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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> B By Her Litigation Friend MB, R (on the application of) v London Borough of Lambeth [2006] EWHC 639 (Admin) (27 March 2006) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2006/639.html Cite as: [2006] EWHC 639 (Admin) |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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(Handed down in public on 7 April 2006) |
B e f o r e :
____________________
R (B by her litigation friend MB) |
Claimant |
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- and |
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LONDON BOROUGH OF LAMBETH |
Defendant |
____________________
Mr Jon Holbrook (instructed by Sternberg Reed Taylor & Gill) for the defendant (local authority)
____________________
Crown Copyright ©
Mr Justice Munby:
"Amongst the relief being sought were mandatory orders that the local authority provide B with "a full and effective assessment and care plan in accordance with its statutory obligations" and that it make provision for her "consistent with the assessment and care plan."
"We note that you have still not supplied us with any reasoned grounds for bringing this claim specifying any discrete issues of judicial review. Is it your intention to serve amended grounds in this matter?"
Having inquired why R (J) v Caerphilly County Borough Council [2005] EWHC 586 (Admin), [2005] 2 FLR 860, had been included in the bundle "bearing in mind there is no reference to this authority in your grounds", they continued:
"Once more, we should be most grateful if you would confirm whether or not you intend to supply us with amended grounds to show how the case is relevant in this matter."
19. Responding to the proposed amended grounds, which challenged the core assessment on the ground that it failed to meet the requirements of the Framework and failed to meet the standards mandated by R (J) v Caerphilly County Borough Council [2005] EWHC 586 (Admin), [2005] 2 FLR 860, Mr Holbrook submitted that the core assessment should not be subjected to a line by line comparison with the Framework. Core assessments, he said, are intended to assist local authorities to discharge their duties to children. The purpose of the process, he said, is not to enable claimants' lawyers to carry out such a comparison in order to find some trivial difference with a view to fashioning that trivial difference into a ground for judicial review. Mr Wise vigorously repudiated this characterisation of B's complaint, submitting, as it was put in the draft amended grounds, that the core assessment was discursive and superficial and failed to provide a thorough understanding of B's life.
i) The Administrative Court becomes an arena in which a judge is asked to determine the best interests of the child. This, he says, is not the court's function.
ii) Clearly formulated and succinct grounds for a public law challenge give way to a narrative. He tartly, but not without some justification, drew attention to the fact that the amended grounds spanned 17 pages and 47 paragraphs and complained that even if it was possible to discern particular grounds of challenge they were buried in a mass of narrative.
iii) Witness statements proliferate. In this case, as he pointed out, four witness statements in support of B's case had been filed in little over a month.
iv) Documentary evidence proliferates. In this case, as he pointed out, B's amended Form N461 sought an order for disclosure of B's social services files from 1999 - and this at a time when permission had not yet been granted.
v) Expert evidence is adduced. In this case, as he pointed out, much of the evidence filed on B's behalf was opinion evidence from a psychotherapist full of expressions such as "I feel", "I would argue", "I think" and "I believe". If admissible - and Mr Holbrook pointed out that expert evidence is not admissible under the Civil Procedure Rules in the absence of a court order - then the filing of such evidence merely invites the filing of similar expert evidence, by the defendant.
vi) Costs accordingly proliferate. In this case, as he pointed out, a claim that is still pre-permission has generated no fewer than four hearings before High Court judges.
vii) The local authority's ability to discharge its statutory duties is hampered by having to spend considerable time and money dealing with court proceedings - money which it can ill afford and which would otherwise have been spent on the delivery of much needed social services.
viii) Finally, claimants are rarely assisted by being given hope that the Administrative Court will come to their aid, because unless basic principles are observed the Administrative Court is being asked to do something that it is not empowered to do.
"[30] The present litigation exemplifies a certain type of judicial review case which experience suggests can too often end up following a less than desirable course: I have in mind community care, housing and other cases involving either children or vulnerable adults, especially those where, as here, the first task of the local or other public authority is the preparation of an assessment.
[31] This is not the first time that I have felt impelled to express my unease about this particular type of litigation: see R (A, B, X and Y) v East Sussex CC (No 2) [2003] EWHC 167 (Admin), (2003) 6 CCLR 194, at paras [156]-[166], and CF v Secretary of State for the Home Department [2004] EWHC 111 (Fam), [2004] 1 FCR 577, at paras [217]-[219]. There is, I think, a problem here that needs to be addressed. Too often in my experience inadequate thought is given to what precisely the court is being asked or can properly be asked to do."
"[32] What the claimants here seek to challenge are decisions taken by the County Council in pursuance of the statutory powers and duties conferred on it by Part III of the Act. So I am here concerned with an area of decision-making where Parliament has chosen to confer the relevant power on the County Council: not on the court or anyone else. It follows that we are here within the realm of public law, not private law. It likewise follows that the primary decision maker is the County Council and not the court. The court's function in this type of dispute is essentially one of review - review of the County Council's decision, whatever it may be - rather than of primary decision making. It is not the function of the court itself to come to a decision on the merits. The court is not concerned to come to its own assessment of what is in these children's best interests. The court is concerned only to review the County Council's decisions, and that is not a review of the merits of the County Council's decisions but a review by reference to public law criteria: see A v A Health Authority, in re J (A Child), R (S) v Secretary of State for the Home Department [2002] EWHC 18 (Fam/Admin), [2002] Fam 213, and CF v Secretary of State for the Home Department [2004] EWHC 111 (Fam), [2004] 1 FCR 577, at paras [20]-[32]. Just as I pointed out in R (A, B, X and Y) v East Sussex CC (No 2) [2003] EWHC 167 (Admin), (2003) 6 CCLR 194, at para [161], that it was the function of the local authority and not the court to make and draw up the assessments that were there in issue, so too in the present case it is for the County Council and not the court to make the initial and core assessments of these children.
[33] Now this has two important corollaries. Although I am, in a sense, concerned with the future welfare of very vulnerable children, I am not exercising a 'best interests' or 'welfare' jurisdiction, nor is it any part of my functions to monitor, regulate or police the performance by the County Council of its statutory functions on a continuing basis. A judge of the Family Division exercising the wardship jurisdiction has a continuing responsibility for the day to day life and welfare of the ward, exemplified by the principle that no important or major step in the life of a ward of court can be taken without the prior consent of the court: see Kelly v British Broadcasting Corpn [2001] Fam 59 at p 75. The function of the Administrative Court is quite different: it is, as it is put in CPR Part 54.1(2)(a), to review the lawfulness of a decision, action or failure to act in relation to the exercise of a public function. In other words, the Administrative Court exists to adjudicate upon specific challenges to discrete decisions. It does not exist to monitor and regulate the performance of public authorities: see in the context of community care R v Mayor and Burgesses of the London Borough of Hackney ex p S (unreported, 13 October 2000) at paras [8] and [11] and R v Mayor and Burgesses of the London Borough of Hackney ex p S (No 2) [2001] EWHC Admin 228 at para [4]."
"134] It is elementary that it is for the claimant to set out what his case is and then to adduce the necessary evidence in support. That applies as much to proceedings for judicial review as to any other type of adversarial litigation. Consistently with this CPR Part 8.2 and Part 54.6 identify what the claim form is required to contain (see also paragraph 5.6 of the Practice Direction to CPR Part 54) and CPR Part 22.1 requires the claim to be verified by a statement of truth. The relevant form - Form N461 - requires a claimant seeking judicial review to set out in Section 3 "details of the decision to be judicially reviewed", in Section 5 a "detailed statement of grounds", in Section 6 "details of remedy (including any interim remedy) being sought" and in Section 8 a "statement of facts relied on". There is good reason why all this information is required and why, although no doubt prolixity is to be discouraged, it is important that the claimant does actually provide, properly particularised, the "detail" called for by Form N461.
[35] It is equally elementary that, although the court will normally permit such amendments as may be required to ensure that the real dispute between the parties can be adjudicated upon, an application for permission to amend should normally be accompanied by a draft of the proposed amendment: see for example paragraph 1.2(2) of the Practice Direction to CPR Part 17. Under its inherent jurisdiction the Administrative Court can allow the claimant to amend his Form N461: see Civil Procedure, 2004, Vol 1, para 54.15.1. Under CPR Part 54.15 the Administrative Court can also permit a claimant to rely on grounds other than those for which he has been given permission to proceed. But paragraph 11.1 of the Practice Direction to CPR Part 54 requires notice of the claimant's intention to apply to rely on additional grounds to be given no later than 7 clear days before the hearing. There is good reason for this: both the court and more particularly the defendant and any interested parties need to know in advance the nature of the case being made. And where a claimant seeks to make a case sufficiently different from that set out in his Form N461 as to require an amendment to the Form N461 then it seems to me that it is incumbent on him (a) to seek permission to amend his N461, (b) to give notice of his wish to amend at the earliest possible moment and in any event no later than 7 clear days before the hearing and (c) to formulate the new or additional case he wishes to make in a properly drafted document setting out, in the manner and with the detail required by CPR Part 54.6 and by Form N461, the precise amendments for which he is seeking permission."
"The final point relates to the evidence, which in this type of case can all too easily proliferate. Thought needs to be given to the nature of the proceedings and, if the proceedings involve an application for judicial review rather than a full best-interests investigation, thought needs to be given to what precise point the evidence being adduced really goes to. As I commented in CF v Secretary of State for the Home Department [2004] EWHC 111 (Fam), [2004] 1 FCR 577, at para [218], too often in cases of this type I am left with the uncomfortable feeling that evidence is being adduced, and the case is being prepared, as if it were a best interests case when in truth it is not."
"misgivings about the way in which expert evidence is now being almost routinely utilised in certain types of public law cases, particularly community care cases and cases involving either children or mentally handicapped adults."
"This is an application for permission to apply for judicial review on the basis of a Form N461 which remains as it was when the proceedings were issued on 16 April 2004. F's real complaint now is that the assessment subsequently produced on 11 June 2004 proposes the provision of accommodation under section 17 and not under section 20 and that he is not being offered the accommodation and support under section 20 to which he says he is entitled. Mr Sharland complains, with justification, that this all goes to matters arising since the proceedings were issued, though no attempt has been made to amend the Form N46 1…."
"[37] ... A child seeking to compel a local authority to perform what he asserts are its duties under section 20 of the Act may complain that the local authority has failed to make an initial assessment of his needs. As here in the cases of W, P and G, judicial review proceedings may be launched to compel the local authority to carry out an assessment. But once that process has been completed the child may complain that the local authority has assessed him incorrectly - perhaps as a child requiring services not under section 20 but only under section 17 - and he may wish to bring judicial review proceedings to quash the assessment with a view to making the local authority assess him correctly. And even once that process has been completed satisfactorily he may still wish to complain, for example, that the local authority, although it has correctly assessed him as requiring accommodation under section 20, has nonetheless failed to provide him with accommodation that is suitable.
[38] Those three complaints relate to three different actions (or failures to act) on the part of the local authority and moreover occurring, it may well be, on successive and different occasions. Each in principle properly forms the subject of a distinct and separate application for judicial review. Now it may be that a pragmatic application of the overriding objective in CPR Part 1.1 will often indicate that these successive claims can appropriately be pursued within the ambit of the original proceedings for judicial review, rather than condemning the claimant to bring three successive applications, but that is no reason why the normal principles should not apply in relation to what will in that event be the necessary amendments to the original proceedings. If the original Form N461 complains about a failure to assess then, if the complaint is subsequently to be extended to embrace a later failure to assess correctly, the Form N461 must be properly amended to reflect the new complaint. And, I should emphasise, a proper amendment in this type of situation will usually involve the appropriate amendments to each of Sections 3, 5, 6 and 8 in the Form N461. Likewise, if the further complaint subsequently arises that the assessment, although itself correct, is not being correctly implemented, the Form N461 must again be amended to reflect the new situation."
"If proper control is not kept on the pleadings - if the Form N461 is not promptly and properly amended to keep pace with what may be the rapidly changing dynamics of a case such as these - and if proper control is not also kept on the evidence there is likely to be difficulty. The parties may be left in confusion or be at loggerheads as to what precisely the court is being asked to do. And this kind of uncertainty tends to encourage both drift and delay - what I referred to in CF v Secretary of State for the Home Department [2004] EWHC 111 (Fam), [2004] 1 FCR 577, at para [218] as "litigation creep". And this, as I pointed out, can lead all too easily to a situation where the proceedings are, in effect if not in intention, being used inappropriately as a means of monitoring and regulating the performance by a public authority of its public duties and responsibilities. That, as I have said, is not a proper use of proceedings for judicial review. Nor indeed, as Newman J pointed out in the Hackney litigation, is expenditure incurred by a claimant's solicitor in such circumstances legal costs recoverable as such. As he said in the first Hackney case at paras [8], [11]:
"[8] ... once [the local authority] had been ordered to provide services and accommodation, it being the authority entrusted with the obligations and the resources, should have been able to decide upon a care plan and provide accommodation without the intervention of lawyers …
[11] The occasions when it will be appropriate for costly participation by a user's solicitor in the process of preparing a plan and the provision of accommodation by a local authority will be rare. The starting point must be that it is for the authority to act and produce its proposals . . . "
And as he said in the second Hackney case at para [4]:
"… costs incurred in monitoring the authority's performance of the statutory duty were not legal costs." Now that may all have been said in the context of a community care case, but the principles must be of general application."
"Restraint is needed by the litigants and appropriately robust judicial case management, if these difficulties are to be avoided."
"In the circumstances, and recognising that I am adopting a more lenient approach than it might be thought the case warrants, I do not propose to dismiss the proceedings. I will give W one more opportunity to amend her N461 in such way as she may be advised. If she wishes to avail herself of this indulgence it is imperative that all the relevant parts of her Form N461 - sections 3, 5, 6 and 8 - are amended, so that both the County Council and the court can see exactly what are the decisions of the County Council that are being challenged, what are the grounds of that challenge, what evidence is being relied on and precisely what relief is being sought. The proposed amendments must be properly formulated in a draft which is to be submitted to the County Council as soon as possible."
"Again, as in W's case, the position is most unsatisfactory, for the County Council is now being pursued on a claim, different from that in the Form N461, which in large measure is neither pleaded nor particularised. However, as in W's case, and recognising again that I am adopting a more lenient approach than it might be thought the case warrants, I do not propose to dismiss the proceedings. I will give F an opportunity to amend his N461 in such way as he may be advised. I repeat in relation to any amendment F may wish to make what I have already said in relation to W."
At paragraph [48] I adopted the same approach in relation to G's case.