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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Bannatyne, R (on the application of) v Secretary of State for the Home Department & Ors [2004] EWHC 1921 (Admin) (22 July 2004) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2004/1921.html Cite as: [2004] EWHC 1921 (Admin) |
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QUEEN'S BENCH DIVISION
THE ADMINISTRATIVE COURT
Strand London WC2 |
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B e f o r e :
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THE QUEEN ON THE APPLICATION OF STEPHEN BANNATYNE | (CLAIMANT) | |
-v- | ||
SECRETARY OF STATE FOR THE HOME DEPARTMENT (FIRST DEFENDANT) | ||
THE INDEPENDENT ADJUDICATOR (SECOND DEFENDANT) |
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Smith Bernal Wordwave Limited
190 Fleet Street London EC4A 2AG
Tel No: 020 7404 1400 Fax No: 020 7831 8838
(Official Shorthand Writers to the Court)
MR GRODZINSKI (instructed by Treasury Solicitors) appeared on behalf of the DEFENDANTS
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Crown Copyright ©
MR JUSTICE SULLIVAN:
Introduction.
The factual background.
"I start to give my reasons for convicting the inmate of the assault. I am shouted down by the defendant, I am cross-examined by the inmate's legal representative, the defendant leaves the room. I sentence him with an advocate present and inmate absent".
"When the district judge indicated that he found the charge proved, the claimant left the room, his solicitor asked how the charge should be proved in the light of the contradictions in the evidence between Mr Smith and Mr Keogh and the fact that the inmate witnesses denied that there had been an assault.
"The district judge indicated that he had a choice of believing the officer or the inmates and that either the officer was lying through his teeth or the inmates were conspiring to pervert the course of justice and that he would rather believe the officers".
"The adjudicator spent five minutes after the hearing orally giving judgment. This included going through the facts of the case, the credibility of the witnesses and the burden of proof. This was in front of the claimant's representative but not the claimant who had walked out.
"In his oral judgment, the adjudicator made it clear that the number of witnesses for the claimant was not a substitute for the quality of evidence and that he preferred the quality of the officer's evidence to that of inmates.
"The claimant and his friends dealt identically with one narrow issue which led the adjudicator to conclude that there had been collusion and that their evidence lacked credibility. The adjudicator took into account the attitude of the witnesses and concluded without doubt that the inmates could not be relied upon.
"On the salient points the adjudicator found the evidence of the officers to be credible with no cause to suspect corruption. They both gave evidence that the claimant made contact with the officer, amounting to an assault. Although their versions of events were not identical, this adjudicator did not find either of them to be lying; on the contrary it would be more worrying if witnesses standing with different lines of vision were to give identical evidence as it suggests it may have been rehearsed.
"Against the evidence of the officers there was, in the adjudicator's view, a rehearsed account given to support the inmate by friends".
"It is for the adjudicator to decide what evidence he believes and who is telling the truth. On this occasion, he believed that the reporting officer and the officer witnesses were telling the truth".
The Judicial Review Proceedings.
"68... (a) The Convention is not opposed to the Contracting States creating or maintaining a distinction between criminal law and disciplinary law and drawing the dividing line, but it does not follow that the classification thus made is decisive for the purposes of the Convention.
"(b) if the Contracting States were able at their discretion, by classifying an offence as disciplinary instead of criminal, to exclude the operation of the fundamental clauses of Articles 6 and 7, the application of these provisions would be subordinated to their sovereign will. A latitude extending thus far might lead to results incompatible with the object and purpose of the Convention.
"69. The Court was careful in the Engel and Ors judgment to state that as regards the dividing line between the 'criminal' and the 'disciplinary', it was confining its attention to the sphere with which the case was concerned, namely military service. It is well aware that in the prison context, there are practical reasons and reasons of policy for establishing a special disciplinary regime, for example, security considerations and the interests of public order, the need to deal with misconduct by inmates as expeditiously as possible, the availability of tailor-made sanctions which may not be at the disposal of the ordinary courts and the desire of the prison authorities to retain ultimate responsibility for discipline within their establishments.
"However, the guarantee of a fair hearing which is the aim of Article 6 is one of the fundamental principles of any democratic society within the meaning of the Convention. As the Golder judgment shows, justice cannot stop at the prison gates and there is, in appropriate cases, no warrant for depriving inmates of the safeguards of Article 6".
"(1) In the determination of his civil rights and obligations, or of any criminal charge against him, everyone is entitled to a fair and public hearing within a reasonable time by an independent and partial tribunal established by law. Judgment shall be pronounced publicly but the press and public may be excluded from all or part of the trial in the interests of morals, public order or national security in a democratic society, where the interests of juveniles or the protection of the private lives of the parties so require, or to the extent strictly necessary in the opinion of the court in special circumstances where publicity would prejudice the interests of justice.
"(2) Everyone charged with a criminal offence should be presumed innocent until proved guilty according to law.
"(3) Everyone charged with a criminal offence has the following minimum rights:
"(a) to be informed promptly in a language he understands and in detail, of the nature and cause of the accusation against him;
"(b) to have adequate time and facilities for the preparation of his defence;
"(c) to defend himself in person or through legal assistance of his own choosing or, if he has not sufficient means to pay for legal assistance, to be given it free when the interests of justice so require;
"(d) to examine or have examined witnesses against him, and to obtain the attendance and examination of witnesses on his behalf under the same conditions as witnesses against him;
"(e) to have the free assistance of an interpreter if he cannot understand or speak the language used in court".
"86. The applicant complained of the fact that the adjudication by the Board of Visitors in his case had not been conducted in public, although he admitted that for him this was a marginal point.
"The Commission considered that there had been a failure to comply with Article 6 in this respect. The government submitted that the practice whereby a Board's proceedings were always held in private was legitimate: they relied on the entitlement under Article 6 to exclude press and public from a trial 'in the interests of ... public order or national security in a democratic society', 'where ... the protection of the private life of the parties so requires' or, alternatively, because there were 'special circumstances where publicity would prejudice the interests of justice'. Security problems, the possible propagation of malicious allegations by a prisoner and the latter's own wishes for privacy were cited in support of this submission.
"87. It is true that ordinary criminal proceedings -- which may well have concerned dangerous individuals or necessitate the production of a prisoner before the court -- nearly always take place in public, notwithstanding the attendant security problems, the possible propagation of malicious allegations and the wishes of the accused. However, the Court cannot disregard the factors cited by the Government, notably the considerations of public order and the security problems that would be involved if prison disciplinary proceedings were conducted in public. Such a course would undoubtedly occasion difficulties of greater magnitude than those that arise in ordinary criminal proceedings. A Board's adjudications are, as befits the character of disciplinary proceedings of this kind, habitually held within the prison precincts and the difficulties over admitting the public to those precincts are obvious. If they were held outside, similar problems would arise as regards the prisoner's transportation to and attendance at the hearing. To require that disciplinary proceedings concerning convicted prisoners should be held in public would impose a disproportionate burden on the authorities of the State.
"88. The Court therefore accepts that there were sufficient reasons of public order and security justifying the exclusion of the press and public from the proceedings against Mr Campbell. There was accordingly no violation of Article 6(1) in this respect".
"27. The Court reiterates that the holding of court hearings in public constitutes a fundamental principle enshrined in paragraph 1 of Article 6. This public character protects litigants against the secretive administration of justice with no public scrutiny; it is also one of the means whereby confidence in the courts can be maintained. By rendering the administration of justice transparent, publicity contributes to the achievement of the aim of Article 6(1), namely a fair trial, the guarantee of which is one of the fundamental principles of any democratic society."
"The public character of the proceedings assumes a particular importance in a case such as the present, where the defendant in the criminal proceedings is a prisoner, where the charges relate to the making of threats against prison officers and where the witnesses are officers of the prison in which the defendant is detained.
"28. It was undisputed in the present case that the publicity of the hearing was not formally excluded. However, hindrance in fact can contravene the Convention just like a legal impediment ...
"29 ... The court considers that a trial complies with the requirement of publicity only if the public is able to obtain information about its date and place and if this place is easily accessible to the public. In many cases these conditions would be fulfilled by the simple fact that a hearing is held in a regular courtroom large enough to accommodate spectators. However, the court observes that the holding of a trial outside a regular courtroom, in particular in a place like a prison, to which the general public in principle has no access, presents a serious obstacle to its public character. In such a case, the State is under an obligation to take compensatory measures in order to ensure that the public and the media are duly informed about the place of the hearing and are granted effective access."
"... hardly designed to encourage public attendance. It was held early in the morning in a room which, although not too small to accommodate an audience, does not appear to have been equipped as a regular courtroom".
"The Court considers that the present case concerning ordinary criminal proceedings cannot be compared to that of Campbell and Fell v the United Kingdom, where it held that a requirement that disciplinary proceedings against convicted prisoners should be held in public would impose a disproportionate burden on the authorities of the State. The Court would add that security problems are a common feature of many criminal proceedings, but cases in which security concerns justify excluding the public from a trial are nevertheless rare ..."
"The court recalls that Article 6(1) of the Convention provides that, in the determination of civil rights and obligations, 'everyone is entitled to a fair and public hearing'. The public character of proceedings protects litigants against the administration of justice in secret with no public scrutiny; it is also one of the means whereby confidence in the courts can be maintained. By rendering the administration of justice visible, publicity contributes to the achievement of the aim of Article 6(1), a fair hearing, the guarantee of which is one of the foundations of a democratic society."
"The applicants submit that the presumption in favour of a private hearing in cases under the Children Act should be reversed. However, while the Court agrees that Article 6(1) states a general rule that civil proceedings, inter alia, should take place in public, it does not find it inconsistent with this provision for a State to designate an entire class of case as an exception to the general rule where considered necessary in the interests of morals, public order or national security or where required by the interests of juveniles or the protection of the private life of the parties, although the need for such a measure must always be subject to the Court's control".
"While the court in Campbell therefore recognised the special nature of the prison environment which distinguished prisoners from the military context examined in Engel v The Netherlands, it went on to emphasise the fundamental nature of the fair hearing guarantees of Article 6 and that there was, in appropriate cases, no warrant for depriving prisoners of the safeguards of that article.
"85. In such circumstances, as in Campbell v the United Kingdom, the Grand Chamber agrees with the Chamber that it is correct to apply the 'Engel criteria' to the facts of the present cases in determining where to place the dividing line between the 'criminal' and the 'disciplinary'. The court will do so in a manner consistent with the object and purpose of Article 6 of the Convention, while making 'due allowance' for the prison context and for the 'practical reasons and reasons of policy' in favour of establishing a special prison disciplinary regime."
"As in Campbell v the United Kingdom, the court would not question the importance of preserving an effective system of order and control in prison. However, it does not find compelling the Government's argument that the loss by the governor of the power to award 'additional days' would undermine the prison disciplinary regime in England and Wales ...
"The Government have argued, as a practical consideration against interpreting Article 6 so as to make its guarantees applicable to cases such as the present ones, that the new system is less effective than the former system, and, in particular, that it has given rise to additional administrative and financial burdens as well as to delay in the adjudication. The court in Campbell accepted that there might be practical reasons and reasons of policy for establishing a special prison disciplinary system, but responded by emphasising that, in appropriate cases, there was no warrant for depriving prisoners of the safeguards of Article 6 of the Convention. In the court's view, the obstacles relied on by the government are not, on their own, such as to entail the inapplicability of Article 6 to proceedings before the prison governor".
"There is nothing in Article 6 of the European Convention which requires all cases, willy nilly, to be heard in open court. To hear them in private and to debar publication of the proceedings heard in private must be necessary in a democratic society and proportionate to that necessity. The European Court recognised in B v the United Kingdom that the Article 6 requirement to hold a public hearing was subject to exceptions".
"The Human Rights Act 1998 and the European jurisprudence underline our own long-established principles of open justice which are entirely in conformity with the Convention and which our exceptions do not, in my judgment, breach".
"The First Defendant opposes the grant of permission, [that is us, Secretary of State] but the detailed account of events at the hearing before the adjudicator is more appropriately dealt with on the evidence at a full hearing".
"[It] intends to contest ... but respectfully suggests that this case raises issues of general importance for the Prison Service and that it is in the public interest that they be resolved by the Court following full argument. The Secretary of State therefore does not oppose the application for permission to apply for JR".