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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Nash, R (on the application of) v Chelsea College Of Art & Design [2001] EWHC Admin 538 (11th July, 2001) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2001/538.html Cite as: [2001] EWHC Admin 538 |
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Case No: CO/3569/2001
Neutral Citation Number: [2001] EWHC Admin 538
IN THE HIGH COURT OF JUSTICE
QUEENS BENCH DIVISION
ADMINISTRATIVE COURT
Royal Courts of Justice
Strand, London, WC2A 2LL
Wednesday 11th July 2001
THE HONOURABLE MR JUSTICE STANLEY BURNTON
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ALLETTA NASH |
Claimant | |
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CHELSEA COLLEGE OF ART AND DESIGN |
Defendant |
(Transcript of the Handed Down Judgment of
Smith Bernal Reporting Limited, 190 Fleet Street
London EC4A 2AG
Tel No: 020 7421 4040, Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
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Gregory Jones (instructed by Teacher Stern Selby) for the Claimant
Rupert Warren (instructed by Kingsley Napley) for the Defendant
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As Approved by the Court
MR JUSTICE STANLEY BURNTON:
Introduction
1. I have to say that I regard this as a most unfortunate case. The Claimant,
Aletta Nash, is a final year student at the Chelsea College of Article. She
enrolled in September 1996 in a three-year course leading to the degree of BA
(Hons) in Fine Art. These proceedings relate to her Stage II assessment, i.e.,
her second year grades. The original assessment was made by the Defendant's
Assessment Panel in May 1998, over 3 years ago, and considered by the Board of
Examiners in July 1998. Ms Nash complains, in essence, that the marks she was
awarded did not take into proper account certain extenuating circumstances that
should have been taken into account in assessing her work. Certain of those
extenuating circumstances were undisputed, including the deaths of her mother
and grandmother. One matter was highly controversial: her allegation of sexual
harassment on the part of a tutor. Ultimately, that allegation was
investigated by the College and rejected. In the meantime it created
embarrassment and difficulties for the College in considering her extenuating
circumstances. Even after its rejection, the allegation might be relevant as
indicating the state of mind of the Claimant at the times in question and its
effect on the quality of her artistic work.
2. As she was entitled to do, Ms Nash implemented the appeal procedures
contained in the College's Regulations. She was dissatisfied with the
procedure followed by and the decision made by the Academic Committee of the
College, which had reviewed and confirmed the second assessment of her grades
by the Board of Examiners. She challenged the decision of the Academic
Committee in judicial review proceedings. On 10 May 2000, Elias J quashed the
decision of the Academic Committee of July 1999 on the ground that the chairman
of the Committee had wrongfully made a decision as to the material that went
before the Committee when the decision was properly that of the Committee as
whole; that as a result Ms Nash had been unable properly to present her case to
the Committee; and that the Committee should have informed her of the material
that was to go before it. His decision is reported at [2000] Ed C R 571, and I
refer to it for the previous history of this matter, and the constitution of
the College.
3. As a result of the decision of Elias J, the Academic Committee of the
College again considered Miss Nash's case on 20 and 26 June 2000. It rejected
her complaint that the Board of Examiner's decision had been vitiated by
material irregularity.
4. In these proceedings Miss Nash contends that the Academic Committee's second
decision in this matter should be quashed on procedural grounds and also, and
more importantly, because of the reasons, or lack of them, given for its
decision. The facts relating to its reasons are unusual, and I shall refer to
them below. For the present, however, I do wish to express my regret that the
proceedings relating to this matter have been carrying on for 3 years, have
involved considerable amounts of academic time and that of Miss Nash, a very
significant amount of correspondence that would not be out of place in a piece
of complex litigation, and considerable legal fees, all in relation to a
dispute that can have only a marginal effect on Miss Nash's final degree and on
her future career. Much, if not most, of this could have been avoided if the
College had taken and followed competent and sensible legal advice as to its
procedures.
The proceedings of the Academic Committee and subsequent
correspondence
5. The proceedings before the Academic Committee took about a day and a half.
Miss Nash presented her case as to her extenuating circumstances and the
reasons why they had not properly been considered by the Board of Examiners.
The bundle of documents put before the Academic Committee, "anonymised" to
avoid identifying the tutor who was the subject of Miss Nash's allegation of
sexual harassment, ran to nearly 300 pages. Miss Nash was informed of the
Committee's decision by letter dated 30 June 2000 from the College
Administrator, who was the clerk to the Academic Committee.
6. One might have hoped that, having been the subject of one successful
judicial review application, the College would have been careful to give no
further cause for complaint as to its procedure or decision. Regrettably, that
hope was not fulfilled. The letter of 30 June 2000 set out certain
inconsistencies in the records of the meeting of the Board of Examiners of 19
April 1999. It did not mention or refer to the substantive matters placed
before the Academic Committee by Ms Nash. It concluded: 7. Paragraph 8.3 of the handbook was as follows: 8. There was some discussion before me as to whether the letter of 30 June
2000 was to be regarded as having been sent with the authority of the Academic
Committee. Mr Warren, for the College, did not suggest that it was not
authorised by the Committee, and Mr Jones, for Ms Nash, relied on the letter in
support of his case that no proper reasons had been given. In practice, and to
some extent for forensic reasons, there was no issue between them on this
point.
9. However, the letter did not give any reasons for the Committee's rejection
of Ms Nash's substantive case. Indeed, it gave the impression that the only
matters considered by the Committee to constitute possible irregularities in
the proceedings of the Board of Examiners were those purely documentary matters
referred to in the letter. As a result, she returned to her solicitors, who in
their letter to the College of 31 August 2000 stated: 10. The impression I have from this letter is that Ms Nash's solicitors,
very sensibly, were giving the College an opportunity to explain the decision
of the Academic Committee before issuing further legal proceedings. The reply
came from the College's solicitors, Kingsley Napley. In their letter of 7
September 2000, they stated: 11. This letter repeated that the only matters considered and by the
Committee were the inconsistencies in the records of the Board of Examiners,
and that it was the immateriality of those inconsistencies that led to the
rejection of Ms Nash's appeal.
12. Kingsley Napley's letter invited Ms Nash's solicitors to submit their
judicial review proceedings to them in draft for their and their client to
consider. Ms Nash's solicitors, Teacher Stern Selby, immediately complied with
this request. Possibly because of the long academic vacation, no response had
been received by 28 September 2000. Ms Nash's solicitors were concerned that
their client's proceedings might be barred if they delayed beyond the time
stipulated by Part 54.5 of the CPR, and they filed her claim form on the
following day, having informed the College's solicitors of their action and the
reason for it. It is nonetheless evident from the subsequent correspondence
that the parties' solicitors had been discussing the possibility of the
Academic Committee supplementing the reasons given for its decision.
13. Only 3 days later, on 3 October 2000, Mr Cina, the Head of the College,
sent a letter to Ms Nash containing reasons for the rejection of the
substantive matters which she had alleged had constituted material
irregularities in the proceedings of the Board of Examiners. The letter was
clearly written on legal advice and, I can assume, was drafted with the help of
the College's lawyers. Mr Cina stated that he had consulted at length with the
acting Chairman and the Clerk to the Academic Committee; that the Committee had
addressed itself to all the material before it, including Ms Nash's documents,
and that: 14. The letter asserted that there was no duty on the College to give
reasons for the decision of the Academic Committee, but that: 15. The letter then set out the reasons why what were apparently regarded as
the principal matters relied upon by Ms Nash had been rejected by the
Committee. I shall have to consider those reasons later in this judgment; but
for the present I must complete my account of the course of events.
16. Ms Nash's solicitors responded to Mr Cina's letter initially by letter
dated 18 October 2000. They stated: 17. Ms Nash's solicitors responded more fully by letter dated 9 November
2000 (p786): 18. The College's solicitors replied by letter dated 8 December 2000: The letter also took issue with Ms Nash's solicitors' reliance on ex
parte Ermakov, another matter that I shall have to address below.
19. On 1 February 2001, Clive Nicholls, the Dean of the School of Design at the
College, and who had been the chairman of the Academic Committee that had
reconsidered Ms Nash's appeal, signed a witness statement in support of the
College's position. He stated: The issues
20. The principal issues that have been argued before me concern the status of
Mr Cina's letter of 3 October 2000 and of Mr Nicholls' witness statement, and
the correct approach of the Court to the letter and to Mr Nicholls' evidence.
Mr Jones, for Ms Nash, also raises questions as to the contents of the letter,
but I regard them as less important than the question of principle raised by
him. In essence, he submits that:
(i) The Academic Committee was obliged to give reasons for its decision.
(ii) It purported to do so in its letter of 30 June 2000. The reasons given in
that letter were insufficient and inappropriate and justify the quashing of the
Academic Committee's decision.
(iii) The letter dated 3 October 2000 should not be regarded as providing the
reasons for the Academic Committee's decision. Its author, Mr Cina, was not a
member of the Committee; its contents had not been discussed with all of the
members of the Committee or approved by them; and having come into existence
substantially after the letter of 30 June, and being inconsistent with it, and
having been produced with the assistance of the College's lawyers, it should be
regarded as ex post facto reasoning and rejected by the Court.
(iv) Mr Nicholls' witness statement did not take matters further. It did not
evidence that he had discussed the letter with the other members of the
Committee or that he had been authorised by them to give the Committee's
reasons, or that he had consulted the record of the deliberations of the
Academic Committee.
(v) As chairman, Mr Nicholls had no authority to give the reasons for the
Committee's decision on behalf of the whole Committee.
21. Mr Warren's submissions, unsurprisingly, were the opposite of Mr Jones's.
Should the letter of 3 October 2000 be accepted as giving reasons for the
decision of the Academic Committee?
22. I do not think that I have to decide whether the Academic Committee was
under a duty to give reasons for its decision. Reasons were given, either in
the letter of 30 June or in that of 3 October 2000 or both. If the reasons
given in the later letter were defective, even though they may not have been
shared by all of the Committee, the fact that the chairman gave incorrect or
inadequate reasons would, in my judgment, justify the quashing of the
Committee's decision. The wording of the regulations of the College do not
indicate that reasons are to be given in the comparable case of a first appeal
against the decision of a Board of Examiners, unless the appeal has been
successful, in which case the reasons have to be "re-iterated" by the Appeals
Sub-Committee, presumably so that the Board of Examiners know where they went
wrong or are aware of the matters that should be taken into account on the
reassessment but were not taken into account on the original assessment.
Against this, the subject matter of a second appeal, namely an allegation of
material irregularity, is sufficiently serious to indicate an obligation to
give reasons, and the general formality of the procedures laid down by the
regulations, would indicate that there should be an obligation to give reasons.
23. The real question in this case is whether the Court should accept the
reasons that have been given in the letter of 3 October 2000 and referred to by
Mr Nicholls in his witness statement as the reasons of the Committee for its
decision, and thereby satisfying any obligation to give reasons, and if not
what remedy should be granted by the Court.
24. It is convenient first to deal with the authority of the chairman of the
Academic Committee. The College Regulations do not specify his functions or
authority, and I have not been referred to any authority dealing expressly with
the implied powers of a chairman of such a committee, other than the decision
of Elias J in the first judicial review proceedings between the present
parties.
25. In the absence of express or implied provision conferring additional
authority on a chairman, his function is to ensure the proper conduct of the
meeting of a committee. As Elias J held, he has no authority to decide what
evidence is to go before the committee, or what issues it is to decide. Those
are matters for the committee as a whole. The chairman of a committee will
often communicate the decision of the committee, and sign the letter or other
document giving its reasons. When he does so, it is normally assumed, in the
absence of any contrary contention, that he acts with the express or tacit
authority of the committee as a whole. However, that assumption does not apply
indefinitely. In particular, once the reasons of the committee have been
communicated, it should not be assumed that further reasons given by the
chairman are the reasons of the committee as a whole. Whether the reasons put
forward late by a chairman of a committee are those of the committee as a whole
is a question of evidence, not of his authority.
26. I turn to the question whether the Court should accept Mr Nicholls'
evidence. I must first refer to at least some of the authorities that counsel
helpfully referred me to.
27. In R v Legal Aid Area No. 8 Appeal Committee ex p Angel (1990) 3
Admin LR 189, Simon Brown J held that a failure by a tribunal to give reasons
for its decision, or the giving of inadequate reasons, does not of itself
justify the quashing of the decision; and that the remedy of the claimant is an
order remitting the matter to the tribunal with a direction to state reasons
fully and accurately. The tribunal in question in that case was under an
express statutory duty to give written notice of its decision and the reasons
for it to the appellant. It had given inadequate reasons, no more than a
virtually meaningless generalisation. The applicants before Simon Brown J
contended that the decision of the tribunal was therefore liable to be quashed.
Simon Brown J rejected this submission. He said, at 205: 28. Not surprisingly, Mr Jones relies on the first part of this passage, and
Mr Warren the second. In the event, Simon Brown J quashed the tribunal's
decisions on the ground that the affidavit evidence filed showed that it had
acted under an error of law. Simon Brown J's statement that inadequate reasons
are not of themselves a ground for quashing a decision of an administrative
tribunal cannot, I think, stand with the decision of the Court of Appeal in
R v Mayor, Commonality and Citizens of the City of London, ex p Matson
(1996) Admin LR 49, to which I refer below. In any event, in practice a
failure to give reasons by a tribunal obliged to give them is liable to lead
the Court to infer that the tribunal did not lawfully deal with the issues
before it.
29. R v Westminster City Council, ex p Ermakov [1996] 2 All ER 302
concerned a decision by a local housing authority that the applicant was
homeless. Section 64(4) of the Housing Act 1985 applied to that decision. It
provided: The local authority had given reasons for its decision in the letter that
communicated its decision to the applicant. Subsequently: See at page 309e. Hutchison LJ, with whom the other members of the Court
agreed, at page 325g summarised his conclusions as follows: 30. In R v Mayor, Commonality and Citizens of the City of London, ex p
Matson (1996) Admin LR 49, the Court of Appeal quashed a decision by reason
of a failure to give reasons. In that case the duty to give reasons was
implied.
31. In R v the Secretary of State for the Home Department ex p
Lillycrop, the Times, 13 December 1996, the Divisional Court followed
Ermakov, but accepted affidavit evidence of a civil servant that
expanded upon and explained the reasoning process of the Parole Board. In that
case the duty to give reasons was implied. However, in R v Doncaster MBC,
ex p Nortrop (1996) 28 HLR 862, Brooke J quashed a decision of a housing
benefit review board, which was under a statutory duty to give "reasons for
(its) decision and ... its findings on questions of fact material thereto". He
referred to an affidavit filed by the chairman of the review board, but
summarised the authorities on the acceptance of such evidence where there is a
statutory duty to give reasons as "(making) it plain that except in the most
exceptional cases the courts should not look at evidence of this kind".
32. In Northamptonshire County Council ex p D [1998] ED CR 14, Laws J
considered a decision of a statutory appeal committee hearing an appeal against
the exclusion of a boy from school. The committee was under a statutory duty
to give reasons for its decision. As in Angel, inadequate reasons had
been given for the decision, as in that case no more than an uninformative
generalisation. Subsequently, the chairman of the committee made an affidavit
explaining the reasons for the decision. Laws J said, at 24A: Laws J accepted the affidavit and on the basis of the facts to which it
deposed upheld the committee's decision.
33. There are substantial differences between the present case and
Ermakov. In Ermakov, there was a statutory duty to give reasons
at the same time as notifying the applicant of the decision. The statutory
duty led Hutchison LJ to identify the notification of the decision with the
reasons given for it: hence the restriction of his conclusions to the
provisions of s 64 of the 1985 Act. In the present case, there is no such
express duty, and if there is a duty to give reasons it does not follow that
they must be given with the notification of the decision of the Academic
Committee. Secondly, there is the issue whether the reasons contained in the
letter of 3 October 2000 were elucidatory or inconsistent with the letter of 30
June 2000, an issue that I address below. Thirdly, the letter of 3 October
2000 clearly came to be written as a result of the sensible exchanges between
the parties' solicitors to which I have referred above. The fact that it came
to be sent a few days after the filing of the claim form seems to be
coincidental. In this connection, I refer to paragraph (5) of the conclusions
of Hutchison LJ above.
34. In my judgment, the following propositions appear from the above
authorities:
(i) Where there is a statutory duty to give reasons as part of the notification
of the decision, so that (as Law J put it in Northamptonshire County Council
ex p D) "the adequacy of the reasons is itself made a condition of the
legality of the decision", only in exceptional circumstances if at all will the
Court accept subsequent evidence of the reasons.
(ii) In other cases, the Court will be cautious about accepting late reasons.
The relevant considerations include the following, which to a significant
degree overlap:
(a) Whether the new reasons are consistent with the original reasons.
(b) Whether it is clear that the new reasons are indeed the original reasons of
the whole committee.
(c) Whether there is a real risk that the later reasons have been composed
subsequently in order to support the tribunal's decision, or are a
retrospective justification of the original decision. This consideration is
really an aspect of (b).
(d) The delay before the later reasons were put forward.
(e) The circumstances in which the later reasons were put forward. In
particular, reasons put forward after the commencement of proceedings must be
treated especially carefully. Conversely, reasons put forward during
correspondence in which the parties are seeking to elucidate the decision
should be approached more tolerantly.
35. To these I add two further considerations. The first is based on general
principles of administrative law. The degree of scrutiny and caution to be
applied by the Court to subsequent reasons should depend on the subject matter
of the administrative decision in question. Where important human rights are
concerned, as in asylum cases, anxious scrutiny is required; where the subject
matter is less important, the Court may be less demanding, and readier to
accept subsequent reasons.
36. Secondly, the Court should bear in mind the qualifications and experience
of the persons involved. It is one thing to require comprehensiveness and
clarity from lawyers and those who regularly sit on administrative tribunals;
it is another to require those qualities of occasional non-lawyer tribunal
chairmen and members
37. With those considerations in mind, I turn to consider the 2 letters in
question in this case and the witness statement of Mr Nicholls. I have
concluded, but not without considerable hesitation, that I should accept the
letter of 30 October 2000 as containing the reasons of the Committee for
rejecting Ms Nash's appeal. My reasons are as follows:
(i) The letter of 30 June 2000 did not address the substantive issues
considered by the Committee. Since these matters had been considered by the
Committee over a day and a half, it was obvious that the reasons for the
Committee's decision on these issues had not been given.
(ii) Accordingly, this is not in substance, and despite the wording of the
letter of 30 June 2000, a case of contradiction between the original reasons
given for the substantive issues considered by the Committee and the reasons
given subsequently.
(iii) The parties through their solicitors had envisaged at least
"clarification or expansion" of the Committee's reasons. To that extent, this
case falls within the exception referred to in paragraph (5) of Hutchison LJ's
judgment in Ermakov.
(iv) This is not a case in which the terms of the relevant rule or regulation
expressly require a decision to be communicated together with the reasons for
it. Even if there is an implied obligation to give reasons, I see no reason
why they cannot be lawfully given subsequently to the communication of the
decision.
(v) While the College had the advantage of seeing Ms Nash's draft claim form
before the letter of 3 October 2000 was sent, the essential omission from the
letter of 30 June 2000 was already obvious.
(vi) The fact that the letter was sent subsequently to the institution of
proceedings was coincidental. The letter was written in an attempt to avoid
proceedings; and I infer that but for Ms Nash's solicitors' concerns as to the
effect of Part 54.5 they would not have instituted proceedings until after the
letter was received.
(vii) The delay before the sending of the letter of 3 October 2000 was not such
as to cast doubt as to the recollection of Mr Nicholls.
(viii) Neither Mr Cina's nor Mr Nicholls' good faith has been challenged.
(ix) There was really a very limited scope for the reasons of the Academic
Committee on the main issue raised by Ms Nash, i.e., her complaint as to the
material before the Board of Examiners concerning her extenuating
circumstances, which must have occupied most of the hearing before the
Committee, other than the possibility that the Committee had decided not to
deal with it at all. That possibility, in the light of the judgment of Elias
J, would have involved bad faith on the part of the Committee or something
close to it. It is improbable that it occurred.
(x) I agree with Mr Jones that it was undesirable that the letter of 3 October
2000 was signed by Mr Cina, who was disqualified from sitting on the Academic
Committee and did not do so, and that he played a part in its drafting. It
should have been drafted and signed by Mr Nicholls, preferably after it had
been approved by the members of the Committee. However, ultimately this point
goes to the question whether the Court can and should accept the witness
statement of Mr Nicholls. Mr Cina stated in the letter that he had consulted
at length with both Mr Nicholls and the clerk to the Committee before writing
the letter, and there is no reason to disbelieve that statement.
(xi) While it is desirable that all the members of a Committee subscribe to
reasons given subsequently, it is not essential if the Court is satisfied that
the reasons put forward do represent those of the Committee. In arriving at
the conclusion that I am so satisfied, and in exercising my discretion to allow
in Mr Nicholls' evidence, I have taken into account the fact that in terms of
the seriousness of its subject matter, this case is at the lower end of the
spectrum: that the Academic Committee and the Board of Examiners were concerned
with matters that could have had only a marginal effect on Ms Nash's degree and
at most a marginal effect, if any, on her career.
38. In my judgment, this case is at the extreme end of the spectrum of cases in
which the Court should accept late reasons on the evidence of only the Chairman
of the body in question. Nonetheless, for the above reasons, I consider it
appropriate to do so.
Were the reasons contained in the letter of 3 October 2000 sufficient and
lawful?
39. According to the letter of 3 October 2000, the Academic Committee decided
that the information before the Board of Examiners was sufficient for it to
form "a full and fair impression of the effect of the alleged events which in
its judgment might have had a bearing on your Stage 2 work". On the face of
it, this was a decision that the Committee was entitled to come to. It was for
the Committee to compare the material before the Board of Examiners and that
which Ms Nash contended should have been before them, and to decide whether or
not the Board of Examiners was able to form a "full and fair impression" on
what it had as against the total material available: i.e., whether the
irregularity in the failure of the Board to consider Ms Nash's material was
material to its decision. The Academic Committee was similarly entitled to
determine Ms Nash's complaints that the documents put before the Board of
Examiners did not give a full and fair account of the relevant facts. The
letter of 3 October 2000 states that they concluded that the documents before
the Board did give a full and fair impression.
40. However, Mr Jones submits that the conclusion of the Academic Committee was
perverse, since it ignored the ruling of Elias J in the first judicial review
proceedings. He cites the passage in Elias J's judgment at 582B-D. I
disagree. Before Elias J it was conceded that the refusal of the Academic
Committee to look at documents which Ms Nash wished to rely on was a material
irregularity: see at 581D-E. The decision of Elias J was that the decision of
the Chair of the Academic Committee to exclude material on which the Claimant
wished to rely was beyond the powers of the Chair; and that the Claimant should
have been informed what material was before the Committee.
41. Any unjustified refusal of a tribunal to accept evidence on which a party
wishes and is entitled to rely is an irregularity. However, if the appellate
tribunal considers that its acceptance would have made no difference to the
decision of the lower tribunal, the irregularity is not a material
irregularity. It was within the competence of the Academic Committee to
consider and to decide whether the irregularity was material or not. In
general a tribunal should be slow to accept that additional evidence would have
made no difference: a principle Elias J referred to at page 584B. However, the
decision is that of the Academic Committee, and unless it can be shown to be
perverse by reference to the material before it, it should not be held to be
so. The subject matter of the decision of the Academic Committee is very much
one in respect of which the Court should give due weight to the expertise and
experience of the Academic Committee. In this connection it is pertinent to
note that if Mr Jones's submission were correct, as a result of the decision of
Elias J the Academic Committee had no option but to set aside the decision of
the Board of Examiners and to remit Ms Nash's appeal to them. Elias J was not
asked to order the Academic Committee to do this; and following his judgment,
Ms Nash's solicitors did not contend to the College that that was the effect of
his decision.
42. The letter of 3 October 2000 was also attacked as giving insufficient
reasons for the decision of the Academic Committee. In the present context,
elaborate or detailed reasons are not required. A brief summary is sufficient,
enough for the appellant to understand why the decision was made. The letter
of 3 October 2000 was sufficient.
43. Ms Nash's second complaint in relation to the decision of the Academic
Committee is that it did not require the College to disclose to her the report
of Mr Andrew Yates, the Dean of Art, who investigated her allegation of sexual
harassment for the purposes of the College's disciplinary proceedings. The
College claimed that it was irrelevant to her appeal to the Academic Committee.
It seems to me that the report, which was obviously sensitive and confidential,
could be of only marginal relevance to the issue before the Academic Committee.
The decision of the Academic Committee not to cause it to be produced cannot be
faulted. The Academic Committee, and the Board of Examiners, were concerned
with Ms Nash's state of mind during her second year and its effect on the
quality of her work, not the investigation into her allegation. In any event,
Mr Jones was unable to identify the source of any obligation on the part of the
College to disclose such documents to Ms Nash, other than the obligation to act
fairly. It is not alleged that the report was before the Academic Committee,
and the letter of 3 October 2000 states that it was not. The duty to act
fairly does not generally involve a duty of disclosure. There was no
unfairness on the part of the College in not disclosing Mr Yates' report, and
certainly no unfairness in the conduct of the Academic Committee in this
regard.
44. Ms Nash's complaint in relation to the non-production of the record of the
assessment of 17 February 1999 was rightly not pursued having regard to the
information as to its contents given in the letter of 3 October 2000.
45. Ms Nash complained of the participation of Professor Judith Chaney in the
proceedings of the Academic Committee. Having regard to the matters set out in
the letter of 3 October 2000, that complaint is not well-founded. There were
no grounds for disqualifying her either at common law or under regulation 7.1
of the College's regulations.
46. In her letter of 13 May 1999, Ms Nash contended that the Board of Examiners
should have interfered with the decision of the Assessment Panel because she
had been given only one day's notice of "precedents" for the conduct of the
Panel's proceedings involving confidential matters that had been referred to in
Mr Cina's letter to her of 16 February 1999, and that the Panel should have
adjourned its meeting to enable her to consider these precedents. In fact the
so-called precedents were not previous decisions as such, but simply a perhaps
pretentious way of referring to the manner in which the Panel had previously
dealt with such matters. There was in fact no justification for any
adjournment: the matter could and should have been dealt with by Ms Nash when
the Panel met. I have to say that Ms Nash's reaction to the so-called
precedents indicates a suspicion of the College. Be that as it may, although
this matter was not addressed in the letter of 3 October 2000, there was
nothing in the point, particularly since it concerned the proceedings of the
Assessment Panel rather than the Board of Examiners, and the omission of any
reference to it does not lead me to consider that the letter failed to comply
with the requirements for reasons as explained by the House of Lords in
Bolton Metropolitan DC v Secretary of State for the Environment (1995)
71 P & CR 309, i.e., that they should deal with the main issues in
dispute.
47. In her letter of 12 June 1999, Ms Nash had alleged that the Chair of the
Board of Examiners should not have been involved in the reconsideration of the
Board's decision, because he had been involved in the Board's original
decision. The College contends that he had to stay in office. The fact that
he had been involved in the original decision did not disqualify him from
remaining in office for the purpose of the reconsideration. There was no
material irregularity in this respect. In addition, this was not one of the
main issues in dispute, and its omission from the letter of 3 October 2000,
having regard to the large number of issues raised by Ms Nash, does not affect
the validity of the Academic Committee's decision. In any event, I should not
exercise my discretion to grant relief in respect of this point, like that of
the adjournment of the meeting of the Board of Examiners, since it would be
both disproportionate and pointless to do so,
48. In the result, this challenge to the decision of the Academic Committee
fails. As will be apparent from paragraph [4] above, this is a conclusion that
I am not unhappy to reach. Assessment of the grades to which a student is
entitled, particularly in a pre-final year, and particularly in a subject as
qualitatively judgmental as art, may properly be the subject of relatively
informal academic procedures, without the litigation-like substantially
documented and highly adversarial steps seen in this case. Recourse to
judicial review should be unnecessary. It is significant that academia is one
of the few areas of activity of public authorities that may be excluded from
judicial review, by the provision of a visitorial jurisdiction. Like Elias J,
I should readily have interfered with the decision of the Academic Committee if
I had been satisfied that it was marred by real unfairness, or if I had thought
that it did not properly consider the real issues before it, if it had failed
correctly to apply the regulations of the College, or if there was any
justification for an attack on the good faith of the academic staff in
question. Those requirements have not been met.
"Notwithstanding these inconsistencies, the Committee concluded
that there had been no material irregularity in the conduct or decision of the
Board of Examiners on 19 April 1999. Consequently, your appeal is not upheld
and in accordance with paragraph 8.3 of chapter 6 of the Academic Affairs
handbook, and that is the final decision of the College."
"Unless the Academic Committee or the Academic Board believes that
there has been a material irregularity, the reconsidered decision of the Board
of Examiners or a committee which it has established under paragraph 4.8 above,
shall be final."
".... despite the detailed arguments which were raised and
discussed before the panel, the appeal was rejected for no obvious or stated
reasons.
...
Subject to your response to this letter, a copy of which we are also ending to
your Solicitors, we are instructed to issue the application for Judicial Review
7 days after the date of this letter.""The Committee found that there were a number of inconsistencies,
as set out in the letter, but that none constituted a material irregularity.
Your client and/or you may disagree with that conclusion, but the decision was
for the Committee alone."
"All of the oral evidence and all of those documents were examined
in detail in order to decide whether the Board of Examiners's decision was
flawed by material irregularity."
"Nevertheless, to allay any feeling of injustice that you may have,
I deal in the rest of this letter with the Academic Committee's consideration
of the principal matters which you raise in your proposed further Judicial
Review permission application."
"We should ... mention that the letter (of 3 October 2000) was not
quite what we had anticipated. We had understood from our discussions with you
that the Committee were proposing to enlarge upon the reasons given in their
decision letter. Instead, what was received was a letter from the Head of the
College who was not a participant in the appeal and we assume not a privy or
party to the appeal which we would respectfully suggest did not take matters
forward."
"... we had understood that you were seeking to obtain
clarification or expansion from the Appeal Committee of its reasons. We did
not understand your suggestion as an opportunity for the Committee to give
further consideration to the appeal, still less for Mr Cina, who was not a
member of the Committee, to write making what amounts to no more than
submissions on the merits of the proceedings for Judicial Review. Indeed, Mr
Cina, as someone with prior involvement, was expressly excluded from the
membership of the Appeal Committee.
It also appears from the style and content of the letter that it was drafted
upon legal advice. Please confirm the provenance of this letter.
We note that Mr Cina states that he has consulted at length with both the
acting Chair and the Clerk to the Committee. The letter does not make clear the
result of that consultation or the source of particular assertions. The Clerk
of the Committee was not a member of the Committee and is not able to speak for
its members. We would suggest that neither the acting Chair nor the Clerk can
say what was in the minds of the members of the Committee.
In any event, any further "evidence" by way of statements following the
Committee's decision would clearly amount to ex post facto reasoning. We would
object to the admissibility of such statements on the grounds that it falls
outside the narrow exceptions permitted by the Court (see e.g. R v
Westminster City Council, ex p Ermakov [1996] 2 All ER 302 at 315g-315h
recently approved by Gage J. and in R v Southwark L.B.C ex p Glen
International, 31 October 2000).""We note what you say in relation to the letter of 3 October 2000.
It was sent to Ms Nash because it was a fuller statement of the reasons given
in the original decision of the Appeal Committee, and therefore it seemed
entirely appropriate to send direct to Ms Nash. However, we shall in future
communicate with you on this matter since you so request.
We fear that you have misunderstood the meaning and purpose of Mr Cina's
letter. First it was signed by Mr Cina because for speed and ease of
communication, the Appeal Committee's reasons were sent to Ms Nash through him.
He was effectively acting as administrative assistant to the Appeal Secretary
for this purpose. We stress (and Mr Cina and other will lodge evidence with
the Court to this effect if our explanation continues to trouble you) that Mr
Cina played no part in the re-consideration of the decision.
Second, the letter does not seek to make submissions on the merits of the
proposed judicial review application. It gives a fuller account of the
original reasons. If the Appeal Committee approached the matter in a rather
more formal way than normal it can hardly be blamed given the way your client
has responded to the exercise of reviewing her Stage 2 results. It would also
be somewhat surprising if it was a ground of complaint that the College had
taken legal advice during the recent re-hearing and upon receipt of your
client's proposed judicial review application.
Third, the clerk to the Appeal Committee, for the avoidance of
doubt, was neither a participant in the review decision nor its
interpreter."
"On 20 and 26 June 2000, I was Chairman of the College's Academic
Committee which reconsidered the appeal made by Ms Nash. At the conclusion of
the appeal Committee's deliberations, once its decision had been made, I
assisted Ms Louise Ratcliffe, the clerk to the College Academic Committee, with
the drafting of the letter of 30 June 2000 to Ms Nash. I approved its
terms.
In late September 2000, I was notified by Colin Cina that the Academic
Committee's decision should be set out in further detail. I met Mr Cina to
ensure that the second statement of reasons for the Academic Committee's
decision were correct and full. I discussed with Mr Cina the terms of the
letter.
Purely as a matter of administrative convenience, Mr Cina took charge of the
production of the actual letter to be put in the post after our discussion. I
was shown the final version and I approved it before it was sent out to Ms Nash
on 3 October 2000.
I have seen the exchange of correspondence of 18 October 2000, 9 November 2000
and 8 December 2000. It is correct to say that the letter to Ms Nash of 3
October 2000 represented the terms of the Academic Committee's decision
accurately and fully. The contents of the letter to Teacher Stern Selby of 8
December 2000 are correct.""Naturally the Courts will look circumspectly at additional
reasons; these clearly cannot carry quite the same authority as reasons
properly given as part of the actual decision, and of course, anything
suggestive of ex post facto reasoning, let alone anything in the way of
inconsistency with previous reasons, would be particularly scrutinized.
Certain bodies, moreover, will clearly be held to the reasons expressed with
their decision - for instance, the Secretary of State on planning appeals and
tribunals of the kind in question in Alexander Machinery and ex parte
Khan. Furthermore, whenever as here a public body files evidence, it is
desirable that each member should approve the supplementary reasoning disclosed
in the individual deponent's affidavit as the actual basis for the decision
earlier taken. But given these sorts of qualification, there seems to me much
to be said in favour of allowing affidavits to supplement reasons, and little
against either in the way of legal or practical objection. Of course, the
supplementary reasons go only to the question whether the decision reached was
erroneous in point of law; they cannot repair the breach of duty involved in
having provided inadequate reasons in the first place ..."
"If a local housing authority notify the applicant ... (c) that
they are satisfied that he became homeless ... intentionally ... they shall at
the same time notify him of their reasons."
"... they put forward entirely new reasons, completely at odds with
those given in the letter. Moreover, they put forward those new reasons five
or six months after the decision letter had been sent and, of course, only
after judicial review proceedings had been launched."
"(1) It is unrealistic to seek to draw any significant distinction,
in the context of s 64, between the decision and the communication of the
decision with reasons, or to treat the giving of reasons as purely procedural.
In reaching this conclusion I am influenced by the fact that the section in
terms requires reasons to be given at the same time as the decision is
communicated; by Schiemann J's observations in Ex p Shield; and by the
many cases in which such decisions have been quashed for inadequacy of reasons.
(2) The court can and, in appropriate cases, should admit evidence to elucidate
or, exceptionally, correct or add to the reasons; but should, consistently with
Steyn LJ's observations in Ex p Graham, be very cautious about doing so.
I have in mind cases where, for example, an error has been made in
transcription or expression, or a word or words inadvertently omitted, or where
the language used may be in some way lacking in clarity. These examples are
not intended to be exhaustive, but rather to reflect my view that the function
of such evidence should generally be elucidation not fundamental alteration,
confirmation not contradiction. Certainly there seems to me to be no warrant
for receiving and relying on as validating the decision evidence--as in this
case--which indicates that the real reasons were wholly different from the
stated reasons. It is not in my view permissible to say, merely because
the applicant does not feel able to challenge the bona fides of the
decision-maker's explanation as to the real reasons, that the applicant is
therefore not prejudiced and the evidence as to the real reasons can be relied
upon. This is because, first, I do not accept that it is necessarily the case
that in that situation he is not prejudiced; and, secondly, because, in this
class of case, I do not consider that it is necessary for the applicant to show
prejudice before he can obtain relief. Section 64 requires a decision and at
the same time reasons; and if no reasons (which is the reality of a case such
as the present) or wholly deficient reasons are given, he is prima facie
entitled to have the decision quashed as unlawful.
(3) There are, I consider, good policy reasons why this should be so. The
cases emphasise that the purpose of reasons is to inform the parties why they
have won or lost and enable them to assess whether they have any ground for
challenging an adverse decision. To permit wholesale amendment or reversal of
the stated reasons is inimical to this purpose. Moreover, not only does it
encourage a sloppy approach by the decision-maker, but it gives rise to
potential practical difficulties. In the present case it was not, but in many
cases it might be, suggested that the alleged true reasons were in fact second
thoughts designed to remedy an otherwise fatal error exposed by the judicial
review proceedings. That would lead to applications to cross-examine and
possibly for further discovery, both of which are, while permissible in
judicial review proceedings, generally regarded as inappropriate. Hearings
would be made longer and more expensive.
(4) While it is true, as Schiemann J recognised in Ex p Shield,
that judicial review is a discretionary remedy and that relief may be refused
in cases where, even though the ground of challenge is made good, it is clear
that on reconsideration the decision would be the same, I agree with Rose J's
comments in Ex p Carpenter that, in cases where the reasons stated in
the decision letter have been shown to be manifestly flawed, it should only be
in very exceptional cases that relief should be refused on the strength of
reasons adduced in evidence after the commencement of proceedings.
Accordingly, efforts to secure a discretionary refusal of relief by introducing
evidence of true reasons significantly different from the stated reasons are
unlikely to succeed.
(5) Nothing I have said is intended to call in question the propriety of the
kind of exchanges, sometimes leading to further exposition of the authority's
reasons or even to an agreement on their part to reconsider the application,
which frequently follow the initial notification of rejection. These are in no
way to be discouraged, occurring, as they do, before, not after, the
commencement of proceedings. They will often make proceedings unnecessary.
They are in my judgment very different from what happened in this case.
I
also wish to emphasise that all that I have said is with reference only to the
provisions of s 64 of the 1985 Act.
(6) The judge did not in my view approach the decision, which in the exercise
of his judgment he had to make, with the principles that I consider the
authorities establish in mind. Whereas he should have adopted an approach
consistent with that indicated in the judgment of Steyn LJ in Ex p
Graham, what he did was to treat the application as one which he could not
even consider rejecting. This is apparent from the passage in his judgment
which I have already cited. I have little doubt that had the judge approached
the matter with the correct principles in mind he would have concluded that
this was not a case in which the respondents should be permitted to
substitute wholly different reasons and, in reliance on those reasons, seek to
justify their decision.
(7) On the first ground I consider that this appeal should succeed, the judge's
decision should be set aside, the decision of the authority quashed, and the
case remitted for reconsideration on the simple ground that, as the affidavit
evidence of the respondents concedes, the only reasons given for the decision
are defective, in that they are not the true reasons and are not relied
on.""There are some classes of a case in which the adequacy of the
reasons is itself made a condition of the legality of the decision. In such
instances, later evidence giving a proper explanation of the reasons by
definition cannot cure the legal defect which would arise if the original
reasons were inadequate. But this is not such a case, and Mr Clayton does not
contend the contrary. It seems to me with respect that the passage from
Hutchison L.J.'s judgment which I have cited, and also Latham J.'s reasoning,
give a resounding and salutary warning against a particular danger that may
arise where originally faulty reasons are sought to be cured by later evidence.
It consists in the risk that the later material, albeit put forward in perfect
good faith, in truth officers an ex post facto justification for the
decision which in substance travels beyond, and may differ from, the actual
reasons entertained by the decision-maker at the time. It is, I think,
important to notice that the learned Lord Justice was dealing with a case (as
"the real reasons were wholly different from the stated reasons". I would
emphasize also his deprecation (in para.3) of the "wholesale amendment or
reversal of the .....reasons". I accept, however, that even where the court is
confident that the later evidence represents the actual reasons given at the
time, it will not automatically receive the later material. Whether it will do
so will be a matter for the court's discretion case by case. Broadly speaking,
the court will have in mind the great importance to be attached to the giving
of legally sufficient reasons at the time they are supposed to be given. As
Hutchison L.J. said (para.3) "...The purpose of reasons is to inform the
parties why they have won or lost and enable them to assess whether they have
any grounds for challenging an adverse decision." At the same time, in a case
where the court is entirely satisfied, despite an original defect in the
reasons given, that the public body in question has arrived at a perfectly
proper decision amply justified (so far as any public law tests are concerned)
by reasons by which it was entitled to entertain and which it did entertain at
the time, it may be slow to strike down the decision on the basis only that the
later explanation should have been given when the decision was communicated. I
recognise that Hutchison L.J. (in the opening sentences in para.2) draws a
distinction between elucidation on the one hand and correction or addition on
the other. But I think with respect it is clear that he was concerned with the
class of case where the later material exhibits a significant or indeed
fundamental shift of ground from the reasons given at the time."
© 2001 Crown Copyright
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