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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> T v Special Educational Needs Tribunal & Anor [2002] EWHC 1474 (Admin) (18 July 2002) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2002/1474.html Cite as: [2002] EWHC 1474 (Admin), [2002] ELR 704 |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL | ||
B e f o r e :
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“T” | Claimant | |
- and - | ||
(1) THE SPECIAL EDUCATIONAL NEEDS TRIBUNAL (2) WILTSHIRE COUNTY COUNCIL | Defendant |
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Smith Bernal Reporting Limited, 190 Fleet Street
London EC4A 2AG
Tel No: 020 7421 4040, Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
Miss Elisabeth Laing (instructed by the Treasury Solicitor) for the First Defendant
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AS APPROVED BY THE COURT
Crown Copyright ©
Mr Justice Richards:
“… I feel that the most appropriate provision is a home-based programme, using applied behaviour analysis, under the direction of an appropriately trained consultant, using a team of tutors who receive training and reviews on a three-weekly basis. ….
I am committed to the principle of inclusive education for children with special educational needs. Attendance at a special autistic centre, even on the site of a mainstream primary school, does not match my understanding of what constitutes inclusive education. I am also worried that [J] needs role models amongst his peers, who demonstrate normal, rather than autistic behaviour. Being educated in a small centre, amongst other autistic children, is likely to confirm, rather than challenge his autistic behaviour.
It is my view that [J] needs the intensity and rigour of a highly structured behavioural intervention, which is co-ordinated by a home-based team, to ensure complete consistency. This will allow him to develop the social, behavioural, cognitive and linguistic skills that will enable him to access the early stages of the National Curriculum successfully. Once these skills are established, then a phased integration into primary school, using ABA trained tutors as shadows, would be undertaken. The Statement provided by the LEA does not take sufficient account of the need for an early behavioural intervention for my son ….”
“Where a local education authority are satisfied that it would be inappropriate for -
(a) the special educational provision which a learning difficulty of a child in their area calls for, or
(b) any part of such provision,
to be made in a school, they may arrange for the provision (or, as the case may be, for that part of it) to be made otherwise than in a school.”
“28. We accept that in this case, both proposals can properly be regarded as 'appropriate', and having been given the evidence about cost of the two proposals and heard the argument about that, we accept that there is little difference between the cost of the rival proposals having regard to the LEA's duty to provide transport under Section 509 of the Act.
29. However, we distinguish the decision in C v. Buckinghamshire on the basis that the dispute in that case was between placement in a mainstream school and an independent school. Section 319 does not apply if provision in school is appropriate, as we have found it to be.
30. In those circumstances, having taken into account the parents' views as required by section 9, we dismiss [Mr and Mrs T's] appeal with regard to Part 4.”
Statutory framework
“The statement shall -
(a) specify the type of school or other institution which the local education authority consider would be appropriate for the child,
(b) if they are not required under Schedule 27 to specify the name of any school in the statement, specify the name of any school or institution (whether in the United Kingdom or elsewhere) which they consider would be appropriate for the child and should be specified in the statement, and
(c) specify any provision for the child for which they make arrangements under section 319 and which they consider should be specified in the statement.”
“In exercising or performing all their respective powers and duties under the Education Acts, the Secretary of State and local education authorities shall have regard to the general principle that pupils are to be educated in accordance with the wishes of their parents, so far as that is compatible with the provision of efficient instruction and training and the avoidance of unreasonable public expenditure.”
The case for the appellants
“The global effect … is that in special educational needs cases a duly expressed parental preference for a state-sector school is binding in the absence of a disqualifying factor, while an expressed preference for an independent school is to be considered, together with the reasons for it, in the light of the general principle in section 9. …
… For a child with special educational needs the statutory scheme is very different. A series of quite onerous obligations comes to rest upon the local education authority, calling for a series of difficult decisions which are plainly intended by Parliament to be geared so far as practicable to the child's individual needs. The parents' voice is heard in this process if anything more clearly than in the ordinary school selection process; but where Sch 27, para 3 does not make parental choice determinative, it is because the child's needs or the efficient use of resources point elsewhere. If the difference between the parents and the local education authority cannot be resolved by negotiation, the tribunal is there to resolve it. It is likewise required by the Act to follow a process of inquiry and reasoning directed to meeting the child's needs, which both values and limits parental choice. In such a process, the reasons for the parental choice are of the first importance; the bare fact of parental choice, which in the nature of things is simply a function of their reasons, is logically of only marginal significance. …
… I see no basis in the statute for requiring a tribunal which finds that two schools are adequate but that one is markedly more suitable than the other to the child's special needs to ignore the difference and to abdicate its judgment in favour of the parents. To do so, since a s.9 choice may lawfully include an independent school, would be to extend the mandatory range of parental choice beyond that to which it is explicitly limited by Sch 27, para 3(1)” (185G-H, 187G-188A and 188E-F).
“… [I]t is clear from s.324(4)(a) of the Education Act 1996 that the LEA has a duty to ensure that a child with special educational needs is placed at a school that is 'appropriate'. It is not enough for the school to be merely adequate. To determine if the school is appropriate, an assessment must be made both of what it offers and what the child needs. Unless what the school offers matches what the child needs, it is unlikely to be appropriate. The assessment of the child's needs necessarily imports elements of a welfare judgment. If there are two schools offering facilities and standards that exceed the test of adequacy, then I would hope that ordinarily speaking the better would be judged appropriate, assuming no mismatch between specific facilities and specific needs. Parental preference obviously has a part to play in the assessment of what is appropriate. In a case where there appears to be parity of cost and parity of facilities, parental preference may be the decisive factor. But it would be wrong to elevate parental preference to the height that [counsel for the parents] appeared to contend for in his submissions. A bare preference might be ill-informed or capricious. In practice, parental preference may mean a fair opportunity to the parents to contend by evidence and argument for one school in preference to another. Therefore, preferences must be reasoned to enable the parent to demonstrate that they rest on a sound foundation of accurate information and wise judgment” (189D-H).
“No person shall be denied the right to education. In the exercise of any functions which it assumes in relation to education and to teaching, the state shall respect the right of parents to ensure such education and teaching in conformity with their own religious and philosophical convictions.”
The case for the Tribunal
“If that were to be put forward as a serious issue it would obviously be necessary for the tribunal to have evidence that the authority's proposals were indeed contrary to the parents' religious and philosophical convictions. There was no such evidence in this case, and no suggestion before the tribunal that this was a point which they needed to consider. In my view, it is far too late to raise it at this stage of an appeal on a point of law ….” (383G-H).
“The procedure before the special educational needs tribunal is meant to be informal, and we are told by Otton LJ that representation is discouraged. To my mind it would be quite wrong to reproach [the appellant] for not having raised this argument before the special educational needs tribunal or to penalise her for not having done so. Furthermore, this is a case of general importance and it may well set a precedent. Now that the parties have come this far, it seems to me to be in the public interest that we should decide it, rather than that we should say that the judge should never have allowed it to be raised in the first place.”
“In its ordinary meaning the word 'convictions', taken on its own, is not synonymous with the words 'opinions' and 'ideas', such as are utilised in Article 10 of the Convention, which guarantees freedom of expression; it is more akin to the term 'beliefs' (in the French text: 'convictions') appearing in Article 9 - which guarantees freedom of thought, conscience and religion - and denotes views that attain a certain level of cogency, seriousness, cohesion and importance.
As regards the adjective 'philosophical', it is not capable of exhaustive definition and little assistance as to its precise significance is to be gleaned from the travaux preparatoires. The Commission pointed out that the word 'philosophy' bears numerous meanings: it is used to allude to a fully-fledged system of thought or, rather loosely, to views on more or less trivial matters. The Court agrees with the Commission that neither of these extremes can be adopted for the purposes of interpreting Article 2: the former would too narrowly restrict the scope of a right that is guaranteed to all parents and the latter might result in the inclusion of matters of insufficient weight or substance.
Having regard to the Convention as a whole including Article 17, the expression 'philosophical convictions' in the present context denotes, in the Court's opinion, such convictions as are worthy of respect in a 'democratic society' and are not incompatible with human dignity; in addition, they must not conflict with the fundamental right of the child to education, the whole of Article 2 being dominated by its first sentence.
The applicants' views relate to a weighty and substantial aspect of human life and behaviour, namely the integrity of the person, the propriety or otherwise of the infliction of corporal punishment and the exclusion of the distress which the risk of such punishment entails. They are views which satisfy each of the criteria listed above; it is this which distinguishes them from opinions that might be held on other methods of discipline or on discipline in general.”
“It is envisaged that it will be needed only in rare cases of relatively serious indiscipline. The parents wish it to be administered in such circumstances because they consider it to be a more efficacious method of securing appropriate discipline. I do not think that it is appropriate to describe a belief that one measure is more effective than another as a philosophical or religious conviction even if the reason for holding that belief is that it is supported by a religious text.”
Conclusions
i) There is no challenge to the Tribunal's conclusion that the provision proposed by the local education authority and specified in part 4 of the statement was appropriate. It follows that the conditions laid down in section 319 were not met and that there was no power under section 319 to arrange for provision otherwise than in a school. Nor did any such power exist elsewhere in the 1996 Act. The part 4 particulars are governed by section 324; and if section 319 is inapplicable, then the requirement under part 4 is to specify a school or other institution. That meant that the proposal put forward by Mr and Mrs T for provision in the form of the Lovaas programme, which involved teaching at home for the first full year and gradual integration into school thereafter, was not an available option. That was plainly the Tribunal's process of reasoning, albeit that it was expressed in a somewhat compressed manner. In my view the reasoning was correct.
ii) The Tribunal did have due regard to the parents' views, as it said it did. Section 9 of the 1996 Act did not require the Tribunal to do more. What is laid down by section 9 remains a general principle to be taken into account, rather than having any greater force. I reject the suggestion by Mr Friel in reply that Watt v. Kesteven County Council [1955] QB 408 and Cumings v. Birkenhead Corporation [1972] Ch 12, since they predated the substantial reforms reflected in the 1996 Act, are outdated. In my view the approach of the Court of Appeal in C v. Buckinghamshire was in line with what was said in those earlier cases about the effect of section 9, albeit that in certain circumstances specific effect is given to parental preference by express provisions of the 1996 Act (i.e. para 3 of Schedule 27).
iii) It follows from the foregoing that in my view the Tribunal was right to distinguish C v. Buckinghamshire as it did. The court in that case was dealing with a dispute between two forms of provision at school, not with a dispute between school and non-school provision in circumstances where, as here, the school provision is appropriate and there is therefore no power under section 319 to make arrangements for non-school provision.
iv) I also reject Mr Friel's submissions that the Tribunal failed to have regard to what was said in C v. Buckinghamshire about the importance of the child's needs and best interests. The Tribunal had proper regard to those matters within the legislative framework. The Tribunal's reasoning was clear and sufficient.
i) It is too late to raise an argument of this kind for the first time on appeal to the High Court on a point of law. Whether a person's beliefs have the necessary characteristics to amount to a philosophical or religious conviction within Article 2 of Protocol 1 is a matter that ought to be explored in the first instance by the tribunal of fact. There was some relevant evidence before the Tribunal in this case, but it is almost certain that the Tribunal would have probed it further had the issue been raised; and in any event the Tribunal cannot sensibly be criticised for its omission to deal with the issue. Accordingly I think it right to follow the approach in L v. Herefordshire and Worcestershire County Council and S v. Hackney London Borough Council. I accept that, as submitted by Mr Friel in reply, B v. London Borough of Harrow does not appear to have been cited in those later cases, but in my view it is distinguishable on the grounds put forward by Miss Laing: in the present case the appellants were represented before the Tribunal by a solicitor (whose witness statement shows him to have been highly competent, whether or not an expert in the field) and the point sought to be raised is not a pure issue of pure statutory construction (nor, I would add, is it one of the same general importance). The factors that told in favour of allowing the point to be ventilated and decided in B v. London Borough of Harrow are absent in this case.
ii) Since the matter was fully argued before me, however, I think it right to indicate briefly how I would decide it if it were open to the appellants to raise it now. For that purpose, of course, I must base myself on the available evidence and must disregard the fact that the evidence would have been explored further if the issue had been ventilated before the Tribunal.
iii) I reject the contention that Mr and Mrs T's views as to the appropriate form of educational provision for J amount to a philosophical conviction within Article 2 of Protocol 1. The criteria laid down in Campbell and Cosans v. UK are far from clear-cut and the matter is not susceptible of precise analysis. But if in this case one examines the reasons for the parents' preference for the Lovaas programme, the preference can be seen to rest on a judgment that such a programme is more likely to meet J's educational needs and to enable J to be integrated effectively into mainstream schooling (and in fact, as Mr T stated in the grounds of appeal to the Tribunal, it is to the principle of inclusive education that he is committed). That seems to me to fall far short of a philosophical conviction in favour of the Lovaas programme. It also seems to me to fall within the scope of Elias J's reasoning in R (on the application of Williamson) v. Secretary of State for Education and Employment.
iv) There was no breach of Article 2 of Protocol 1 even if the parental preference did amount to a philosophical conviction. The Tribunal gave due weight to that preference, to the extent permitted by section 319. Mr Friel did not contend that the section itself was incompatible with the Convention; but in any event I take the view that Miss Laing is right in her submission that the section represents a permissible legislative choice.
v) Likewise the Tribunal’s interpretation and application of section 9 of the 1996 Act accorded with Article 2 of Protocol 1.