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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> Martin, R. v [2003] EWCA Crim 357 (20 February 2003) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2003/357.html Cite as: [2003] 2 Cr App Rep 322, [2003] 2 Cr App R 322, [2003] EWCA Crim 357, [2003] 2 Cr App R 21, [2003] 2 Cr App Rep 21 |
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COURT OF APPEAL (CRIMINAL DIVISION)
ON APPEAL FROM THE CENTRAL CRIMINAL COURT
(HIS HONOUR JUDGE PAGET QC)
Strand, London, WC2A 2LL | ||
B e f o r e :
MR JUSTICE MACKAY
and
HIS HONOUR JUDGE MELLOR
(sitting as a Judge of the CACD)
____________________
REGINA | Respondent | |
- and - | ||
KAY JASON MARTIN | Appellant |
____________________
Mr David Evans (instructed by the Crown Prosecution Service) for the Respondent
Hearing date : Wednesday 22 January 2003
____________________
Crown Copyright ©
Lord Justice Potter:
Introduction
The Facts
The Evidence
The Rulings of the Judge
"As to the contents of the statements, they could of course not be more relevant or important. As to the risk, having regard to whether it is likely to be possible to controvert this statement in the absence of the witness, that its admission would result in unfairness to the accused, I recognise that there are difficulties; and as to any other circumstances, I recognise that this is an unusual situation in that this particular defendant is somebody under a disability.
However, applying the principles, it seems to me that I should admit these statements in evidence and that the defendant can nevertheless have a fair trial.
There is material available to Mr Davies, whether by cross-examination or argument, by which he can controvert or undermine the statement, even though the defendant is himself under a disability and cannot himself give evidence. The fact that the defendant is under a disability is, in the end, it seems to me, a neutral point. It is undoubtedly a handicap and it means in practice that Mr Davies can have few (if any) instructions; as I have just said, he cannot call the defendant to give evidence. (At least, I suppose, in theory he could but in reality it is almost certain he cannot for all practical purposes). But that would still be so even if Tamba Bona did give evidence. The fact that he has not and that his statements are to be read does not affect Mr Davies' ability to discredit his statements by pointing out any inconsistencies or contradictions that they may contain; by adducing evidence of the character or convictions of Tamba Bona, and by demonstrating that he may have been motivated by a desire to avert suspicion from himself by blaming others – and this defendant in particular – or by the possibility of a reward. I acknowledge of course that there must be some disadvantage in not being able to cross-examine Tamba Bona. But in the interests of justice, and balancing the matters as I am bound to do, it seems to me that he can nevertheless have a fair trial."
"I cannot believe that the position admits of no exceptions. If it does then Sections 23 and 26 of the Criminal Justice Act 1988 can never apply in a case such as the present and, if that is the law, it means that, whenever there is a case which depends upon a single witness, frightening or otherwise preventing that witness from giving evidence would inevitably lead to the acquittal of the defendant. That is in conflict with three decisions of the Court of Appeal on the application of Sections 23 and 26 to which I have been referred and they are, to give them in order Philip Dragic (1996) 2 Cr App R 232, Abas Kassimali Gokal (1997) 2 Cr App R 266 and finally and most recently Christopher Antonio Thomas & Others decided in 1998, and as yet I think unreported except in the Crim L R, but of which I was supplied with a transcript.
In my judgment it must in the end be a question of fact and degree, and every case must depend on its own facts. It is acknowledged that Sections 23 and 26 of the Criminal Justice Act of 1988 do not necessarily conflict with Article 6(3) and on the facts of this case, in my judgment, it is in the interests of justice to allow the statements of Tamba Bona to be read.
I do nevertheless feel that the defendant can have a fair trial even though there are difficulties which I hope I have identified."
The Grounds of Appeal
"Ground 1 The learned judge erred in his rulings relating to two crucial issues relating to the trial of the 'act' under section 4(A):
i. What is 'the act' or what are 'the acts' in respect of which the jury should have been asked to make a finding?
ii. In respect of the question posed to the jury relating to the 'act' relating to murder (count 1) was the judge correct to,
a. allow the evidence of Tamba Bona to be read; and
b. to permit a finding of the jury to be based on it in respect of count 1 when it was the only or decisive evidence in relation to the 'act(s)' constituting murder.
If the ruling of the judge on either question was wrong, the finding of the jury is rendered unsafe.
Ground 2. There is fresh evidence available which was not available at the trial which casts doubt on the credibility of the witness Bona.
The applicant seeks the admission of the evidence when the court considers Ground 1, ii.
Alternatively if the court were to consider that the finding is safe;
Ground 3. The imposition of a Hospital Order with a restriction without limit of time under Section 5 of the Criminal Procedure (Insanity) Act 1964 and 1991 and schedule 1 is incompatible with Articles 6 and 8 of the schedule to the Human Rights Act 1998."
Ground 1 – What is 'the act' or what are the 'acts' in respect of which the jury should have been asked to make a finding?
"(2) The trial shall not proceed or further proceed but it shall be determined by a jury –
(a) on the evidence (if any) already given at the trial; and
(b) on such evidence as may be adduced or further adduced by the prosecution, or adduced by a person appointed by the court under this section to put the case for the defence,
whether they are satisfied, as respects the count or each of the counts on which the accused was to be or was being tried, that he did the act or made the omission charged against him as the offence.
(3) If as respects that count or any of those counts the jury are satisfied as mentioned in subsection (2) above, they shall make a finding that the accused did the act or made the omission charged against him.
(4) If as respects the count or any of those counts the jury are not so satisfied, they should return a verdict of acquittal as if on the count in question the trial had proceeded to a conclusion."
" … when determining whether 'the defendant did the act or made the omission charged' for the purposes of the Trial of Lunatics Act 1883, and assuming insanity,
(a) the Crown is required to prove the ingredients which constitute the actus reus of the crime. Although different language is used to describe this concept, for present purposes, we respectfully adopt the suggestion in Smith and Hogan Criminal Law, 8th ed (1996) p.29 that it must be showed that the defendant:
'has caused a certain event or that responsibility is to be attributed to him for the existence of a certain state of affairs, which is forbidden by criminal law …'
(b) the Crown is not required to prove the mens rea of the crime alleged and, apart from insanity, the defendant's state of mind ceases to be relevant."
"The purpose of section 4A, in my opinion, is to strike a fair balance between the need to protect a defendant who has, in fact, done nothing wrong and is unfit to plead at his trial and the need to protect the public from a defendant who has committed an injurious act which would constitute a crime if done with the requisite mens rea. The need to protect the public is particularly important where the act done has been one which caused death or physical injury to another person and there is a risk that the defendant may carry out a similar act in the future. I consider that the section strikes this balance by distinguishing between a person who has not carried out the actus reus of the crime charged against him and a person who has carried out an act (or made an omission) which would constitute a crime if done (or made) with the requisite mens rea."
"A number of learned authors have commented that it is difficult in some cases to distinguish precisely between the actus reus and the mens rea and that the actus reus can include a mental element. In Smith and Hogan Criminal Law 9th ed, p.28 Professor Sir John Smith states:
It is not always possible to separate actus reus from mens rea. Sometimes a word which describes the actus reus, or part of it, implies a mental element."
"If, on a determination under section 4A(2), the jury are only concerned to decide whether the defendant did the 'act' and are not required to consider whether the defendant had the requisite mens rea for the offence, should the jury nevertheless decide that the defendant did not do the 'act' if the defendant would have had an arguable defence of accident or mistake or self-defence which he could have raised if he had not been under a disability and the trial had proceeded in the normal way. The difficulty inherent in this issue is that such defences almost invariably involve some consideration of the mental state of the defendant. Thus in Palmer v R [1971] AC 814, 832, when considering self-defence, Lord Morris of Borth-y-Gest referred to the defendant doing 'what he honestly and instinctively thought was necessary' to defend himself. But on the determination under section 4A(2) the defendant's state of mind is not to be considered. How then is this difficulty to be resolved? I would hold that it should resolved in this way. If there is objective evidence which raises the issue of mistake or accident or self-defence, then the jury should not find that the defendant did the 'act' unless it is satisfied that beyond reasonable doubt on all the evidence that the prosecution has negatived that defence. For example, if the defendant had struck another person with his fist and the blow had caused death, it would be open to the jury under section 4A(4) to acquit the defendant charged with manslaughter if a witness gave evidence that the victim had attacked the defendant with a knife before the defendant struck him. Again, if a woman was charged with theft of a handbag and a witness gave evidence that on sitting down at a table in a restaurant, the defendant had placed her own handbag on the floor and, on getting up to leave, picked up the handbag placed beside her at the next table , it would be open to the jury to acquit.
But what the defence cannot do, in the absence of a witness whose evidence raises the defence, is to suggest to the jury that the defendant may have acted under a mistake, or by accident, or in self-defence, and to submit that the jury should acquit unless the prosecution satisfies them that there is no reasonable possibility that that suggestion is correct. I consider that the same approach is to be taken if defence counsel wishes to advance the defence that the defendant, in law, did not do the 'act' because his action was involuntary, as when a man kicks out and strikes another in the course of an uncontrollable fit brought about by a medical condition. In such a case there would have to be evidence that the defendant suffered from the condition."
"As I have observed at the commencement of this judgment, it was the co-accused of the appellant who killed the victim by stabbing him, and it appears that the appellant was charged as a principal in the second degree. No issue was raised before the Crown Court judge or before the Court of Appeal or your Lordships in relation to the fact that the appellant was the secondary party, no doubt because it was clear that by his own actions in preventing the victim from leaving and striking him the appellant had played a part in the killing. However, on a determination under section 4A(2) where the defendant had been charged with participation in a murder as a secondary party and another person had carried out the actual killing, difficult questions could arise as to the meaning of the word 'act' in such a situation and as to the matters which the jury would have to consider, and I express no opinion on such questions in this judgment."
"If you are sure that what Tamba Bona told the police in those two statements is true, the prosecution say you can be sure that Kay Jason Martin stabbed Abdirizak Hamza; or at the very least that he took part in a knife attack on Abdirizak Hamza with the others. There may have been more than one person with a knife. The pathologist cannot say for certain. All she can say [is that] those six wounds – and we shall come to her evidence – could have been inflicted with one knife but could have been more than one …
You can only find that he did the act of murder if he was himself the stabber (or one of them) or took part in what he knew at the time it was happening was a knife attack
If you are not sure of Tamba Bona's evidence, if you are not sure of the truthfulness and accuracy of that account, that is really the end of that murder and you would find Kay Jason Martin not guilty." (emphasis added)
"The relevant principles which emerge from Lord Hutton's speech [in Antoine [2001] 1 AC 340] are the following:
One, so far as possible, the court's enquiry at a section 4 hearing should focus upon the defendant's actions as opposed to his state of mind.
Two, this distinction is dictated by the language of section 4A and the social purpose which it serves.
Three, this distinction cannot be rigidly adhered to in every case because of the diverse nature of criminal offences and criminal activity."
" … it seems to me that it is appropriate for the jury charged with the inquiry under section 4A of the 1964 Act to consider the intentions of the defendant not, of course, in relation to dishonesty, and not in relation to the purpose of making the representations, but his intention as one of the facts represented, according to the particulars of the offence, to those said to be the victims of his activity."
Ground 2 – Was the judge correct to allow the evidence of Tamba Bona to be read as the only or decisive evidence in relation to the 'act(s)' constituting murder?
"3. Everyone charged with a criminal offence has the following minimum rights:
…
(d) to examine or have examined witnesses against him and to obtain the attendance and examination of witnesses on his behalf under the same conditions as witnesses against him."
"19. The Court recalls that the admissibility of evidence is primarily a matter for regulation by national law and that as a general rule it is for the national courts to assess the evidence before them. The Court's task under the Convention is not to give a ruling on whether statements of witnesses were properly admitted as evidence, but rather to ascertain whether the proceedings as a whole, including the way in which evidence was taken, were fair …
20. This being the basic issue, and also because the guarantees in paragraph 3 of Article 6 are specific aspects of the right to a fair trial set forth in paragraph 1 (see, amongst many other authorities, the Van Mechelen and Others judgment …) The Court will consider the applicant's complaints from the angle of paragraphs 3(d) and 1 taken together.
21. All the evidence must normally be produced at a public hearing, in the presence of the accused, with a view to adversarial argument. There are exceptions to this principle, but they must not infringe the rights of the defence. As a general rule, the accused must be given an adequate and proper opportunity to challenge and question a witness against him, either when he makes his statement or at a later stage …
22. In appropriate cases, principles of fairness require that the interests of the defence are balanced against those of witnesses or victims called upon to testify, in particular, where life, liberty or security of person are at stake, or interests coming generally within the ambit of Article 8 of the Convention …
23. However, only such measures restricting the rights of the defence which are strictly necessary are permissible under Article 6. Moreover, in order to ensure that the accused receives a fair trial, any difficulties caused to the defence by a limitation on its rights must be sufficiently counterbalanced by the procedures followed by the judicial authorities …
24. Where a conviction is based solely or to a decisive degree on depositions that have been made by a person whom the accused has had no opportunity to examine or have examined, whether during the investigation or at the trial the rights of the defence are restricted to an extent that is incompatible with the guarantees provided by Article 6 …"
"As the court has stated on a number of occasions … it may prove necessary in certain circumstances to refer to depositions made during the investigative stage (in particular, where a witness refuses to repeat his deposition in public owing to fears for his safety, a not infrequent occurrence in trials concerning Mafia-type organisations). If the defendant has been given an adequate and proper opportunity to challenge the depositions, either when made or at a later stage, their admission in evidence will not in itself contravene Article 6.1 and 3(d). The corollary of that, however, is that where the conviction is both solely or to a decisive degree based on depositions that have been made by a person whom the accused has had no opportunity to examine or to have examined, whether during the investigation or at the trial, the rights of the defence are restricted to an extent that is incompatible with the guarantees provided by Article 6." (emphasis added)
"The fact there is no ability to cross-examine, that the witness who is absent is the only evidence against the accused and that his evidence is identification evidence is not sufficient to render the admission of written evidence from that witness contrary to the interests of justice or unfair to the defendant per se. What matters in our judgment, is the content of the statement and the circumstances of the particular case bearing in mind the considerations which section 26 require the judge to have in mind." : per Lord Taylor CJ in R v Dragic [1996] 2 Crim App R 232 at 237
Ground 2
Ground 3
Conclusion