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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Shah v General Pharmaceutical Council [2011] EWHC 73 (Admin) (28 January 2011) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2011/73.html Cite as: [2011] EWHC 73 (Admin) |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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MANHERLAL KESHAVLAL SHAH |
Appellant |
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- and - |
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GENERAL PHARMACEUTICAL COUNCIL (formerly ROYAL PHARMACEUTICAL SOCIETY OF GREAT BRITAIN) |
Respondent |
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Alison Foster QC (instructed by Field Fisher Waterhouse) for the Respondent
Hearing date: 18 January 2011
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Crown Copyright ©
Mr Justice Wyn Williams:
Relevant background
"We say that in the expectation, Mr Shah, that you will not be here again. We do not expect to see you again. I think it has to be said that a course of conduct of this kind, if it is persevered with and if it comes up again, will have serious consequences the next time and thus we hope we will never see you again."
Events in 2004
"The visit revealed further matters of concern about practices in the pharmacy. These included:
1) Out-of-date medicines in the dispensary.
2) Medicines where dates of expiry and batch numbers were absent or had been removed which were in the dispensary and on the first floor.
3) Mixed batches of medicines in the dispensary.
4) Medicines from other pharmacies, labelled several years previously, which were stored alphabetically with current stock in the dispensary drawers. It was alleged these were kept for general dispensing use.
5) Five medicines in the dispensary which had been removed from the manufacturer's packaging which were unlabelled or only partially labelled.
6) European products on the first floor of the pharmacy which did not bear a product licence number."
The ensuing disciplinary process
"We then considered whether matters found proved constituted individually or jointly such misconduct as to render Mr Shah unfit to be on the register. We accepted that the misconduct must amount to more than mere negligence and must be serious misconduct. We noted that Mr Shah had implemented a system of mixed storage of dispensing stock and waste products intermingled on the dispensary shelves. We have already said that in our view this breached provisions of the Code including the key responsibilities one and three and in our view significantly increased the risk of errors in dispensing out-of-date stock. It was implemented apparently for monetary reasons so Mr Shah could obtain rebates from out-of-date stock and had apparently been operating for several years. Accordingly Mr Shah was putting patients at risk for monetary gain. In our opinion this went well beyond mere negligence and was serious misconduct which rendered him unfit to be on the register."
The law relevant to this appeal.
"Every appeal to which this paragraph applies must be supported by written evidence and, if the court so orders, oral evidence and will be by way of re-hearing."
"16. ….As it seems to me there are in particular two strands in the relevant learning….one differentiates the function of the panel or committee in imposing sanctions from that of a court imposing retributive punishment. The other emphasises the special expertise of the panel or committee to make the required judgment.
17. The first of these strands may be gleaned from the Privy Council decision in Gupta v General Medical Council [2002] 1WLR 1691, paragraph 21, in the judgment of their Lordships delivered by Lord Rodger of Earlsferry:
"It has frequently been observed that, when professional discipline is at stake, the relevant committee is not concerned exclusively, or even primarily, with the punishment of the practitioner concerned. Their Lordships refer, for instance, to the judgment of Sir Thomas Bingham MR in Bolton v Law Society [1994] 1WLR 512, 517-519 where his Lordship set out the general approach that has to be adopted. In particular he pointed out that, since the professional body is not primarily concerned with matters of punishment, considerations which would normally weigh in mitigation of punishment have less effect on the exercise of this kind of jurisdiction. And he observed that it can never be an objection to an order for suspension that the practitioner may be unable to re-establish his practice when the period has passed. That consequence may be deeply unfortunate for the individual concerned but it does not make the order suspension wrong if it is otherwise right. Sir Thomas Bingham MR concluded, at p519: 'The reputation of the profession is more important than the fortunes of any individual member. Membership of a profession brings many benefits, but that is a part of the price.' Mutatis mutandis the same approach falls to be applied even considering the sanction of erasure imposed by the committee in this case."
18. The panel then is centrally concerned with the reputation or standing of the profession rather than the punishment of the doctor. This, as it seems to me, engages the second strand to which I have referred. In Marinovich v General Medical Council [2002] UKPC 36 Lord Hope of Craighead, giving the judgment of the Board, said:
"28….in the Appellant's case the effect of the committee's order is that his erasure is for life. But it has been said many times that the Professional Conduct Committee is a body which is best equipped to determine questions as to the sanctions that should be imposed in the public interest for serious professional misconduct. This is because the assessment of the seriousness of the misconduct is essentially a matter for the committee in the light of its experience. It is the body which is best qualified to judge what measures are required to maintain the standards and the reputation of the profession.
29. That is not to say that their Lordships may not intervene if there are good grounds for doing so. But in this case their Lordships are satisfied that there are no such grounds. This was a case of such a grave nature that the finding that the Appellant was unfit to practice was inevitable. The committee was entitled to give greater weight to the public interest and to the need to maintain public confidence in the profession than to the consequences to the Appellant of the imposition of the penalty. Their Lordships are quite unable to say that the sanction of erasure which the committee decided to impose in this case, although undoubtedly severe, was wrong or unjustified."
19. There is, I should note, no tension between this approach and the human rights jurisprudence. That is because of what was said by Lord Hoffmann giving the judgment of the Board in Bijl v General Medical Council [2002] Lloyds Rep Med 60, paras 2 and 3, which with great respect I need not set out. As it seems to me the fact that a principal purpose of the panel's jurisdiction in relation to sanction is the preservation and maintenance of public confidence in the profession rather than the administration of retributive justice, particular force is given to the need to accord special respect to the judgment of the professional decision-making body in the shape of the panel. That I think is reflected in the last citation I need give. It consists in Lord Millet's observations in Ghosh v General Medical Council [2001] 1WLR 1915, 1923, para 34:
"The Board will afford appropriate measure of respect to the judgment of the committee whether the practitioner's failings amount to serious professional misconduct and on the measures necessary to maintain professional standards and provide adequate protection to the public. But the Board will not defer to the committee's judgment more than is warranted by the circumstances."
20. These strands in the learning then as it seems to me, constitute the essential approach to be applied by the High Court…on a section 40 appeal. The approach they commend does not emasculate the High Court's role in section 40 appeals: the High Court will correct material errors of fact and of course law and it will exercise a judgment, though distinctly and firmly a secondary judgment, as to the application of the principles to the facts of a case."
Grounds of Appeal and discussion
"We considered whether Mr Shah's misconduct was premeditated. We had regard to the fact that he had implemented a system which created a risk to the public in order to facilitate a claim to the manufacturers for a refund for out-of-date medicines. To this extent we accepted the matter was premeditated."
Mr Dingemans complains that the committee was wrong to categorise the Appellant's conduct as premeditated.
"We considered these previous matters. We noted there were two convictions with two associated appearances before the statutory committee. Although there are differences in fact of the two appearances and of the current matter before us at the moment, we did conclude that there were some similarities between the cases, including the gaining of financial benefit from actions associated with a failure to comply with professional responsibilities and the operation of unsafe systems of dispensing medicines."
In my judgment that conclusion was wholly justified. It does not seem to me that there is any basis for concluding that the statutory committee attached more weight to the fact of previous convictions and appearances than was reasonable or proportionate in the context of this case.
"We have had close regard to the character references provided by Mr Shah. It was unclear if the character referees knew Mr Shah's practicing history, and only three of the references supplied indicated knowledge of the current allegations. There were a total of 38 character references, 31 of whom were patients or customers, 3 were from general practitioners, and 4 others including a residential care manager, a vicar, a former employee and a specialist cancer manager. It is right to say that most of these character references had known Mr Shah for some 10 years or more.
Mr Shah was described as helpful, professional, knowledgeable, honourable, courteous and trustworthy. It is said that he provided an excellent personalised service in a less well off part of his Borough, and that the loss of those services would have a detrimental effect locally. He was described as a pillar of the local community.
We gave all the possible credit we could to Mr Shah in the light of these many and excellent references, but we also felt it necessary to have regard to the words of the Master of the Rolls in the case of Bolton v Law Society [1994] 1WLR 512 (Court of Appeal) where it was said:
"Considerations which would normally weigh in mitigation of punishment have less effect on the exercise of this kind of jurisdiction than on the ordinary run of sentences imposed in criminal cases. It often happens that the solicitor…." – I pause to say this case has been approved in a number of healthcare cases – "….it often happens that a solicitor appearing before the Tribunal can adduce a wealth of glowing tributes from his professional brethren. He can often show that for him and his family the consequences of striking off and suspension would be little short of tragic. All these matters are relevant and should be considered, but the reputation of the profession is more important than the fortunes of any individual member. Membership of the profession brings many benefits, but that is part of the price.""
- "Continuing risk to patients or members of the public
- Offence or misconduct so serious as to undermine confidence in the profession if a practitioner were to remain on the register
- Lack of sufficient insight on the part of the practitioner."
- "No continued risk to patients or public
- Evidence of insight
- Minor breaches of guidance issued by Society"
It seems to me, as it seemed to the statutory committee, that it would not be correct to categorise the Appellant's case as falling within any of those categories.