimes does test the judge's factual findings against the contemporaneous documentation and inherent probabilities. But where findings depend upon the reliability and credibility of the witnesses, it will generally defer to the trial judge who has had the great advantage of seeing and hearing the witnesses give their evidence. The question is whether the findings made were open to him on the evidence. As Lord Hoffmann explained in Biogen Inc v Medeva plc [1997] RPC 1, the need for appellate caution is "based upon much more solid grounds than professional courtesy". Specific findings of fact are "inherently an incomplete statement of the impression which was made upon him by the primary evidence. His expressed findings are always surrounded by a penumbra of imprecision as to emphasis, relative weight, minor qualifications and nuance . . ." In child cases, as Lord Wilson points out, there is the additional very important factor that the court's role is as much to make predictions about the future as it is to make findings about the past."
"Like any judgment, the judgment of the Deputy Judge has to be read as a whole, and having regard to its context and structure. The task facing a judge is not to pass an examination, or to prepare a detailed legal or factual analysis of all the evidence and submissions he has heard. Essentially, the judicial task is twofold: to enable the parties to understand why they have won or lost; and to provide sufficient detail and analysis to enable an appellate court to decide whether or not the judgment is sustainable. The judge need not slavishly restate either the facts, the arguments or the law. To adopt the striking metaphor of Mostyn J in SP v EB and KP [2014] EWHC 3964 (Fam), [2016] 1 FLR 228, para 29, there is no need for the judge to 'incant mechanically' passages from the authorities, the evidence or the submissions, as if he were 'a pilot going through the pre-flight checklist.'"
The allegations and retractions
"86. S's retractions were partial at first. They arose from a strong wish on his part to protect his father from the threat of imprisonment and a desire to work with his family not against them. In all probability, S would never had had the strength or resolve to give evidence in the Crown Court. S's discussions with his then guardian and his solicitor on 7 July last year are highly material in understanding his thought processes. He stood by his allegations but was not sure about the criminal proceedings. On 15 July, he told [the police officer] that all he had ever wanted was for his siblings to be safe. He wanted to rebuild a relationship with his father and did not feel that criminalising him would help. His retraction statement made two days later on 17 July makes crystal clear that the abuse happened, all of it. S's overriding wish was to be safe and not to be forced to go back home. He expressed faith in the civil court system to protect him and his siblings.
87. After R's death, S's urge to restore himself at least theoretically as a member of the only family he has ever known became increasingly stronger. I have no doubt that he felt great personal sadness as a result of the baby's death and immense sorrow for both [JM] and his father. S has been placed under great pressure by both his father during even supervised contact and by [JM] in the messages sent by her at the time of and subsequent to R's funeral. S has also been heavily influenced in his decision to withdraw his allegations by the information that a potential care plan for J could involve adoption. In evidence, he said "Yeah it was "fair to say that one of the reasons for retracting the allegations was because (he'd) known J would be adopted (if they were maintained)." (sic)
88. It was not accident that two of the three photographs supplied by S at the beginning of the hearing featured J. Plainly he loves his brother a great deal. It must be uniquely painful for S to contemplate the possibility that as a result of these proceedings he could lose contact with J.
89. S's retractions were made for a whole variety of reasons as the extant documentation reveals. But I have not the slightest doubt as to the actuality. S's allegations against his father were true. The retractions, all of them, were false."
The judge's treatment of factual material in the judgment
The judge's assessment of the central witnesses
The grounds of appeal and discussion
"very plausible explanation. W has had what he himself has described as a 'shit life' .W's memory as to the precise times and dates when he was abused by [the appellant] are now lost in the mists of time and, given what W has been through, I've little doubt but that he has tried, as he said in evidence, to forget. Nothing turns on the inconsistencies as to dates."
At §52 she said:
"Mr Goodwin submits that W's history suggests he might be unreliable, vindictive and abusive. He cites a number of examples. The very sad reality is that because of the way in which W was molested and maltreated by [the appellant] it is altogether likely that his own behaviour will replicate to a degree what he has himself experienced. How could W be expected to respond normally and appropriately in his relationships with others when his only paternal and relationship role model was [the appellant]? Quite obviously he could not, given the grotesquely distorted attitudes and behaviour demonstrated by [the appellant]."
"Mr Goodwin suggests that if his client's relationship with W had been entirely abusive he would not have travelled regularly to see and willingly stay with him. The tragic reality is that [the appellant] has been able to repeatedly draw his victims back to him. Though it's difficult for an outsider to identify exactly how he achieved it, the overwhelming likelihood is that he did show them kindness, he used the lure of alcohol and he was able to persuade them that they were actually enjoying what was happening. W's comments to social workers about the difficulty in breaking away have all the hallmarks of truthful assertions."
"Mr Goodwin submits that those extracts from the evidence contradict the suggestion that [the appellant] was an abusive father. I cannot agree. What they reveal is a man capable of a whole range of manipulative ways. It was not accident that W described him as kind on the one hand but scary and sexually abusive on the other. S's experiences were similar. He enjoyed the attention his father was prepared to give him when it was not either aggressive, violent or sexually abusive."
"Explaining the dynamics of retraction in this case is straightforward. [The appellant] is quite prepared to accept his victims back into his sphere of influence and control if they retract. For W there was a powerful incentive for claiming that his 2007 allegations were invented, namely the prospect of resuming a brotherly relationship with S for whom he had feelings of real and genuine affection."
And, of course, the judge's consideration of the implications of S's and W's retractions was part and parcel of her consideration of the entirety of the evidence, so must be read together with the rest of the judgment as well. Taking all the material together, the reader is not left in doubt that Pauffley J had well in mind the potential implications of the retractions, scrutinised them carefully, and gave them appropriate weight in her overall determination.
Lord Justice Hamblen:
Lord Justice Irwin: