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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> Spooner v R [2004] EWCA Crim 1320 (25 May 2004) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2004/1320.html Cite as: [2004] 1 WLR 2940, [2004] EWCA Crim 1320, [2004] 3 All ER 689, [2004] WLR 2940 |
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COURT OF APPEAL (CRIMINAL DIVISION)
ON APPEAL FROM THE CROWN COURT AT MAIDSTONE
HH JUDGE SIMPSON
Strand, London, WC2A 2LL |
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B e f o r e :
Mr JUSTICE HOLLAND
HIS HONOUR JUDGE MICHAEL BAKER QC
(Sitting as an Additional Judge of the Court of Appeal)
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ERIC CHARLES SPOONER |
Appellant |
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- and - |
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The Queen |
Respondent |
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John Hillen for the Respondent
Hearing dates : 17 March 2004
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Crown Copyright ©
LORD JUSTICE THOMAS:
The evidence
"She did then tell her best friend at school, the witness [C], something (but not in much detail) about what she alleged the defendant was doing to her. She remembers one conversation, but cannot recall others. [C] has told you that there were several occasions when [S] told her that the defendant had done something to her the previous night.
It is important to realise and remember that [C] did not witness any such conduct by the defendant. She therefore is not a witness as to what happened to [S], but only as to what [S] reported to her. The effect of that is, therefore, limited to what lawyers call "consistency" of the complaints made by [S] and goes no further, apart from serving to establish, if you accept that evidence, that [S] did complain in some measure of the defendant's alleged conduct when she was about 14. In other words, [S] did not wait until the time when the matter was reported to the police last year before speaking out.
The prosecution say that it would also serve to rebut the defence suggestion put to [S] in cross-examination that she made up this whole series of allegations some time after she left home at the age of 19 in order to gain some advantage in obtaining council accommodation. That suggestion, say the prosecution, is wholly inconsistent with [S] having complained in whatever limited form to [C] when she was about 14.
The reason why [C]'s evidence cannot provide support for any particular type of misconduct alleged by [S] against the defendant is of course because what [C] has told you comes itself from [S]. In other words, it is not independent support regarding any of these allegations because [C] was not there to see what if anything was happening."
The submissions
i) What degree of consistency was required for evidence of recent complaint to be admissible?ii) Was the direction given by the Judge sufficient in the circumstances?
i) On behalf of the appellant:a) Evidence of recent complaint was only admissible to establish the consistency of the evidence of the victim of the sexual assault; the evidence therefore had to be consistent in so far as it related to the ingredients of the offence charged.b) The principles had initially been developed at a time when attitudes towards women were very different and the older cases should be approached with considerable caution.c) The cases in which the law had been developed all dealt with complaints in the context of events that had recently taken place; in cases such as the present, a different approach and special caution were needed.d) The evidence given by C was of S complaining of touching; there was no complaint about the more serious penetrative offences. That evidence was not therefore consistent with the evidence that S had given of what the defendant was doing to her at that time; by the time S spoke to C, it had been S's evidence that the appellant had for some time been regularly abusing her by digital penetration and rape.e) The evidence of C in relation to the complaint was not evidence consistent with the ingredients of the offences which by then were allegedly being committed. Evidence of touching added nothing and was inconsistent with the conduct alleged. It should not therefore have been admitted, particularly as it was highly prejudicial.f) In the alternative, if the evidence was admissible, the judge's direction to the jury was, in any event, insufficient in that it did not draw attention to the inconsistencies between the evidence of C about the complaint –touching under her nightdress - and S's evidence about what the defendant was doing to her at the time – digital penetration and rape.ii) For the prosecution, it was contended:
a) There was a sufficient degree of consistency if the evidence of the complaint was consistent with the circumstances in which an offence of a sexual nature had been committed. The test to be applied was whether the complaint referred to the same series of events as that given in the evidence given at trial by the complainant.b) S's evidence was that the assaults which comprised touching her under her nightdress had continued throughout the period; the evidence of C was therefore consistent with those offences.c) As to the more serious offences, it was not uncommon in such cases for a complainant only to be able to bring herself to refer to some of the conduct when making a contemporaneous complaint and not to its full extent; what was therefore important was that there had been a complaint of sexual abuse and that was consistent with the circumstances in which an offence of a sexual nature had been committed.d) It was in accordance with the basic principle that such evidence should be admissible and the judge would then direct the jury how it was to be treated.
The relevant authorities
"It is necessary, in the first place, to have a clear understanding as to the principles upon which evidence of such a complaint not on oath nor made in the presence of the prisoner nor forming part of the res gestae can be admitted. It is clearly not admissible as evidence of the facts complained of: those facts must therefore be established, if at all, upon oath by the prosecutrix or other credible witness, and, strictly speaking, ought to be given before evidence of the complaint is admitted. The complaint can only be used as evidence of the consistency of the conduct of the prosecutrix with the story told by her in the witness box, and as being inconsistent with her consent to that of which she complains.
In every one of the old textbooks, proof of complaint is treated as a most material element in the establishment of a charge of rape or other kindred charge. … It is too late, therefore now to make serious objection to the admissibility of evidence of the fact that a complaint was made, provided it was made as speedily after the acts complained of as could reasonably be expected."
"We proceed to consider the second objection, which is that the evidence of complaint should be limited to the fact that a complaint was made without giving any particulars of it. No authority binding on us was cited during the argument, either in support of or against this objection. We must therefore determine the matter upon principle."
"After very careful consideration, we have arrived at the conclusion that we are bound by no authority to support the existing usage of limiting evidence of the complaint to the bare fact that a complaint was made, and that reason and good sense are against our so doing. The evidence is admissible on the ground that it was a complaint of that which is charged against the prisoner and can be legitimately used only for the purposes of enabling the jury to judge for themselves whether the conduct of the woman was consistent with her testimony on oath given in the witness-box negativing her consent, and affirming that the acts complained of were against her will, and in accordance with the conduct they would expect in a truthful woman under the circumstances detailed by her. The jury, and they only, are the persons to be satisfied whether the woman's conduct was so consistent or not. Without proof of her condition, demeanour and verbal expressions, all of which are of vital importance in the consideration of that question, how is it possible for them satisfactorily to determine it? Is it to be left to the witness to whom the statement is made to determine and report to the jury whether what the woman said amounted to a real complaint? And are the jury bound to accept the witnesses' interpretation of her words as binding upon them without having the whole statement before them, and without having the power to require it to be disclosed to them, even if they may feel it essential to enable them to form a reliable opinion? …
In reality, affirmative answers to such stereotyped questions as these "Did the prosecutrix make a complaint (a very leading question by the way) of something done to herself? Did she mention a name?" amount to nothing to which any weight ought to be attached; they tend to embarrass rather than to assist a thoughtful jury, for they are consistent either with there having been a complaint or no complaint of the prisoner's conduct. To limit the evidence of complaint to such questions and answers is to ask the jury to draw important inferences from imperfect materials, perfect materials being at hand and in the cognizance of the witness in the box. In our opinion, nothing ought unnecessarily be left to speculation."
"We think, however, if it were a question of the meaning of words, that the better construction of the judgment is that while the Court dealt with the charge in question, as involving in fact, though not in law, the question of consent on the part of the prosecutrix, yet the reasons given for admitting the complaint were two-first, that it was consistent with her story in the witness-box; and, secondly, that it was inconsistent with consent…..
"… it appears to us that, in accordance with principle, such complaints are admissible, not merely as negativing consent, but because they are consistent with the story of the prosecutrix. In all ordinary cases, indeed, the principle must be observed which rejects statements made by anyone in the prisoner's absence. Charges of this kind form an exceptional class, and in them such statements ought, under proper safeguards, to be admitted. Their consistency with the story told is, from the very nature of such cases, of special importance. Did the woman make a complaint at once? If so, that is consistent with her story. Did she not do so? That is inconsistent. And in either case the matter is important for the jury. (page 557-8)"
"It is only to cases of this kind that the authorities on which our judgment rests apply; and our judgment also is to them restricted. It applies only where there is a complaint not elicited by questions of a leading and inducing or intimidating character, and only when-it is made at the first opportunity after the offence which reasonably offers itself. Within such bounds, we think the evidence should be put before the jury, the judge being careful to inform the jury that the statement is not evidence of the facts complained of, and must not be regarded by them, if believed, as other than corroborative of the complainant's credibility, and, when consent is in issue, of the absence of consent. (page 561)"
"The first and primarily important point to note arising from the terms of that complaint is that none of that allegation formed any part of the child's evidence before the jury. We draw attention to this as the starting-point, because it cannot be doubted as a matter of long-established law that the whole and exclusive rationale for the introduction of a recent complaint in cases of alleged sexual crimes lies in its utility to the jury in determining whether or not the complainant has been consistent in the accounts she has given.
For this purpose we refer to and agree with the passage set out in Archbold (42nd ed.) at para.4-308, p.403, which reads: "The mere complaint is no evidence of the facts complained of, and its admissibility depends on proof of the facts by sworn or other legalised testimony."(My emphasis.) It must, in our view, follow that if the terms of the complaint are not ostensibly consistent with the terms of the testimony, the introduction of the complaint has no legitimate purpose within the context of the trial. It is for this reason that the courts have treated the matter in the past as is summarised in para. 4-310 of Archbold (42nd ed.), which summary in that paragraph we respectfully agree with and adopt.
It may be that if the learned Judge had confined the admitted evidence to the fact of a complaint, without allowing in its detail, other considerations would have applied. But, of course, the consequences of so doing might have been to compel the defendants to adduce evidence of its terms in an effort to demonstrate inconsistency. The prejudice attendant thereon would no doubt be the subject of complaint to this Court, and we express no concluded view on it if only for the reason that it did not occur in this case. The fact is that not merely a complaint but the terms of the complaint were admitted in evidence."
" There would have been no objection to the grandmother saying: "The little girl made a complaint to me" and she could have been asked: "In consequence of that complaint what did you do?" – and the answer would have been "I took her to the doctor and later to the police." One realises that, although the terms of the child's statement must not be given, any jury could see at once that as a consequence of the complaint the grandmother took the child to the doctor and the police and that the terms of the complaint would mention her father. So there is really a certain artificiality about this rule that, although the statement which a girl or woman makes in these circumstances is not evidence of the facts complained of, at any rate it shows the jury at the time whether the name of the prisoner is mentioned or is not mentioned, for what happens is that the police go to a particular man and that is because the girl or woman has mentioned the name. Nevertheless, the evidence ought not to have been given and the learned judge ought to have told the jury to disregard it."
"Nevertheless it is to be hoped that the passage from the judgment which has just been quoted will be relegated to the realm of doubtful dicta, for no reference was made to the observations of Hawkins in Lillyman which seem to have been sound in principle and according to which the procedure contemplated by Lord Goddard would have been inadmissible"
"The apparent approval of this kind of device by Lord Goddard CJ in R v Wallwork (1958) 42 Cr. App. R. 153, 162 was convincingly criticised by Sir Rupert Cross: "Complaints in Sexual Offences" 1958 74 L.Q.R. 352-355.
"While therefore their Lordships do not go so far as to say that the evidence of the fact that statements were made was inadmissible, they consider that the admission of that evidence made it necessary for the judge to give the jury a careful direction about the limited value which could be attached to it."
"Clearly enough, evidence of statements made by the prosecutrix which did not bear any resemblance at all to her sworn evidence would not be admissible, for such evidence would be irrelevant. In my opinion, however the matter is one of degree, and if the substance of the complaint can be identified as relating to the story told by the prosecutrix in evidence and if it is such that a jury can reasonably regard it as constituting a complaint of a matter of a sexual nature, then I think that inconsistency as to detail is a matter for the jury to consider in their assessment of the credibility of the prosecutrix"
After referring to the passage in Lillyman to which we have referred at paragraph 15, Lucas J continued:
"The minds of their lordships were not of course directed to the question now under discussion, but it seems to me that the passage is useful in this context, for in it their lordships seem to assume that it is the jury who will have the task of considering any inconsistency between the terms of the complaint and the evidence of the prosecutrix. Indeed in the summing up in this case, the learned judge read the whole of this passage to the jury, and this was made the subject of a somewhat faint complaint by counsel for the appellant. But it seems to me that the passage would have been helpful to the jury as emphasising that it was for them to consider the inconsistencies of the complaint and the girl's evidence to which inconsistencies the learned judge directed their attention.
In any event, from a practical point of view, it would, as seems to me, be unreal to expect unanimity of expression in the recounting of incidents by two women who were evidently so agitated when the events of which they were speaking took place. …. If the girl's complaint was so different from her evidence that the two could not be identified as relating to the same occasion, evidence of it would be inadmissible because irrelevant, but that does not seem to be the situation here. Clearly enough, what she said here by way of complaint could be related only to the experience which she had just undergone and of which she gave evidence and in these circumstances, it seems to me that the inconsistencies were a matter for the jury to consider
…
The object of admitting evidence of fresh complaint is not to demonstrate that what the prosecutrix says she said by way of complaint is consistent with the evidence of the terms of the complaint given by the person to whom it was made; it is to test the consistency of the story told by the prosecutrix in the witness box; all that is required, therefore, is for the prosecutrix to go into the witness box and tell her story. If she does, evidence of a complaint made by her can be given although she cannot herself remember what she said; provided, of course, as I have already said, that the terms of her complaint are not so completely inconsistent with the story she tells in the witness box as to be incapable of reference to the same series of events"
"The third question arises from the fact that the witness of the complaint, Miss Reidy, gave no evidence that the prosecutrix had told her that she had been indecently assaulted; merely that she had been assaulted. It was submitted that evidence by way of a complaint was not admissible unless the complaint made referred in some way to its indecent character.
The submission has little logic to support it. The purpose of the admission of evidence of complaint being to show consistency of the conduct of the prosecutrix with the evidence she has given as to what occurred; a simple complaint of assault made by her made proximately to the event must surely be capable of evidencing consistency. Whether it does so in fact will be a matter for the jury."
Our conclusion
The direction given by the judge