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England and Wales Court of Appeal (Criminal Division) Decisions |
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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Criminal Division) Decisions >> Caine, R. v [2024] EWCA Crim 225 (28 February 2024) URL: http://www.bailii.org/ew/cases/EWCA/Crim/2024/225.html Cite as: [2024] EWCA Crim 225 |
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CRIMINAL DIVISION
Strand London WC2A 2LL |
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B e f o r e :
MR JUSTICE LINDEN
MR JUSTICE WALL
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REX | ||
- v - | ||
JOHN MYLREA CAINE |
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Lower Ground Floor, 46 Chancery Lane, London WC2A 1JE
Tel No: 020 7404 1400; Email: [email protected]
(Official Shorthand Writers to the Court)
MR P JARVIS and MR J WILSON appeared on behalf of the Crown.
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Crown Copyright ©
LORD JUSTICE MALES:
The facts
Previous convictions
The applicant's evidence at trial
The summing up
'You have heard that the Defendant has previous convictions... and you have details of them in the agreed facts document. Although he denies that he was correctly convicted, for your purposes, you must work on the basis that he was correctly convicted of those offences. However, that does not mean he must have lied to you about the offences with which he is charged in these proceedings.'
Procedural History
(1) The judge should not have permitted the prosecution to adduce the bad character evidence at all.
(2) That having decided to permit the prosecution to adduce that bad character evidence, the judge did not properly judicially case manage the fact of the applicant's denial that he had committed those offences.
(3) That previous trial counsel did not cross-examine C in relation to material that undermined his credibility.
(4) That the judge should have withdrawn count 4 from the jury because there was insufficient evidence to sustain it.
(5) That the judge erred in the direction he gave to the jury on count 4 because he should have warned them of the special need for caution in cases of voice identification.
Ground 1, the judge should not have permitted the bad character evidence to be adduced
Ground 3, defence counsel did not cross-examine C properly
Grounds 4 and 5, count 4
Trial Counsel's Ground of Appeal
"In any proceedings where evidence is admissible of the fact that the accused has committed an offence, ... if the accused is proved to have been convicted of the offence—
(a) by or before any court in the United Kingdom; or
(b) by a Service court outside the United Kingdom,
he shall be taken to have committed that offence unless the contrary is proved."
'Section 74(3) is uncomplicated and it means exactly what it says: once it is proved (whether by agreement or otherwise) that the defendant was and remains convicted of a criminal offence and assuming that evidence of that fact is admissible, the prosecution is not required, merely because the defendant denies guilt, to prove that the defendant was guilty of the offence, or to assist him to prove that he was not guilty, or indeed to call witnesses for either purpose. The evidential presumption is that the conviction truthfully reflects the fact that the defendant committed the offence. Equally, however, it is clear that the defendant cannot be prevented from seeking to demonstrate that he did not in fact commit the offence and therefore, that the jury in the current trial should disregard the conviction. If so, it follows that he should be entitled to deploy all the ordinary processes of the court for this purpose, and in particular to adduce evidence that will enable him to prove, whether by cross-examination of prosecution witnesses or calling evidence of his own that he was not guilty and that the conviction was wrong. It also follows that if the defendant does adduce evidence to demonstrate that he is not guilty of the offence, it remains open to the Crown then to call evidence to rebut the denial.'
'In that ruling, we are satisfied, and indeed the Crown concedes, that the judge remained in the error which he had previously adopted. There is no warrant in the statute for the proposition that evidence to rebut the presumption created by conviction must be of any particular kind. There is no warrant for the proposition that as a matter of law the defendant's own assertion cannot ever rebut the presumption. The correct position was that the decision whether the defendant had proved the contrary in accordance with subsection (3) of section 74 was a question not of law for the judge but of fact for the jury and it should have been left to the jury. That said, it is quite apparent that, had it been left to the jury in the way that it should have been, the judge would have been entitled, and on the facts of this case virtually bound, to offer the jury strong comment about the limited nature of the evidence that the defendant had put forward.'
'14. In our judgment it is essential that the defendant should provide a more detailed defence statement in which, quite apart from setting out his case in relation to the offences with which he is presently charged, he should identify all the ingredients of the case which he will advance for the purposes of discharging the evidential burden of proving that he did not commit the earlier Huntsman offences. That may enable the prosecution to prepare draft admissions of fact, and also to collate the necessary evidence. The bare assertion that the defendant did not commit these offences is inadequate.
15. Informed by the defence statement the Crown will prepare its case. It is a broad rule of practice that the Crown should call all the evidence it intends to adduce to establish the defendant's guilt before the end of its case. If that principle were to apply in a case like the present, it would in effect mean that the Crown would be obliged to re-present the evidence which led to the jury to convict the defendant of the Huntsman offences. That would nullify the statutory provisions which enable the Crown to rely on the fact that he was convicted. It would be satellite litigation indeed. Although in the ultimate analysis it will be for the trial judge to make whatever decisions are appropriate for the proper conduct of the trial, as it seems to us, it would at the very least be open to him to consider permitting the Crown to postpone its decision whether to call any evidence to confirm the guilt of the earlier offences and the correctness of the convictions until after the close of the defendant's case.'
'Mr Leonard's submission is that nevertheless this misdirection was a critical one. His submission is this: the learned judge's direction carried the necessary implication that this jury was told on the authority of the judge that the defendant had lied to it when he said that he was not guilty of the Ferrari offences. That, in a case which depended very largely on whether the jury accepted or recommended the defendant's evidence in relation to all the counts that he faced, meant, says Mr Leonard, that the jury was given an improper steer which is bound to have affected its decision on the primary question of guilt.
For the Crown, Mr Mandel counters that the defendant was on any view a self confessed liar. Even if the defendant's present assertion were correct, it would follow, says Mr Mandel, that he had lied to the court in the solemn matter of entering pleas of guilty to serious offences of dishonesty. As to that, we agree, of course, that the defendant was on his own account someone who had lied in relation to that serious matter to the court on the earlier occasion. We think, however, that Mr Leonard is right to draw a distinction between a jury being faced, on the one hand, with a defendant who is shown to have lied on the previous occasion to the court and who offers some sort of reason for having done so, and, on the other, with a defendant in relation to whom it is told by the judge "He has lied to you in this case on his oath". In the first case the jury can address the question of whether the explanation offered is good enough or not. In the second, the question of the defendant's credibility is concluded by the judge's direction. So the answer to the misdirection is not sufficiently given by the fact that even on the defendant's own account he was a self confessed liar.
That, however, leaves, as it seems to us, two propositions which simply cannot be contradicted. The first is that the difference between what the judge said to the jury and what he should have said is in the end relatively small. That is so but it is significant because it is the difference between a direction of law and strong comment as to evidence. That is a difference which is of importance. Much more important is the second proposition. We have asked ourselves whether there is any basis upon which this jury, had it been properly directed, could have concluded that this defendant had successfully rebutted the evidence of guilt which was given by his previous pleas of guilty. The short answer to that is that he could not possibly have done so. He had given no explanation beyond the fact that he wished to save his brother. That, of course, was equally consistent with his being guilty as with his not being guilty. ..."
The sentence