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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Villota v 2nd Section of the National High Court of Madrid, Spain [2014] EWHC 2623 (Admin) (29 July 2014) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2014/2623.html Cite as: [2014] EWHC 2623 (Admin) |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
____________________
RAUL ANGEL FUENTES VILLOTA |
Appellant |
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- and – |
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THE 2ND SECTION OF THE NATIONAL HIGH COURT OF MADRID, SPAIN |
Respondent |
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Peter Caldwell (instructed by Crown Prosecution Service) for the Respondent
Hearing date: 4 July 2014
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Crown Copyright ©
Mr Justice Foskett:
Introduction
The terms of the EAW
"1. [The Appellant and others] were recruited for the terrorist organisation E.T.A. Militar in 1990. They were trained in handling arms and explosives, in a flat located in Deusto. They were told the objectives to be pursued. They were given weapons and explosive material and information. On various occasions they carried out verifications and collected much information on members of law enforcement bodies, drug dealers, the Civil Governor in Biscay, supported various actions and carried out the orders given by "Gadafi", "Manu" and "Turko".
Apart from this they had several hiding places filled with arms and explosive material to be precise:
a) a mobile fridge hidden in Archanda Hill, inside of which were an automatic rifle M.A.T. with its numeration wiped off, two magazines, two grenades made in France as well as one grenade type E.T.A, and an explosives handbook;
b) a hiding place located in Trapaga Valley (Biscay) that was hidden by sleepers. It contained screws for shrapnel;
c) A hiding place located at Archanda Hill. This hiding place was made by GERMAN URIZAR, in the vicinity of the Tueba School. This hiding place contained a bag with a pair of surgical gloves;
2. From the 6th of June 1991 on, two pistols make Browning and one pistol make Sig Sauer were seized from JON MIRENA, [the Appellant] and GERMAN URIZAR. All serial and manufacturing numbers had been wiped off. On the 22nd of May 1991, RAUL ALONSO ALVAREZ, following the orders given by the three ETA members TURCO, GADAFI and MANU, left the group and handed over his pistol and an explosive device which he and GERMAN URIZAR had received from the three ETA members at the Deusto flat since it did not work. Two hours later they gave back that device to the last individual mentioned in order that he places that device in a vehicle that belongs to a police officer who was living in Baracaldo. The vehicle was a white Ford Scort, with license plate VA-4061-P. They had already informed about this vehicle. This vehicle used to be parked in Calle Landabeko.
3. For the purpose of carrying out the action that had been ordered by JUAN CARLOS IGLESIAS CHOUZA, JESUS MARIA MENDINUENTA and JUAN MARIA ORMAZABAL, in the first place they kept the pistols and device at JON MIRENA's home. JON MIRENA, [the Appellant] and GERMAN URIZAR DE PAZ picked up those items once they had carried out several verifications regarding the place where the car in which the explosive had to be placed used to be parked. In the early morning of the 6th of June 1991 they cautiously approached the vehicle but could not place the explosive since they were caught by police when trying to do so.
4. When police officers shouted "STOP POLICE", [the Appellant] left the weapon he was carrying on the vehicle roof. GERMAN URIZAR who was carrying the bag with the explosives as well as JON MIRENA started running, but not without first throwing the bag to the ground and firing several rounds at the corner of Calle Lukizago. They did not succeed in shooting the police officers, but police officers had to return fire. Eventually both men were arrested."
i) 'membership in a terrorist organisation' (referred to elsewhere in the warrant as 'participation in an armed group') - punishable by 10 years imprisonment and a fine of €6,000 - contrary to Articles 147 (which is thought to be a typing error for '174') and 173;
ii) 'attack … in conjunction with the offence of attempted murder' - punishable by 20 years imprisonment - contrary to Articles 233 and 406;
iii) 'possession of weapons of war' – punishable by 12 years imprisonment - contrary to Articles 257 and 258;
iv) 'possession of explosives' – punishable by 12 years imprisonment - contrary to Article 264.
The grounds of appeal
Ground 1
The District Judge erred in concluding that the EAW contained adequate particulars of the conduct alleged in respect of offences numbered 3 and 4 above pursuant to section 2(4)(c) of the 2003 Act.
Ground 3
The District Judge erred in concluding that the extradition of the Appellant was not a violation of Articles 5 and/or Article 8 of the ECHR or section 64 of the 2003 Act, in circumstances where the limitation period has expired under Spanish law.
Ground 4
The District Judge erred in concluding that the extradition proceedings were not an abuse of process, in circumstances where the Appellant had been tortured by the Requesting State.
Ground 1
"6. Section 2(4)(c) of the Act requires the EAW to provide particulars of the circumstances in which the person is alleged to have committed the offence including the conduct alleged to constitute the offence, the time and place at which he is alleged to have committed the offence.
…
9. It is submitted the third offence, possession of weapons of war, lacks specificity as it (the offence) might relate to (a) those with which the [Appellant] trained in the flat in Deusto in 1990, (b) those that were supplied to him after his training, (c) the rifle hidden in the mobile fridge in Archanda Hill and/or (d) the gun he left at the scene on 6th June 1991. Mr Caldwell suggests it refers to all of those. In my view the warrant implicitly is referring to (d) and there is no real confusion.
10. A very similar submission is made in relation to fourth offence of possession of explosives. My response is as above. The warrant implicitly is referring to (d), the explosive device that was to have been placed under the car on 6th June 1991; which was (implicitly) recovered as an exhibit.
11. I am satisfied that sufficient particulars have been provided in respect of all four offences and this EAW is a Part 1 warrant in compliance with section 2(4)(c) of the Act."
"The Appellant is entitled … to sufficient particulars to enable him to understand how the case is being put against him on critical allegations without that understanding being obscured by the fog of vagueness or ambiguity." (per King J at [81].)
"Although I accept that the warrant need not contain highly detailed information of the kind that one might expect to find in a civil pleading, it must contain enough information to enable the requested person to understand with a reasonable degree of certainty the substance of the allegations against him, namely, what he is said to have done, when and where, and also, in a case where knowledge of particular matters is an essential ingredient of the offence, sufficient information to enable him to understand why it is said that he had the necessary knowledge." (per Moore-Bick LJ at [117].)
"There is, moreover, a strong presumption that other Member States will act in accordance with their international obligations in respect of specialty. In Hilali v Central Court of Criminal Proceedings Number 5 of the National Court, Madrid [2006] 4 All ER 435, Scott Baker LJ referred to "a surprising submission that Spain is likely to act in breach of the international obligations to which it has signed up" (para 52). In Ruiz & Others v Central Court of Criminal Proceedings No 5 of the National Court, Madrid [2008] 1 WLR 2798, Dyson LJ endorsed the approach in Hilali, stating:
"67. It is to be presumed that the Spanish authorities will act in good faith in the absence of compelling evidence to the contrary. They are trusted extradition partners and parties to the Framework Decision. They have incorporated the specialty rule into their domestic law, so that the appellants have a remedy under their domestic law in the unlikely event of a breach of specialty.
68. Secondly, there is no compelling evidence that the Spanish authorities will act in breach of their specialty rule and article 27 of the Framework Decision. Castillo's case (which was governed by the Extradition Act 1989) does not provide such evidence. It appears that proceedings have not been completed. Even if Castillo's case were to be evidence of a breach of specialty, it would be a single instance. There is no other evidence. Moreover, if there has been a breach of specialty in that case, the defendant has his remedy in Spanish domestic law."
The need for compelling evidence of a breach of specialty arrangements was further emphasised in Arronategui v 1st, 2nd, 3rd, and 4th Sections of the National High Court Madrid, Spain [2012] EWHC 1170 (Admin), at para 47."
Ground 3
"The judge who signs this document will not inform on this point, since he is not appointed to sit on the Court which, if appropriate, will hold the oral hearing once the requested person is in our country. As you know, any discussion on the statute of limitations implies going into the substance of the case. This matter must be resolved pursuant to our national law and national case-law. In any case, for further information on the statute of limitations see the Public Prosecutor's report attached hereto.
What we can say is that if this Court in view of the background information had deemed that the statute of limitations period for the crimes the requested person is charged with had elapsed, this Court would not have issued this EAW."
"The authorities who ask for more extensive information should be reminded of the fact that the elapse of the statute of limitations period in the requesting State is not among the grounds for optional non-execution of a EAW covered by article 4 of the Framework Decision of 13 June 2002. Only where the requested State has jurisdiction over the facts, the requested State has the right to apply the statute of limitations applicable under the laws of the requested State. The requested State must never assess the statute of limitations applicable under the law of the requesting State. To call for a clarification of that point infringes directly the above Framework Decision. A modicum of respect for mutual confidence on which the regime applicable to EAWs is based makes it impossible to accept an issue that goes far beyond the European Union provisions.
Notwithstanding the foregoing, it should be made clear that the statute of limitations period for these facts has not elapsed, neither pursuant to the Spanish Criminal Code of 1973 nor pursuant to the Spanish Criminal Code of 1995."
"23. … Paragraph (f) of the EAW provides an opportunity for a [judicial authority] to enter information relating to limitation periods. In this case that paragraph has been left blank. In those circumstances the court would normally proceed on the basis that there was no limitation issue.
24. However, here [the Appellant] raises a limitation issue and seeks to persuade the court that the limitation period has elapsed and that if he were to be extradited he would be entitled to rely upon it and demand his immediate release. If that is correct then to keep him in custody here pending extradition or even worse to order his extradition would be incompatible with his Convention rights in particular his article 5 and 8 ECHR rights and further could be said to be an abuse of process by the [Judicial Authority] if it appreciates that any prosecution in Spain, is doomed to fail on this limitation point."
"… I have to be satisfied that the [Judicial Authority] honestly believes that it has a sustainable case against [the Appellant]. This is not an instance of a [judicial authority] claiming to have such a belief but offering no explanation for its belief. The [Judicial Authority] has here squarely addressed the argument advanced by [the Appellant] that the limitation period has elapsed. In my view, it cannot be concluded that its reasoned position, as set out in the Public Prosecutor's letter of 2lst March 2013, has plainly no merit and that the [Judicial Authority] knows that it has no merit, so as to found an abuse of process. I do not say that [the Appellant's] arguments will inevitably fail, or even that it is likely to fail. But on the authorities that is not the relevant test for determining whether there has been an abuse of process."
"… I did not find Senor Zenon's evidence particularly convincing on the start and end dates of the 15 year period, but I did find him more convincing that it was a 15 year period rather than the prosecutor's assertion that it was a longer one. On balance, and with some misgivings, I find that [the Appellant] has not persuaded me that it is more likely than not that he has become immune by reason of limitation."
"However, the prior question is whether this court should become involved in adjudicating upon these inconsistent interpretations of Italian law. For my part, it seems to me fundamental that in a European Arrest Warrant case it is wholly inappropriate for this court to proceed to adjudicate upon rival interpretations of Italian law. All this is a matter for the Italian courts in accordance with the principle expounded by Lord Brown in Gomes. Quite simply, we should not get involved."
"49. In our judgment, the District Judge's fundamental concern about hearing evidence about the Greek Prosecutor's compliance with domestic law was well-founded. The EAW system follows the Council Framework Decision of 13th June 2002 which envisages the creation of a common area of justice, in which there would be free movement of judicial decisions in criminal matters, a common judicial area replacing traditional forms of co-operation. A new and simplified system of surrender of suspects for prosecution was to be created. As Lord Hope put it in Dabas … at para 42:
"The principle on which this new system is based is the mutual recognition of criminal decisions between the member states. The European arrest warrant is designed to have a uniform effect throughout the European Union. The effect at which it aims is that of swift, speedy surrender."
50. Lord Hope then applied that principle to the question of whether a judge considering an extradition order based on a EAW needed information not specified in section 2 in order to test whether the conduct alleged constituted an offence against the law of the requesting state. Although that is not the issue here, what he said is apposite to the argument which does arise. In paragraphs 53 – 55 he said:
"53. In Office of the King's Prosecutor, Brussels v Cando Armas … para 30, I said that the judge need not concern himself with the criminal law of the requesting state when he is asked to decide under section 10(2) whether the offence specified in the Part I warrant is an extradition offence. Miss Montgomery said that this was not so, but I believe that what I said there was accurate. The system on which the European arrest warrant is based depends on co-operation between the judicial authorities of member states. Any scheme which retained scrutiny of the text of the foreign law as a requirement would be bound to give rise to delay and complexity – the very things that in dealings between member states the Framework Decision was designed to eliminate. In my opinion section 2(4)(c) does not require the text of the foreign law to be set out in the Part I warrant. Article 8(1)(d) of the Framework Decision states that among the information that the European arrest warrant must contain is "the nature and legal classification of the offence". Section 2(4)(c) requires no more than that.
54. Consistent with the Framework Decision, the judge need not examine the text of the foreign law in order to decide whether the conditions set out in section 64(3) are satisfied. Section 2(4)(c) is not to be read as requiring material to be included in a Part I warrant, not mentioned in the Framework Decision, that the judge does not need when he is conducting that exercise. A warrant which contains the statements referred to in section 2(2) is a Part I warrant for all purposes. So I do not think that it is possible to spell out of the language of the statute the requirement for which Miss Montgomery contends."
51. Although Lord Hope couches his language in terms that the judge "need not concern himself" with the criminal law of the requesting state, the thrust is that he should not do so, except in true abuse of extradition process cases, and should not do so, not as a matter of discretion, but as a matter of jurisdiction. Such inquiry is simply not his task. The effect of the Framework Decision, and the interpretation of the 2003 Act Part I, go further than the traditional assumption of good faith between sovereign states and a need to accommodate different national legal processes.
52. The circumstances of this appeal illustrate the point, and the way in which the contrary view would undermine the legislative intention. The context is an extradition case, pursuant to what is intended to be a simplified decision-making process in an area of mutual recognition of judicial decisions in criminal matters. There is a disagreement among the Greek lawyers about what the Greek Code of Criminal Procedure requires. It would be quite extraordinary for the District Judge to hear evidence from competing experts on Greek law, including the Prosecutor of the requesting state, so as to rule as a matter of fact on what Greek law was, then to find whether in fact the actions of the Prosecutor had breached whatever the law was found to be, then to rule on the effect on the validity of the warrant of a breach of its Code, each of which might be quite uncertain in Greek law, and then to rule on whether that caused the EAW to be invalid as a matter of English law implementing the Framework Decision. And if extradition then ensued, the matter would be dealt with by the Greek Courts who would be unlikely to regard the views of the English Courts on Greek law as of more than passing interest. If it did not ensue, the Greek Courts would never have the chance to put it right.
53. The District Judge, on this basis and he recognised this was probably right, should not have considered evidence about Greek domestic law. If he had ruled that on the facts that there had been a breach of domestic law and that that in Greek law invalidated the domestic warrant, he would have trespassed beyond his functions. It follows from Dabas that even if he concluded that the domestic warrant was invalid in Greek domestic law, he had no jurisdiction to rule that the EAW itself was thereby invalidated."
Ground 4
1. being tied to a chair with his hands behind his back and punched in the stomach with force;
2. having pencils placed in the webs between his fingers and squeezed to cause intense pain;
3. having a cigarette stubbed out in an open wound on his face;
4. being questioned for hours at a time whilst tied to a chair;
5. being hit on the back of his head with the flat of the hand and with books;
6. being deprived of food and sleep; and
7. being taken into a forest and made to dig (what he was told) was his own grave, and told that he was going to be killed.
"Accordingly, if proof of torture is not, in itself, an automatic bar to extradition then the district judge at the extradition hearing needs to consider very carefully whether the court should undertake any inquiry of such an issue. Obviously, any court enquiry as to whether there has been torture in the requesting state is likely to be better undertaken by a court in the requesting state, providing of course, that court is willing to undertake such an enquiry. In this case, for example, the alleged torturers, the interviewing officers, the doctors who examined [the Appellant] and other potential witnesses are all in Spain and it would be open to a Spanish court to hear evidence from such persons and [the Appellant] and then to decide whether [the Appellant's] allegations are true or false. It is unlikely that any court in this jurisdiction, (particularly if, as in this case, only [the Appellant] gave live evidence) could come to any conclusion other than the court could not rule out the possibility that he had been tortured. Such a finding has little value."
"In case a higher court should conclude that there is a duty on the district judge to make a finding on whether or not [the Appellant] was tortured then what follows is my decision on that issue. For all the reasons given above and, in particular, as the [Judicial Authority] has not participated (it could have done, but in my view correctly declined to do so as the issue of whether [the Appellant] was tortured is a matter for Spain to resolve) and therefore it follows my decision is made on limited material without the benefit of the [Judicial Authority's] contribution."
"63. … Following [the Appellant's] arrest early on 6th June 1991 he was seen by a doctor at 5 pm that afternoon. [The Appellant] told the doctor he had "received blows to the head with an open hand, and also by foot. Also refers to abdominal contusion from a fist and having pencils pressed into the web of left hand." On examination he had injuries consistent with that history (although strangely there does not appear to have been an examination of his stomach so we do not know whether there was any evidence of a bruise there) and, in particular in relation to the 'pencil treatment' the doctor found 'increased local heat and erythema (superficial reddening of the skin caused by dilation of the blood capillaries, as a result of injury or irritation) in the web of the 4th finger of the left hand, referring to paraethesis (abnormal sensation, especially 'pins and needles' caused by pressure on or damage to peripheral nerves) of the finger. [The Appellant] was seen again the next day (7th June) at 8.30 pm when he complained he had been hit again with a hand to the back of his head. No signs of new injury were found. In relation to the paraethesia in the 1st and 4th fingers of the left hand there were no signs of inflammation. [The Appellant] was seen again on the next two days but he makes no complaint of having been mistreated and no new injuries were detected, but he continued to complain about the persistent paraethesia of his fingers.
64. That evidence shows he was complaining to the doctor of mistreatment by the police and whereas some of his injuries might be consistent with a forceful arrest that seems unlikely in relation to the 'pencil treatment injuries.' Further there is a complaint of further mistreatment the next day, he claims he was hit with a flat hand to the back of his head whilst in police custody, although in that respect there are no supporting medical findings."
"68. In the light of all this material I acknowledge [the Appellant] (i) complained to the doctors, when examined, that he had been mistreated by the police on the first and second days of his detention, (ii) when he made his statement before the court on 10th June 1991 it included allegations of his mistreatment by the police, (iii) there was medical evidence which lent support to his claims, in particular, in relation to the 'pencil treatment,' (iv) no one has suggested any innocent explanation that might account for the 'pencil treatment injuries.'
69. Given (i) the CPT reports, (ii) [the Appellant's] contemporaneous complaints, (iii) the evidence of [the Appellant's] injuries, as noted by the doctors at the relevant times and (iv) [the Appellant's] evidence to this court I am persuaded (on such evidence as I have heard) that it is more likely than not [the Appellant] suffered what I have been calling the 'pencil treatment.' I am not persuaded he was tortured."
"I am not convinced, even if [the Appellant] suffered as he claims, it would be characterised as torture or even severe ill-treatment. Obviously, a deliberate hard punch to the stomach whilst [the Appellant] "was tied to a chair" …, the pencil treatment …, having a cigarette stubbed out in an open wound on his face … are all examples of deliberate assaults intended to cause pain, but whether such conduct 'causes very severe and cruel suffering' is debateable. Nevertheless, if it occurred it was manifest mistreatment to which he should not have been subjected."
"There is no doubt about the jurisdiction to stay for abuse of process. It applies where the trial process will be internally unfair …, but it is not limited to such cases. It may be exercised also where, by reason of gross executive misconduct manipulating the process of the court, the defendant has been deprived of the protection of the rule of law and it would as a result be unfair to put him on trial at all. That was clearly established by [Bennett] and R v Mullen [1999] 2 Cr App R 143. In both cases the defendant had been kidnapped abroad and brought into this jurisdiction by an unlawful rendition, to which the British authorities were party. In both those cases, however, there was a clear link between the abuse of power on the part of the executive/prosecution and the trial; the trial was the very object and result of the unlawful abuse of power. Thus in those cases it is properly said that not only is the misconduct of the executive an affront to the public conscience, but also, and critically, that the trial itself is such an affront. The first is not a sufficient ground for a stay, but the second is; the jurisdiction does not exist to discipline the police or other executive arms of the State (although of course it will incidentally do so), but rather to protect the integrity of the processes of justice. In R v Grant [2005] EWCA Crim 1089; [2005] 2 Cr App R 28 at 409 the police had deliberately and unlawfully eavesdropped on and recorded privileged conversations between a suspect and his lawyer. This court held that a stay should be imposed in consequence even without there being any product of the listening giving rise to evidence relied on at trial. We are bound by that decision, albeit that it appears to represent some extension of the jurisdiction, but we observe, as did the judge in the course of argument in this case, that even without use of the material in the trial there was a clear link between a suspect's right of private access to legal advice when facing criminal charges and his subsequent trial on those charges. Indeed, the court in that case described the behaviour of the police as an affront to the integrity of the justice system (paragraph [54] – our emphasis). Moreover, that description is unsurprising since the actions of the police can only have been deliberately unlawful and there existed no even colourable claim to a necessity to balance competing considerations of public interest. We also accept that the jurisdiction to stay may, in certain circumstances, be invoked where to try a defendant would involve a breach by this country of a specific international obligation not to do so: see for example R v Uxbridge Magistrates Court ex p Adimi [2001] QB 667, considered in R v LM & others [2010] EWCA Crim 2327. In those cases also, however, there was the clearest link between the trial itself and the international obligation; to undertake the former involved a direct breach of the latter. It does not at all follow that in every case in which it is suggested that there has been a breach by the UK of an international obligation in respect of an individual, that individual becomes exempt from prosecution, and (if guilty) punishment, for an offence which he has committed."
"The first limb of Rangzieb's case on the application to stay was that the UK had connived in this case, as in Bennett and Mullen, at his unlawful rendition to this country by the Pakistani authorities for the purpose of putting him on trial here. If that had been so, it would indeed provide a ground for staying the prosecution. There would be a plain connection between an international wrong, to which the British authorities were party, and the trial."
"Torture allegations made by the counsel for the defence are not surprising. Such allegations are usually made in this kind of proceedings. We have not been able to read the requested person's statement that was forwarded to us, since it has been transcribed in English. What we can say is that we have reviewed the whole proceedings and we have verified that although he was held incommunicado during his arrest, this incommunication was controlled at all times by the pre-trial judge. The requested person was assisted by legal aid when making his statements before the police and before the court. Pursuant to Spanish procedural law any detainee held incommunicado must be assisted by legal aid and not by a lawyer of his choice. There are no complaints from the requested person about ill-treatment during his detention, nor during his examination by the forensic surgeon on 10 June 1991 when he was brought to the Central Pre-Trial Judge, nor when he made a statement before this Judge. We have no evidence of any later complaints for ill-treatment lodged by him."
"With respect to allegations of torture it must be noted that these are the classic defence allegations made for Basque terrorist organization members who are in prison. It should be noted that the Spanish Public Prosecutor's mission as well as the Crown Prosecution Service's mission is to ensure the defence of legality and the defence of citizens' rights as well as to ensure full respect and integrity of those rights. Both not only do not consent to crimes but have the mission to prosecute every crime, even those crimes that might have been committed in cases of ill-treatment of detainees. That said, nowhere in the proceedings is there any evidence whatsoever to support ill-treatments, especially not during the statement given before the pre-trial judge. In our legal system it is the pre-trial judge who directs the investigations and examinations. Furthermore, it is up to the pre-trial judge to ensure full respect of the [accused's] individual rights throughout the investigation stage.
The Public Prosecutor assists in the investigations and plays an active role. The Public Prosecutor neither is aware of any torture or ill-treatment of detainees nor would he have consented to torture or ill-treatment of detainees, acting in the same way as the CPS."
"33. In our judgment, the reason why these two strands to the abuse argument cannot succeed is this. The focus of this implied jurisdiction is the abuse of the requested state's duty to extradite those who are properly requested, and who are unable to raise any of the statutory bars to extradition. The residual abuse jurisdiction identified in R (Bermingham) v Director of the Serious Fraud Office [2007] QB 727 and the Tollman case [2007] 1 WLR 1157 concerns abuse of the extradition process by the prosecuting authority. We emphasise those latter two words. That is the language of those cases. It is the good faith of the requesting authorities which is at issue because it is their request coupled with their perverted intent and purpose which constitutes the abuse. If the authorities of the requesting state seek the extradition of someone for a collateral purpose, or when they know that the trial cannot succeed, they abuse the extradition processes of the requested state.
34. The abuse jurisdiction of the requested state does not extend to considering misconduct or bad faith by the police of the requesting state in the investigation of the case or the preparation of evidence for trial."
Conclusion