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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> Esposito, R. v [2021] EWCA Crim 438 (05 March 2021) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2021/438.html Cite as: [2021] 2 Cr App R (S) 39, [2021] EWCA Crim 438 |
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CRIMINAL DIVISION
B e f o r e :
MR JUSTICE WILLIAM DAVIS
MR JUSTICE CALVER
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RAFFAELE ESPOSITO |
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MR P. JARVIS appeared on behalf of the Respondent.
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Crown Copyright ©
LADY JUSTICE CARR:
Introduction
The Facts
Sentence
Grounds of appeal
Discussion and Analysis
The Jurisdiction Issue
"...play no part in fixing the tariff of a convicted murderer, even if he does no more than confirm what judges have recommended."
"(a) Where the life sentence prisoner had been told by the Secretary of State what his minimum term was (see para.2(a) of Schedule 22) then paragraph 3(1)(a) permits the prisoner to apply to the High Court for a review of that minimum term.
(b) Where the life sentence prisoner has not been told by the Secretary of State what his minimum term would be (see paragraph 5 of Schedule 22) then paragraph 6 requires the Secretary of State to refer his case to the High Court for a judge to set the minimum term."
"14(1) A person who has made an application under paragraph 3 or in respect of whom a reference has been made under paragraph 6 may with the leave of the Court of Appeal appeal to the Court of Appeal against the decision of the High Court on the application or reference."
"38. We must draw some disparate threads together. The transitional provisions create an unusual responsibility for a judge. He has to decide the application by assessing the seriousness of the offence in the context of the statutory guidance in schedule 21, whilst simultaneously looking back to judicial recommendations made when a variety of different sentencing regimes existed, without addressing precisely what they were. Certainly he is not confined to and would be misdirecting himself if he simply replaced the original minimum term fixed by the Secretary of State with the original judicial recommendation. In any event the trial judge and Lord Chief Justice may have recommended different tariff periods. He is not conducting an appeal from the judicial recommendations, or the decision of the Secretary of State, nor passing sentence as such. Nevertheless although he did not preside over the original trial, his decision will impact directly on the date when the prisoner may be released on licence. Plainly the process is properly identified as a review, but it is not a judicial review in the formal sense. Schedule 22 (14) (1) describes the process as a decision and creates a process for appeal to the Court of Appeal Criminal Division, or indeed Reference by the Attorney General. In view of its characteristics, and the nature of the process, the decision should be treated as a sentencing decision..."
"45. We acknowledge the inevitable difficulties, and indeed some illogicality, in re-examining the tariff fixed for the purpose of punishment and deterrence by reference to exceptional behaviour post sentence, a hesitation reinforced by the absence of any direct or express indication to this effect in the carefully structured statutory guidance. Nevertheless, for the reasons we have identified, our hesitation is alleviated. We emphasise first, that every prisoner serving a mandatory life sentence since 1997 has spent a significant part of the sentencing period under a regime in which exceptional progress provided a recognised basis for a reduction in the minimum term, second, that the review required by schedule 22 is unusual and specific for transitional purposes, and that the exclusion of the Secretary of State (who would otherwise have continued to allow for exceptional progress against the minimum term) is deliberate, and third, that the decision consequent on an application under schedule 22 is a sentencing decision to which normal sentencing principles apply. Accordingly in our judgment, exceptional progress in prison may be taken into account for the purposes of resetting the minimum term.
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54. Responsibility for operating the transitional provisions is vested with High Court judges. This court will continue to apply the conventional approach to appeals against these decisions. We shall not interfere unless the result is manifestly excessive or wrong in principle, or in the case of a reference, unduly lenient. Save on well established principles, there should be no interference with findings of fact, whether adverse or favourable to the prisoner."
"…..The reality, therefore, is that the court is conducting a review of sentence by assessing the conduct of each appellant long after he was sentenced, rather than examining whether the sentence was manifestly excessive or wrong in principle. The Court of Appeal Criminal Division is not a court of review; it is a court of appeal. This jurisdiction therefore is unusual and we shall explain in due course how this surprising responsibility came about."
"Better by far for the court to face up to the practical realties and on the basis of an appellate jurisdiction in an appropriate case when the minimum term has been assessed in accordance with either para.3 or para.6 of Sch.22 to conduct the necessary review. That is what we have done in these cases."
"There is obviously a difference between (i) the Court of Appeal allowing an appeal against sentence where that sentence was manifestly excessive or wrong in principle at the time it was imposed and then taking into account exceptional progress in prison when deciding what sentence to substitute for the sentence passed below, and (ii) the Court of Appeal reviewing a sentence under paragraph 14(1) of Schedule 22 many years after the minimum term has been set by the High Court judge then reducing that minimum term solely on the basis that the defendant has made exceptional progress in prison since it was set."
"18. No further citation from the numerous authorities referred to in our papers is necessary. In summary, consequent upon the complications which arose while Anderson was making its way to its conclusion in the House of Lords, and the end of the system by which the Secretary of State finally determined the tariff period which was remedied in Sch.22 of the 2003 Act, it has been established that the interests of justice require that for cases falling within Sch.21, the High Court, or this court on appeal, should consider and reflect on evidence of exceptional progress in prison and, where it is established, make due, but as we shall see, modest allowance for it against the minimum term. So far, so good."
Substantive merits
"52. ….Good behaviour is not enough to constitute exceptional progress. We agree that the standard should be very high: the progress must be exceptional, outstanding, and bearing in mind that it provides the basis for a reduction in a period fixed for the purposes of punishment and deterrence, so it should be. Even where the necessary high standard is reached, the impact on the total tariff period is likely to be very modest. The longest reduction so far has not exceeded two years, and in the significant majority of cases where exceptional progress has been established, the reduction has been for one year. It also appears, and logically it is plain, that such progress falls to be considered when the minimum period is coming towards its end. Finally, it is a prerequisite to any reduction that the risk assessment should be favourable.
53. In future, when the court is considering whether exceptional progress has been made, it would be helpful for the information to include the observations from the governors (or the governor's representative) of the last two prisons in which the offender was serving his sentence. The information should not merely be directed to the governor's overall view of the progress of the individual offender, but should also provide assistance on how that progress should be assessed by comparison with other similar prisoners. Furthermore, the court should be provided with a satisfactory risk assessment. Evidence of remorse, if genuine, may tend to confirm that the level of risk posed by the prisoner has been reduced to negligible levels, but its absence is simply one factor to be taken into account in the risk assessment. At the same time those responsible for the assessment should bear in mind that an intelligent or manipulative life prisoner may appear to have made exceptional progress when, in reality, he represents a continuing danger."
"..usually the sign that a person had progressed well in custody."
"[The appellant] has been in prison for 18 and a half years, two years having been spent in open conditions prior to his tariff date. He has made excellent progress, demonstrating effective risk reduction and compliant attitudes which bode well in the future. I am also satisfied that he has been sufficiently tested and unlikely to pose an imminent risk of serious harm to the public unless there is a sufficient change in his circumstances, which is not evident at this point. I am of the opinion that [the appellant] can be effectively managed in the community with the robust risk management proposed for him and on that basis I am supporting release."