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England and Wales Court of Appeal (Criminal Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> R. v FB (Rev 1) [2010] EWCA Crim 1857 (27 July 2010) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2010/1857.html Cite as: [2010] 2 Cr App R 35, [2011] 1 WLR 844, [2011] Crim LR 81, [2010] EWCA Crim 1857, [2010] 2 Cr App Rep 35, [2011] WLR 844 |
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ON APPEAL FROM THE CROWN COURT AT WOOLWICH
His Honour Judge Shorrock
T20097262, T20100206, T20090778
Strand, London, WC2A 2LL |
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B e f o r e :
MR JUSTICE RODERICK EVANS
and
HIS HONOUR JUDGE STOKES Q.C.
(The Recorder of Nottingham)
sitting as a Judge of the Court of Appeal (Criminal Division)
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Between |
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Queen |
Appellant |
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- and - |
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FB |
Respondent |
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And Between |
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THE QUEEN |
Appellant |
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- and - |
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AB |
Respondent |
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And Between |
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THE QUEEN |
Appellant |
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JC |
Respondent |
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Anuja Dhir Q.C. (instructed by Registrar of Criminal Appeals) for the Respondents
Hearing date : 13 July 2010
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Crown Copyright ©
Lord Justice Leveson :
The Facts of the Cases
"When this defendant was charged it was obvious that this case would be contested and would have to be tried in the Crown Court. Such an exercise is costly to the public purse. Expense is no bar to pursuing a case if the public interest merits it and there is a reasonable prospect of conviction. This case involves a squabble over £15. This defendant does not have a bad record. I ask rhetorically, how can a case such as this justify the expense of a Crown Court trial? In my judgment it simply cannot.
Even if I am wrong in concluding that there simply is no public interest in pursuing this matter, it seems to me that any sensible reviewing lawyer could do nothing but conclude that there was not a reasonable prospect of success in persuading a Woolwich jury to convict in such a case as this. There is a backlog of trials waiting to be heard at this court. One of the principal reasons for that is the pursuit of cases by the Crown Prosecution Service which are not in the public interest to prosecute or should be pursued in a different form in the Magistrates Court.
… In quashing the indictment, which I now do, I accept that this court is adopting what some might consider to be an unusual approach. However, it seems to me that given the spirit behind the new criminal procedure rules and the fact that public funds are in short supply that it is legitimate for the court to intervene where necessary to prevent waste of scarce resources and undue delay in hearing other more deserving cases."
"I am going to quash this indictment. It is nonsense having this case here when there is plainly another way of dealing with this which is both faster and will use up a proportionate amount of money because if the case remains in the list, it is not going to be tried until September. The alleged breach was back in January.
In the interim it does not make the individual who takes out the injunction feel any safer. … It does not seem to me that this is a serious breach at all. It is just the sort of breach that should have been dealt with by the county court judge shortly thereafter. As I say, it would not have cost anything like as much as it has to bring this case this far.
For the reasons I have outlined, I cannot see a single reason why this case has been (a) charged in such a way that allowed the defendant to elect trial by jury or (b) if, as you say, it has been reviewed, how the reviewing lawyer came to the conclusion – using his or her common sense and having half an eye to the public purse and also the state of the lists at this court – that this case should continue in this court."
"It is, on the face of it, a contempt of court. It may very well be that the lawyer who wrote this is right in theory, but in terms of practice, it is a complete waste of time charging these cases in this fashion.
"I can accept that there are circumstances in which where a defendant has a bad record for doing this kind of thing or that the alleged breach is an extremely serious one that it is appropriate to deal with it in the Crown Court but I simply cannot see that this is such a case. By not taking this defendant back in front of the High Court and proceeding against him in front of the judge on the basis of contempt, what has happened? Many months have now gone by. A disproportionate amount of public money is being spent. Other cases at this court are being held up. The order does not provide any degree of protection or certainty for the complainant. … For all those reasons… I am going to quash this indictment."
"I do not care. You have heard my ruling. This indictment is quashed."
The Common Law
"[T]he course taken by the sessions in this case was not warranted by law; it amounts to saying that the court has satisfied itself, not on evidence given before the court but on depositions taken elsewhere, that the accused has a defence. Moreover, if this course were permissible, it would enable a court, the members of which disapproved of or disliked a statute the breach of which formed the subject of the indictment, simply to quash it and decline to try it."
"There can be no doubt that a court which is endowed with a particular jurisdiction has powers which are necessary to enable it to act effectively within such jurisdiction. I would regard them as powers which are inherent in its jurisdiction. A court must enjoy such powers in order to enforce its rules of practice and to suppress any abuses of its process and to defeat any attempted thwarting of its process."
"Where an indictment has been properly preferred in accordance with the provisions of that Act, has a judge power to quash it and to decline to allow the trial to proceed merely because he thinks that a prosecution of the accused for that offence should not have been instituted? I think there is no such general power and that to recognise the existence of such a degree of omnipotence is, as my noble and learned friend Lord Edmund-Davies has said, unacceptable in any country acknowledging the rule of law."
"A judge must keep out of the arena. He should not have or appear to have any responsibility for the institution of a prosecution. The functions of prosecutors and of judges must not be blurred. If a judge has power to decline to hear a case because he does not think it should be brought, then it soon may be thought that the cases he allows to proceed are cases brought with his consent or approval. If there is the power which my noble and learned friends think there is to stop a prosecution on indictment in limine, it is in my view a power that should only be exercised in the most exceptional circumstances."
"I respectfully agree with my noble and learned friend, Viscount Dilhorne, that a judge has not and should not appear to have any responsibility for the institution of prosecutions; nor has he any power to refuse to allow a prosecution to proceed merely because he considers that, as a matter of policy, it ought not to have been brought. It is only if the prosecution amounts to an abuse of the process of the court and is oppressive and vexatious that the judge has the power to intervene."
"Any such assertion of judicial omnipotence must inevitably be unacceptable in any country acknowledging the supremacy of the rule of law. It was equally improper for the trial judges to act as they did in the two last mentioned cases, and it is of constitutional importance to affirm the correctness of the Divisional Court in its condemnation of their conduct. If a judge forms the view that a conviction is unlikely he has his own proper methods of conveying to the jury his estimation of the weakness of the prosecution's case. What he must not do is to prevent them from having an opportunity of forming their own estimation and expressing it by their verdict. As I indicated in Connelly v. Director of Public Prosecutions [1964] A.C. 1254, 1277 it would, for obvious reasons, be highly undesirable to vest any judge with any such power as that."
The Criminal Procedure Rules 2010 ("The Rules")
"(1) There are to be rules of court (to be called "Criminal Procedure Rules") governing the practice and procedure to be followed in the criminal courts. …
(3) The power to make Criminal Procedure Rules includes power to make different provision for different cases or different areas, including different provision–
a. for a specified court or description of courts, or
b. for specified descriptions of proceedings or a specified jurisdiction.
(4) Any power to make [...] Criminal Procedure Rules is to be exercised with a view to securing that–
a. the criminal justice system is accessible, fair and efficient, and
b. the rules are both simple and simply expressed."
"(1) The overriding objective of this new code is that criminal cases be dealt with justly.
(2) Dealing with a criminal case justly includes—
(a) acquitting the innocent and convicting the guilty;
(b) dealing with the prosecution and the defence fairly;
(c) recognising the rights of a defendant, particularly those under Article 6 of the European Convention on Human Rights;
(d) respecting the interests of witnesses, victims and jurors and keeping them informed of the progress of the case;
(e) dealing with the case efficiently and expeditiously;
(f) ensuring that appropriate information is available to the court when bail and sentence are considered; and
(g) dealing with the case in ways that take into account—
(i) the gravity of the offence alleged,
(ii) the complexity of what is in issue,
(iii) the severity of the consequences for the defendant and others affected, and
(iv) the needs of other cases."
"The court must further the overriding objective in particular when—
(a) exercising any power given to it by legislation (including these Rules);
(b) applying any practice direction; or
(c) interpreting any rule or practice direction."
"3.2 (1) The court must further the overriding objective by actively managing the case.
(2) Active case management includes—
(a) the early identification of the real issues;
(b) the early identification of the needs of witnesses;
(c) achieving certainty as to what must be done, by whom, and when, in particular by the early setting of a timetable for the progress of the case;
(d) monitoring the progress of the case and compliance with directions;
(e) ensuring that evidence, whether disputed or not, is presented in the shortest and clearest way;
(f) discouraging delay, dealing with as many aspects of the case as possible on the same occasion, and avoiding unnecessary hearings;
(g) encouraging the participants to co-operate in the progression of the case; and
(h) making use of technology.
(3) The court must actively manage the case by giving any direction appropriate to the needs of that case as early as possible. …
3.5 (1) In fulfilling its duty under rule 3.2 the court may give any direction and take any step actively to manage a case unless that direction or step would be inconsistent with legislation, including these Rules.
(2) In particular, the court may—
(a) nominate a judge, magistrate or justices' legal adviser to manage the case;
(b) give a direction on its own initiative or on application by a party;
(c) ask or allow a party to propose a direction;
(d) for the purpose of giving directions, receive applications and representations by letter, by telephone or by any other means of electronic communication, and conduct a hearing by such means;
(e) give a direction without a hearing;
(f) fix, postpone, bring forward, extend or cancel a hearing;
(g) shorten or extend (even after it has expired) a time limit fixed by a direction;
(h) require that issues in the case should be determined separately, and decide in what order they will be determined; and
(i) specify the consequences of failing to comply with a direction."
"In my judgment a power to require disclosure of privileged material may only be characterised as doing no more than regulating practice and procedure if it forms part of a code (I mean only a series or group of provisions—''code'' is not a term of art) having that purpose. If such a power is open-ended, not coloured and confined by moderate procedural sanctions for breach, it is likely to be regarded by the courts as an attempt to infringe privilege as such; and that will be unlawful unless strictly authorised by express provision or necessary implication in primary legislation. …
I have referred to ''moderate'' procedural sanctions. "Proportionate" might be a better term. In my judgment this is an important condition to be met if a rule is to be treated as no more than a procedural regulation. In principle such a rule must provide for no more than might reasonably be required for the proper working of such a regulation. If it goes further, it will not be categorised as procedural only. It will be liable to be treated as purporting to change the general law of evidence. Unconditional orders for disclosure of privileged material plainly exceed this boundary. So, I think, would a rule which absolutely prohibited a party—with no discretion in the trial court—from calling a witness whose identity he had not disclosed in advance. Such a rule would exceed the requirements of a reasonable regulatory regime. Though their validity is not of course dependent on it (since they are found in main legislation) the forthcoming measures contained in ss.6C and 11 of the 1996 Act, together with the code to be promulgated under s.21A, are true regulatory measures."
"Nor do we in the least discourage beneficial active case management by the judge, which may, in some cases, include judiciously expressed views designed to encourage, within proper limits, a course of action by one side or the other, just as it may include directions as to the manner in which evidence will be given. We have no doubt that it is open to the judge, in a proper case, to suggest to the parties that he be invited to rule on agreed or admitted facts in the manner set out in [27]. Providing that the judge is scrupulous to avoid descent into the arena and any claim to control of either side's case, such case management is desirable and necessary in pursuit of the overriding objective set out in the Criminal Procedure Rules 2005 (SI 2005/384). We are confident that judges have sufficient powers to avoid, without the jurisdiction now in question, the spectre adverted to by Mr Caplan of courts routinely being obliged to listen to weeks of unnecessary evidence when the outcome is a foregone conclusion.. "
Conclusion
"The starting point is simple. Justice must be done. The defendant is entitled to a fair trial: and, which is sometimes overlooked, the prosecution is equally entitled to a reasonable opportunity to present the evidence against the defendant. It is not however a concomitant of the entitlement to a fair trial that either or both sides are further entitled to take as much time as they like, or for that matter, as long as counsel and solicitors or the defendants themselves think appropriate. Resources are limited. The funding for courts and judges, for prosecuting and the vast majority of defence lawyers is dependent on public money, for which there are many competing demands. Time itself is a resource. Every day unnecessarily used, while the trial meanders sluggishly to its eventual conclusion, represents another day's stressful waiting for the remaining witnesses and the jurors in that particular trial, and no less important, continuing and increasing tension and worry for another defendant or defendants, some of whom are remanded in custody, and the witnesses in trials which are waiting their turn to be listed. It follows that the sensible use of time requires judicial management and control."