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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> Phillips, R v [2019] EWCA Crim 577 (26 March 2019) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2019/577.html Cite as: [2019] EWCA Crim 577 |
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CRIMINAL DIVISION
Strand London, WC2A 2LL |
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B e f o r e :
MR JUSTICE EDIS
HIS HONOUR JUDGE LEONARD QC
(Sitting as a Judge of the CACD)
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R E G I N A | ||
v | ||
ROY JOHN PHILLIPS |
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Mr M Jewell appeared on behalf of the Crown
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Crown Copyright ©
This transcript is Crown Copyright. It may not be reproduced in whole or in part other than in accordance with relevant licence or with the express consent of the Authority. All rights are reserved.
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LORD JUSTICE HAMBLEN:
Introduction
The case against the appellant
(i) Yelf's Yard, an industrial estate in Bishop's Waltham ("Yelf's Yard"), between 1 June 2013 and 23 October 2015;
(ii) a stable at Crawley Lodge, West Wellow, a private dwelling with outbuildings ("Crawley Lodge") between 1 January 2014 and 28 October 2016 and
(iii) the farmhouse and outbuildings at Bradley Wood Farm, Whitchurch ("Bradley Wood"), between 1 September 2015 and 28 October 2016.
The facts and evidence in outline
The application to amend the indictment
The judge's ruling.
The appeal against conviction
"It is a fundamental principle that in arriving at their verdict the jury must be agreed that every ingredient necessary to constitute the offence has been established: R v Brown (K), 79 Cr App R 115 CA. B was charged with contravening s 13(1(a) of the Prevention of Fraud (Investments) Act 1958. Each count in the indictment contained particulars of a number of different statements relied upon by the prosecution as constituting fraudulent inducements. It was held that in such a case the following principles apply:
(a) each ingredient of the offence must be proved to the satisfaction of each and every member of the jury (subject to the majority direction);
(b) however, where a number of matters (the different statements) are specified in the charge as together constituting on ingredient in the offence, and any one of them is capable of doing so, then it is enough to establish the ingredient that any one of them is proved; but
(c) (because of principle (a), above) any such matter must be proved to the satisfaction of the whole jury.
The principle does not require each juror to follow the same evidential route in order to arrive at a unanimous decision as to the existence of the same false statement. For example, some jurors may base their conclusion on the accuracy of an alleged confession, while others may prefer to rely on evidence from the person to whom the false statement was made.
A direction as to (c), above, will be necessary only in comparatively rare cases, in which there is a realistic danger that the jury might not appreciate that they must all be agreed on the particular matter (constituting the particular ingredient) on which they rely to find their verdict of guilty, and might return a verdict of guilty on the basis that some of them found one matter proved and others found another proved (R v Mitchell [1994] Crim LR 66, CA; R v Keeton [1995] 2 Cr App R 241, CA); or where there is a risk that, notwithstanding that all are agreed on the defendant's guilt, some members of the jury might, on the findings of other members of the jury, have concluded that the defendant was innocent (R v K (Robert) [2008] EWCA Crim 1923; [2009] 1 Cr App R 24). Such a direction may also be required where two distinct incidents are alleged, either of which might constitute the offence charged, particularly where they give rise to different defences (see R v Carr [2000] 2 Cr App R 149, CA, where death was caused either by injuries or by fire; and R v Hobson [2013] EWCA Crim 819; [2013] 2 Cr App R 27 (one count of indecent assault, but complainant describing course of similar conduct, plus a number of particularised incidents))."
"However, unanimity is only required in respect of ingredients of the offence; thus where the different available factual findings do not amount to different ingredients no Brown direction is required, eg in respect of an intent to supply controlled drugs (R v Ibrahima [2005] EWCA Crim 1436; [2005] Crim LR 887, where the jury could convict on the basis of either social supply to a named friend, or commercial supply in a nightclub, without having to agree on which it was); intent to pervert the course of justice (R v Sinha [1995] Crim LR 68, CA,where the defendant's intention might have been to pervert criminal or civil proceedings, or an inquest); dangerous driving (R v Budniak [2009] 9 Archbold News 3, CA, where the prosecution case was that both the manner of the offender's driving and the condition of his vehicle were dangerous); and an agreement to act dishonestly to the prejudice of a defined group of which the particulars specified the nature of the prosecution case and the principal overt acts relied on rather than alternative ingredients of the offence, and which was followed in R v K [2004] EWCA Crim 2685; [2005] 1 Cr App R 25)."
"... unanimity is only required in respect of the ingredients of the offence; thus where the different available factual findings do not amount to different ingredients no Brown direction is required."
"... would will be necessary only in comparatively rare cases. In the great majority of cases, particularly cases alleging dishonesty and cases where the allegations stand or falling together, such a direction will not be necessary. It is of first importance that the directions for juries should not be overburdened with unnecessary warnings and directions which serve only to confuse them."
The appeal against sentence
The judge's sentencing remarks
The grounds of appeal against sentence
"If there is only one possible interpretation of the jury's verdict(s) then the judge must sentence on that basis. Where there is more than one possible interpretation, then the judge must make up his own mind, to the criminal standard, as to the factual basis upon which to pass sentence. If there is more than one possible interpretation, and [the judge] is not sure of any of them, then ... he is obliged to pass sentence on the basis of the interpretation (whether in whole or relevant part) most favourable to the defendant."
(see also Archbold at 5A-271)
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