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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> Williams, R. v [2010] EWCA Crim 2552 (02 November 2010) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2010/2552.html Cite as: [2010] EWCA Crim 2552, [2011] 1 WLR 588, [2011] WLR 588, (2010) 174 JP 606 |
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COURT OF APPEAL (CRIMINAL DIVISION)
ON APPEAL FROM THE CROWN COURT AT SWANSEA
HIS HONOUR JUDGE J DIEHL QC, THE RECORDER OF SWANSEA
T20090439
Strand, London, WC2A 2LL |
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B e f o r e :
MR JUSTICE SILBER
and
HIS HONOUR JUDGE WADSWORTH QC
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Regina |
Respondent |
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- and - |
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Jason John Williams |
Appellant |
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Ms S Whitehouse for the Respondent
Hearing date: 26 August 2010
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Crown Copyright ©
Lord Justice Thomas:
"A person is guilty of an offence under this section if he causes the death of another person by driving a motor vehicle on a road and, at the time when he is driving, the circumstances are such that he is committing an offence under-
(a) Section 87(1) of this Act (driving otherwise than in accordance with a licence);
(b) Section 103(1) of this Act (driving whilst disqualified), or
(c) Section 143 of this Act (using a motor vehicle while uninsured or unsecured against third party risks."
The section came into force on 18 August 2006. This appeal raises two issues of construction on the section creating the offence.
The factual background
The trial
"a cause of Mr Loosemore's death. I say a cause ladies and gentlemen because you may appreciate, if you think about it for just a few moments, that more than one cause may contribute to an event, a result, more than one cause may contribute. A cause may be the action or actions of the victim himself, but there may be more than one cause operating to bring about that result.
In other words, the defendant's driving of this BMW on the occasion in question does not have to have been the sole, the only, cause of the death. It does not even have to be shown that it was the principal or the main cause, or major cause, however you want to put it, but it has to be a contributing cause, other than a merely minute or negligible contributing cause that you would discount, put to one side."
"If as a jury we think that Mr Loosemore's stepping into the road was the principal, main or major cause of death does that influence our consideration of Mr Williams' driving still being a cause of Mr Loosemore's death?"
He answered it as follows:
"So I will just go over again if it helps what I said previously, that there may be more than one cause contributing to an event or a result, and, as I said to you, one contributor in that sense may be the victim himself or herself. It does not have to be shown that the defendant's driving was the sole, only cause of death, it does not have to be shown that his driving was the principal, major or substantial cause of it, but it has to be shown, it has to be proved, so that you are sure, that his driving was a contributing cause other than a merely minute or negligible one, which in your judgment you should discount.
So the short answer is, "no, that would not affect your consideration of the question if you were to conclude that the deceased's action in stepping into the road was, say, the principal cause of death, that would not exclude another true cause"."
The jury during the course of retirement asked another question in relation to causation and the judge answered in a similar way.
The issues on the appeal
i) The offence could not be committed without some fault or other blameworthy conduct on the part of the appellant. "Cause" as used in the sub-section must be construed as importing some fault or other blameworthy conduct. There was no blameworthy conduct; his sole fault was a failure to have a licence and insurance which was unrelated to the cause of the accident and the ensuing death.
ii) If that construction of "cause" was not correct, the word should be construed so that the Crown did not merely have to prove the appellant's driving was "a cause" which was not minimal but was a substantial or major cause of the death of the deceased. The facts clearly established that the substantial or major cause of death was due to the actions of Mr Loosemore and not those of the appellant.
(1) Was fault or another blameworthy act required?
i) Causing death by dangerous driving (s.1 and 3) where the penalty is 14 years' imprisonment;
ii) Causing death by careless driving when under the influence of drink or drugs (s.3A) where the maximum penalty is 14 years' imprisonment;
iii) Causing death by careless or inconsiderate driving (s.2B) where the maximum penalty is five years' imprisonment. s.3ZA defines careless and inconsiderate driving in the following terms:
"a person is to be regarded as driving without due care and attention if, and only if, the way in which he drives falls below what would be expected of a competent or careful driver. A person who is driving inconsiderately if another is inconvenienced by his driving."
"That, owing to the driving of the vehicle, an accident occurred by which injury was caused to any person. "
The defendant in that case was convicted of the offence in circumstances where an accident had happened where he had not been at fault. It was asserted on his behalf, both in the Crown Court and on appeal, that no liability could attach to him under the section unless it was proved that the accident had been occasioned by culpable driving on his part. In the judgment of the court, upholding the direction of the Assistant Recorder that fault was not required, it was said:
"In a sense, of course, the manner in which the vehicle was being driven is necessarily relevant. If in this case the car was being reversed at the time, the accident would not have occurred. But it is unhelpful, in our judgment, to gloss the statute by referring to the manner or mode of driving: the words are plain and simple. In our view the question for the court on their proper construction is, was the driving of the vehicle a cause of an accident? Any other approach would require the court to read in words which are not there."
We consider that the approach of this court in Marsh applies even more clearly to the offence under s.3ZB; fault is not required. The simple question for the court is whether the death was caused by driving without insurance or without a driving licence.
"The Road Safety Act 2006 introduced in s.21 these controversial new offences of causing death while driving when unlicensed, disqualified or uninsured …. These are stark examples of constructive liability offences where the culpable conduct is unrelated to the manner of the causing of the death. All that needs to be proved is that the defendant was driving when he did not have a valid licence or insurance or had been disqualified from driving, and was involved in a fatal collision. Even if D's driving was flawless and the collision was solely the fault of another, or even if V was solely at fault in running out in front of D, D will be convicted of the statutory homicide offence. Commentators have been scathing of the breadth of the offences with Ferguson for example, describing them as a 'fundamental alteration of criminal law policy'. There is nothing more than a factual causal link between D being unlawfully on the road and the fatality. Some commentators argue however, that such offences are not objectionable in themselves because they reflect the enormity of the consequence of death, but that the sentence is inappropriately harsh. The argument that the culpability of the unlawful driver for being on the road when he was uninsured poses a danger which justifies a homicide offence if a fatality arises is a weak one, and only marginally stronger in cases of unlicensed or disqualified drivers. The truth is that these offences are simply concessions to the expectations of the general public that because a death has occurred, someone ought to be blamed for it. The mismatch between fault and consequences is striking."
"The question of causation may well prove problematical in practice for both the courts and prosecuting authorities. It would appear from the way in which the statute has been framed that the nature and quality of the driving concerned is irrelevant; it is the very act of driving a motor vehicle on a road (but not on any other public place) which constitutes the first element of the offence. Whilst a disqualified driver may generally speaking be presumed to be aware of the criminality of his actions when deciding to drive, it is not hard to envisage circumstances in which due to inadvertence, or ignorance of the actions of other parties such as banks or insurance companies (or indeed the DVLA), an otherwise law-abiding motorist who despite driving perfectly properly is involved in an accident which leads to the death of another person may be faced with the prospect of prosecution and potential incarceration for an offence under this legislation."
"Lack of sympathy for disqualified or uninsured drivers should not however blind us to the fact that this new offence corrupts the usual principles governing causation. It appears that D may be convicted of "causing" death without his actual driving being at fault. If D's uninsured car is involved in a collision with V's motorcycle and V is killed, D will automatically be guilty, even if the accident was entirely V's fault. It is clear from the authorities that D may still be "driving" even when his vehicle is stationary. It may be no defence, therefore, that D was waiting patiently at traffic signals when V rode into the back of his car."
Was it sufficient that the appellant's driving was a cause of the death?
"You have only one man before you, and you are not concerned in any civil claim or with compensation. All you have to find is whether this man, in your charge, was guilty of dangerous driving which was a substantial cause of the death of these two people, and I hope I have explained 'substantial' to you effectively."
This court observed:
What is said, as the Court understands it, is that that direction conveyed the impression to the jury that they could find the appellant guilty if he was only little more than one-fifth to blame. The Court would like to emphasise that there is nothing in the statute which requires the manner of the driving to be a substantial cause, or a major cause, or any other description of cause, of the accident. So long as the dangerous driving is a cause and something more than de minimis, the statute operates. What has happened in the past is that judges have found it convenient to direct the jury in the form that it must be, as in one case it was put, the substantial cause. That case was R. v. Curphey (1957) 41 Cr.App.R. 78, in which Finnemore J. gave a direction in that form to the jury. That, in the opinion of this Court, clearly went too far, and Brabin J. in a later case, R. v. Gould (1963) 47 Cr.App.R. 241, left it to the jury in the form of "a substantial cause."
Though the word "substantial" does not appear in the statute, it is clearly a convenient word to use to indicate to the jury that there must be something more than de minimis, and also to avoid possibly having to go into details of legal causation, remoteness and the like. That appears from the further direction of the judge, who in terms said that it must not be remote, and that it must be a real cause as opposed to being a minimal cause. It is perhaps unfortunate that he dealt with the matter in the illustration he gave on the basis of apportioning blame, but when one analyses it, it is quite clear that the direction, if anything, was much too favourable to the appellant. The Court is quite satisfied that even if the appellant was only one-fifth to blame, he was a cause of the death of these two people. In these circumstances the appeal is dismissed."
"There may be more than one cause. The prosecution must usually establish that the defendant's act was a substantial cause of the "result", by which is meant more than a minimal cause. (Hennigan). In 2002, a Law Commission Working Party, making proposals for codifying the concept of causation in the criminal law settled on the description "made a substantial and operative contribution to" which, it is suggested, is an elegant and accurate synonym of "caused"."
"an act which makes a more than negligible contribution to its occurrence."
"The case law refers to the terms "substantial" (Smith [1959] 2 QB 35, Hennigan, Notman [1994] Crim LR 518) or "significant" (Cheshire [1991] 93 Cr App R 251) rather than "more than negligible". We take the view that there is no need to employ the more complex notion of more than negligible when a single common place word will suffice. We therefore propose to replace "more than negligible" with "significant" so that 17(1) will read:
".. he does an act that which makes a significant contribution to its occurrence"
We have chose the word "significant" rather than "substantial" because, as a number of our respondents pointed out, there may be a discrepancy between the popular and the legal meaning of substantial. The popular use for the word normally connotes something akin to "principal" or "predominant". On the other hand, the courts have treated the word "substantial" as meaning more than "de minimis". In order to remove any confusion we prefer to use the word "significant". The case law has made it clear that a cause need not be the sole or main cause for it to be a legal cause and therefore it would be wrong for the fact finders to be thinking in those terms. In order to make it absolutely clear that a cause may be "significant", even if it is not the sole or main cause, we are proposing to add an additional subsection:"
"A defendant's act may significantly contribute to the occurrence of a result even though his act is not the sole or main cause of the result."
i) We have set out at length the decision in Hennigan.
ii) Smith was a case where the issue of causation arose in a murder where the defendant had stabbed a fellow soldier and a number of further events occurred which bore on the cause of death. It was in essence a case about breaking the chain of causation, as the citation of a well known passage of Lord Wright in The Oropesa [1943] 1 All ER 211 demonstrates. This court rejected the submission that the original wound had to be the sole cause; it was sufficient if the wound had been "an operating and substantial cause". The court continued:
"Only if it can be said that the original wounding is merely the setting in which another cause operates can it be said that the death does not result from the wound. Putting it in another way, only if the second cause is so overwhelming as to make the original wound merely part of the history can it be said that the death does not flow from the wound."
iii) Cheshire was a case where the defence to murder was that there had been negligent treatment of the injuries. This court reviewed the authorities in cases where a subsequent matter had been said to be a cause of the death. This court concluded that there were real difficulties in formulating and explaining a general concept of causation; in cases of negligent treatment, it was ordinarily sufficient for the judge to direct the jury that they must be sure that
"the acts of the accused caused the death of the deceased adding that the accused's acts need not be the sole cause or even the main cause of death, it being sufficient that his acts contributed significantly to that result… We think the word "significant" conveys the necessary substance of a contribution to the death that is more than negligible"
iv) The very brief report of Notman (whether an injury had been caused by the defendant charged with an assault occasioning actual bodily harm) makes clear that the court was following Hennigan.
"The courts have repeatedly said that the notion of "causing" is one of common sense. So in Alphacell Ltd. v. Woodward [1972] AC 824, 847 Lord Salmon said:
"what or who has caused a certain event to occur is essentially a practical question of fact which can best be answered by ordinary common sense rather than by abstract metaphysical theory."
I doubt whether the use of abstract metaphysical theory has ever had much serious support and I certainly agree that the notion of causation should not be overcomplicated. Neither, however, should it be oversimplified. In the Alphacell case, at p. 834, Lord Wilberforce said in similar vein:
"In my opinion, 'causing' here must be given a common sense meaning and I deprecate the introduction of refinements, such as causa causans, effective cause or novus actus. There may be difficulties where acts of third persons or natural forces are concerned . . ."
The last concession was prudently made, because it is of course the causal significance of acts of third parties (as in this case) or natural forces that gives rise to almost all the problems about the notion of "causing" and drives judges to take refuge in metaphor or Latin."
Lord Hoffman then considered the way common sense notions of causation treat the intervention of third parties or natural forces, concluding after a review of some cases:
"These examples show that one cannot give a common sense answer to a question of causation for the purpose of attributing responsibility under some rule without knowing the purpose and scope of the rule."
"Tacit legislation Parliament is normally presumed to legislate in the knowledge of, and having regard to, relevant judicial decisions. If therefore Parliament has a subsequent opportunity to alter the effect of a decision on the legal meaning of an enactment, but refrains from doing so, the implication may be that Parliament approves of that decision and adopts it. This is an aspect of what may be called tacit legislation."
Conclusion