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England and Wales Court of Appeal (Criminal Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> R v Bowman & Anor [2014] EWCA Crim 716 (15 April 2014) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2014/716.html Cite as: [2014] EWCA Crim 716 |
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ON APPEAL FROM Leeds Crown Court
His Honour Judge Collier
T20127412
Strand, London, WC2A 2LL |
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B e f o r e :
MR JUSTICE HICKINBOTTOM
and
MRS JUSTICE SIMLER DBE
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Regina |
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- and - |
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Michael Bowman and Mark Lennon |
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Mr M Smith (instructed by CPS Special Crime Division Appeals Unit) for the Respondent
Hearing date: 31 January 2014
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Crown Copyright ©
Lord Justice Fulford :
Introduction
The Issue on the Appeal
The relevant statutory material
"(1) In criminal proceedings evidence of the defendant's bad character is admissible if, but only if
[ ]
(d) it is relevant to an important matter in issue between the defendant and the prosecution.
[ ]
(g) the defendant has made an attack on another person's character.
[ ]
(3) The court must not admit evidence under subsection (1)(d) or (g) if, on an application by the defendant to exclude it, it appears to the court that the admission of the evidence would have such an adverse effect on the fairness of the proceedings that the court ought not to admit it.
Section 103 of the 2003 Act provides:
(1) For the purposes of section 101(1)(d) the matters in issue between the defendant and the prosecution include -
(a) the question whether the defendant has a propensity to commit offences of the kind with which he is charged, except where his having such a propensity makes it no more likely that he is guilty of the offence;
[...]
(2) Where subsection (1)(a) applies, a defendant's propensity to commit offences of the kind with which he is charged may (without prejudice to any other way of doing so) be established by evidence that he has been convicted of -
(a) an offence of the same description as the one with which he is charged, or
(b) an offence of the same category as the one with which he is charged.
(3) Subsection (2) does not apply in the case of a particular defendant if the court is satisfied, by reason of the length of time since the conviction or for any other reason, that it would be unjust for it to apply in his case."
The Facts
"I was sitting on the chair. I saw him move his jacket round. I saw the holster here on his hip with a gun in a holster. I was petrified. I don't know what I was thinking. I've thought about it so much over the last six months but I thought, 'I'm gonna go for it', so I went for it. I grabbed it with both hands. I remember thinking, 'I can't let this go', and I grabbed the holster and the handle and I remember pulling and Aslam was trying to push my hands away. I remember pulling it back and it went off. It was so loud I think it went off by my ear. I didn't know what was going on all over the place. No-one was hurt. I remember waving it and telling them to get back, and Mark and Ricky were trying to get out the door. The three Asians moved back. I think Ricky went first and me last. I think I shouted in the house, 'Let me out of here'.
Then they headed back to the Lexus and when I got to the Lexus I realised I had the holster in my right hand. It's a dodgy hand". He demonstrated his third finger where the tendon's gone and that he cannot move, so he said, "If I hold on to something, I have to hold on really tight. "As I got in the car I heard Mark shout, 'He's got a gun' about somebody in the Laguna, and I got a clear view of the Laguna. Somebody in the rear of the Laguna, if they had not got a gun, was trying to make it look like he had a gun. He had his arm out and I thought they were all over us. "I'd say that the front driver's headlight was about level with the front of the Lexus". That is the relation of the cars, as it were, facing each other. "It was not directly in front but it was level with it and if Ricky had wanted to drive he wouldn't have been able to do so and I think he beeped the horn. "I got out the passenger door. I hadn't even shut it. I heard Asian males behind me and I felt surrounded at one stage. I came round the back of the car and looked up the street at the Asians outside the house. I was looking round the side of the Laguna cos I wasn't sure if he had a gun. I remember I put the gun in my right hand and I'd thrown the holster to the floor. I thought, 'What am I going to do now?' I thought I'd scare them to get out of the way so we could go. I remember saying, 'Get out of the fucking way' and waving my arms around, indicating, gesturing to move the car out of the way. I think he shouted something. I think it was the guy in the back who was dictating, shouting the loudest, but the car came forward slightly. I could hear screaming and shouting behind me. I remember thinking, 'They're not going to move and so I'm going to have to scare them', so I aimed down at the passenger headlamp and it was about the distance from me", he said, where he was in the witness box, to the front of your Jury box. He said, "I fired the gun with my right hand. I shouldn't have done it", he said, "but I just wanted to get out and get back to my kids. I didn't want to hurt anyone. I'm charged with attempted murder but if he'd been killed, it wouldn't make sense. We wanted to get out of there. All I thought was to scare them and they'd move and they did. "When I fired, the car came forward and I jumped back. Then it went back. I think he stalled it and by then I was getting back into the Lexus. The Laguna moved out of the way and drove off towards North Road. I heard another car starting. Aslam and others, I don't know where they went. Then Ricky drove off. It was a nightmare. It was still going on. We got round the corner. There were cars chasing us. I think Ricky was pretty scared driving and the police took up the chase later and we ended up at Todwick".
The Ruling on the Application to admit evidence of bad character
Bowman
"17. In relation to MB the prosecution case is that the jury can infer that the gun was brought by MB to West Yorkshire from London from the following circumstances:"
(i) The planning of the visit over several days - the first contact ML to MA was on 6.6.12 (visible from the telephone traffic and text messages, and where MB fits into that chronology);
(ii) The circumstances of what happened in Clarkson Street (both in the house and on the street - there being no evidence at this stage of the trial of the gun being in the possession of anybody other than MB or of the holster being visible in the hand of MB when he went back past Wyatt's house);
(iii) The gun was retained in the car until they abandoned it in Todwick;
(iv) The gun was thrown away in Todwick by MB when the car was abandoned;
(v) The recovery of the holster from the foot well of the car (M B's fingerprints were found on the holster)."
Lennon
"36. The particular points [ ] about fairness were that
(i) the prosecution shouldn't be allowed to prove that MB pulled out a gun by reference to ML's previous conviction;
(ii) the use of this conviction was out of all proportion to the issue and what it could provide by way of assistance to the jury;
(iii) inevitably it will prejudice the jury against the defendants."
The Judge's direction to the jury on the defendant's bad character
"Now we come to the two defendants. You have heard about each of them, that he has a conviction for an offence in relation to firearms and you have been told a little of the circumstances, first of all surrounding the conviction that Bowman had in 1990 at the Old Bailey for conspiracy to commit affray, possessing a firearm without a certificate and wounding contrary to Section 20 of the Offences Against the Person Act, and you have been told about the conviction recorded against Lennon in 2005 at Kingston Crown Court for possessing a firearm with intent to cause fear of violence. The law permits the Prosecution to put this material before you if it is relevant to an important matter in issue between the defendants and the Prosecution.
A very important issue in this case between both defendants and the Prosecution is whether this gun was brought from London by the defendants and taken into the house by Bowman or whether it was produced in the house by Aslam and taken from him by Bowman. Another important issue, assuming you conclude the gun was brought from London, is whether Lennon knew about it and its intended use."
In deciding that matter, the Prosecution say that, so far as they are both concerned, the possession and use of firearms is a rare occurrence. Many offences are committed without any type of weapon being used. Some are committed by people carrying weapons. Only a few are committed by people carrying real and loaded firearms.
So far as Bowman is concerned, the Prosecution say that, although it is a long time ago, it shows that he was prepared to be involved in a group of people who between them had a firearm in the boot of the car when they were conspiring to commit an affray. They, that is the Prosecution, say it shows a propensity which means a tendency, on his part to use firearms to commit offences.
So far as Lennon is concerned, the Prosecution say it shows he was in possession of a firearm for which he was convicted of using with the intention of causing people to fear he would use violence against them. You should note that it was not suggested that this was a case of joint possession, as in Bowman's case. That conviction, they argue, shows ready access to firearms, a willingness to use them in connection with other criminal activity, on that occasion making threats of violence and so a likely awareness of a firearm being used in connection with a criminal enterprise.
What do the Defence say? The Defence say, in relation to Bowman, it is a very long time ago, it was a joint offence involving a large number of youths, it was a weapon in the boot of a car, there was no ammunition, it was not used and that, given those matters, this cannot amount to a propensity. Furthermore, they say, he pleaded guilty to what he had done. As for Lennon, Mr Nathan argues, "This does not help you because there is no case to answer and the starting point for using this information would be that there is evidence to which this can be added; it does not provide evidence itself of his guilt in these offences".
How should you approach and use this information about these two defendants? First, you must be very careful not to draw any conclusion such as, "Well, because he has done those things in the past, he must be guilty of this offence now". The use you may make of the information is limited.
Before you can make any use of it in deciding whether the Prosecution have established the ingredients that are in issue in proving any of the offences, you must decide whether you are sure that they show the defendant whose case you are considering has what is called a propensity, which means a tendency, to use or be associated with firearms.
If you are not satisfied that the person whose case you are considering has such a tendency, you should disregard their convictions in relation to deciding whether he acted as the Prosecution allege. On the other hand, if you are sure those convictions show he had such a tendency, you may have regard to them when deciding whether you are sure he behaved as the Prosecution allege in the case of Bowman or that he had the knowledge that the Prosecution allege in the case of Lennon.
However, it is very important you bear in mind that those convictions are not evidence that either of them was, whether solely or jointly, in possession of a firearm. It is certainly not evidence that Bowman or Lennon committed any offence and you must be very careful not to give them disproportionate weight in your assessment of matters. You need to go through the steps I have just outlined in deciding whether you are sure the convictions do establish a propensity to be associated with firearms and, if so, then you can decide how far that helps you in deciding the other matters you have to decide.
Members of the Jury, there you are."
The Grounds of Appeal
Bowman
"15. When such an issue arises it is imperative that the judge is supplied with meticulously accurate information about a defendant's previous convictions and that, whatever other considerations may apply, the jury should not be misinformed in any way which might suggest that the defendant's previous convictions are worse, and more serious, than in truth they are. That is what happened here."
Lennon
"An important matter in issue"
The conviction did not establish propensity
"7. Where propensity to commit the offence is relied upon there are thus essentially three questions to be considered:
(1) Does the history of conviction(s) establish a propensity to commit offences of the kind charged?
(2) Does that propensity make it more likely that the defendant committed the offence charged?
(3) Is it unjust to rely on the conviction(s) of the same description or category; and, in any event, will the proceedings be unfair if they are admitted?
8. In referring to offences of the same description or category, s.103(2) is not exhaustive of the types of conviction which might be relied upon to show evidence of propensity to commit offences of the kind charged. Nor, however, is it necessarily sufficient, in order to show such propensity, that a conviction should be of the same description or category as that charged.
9. There is no minimum number of events necessary to demonstrate such a propensity. The fewer the number of convictions the weaker is likely to be the evidence of propensity. A single previous conviction for an offence of the same description or category will often not show propensity. But it may do so where, for example, it shows a tendency to unusual behaviour or where its circumstances demonstrate probative force in relation to the offence charged (compare Director of Public Prosecutions v P (1991) 93 Cr.App.R. 267 at 279, [1991] 2 A.C. 447 at 460E to 461A). Child sexual abuse or fire setting are comparatively clear examples of such unusual behaviour but we attempt no exhaustive list. Circumstances demonstrating probative force are not confined to those sharing striking similarity. So, a single conviction for shoplifting, will not, without more, be admissible to show propensity to steal. But if the modus operandi has significant features shared by the offence charged it may show propensity.
10. In a conviction case, the decisions required of the trial judge under s.101(3) and s.103(3) , though not identical, are closely related. It is to be noted that the wording of s.101(3) "must not admit"is stronger than the comparable provision in s.78 of the Police and Criminal Evidence Act 1984 "may refuse to allow". When considering what is just under s.103(3), and the fairness of the proceedings under s.101(3) , the judge may, among other factors, take into consideration the degree of similarity between the previous conviction and the offence charged, albeit they are both within the same description or prescribed category. For example, theft and assault occasioning actual bodily harm may each embrace a wide spectrum of conduct. This does not however mean that what used to be referred to as striking similarity must be shown before convictions become admissible. The judge may also take into consideration the respective gravity of the past and present offences. He or she must always consider the strength of the prosecution case. If there is no or very little other evidence against a defendant, it is unlikely to be just to admit his previous convictions, whatever they are."
A weak prosecution case
Prejudice
Discussion
Bowman
"25. [ ]We repeat that which has been said before, that there is no rule of law precluding a single previous conviction giving rise to a conclusion of propensity. Obviously where there is only one previous conviction and especially where it is some time ago, then caution is needed where it is sought to rely upon that previous single offence in order to found a propensity argument. We do not, with respect, read the observations of the Vice President in Hanson at paragraph 9, to which Mr Ley drew our attention, as going any further than that. Similarly, with regard to the decision in the case of R v M [2006] EWCA Crim 3408, [2007] Crim.L.R 637, the decision goes no further than saying that this court will interfere where a judge was plainly wrong and thus by inference proceeding outside the ambit of a proper discretion in admitting a previous conviction. It may be noted that almost nothing was known in that case about the single previous conviction and it was some 20 years old. Here, in a case where the appellant gave a version of the facts along the lines that we have already summarised, we do see a proper basis for the judge having admitted the 2002 conviction. As Miss Purnell summarised it, in both cases he had driven at excessive speed, lost control and damaged property. As we have already observed, some judges might have declined the prosecution application; this judge did not and we cannot say she was in error in the course she adopted."
Lennon