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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Gladman Developments Ltd, R (on the application of) v Aylesbury Vale District Council & Ors [2014] EWHC 4323 (Admin) (18 December 2014) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2014/4323.html Cite as: [2014] EWHC 4323 (Admin) |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
PLANNING COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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THE QUEEN On the application of GLADMAN DEVELOPMENTS LIMITED |
Claimant |
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- and - |
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AYLESBURY VALE DISTRICT COUNCIL -and- WINSLOW TOWN COUNCIL |
Defendant Interested Party |
____________________
WordWave International Limited
A Merrill Communications Company
165 Fleet Street, London EC4A 2DY
Tel No: 020 7404 1400, Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
Hereward Phillpot (instructed by Aylesbury Vale District Council) for the Defendant
Hearing dates: 11th & 12th December 2014
____________________
Crown Copyright ©
Mr Justice Lewis :
INTRODUCTION
THE LEGAL FRAMEWORK
"(a) the provisions of the development plan, so far as material to the application;
(b) any local finance considerations, so far as material to the application; and
any other material considerations."
The Development Plan
"(3) For the purposes of any other area in England the development plan is–
(a) the regional strategy for the region in which the area is situated (if there is a regional strategy for that region), and
(b) the development plan documents (taken as a whole) which have been adopted or approved in relation to that area, and
(c) the neighbourhood development plans which have been made in relation to that area.
…..
" (5) If to any extent a policy contained in a development plan for an area conflicts with another policy in the development plan the conflict must be resolved in favour of the policy which is contained in the last document to be adopted, approved or published (as the case may be)."
(1) the development plan documents; and
(2) the neighbourhood development plan.
"(6) If regard is to be had to the development plan for the purpose of any determination to be made under the planning Acts the determination must be made in accordance with the plan unless material considerations indicate otherwise."
Development Plan Documents.
"(3) The local planning authority's local development documents must (taken as a whole) set out the authority's policies (however expressed) relating to the development and use of land in their area."
Neighbourhood Development Plans
"38A Meaning of "neighbourhood development plan"
"(1) Any qualifying body is entitled to initiate a process for the purpose of requiring a local planning authority in England to make a neighbourhood development plan.
"(2) A "neighbourhood development plan"is a plan which sets out policies (however expressed) in relation to the development and use of land in the whole or any part of a particular neighbourhood area specified in the plan.
"(3) Schedule 4B to the principal Act, which makes provision about the process for the making of neighbourhood development orders, including—
(a) provision for independent examination of orders proposed by qualifying bodies, and
(b) provision for the holding of referendums on orders proposed by those bodies,
is to apply in relation to neighbourhood development plans (subject to the modifications set out in section 38C(5) of this Act).
"(4) A local planning authority to whom a proposal for the making of a neighbourhood development plan has been made—
(a) must make a neighbourhood development plan to which the proposal relates if in each applicable referendum under that Schedule (as so applied) more than half of those voting have voted in favour of the plan, and
(b) if paragraph (a) applies, must make the plan as soon as reasonably practicable after the referendum is held."
"(1) The examiner must consider the following—"
(a) whether the draft neighbourhood development order meets the basic conditions (see sub-paragraph (2)),
(b) whether the draft order complies with the provision made by or under sections 38A and 38B of the 2004 Act,
…
(5) is appropriate,
(d) whether the area for any referendum should extend beyond the neighbourhood area to which the draft order relates, and
(e) such other matters as may be prescribed.
"(2) A draft order meets the basic conditions if
(a) having regard to national policies and advice contained in guidance issued by the Secretary of State, it is appropriate to make the order,
…
(d) the making of the order contributes to the achievement of sustainable development,
(e) the making of the order is in general conformity with the strategic policies contained in the development plan for the area of the authority (or any part of that area),
(f) the making of the order does not breach, and is otherwise compatible with, EU obligations, and
(g) prescribed conditions are met in relation to the order and prescribed matters have been complied with in connection with the proposal for the order."
"(1) The general rule is that the examination of the issues by the examiner is to take the form of the consideration of written representations.
"(2) But the examiner must cause a hearing to be held for the purpose of receiving oral representations about a particular issue at the hearing—
(a) in any case where the examiner considers that the consideration of oral representations is necessary to ensure adequate examination of the issue or a person has a fair chance to put a case, or
(b) in such other cases as may be prescribed.
"(3) The following persons are entitled to make oral representations about the issue at the hearing—
(a) the qualifying body,
(b) the local planning authority,
(c) where the hearing is held to give a person a fair chance to put a case, that person, and
(d) such other persons as may be prescribed.
"(4) The hearing must be in public.
"(5) It is for the examiner to decide how the hearing is to be conducted, including—
(a) whether a person making oral representations may be questioned by another person and, if so, the matters to which the questioning may relate, and
(b) the amount of time for the making of a person's oral representations or for any questioning by another person.
"(6) In making decisions about the questioning of a person's oral representations by another, the examiner must apply the principle that the questioning should be done by the examiner except where the examiner considers that questioning by another is necessary to ensure—
(a) adequate examination of a particular issue, or
(b) a person has a fair chance to put a case.
"(7) Sub-paragraph (5) is subject to regulations under paragraph 11."
"(1) The examiner must make a report on the draft order containing recommendations in accordance with this paragraph (and no other recommendations).
(2) The report must recommend either—
(a) that the draft order is submitted to a referendum, or
(b) that modifications specified in the report are made to the draft order and that the draft order as modified is submitted to a referendum, or
(c) that the proposal for the order is refused.
(3) The only modifications that may be recommended are—
(a) modifications that the examiner considers need to be made to secure that the draft order meets the basic conditions mentioned in paragraph 8(2),
(b) modifications that the examiner considers need to be made to secure that the draft order is compatible with the Convention rights,
(c) modifications that the examiner considers need to be made to secure that the draft order complies with the provision made by or under sections 38A and 38B of the 2004 Act and
…..
(e) modifications for the purpose of correcting errors.
(4) The report may not recommend that an order (with or without modifications) is submitted to a referendum if the examiner considers that the order does not—
(a) meet the basic conditions mentioned in paragraph 8(2), or
(b) comply with the provision made by or under sections 38A and 38B of the 2004 Act.
(5) If the report recommends that an order (with or without modifications) is submitted to a referendum, the report must also make—
(a) a recommendation as to whether the area for the referendum should extend beyond the neighbourhood area to which the order relates, and
(b) if a recommendation is made for an extended area, a recommendation as to what the extended area should be.
(6) The report must—
(a) give reasons for each of its recommendations, and
(b) contain a summary of its main findings.
(7) The examiner must send a copy of the report to the qualifying body and the local planning authority.
(8) The local planning authority must then arrange for the publication of the report in such manner as may be prescribed.
The National Planning Policy Framework ("the Framework")
"At the heart of the National Planning Policy Framework is a presumption in favour of sustainable development, which should be seen as a golden thread running through both plan-making and decision-taking.
For plan-making this means that:
- Local planning authorities should positively seek opportunities to meet the development needs of their area;
- Local Plans should meet objectively assessed needs, with sufficient flexibility to adapt to rapid change, unless:
- Any adverse impacts of doing so would significantly and demonstrably outweigh the benefits, when assessed against the policies in this Framework taken as a whole; or
- Specific policies in this Framework indicate development should be resticted.
For decision-taking this means:
- Approving development proposals that accord with the development plan without delay; and
- Where the development plan is absent, silent or relevant policies are out-of-date, granting permission unless:
- Any adverse impacts of doing so would significantly and demonstrably outweigh the benefits, when assessed against the policies in this Framework taken as a whole; or
- Specific policies in this Framework indicate development should be restricted."
"15. Policies in Local Plans should follow the approach of the presumption in favour of sustainable development so that it is clear that development which is sustainable can be approved without delay. All plans should be based upon and reflect the presumption in favour of sustainable development, with clear policies that will guide how the presumption should be applied locally.
16. The application of the presumption will have implications for how communities engage in neighbourhood planning. Critically, it will mean that neighbourhoods should:
- Develop plans that support the strategic development needs set out in Local Plans, including policies for housing and economic development;
- Plan positively to support local development, shaping and directing development in their area that is outside the strategic elements of the Local Plan; and
- Identify opportunities to use Neighbourhood Development Orders to enable developments that are consistent with their neighbourhood plan to proceed."
"To boost significantly the supply of housing, local planning authorities should:
- use their evidence base to ensure that their Local Plan meets the full, objectively assessed needs for market and affordable housing in the housing market area, as far as is consistent with the policies set out in this Framework, including identifying key sites which are critical to the delivery of the housing strategy over the plan period;
- identify and update annually a supply of specific deliverable sites sufficient to provide five years worth of housing against their housing requirements with an additional buffer of 5% (moved forward from later in the plan period) to ensure choice and competition in the market for land. Where there has been a record of persistent under delivery of housing, local planning authorities should increase the buffer to 20% (moved forward from later in the plan period) to provide a realistic prospect of achieving the planned supply and to ensure choice and competition in the market for land;
- identify a supply of specific, developable sites or broad locations for growth, for years 6-10 and, where possible, for years 11-15;
- for market and affordable housing, illustrate the expected rate of housing delivery through a housing trajectory for the plan period and set out a housing implementation strategy for the full range of housing describing how they will maintain delivery of a five-year supply of housing land to meet their housing target; and
- set out their own approach to housing density to reflect local circumstances."
"183. Neighbourhood planning gives communities direct power to develop a shared vision for their neighbourhood and deliver the sustainable development they need. Parishes and neighbourhood forums can use neighbourhood planning to:
- Set planning policies through neighbourhood plans to determine decisions on planning applications; and
- Grant planning permission through Neighbourhood Development Orders and Community Right to Build Orders for specific development which complies with the order.
"184. Neighbourhood planning provides a powerful set of tools for local people to ensure that they get the right types of development for their community. The ambition of the neighbourhood should be aligned with the strategic needs and priorities of the wider local area. Neighbourhood plans must be in general conformity with the strategic policies of the Local Plan. To facilitate this, local planning authorities should set out clearly their strategic policies for the area and ensure that an up-to-date Local Plan is in place as quickly as possible. Neighbourhood plans should reflect these policies and neighbourhoods should plan positively to support them. Neighbourhood plans and orders should not promote less development than set out in the Local Plan or undermine its strategic policies."
"185. Outside these strategic elements, neighbourhood plans will be able to shape and direct sustainable development in their area. Once a neighbourhood plan has demonstrated its general conformity with the strategic policies of the Local Plan and is brought into force, the policies it contains take precedence over existing non-strategic policies in the Local Plan for that neighbourhood, where they are in conflict. Local planning authorities should avoid duplicating planning processes for non-strategic policies where a neighbourhood plan is in preparation."
THE FACTS
The Development Plan Documents
The Neighbourhood Development Plan
"In 2031, Winslow will have grown to become a sustainable town that is more able to meet its own needs for housing, jobs, community facilities and public and commercial services.
…..
"Above all the town has retained its special historic and architectural character by carefully managing change within its built up area and by protecting its setting and surrounding open countryside from development".
"Policy 1: The Presumption in Favour of Sustainable Development
Planning applications which accord with the policies in the Neighbourhood Plan and the development plan will be approved by the local planning authority, unless material considerations indicate otherwise. Planning permission will also be granted where relevant policies in the Neighbourhood Plan are out of date or silent unless:
- Other relevant policies in the development plan for Aylesbury Vale indicate otherwise;
- Any adverse impacts of the proposal would significantly and demonstrably outweigh its benefits when assessed against the policies in the National planning Policy Framework taken as a whole;
- Specific policies in the Framework or other material considerations indicate that development should be restricted."
"Policy 2: A Spatial Plan for the Town
The Neighbourhood Plan designates a Winslow Settlement Boundary (WSB), as shown on the Proposals Map, for the purpose of:
I. directing future housing, economic and community related development in the Parish to the town of Winslow to enhance its role as a resilient and sustainable community;
II. containing the spread of the Town, by promoting infilling up to its natural physical boundaries; and
III. encouraging the re-use of previously-developed sites.
Proposals for housing development outside the Winslow Settlement Boundary will only be granted in exceptional circumstances. Any new dwelling required to serve the essential uses of agriculture, forestry or some other special need shall be sited within or immediately adjacent to an existing group of dwellings suitably located to serve the purpose, unless it can be shown that there are overriding reasons why it must be built elsewhere."
"Policy 3: Housing Allocations
The Neighbourhood Plan allocates land for housing development in the plan period from 1 April 2014 to 31 March 2031 on the following sites:
I. 250* dwellings on Land East of Furze Lane – comprising a mix of predominantly 2, 3 and 4 bed homes, to be delivered in the period 2014 – 2031, provided the scheme:
a. Allocates up to 1 Ha of open market housing land to deliver around 20 custom-build homes,
b. Meets its public open space requirement on site and makes an appropriate financial contribution to off-site sports pitch and community facilities provision, and
c. Implements appropriate improvements to Furze Lane and to the Local highway network.
II. 75* dwellings on Land at Winslow Rugby Club – comprising a mix of predominantly 2, 3 and 4 bed houses, to be delivered in the period 2020 – 2031, provided:
a. The existing sports facility is re-provided in accordance with Policy 13,
b. It meets its public open space requirements on site and makes an appropriate financial contribution to off-site sports pitch and community facilities provision,
c. Makes a financial contribution to improvements to Furze Lane and to the local highway network
III. Further to consultation and a detailed masterplan, an appropriate number of dwellings on Land off Granborough Road – comprising a mix of predominantly 2, 3 and 4 bed houses, to be delivered in the period 2020 – 2031, provided:
a. It meets its public open space requirements on site and makes an appropriate financial contribution to off-site sports pitch and community facilities provision,
b. It makes a positive contribution to the local character and distinctiveness and
IV. 65* dwellings on Land off Station Road – comprising a mix of predominantly 2 and 3 bed homes, to be delivered in the period 2020 – 31, provided the scheme:
a. Meets all or part of its public open space requirements on site and makes an appropriate financial contribution to off-site sports pitch and community facilities provision, and
V. 30* extra-care dwellings on Land at the Winslow Centre, to be delivered in the period 2020 – 2031."
"* All dwellings numbers are indicative and will be reviewed at the specific application stage.
The Neighbourhood Plan will support proposals for housing development on previously developed land within the Winslow Settlement Boundary. Proposals for housing development outside the Winslow Settlement Boundary will not be supported unless they require a countryside location and maintain the intrinsic character and beauty of the countryside."
The Examination
- "Have regard to national policies and advice contained in guidance issued by the Secretary of State;
- Contribute to the achievement of sustainable development;
- Be in general conformity with the strategic policies of the development plan (see Development Plan Status below) for the area."
"In undertaking this examination, I have considered each of the following documents in addition to the Examination Version of the Winslow Neighbourhood Plan:
- National Planning Policy Framework (The Framework) (2012)
- Planning Practice Guidance (2014)
- Town and Country Planning Act 1990 (as amended)
- The Localism Act (2011)
- The Neighbourhood Planning Regulations (2012)
- Aylesbury Vale District Local Plan (Adopted 2004)
- Basic Conditions Statement
- Strategic Environment Assessment
- Site Assessments Report
- Consultation Statement
Also:
- Representations received during the publicity period."
"Taking all of the above into account, I find that there is evidence to demonstrate that the qualifying body has sought to consider environmental impacts at a level of detail and using resources appropriate for the content and level of detail in the Neighbourhood Plan. It produced and consulted on a Scoping Report and produced and consulted on an SEA. There was close, collaborative working between the qualifying body and Aylesbury Vale District Council.
Aylesbury Vale District Council has determined that the Neighbourhood Plan is compatible with EU Regulations (including obligations under the Strategic Environmental Directive)."
"Is aimed at reinforcing the sustainability of the town, derived from a pattern of development around the town centre, where most of Winslow's community facilities are located, and avoiding the need for greenfield sites beyond the town's boundary."
"However, there are no adopted strategic policies upon which to base a more significant growth strategy.
In this regard, whilst the Neighbourhood Plan cannot be in general conformity with strategic policies that don't exist, it is not my role (nor is it within the scope of my dull brain) to consider whether the Neighbourhood Plan would be inconsistent with an emerging development plan once it is adopted sometime in the future.
The Neighbourhood Plan has, however, been determined on the basis of planning positively for growth and it sets out why this growth would be sustainable. As such the approach does have regard to national policy.
Furthermore, the Neighbourhood Plan has been progressed on a collaborative basis, taking into account available information. In addition, it has undergone robust consultation and evidence has been presented to demonstrate that the policies of the Neighbourhood Plan have emerged through this consultation and have significant local support."
"Policy 3: Housing Allocations
Policy 3 allocates land for housing development during the Neighbourhood Plan period. It provides for positive growth. It has regard to national policy, which considers that sustainable development is about positive growth.
The Neighbourhood Plan states that the sites reflect the availability of suitable sites within the Winslow Settlement Boundary, as identified within the Winslow Neighbourhood Land Site Assessments Report, which forms part of the evidence base. I note that deliverability was considered during the Hearing and taking this and other evidence into account, I am satisfied that the allocated sites are deliverable during the Neighbourhood Plan period and there is no substantive evidence to the contrary. Whilst there is some criticism of the process through which sites were allocated, I note that the allocations have emerged through a Neighbourhood Plan that has undergone robust consultation and which enjoys significant local support."
"Subject to the above modifications, I consider that Policy 3 meets the Basic Conditions.
The phasing of sites has regard to national policy by guiding development in a clear manner and in so doing, providing a practical framework within which decisions on planning applications can be made with a high degree predictability and efficiency.
There is reference in the supporting text to consideration of the evidence base for the withdrawn Vale of Aylesbury Plan Strategy. I have established above that the qualifying body has worked closely with the local planning authority I also note that a wide variety of evidence has been considered and that the Neighbourhood Plan and its evidence base have undergone robust consultation.
Representations have presented other sites as being suitable for inclusion in the Neighbourhood Plan. However, I have found that Policy 3 meets the Basic Conditions and the existence of other sites, whether suitable or not, is not something against which the Neighbourhood Plan is examined."
"Summary
The Winslow Neighbourhood Plan is the result of a significant and sustained community effort over a number of years. It is a clear and distinctive Neighbourhood Plan, founded upon community consultation and which provides for the sustainable growth of Winslow.
In completing this examination, I have recommended a number of modifications to the Neighbourhood Plan. Subject to these, the Winslow Neighbourhood Plan
- Has regard to national policies and advice contained in guidance issued by the Secretary of State;
- Contributes to the achievement of sustainable development;
- Is in general conformity with the strategic policies of the development plan for the area;
- Does not breach, and is compatible with European Union obligations and the European Convention of Human Rights.
In this way, the Winslow Neighbourhood Plan meets the Basic Conditions. I have already noted above that the Plan meets paragraph 8(1) requirements."
The Legal Challenge
The Referendum
The Making of the Neighbourhood Plan
The Continuation of the Challenge
THE ISSUES
1) could a neighbourhood plan lawfully include policies such as those in Policies 2 and 3 of the Neighbourhood Plan in circumstances where there is no development plan document setting out strategic policies for housing? That, in turn, raised three issues:(a) as a matter of law, could a neighbourhood plan satisfy the basic condition in paragraph 8(2)(e) of Schedule 4B to the 1990 Act, namely that it be in general conformity with strategic policies contained in a development plan document, when there was no such development plan document containing strategic housing policies in place (ground 2 of the challenge)?(b) was the effect of Policies 2 and 3 of the Neighbourhood Plan such as to put in place a strategic housing policy which the Framework contemplated could only be included in a development plan document not a neighbourhood development plan so that the examiner should not have been satisfied that conditions 8(2)(a), (d) and (e) of Schedule 4B to the 1990 Act were met (ground 3 of the challenge) ?(c) was it inconsistent with the Framework for a neighbourhood development plan to include such policies in the absence of a development plan document dealing with strategic housing issues, so that the examiner should not have been satisfied that condition 8(2)(a) of Schedule 4B to the 1990 Act was met (ground 1 of the challenge)?2) did the examiner err in failing to have regard to national planning policy in particular the Planning Practice Guidance, when considering the adequacy of the site allocation carried out in the context of the Neighbourhood Plan.
3) did the examiner err in his approach to deciding whether the basic condition in paragraph 8(2)(f) of Schedule 4B to the 1990 Act was met as he failed to consider whether there had been an adequate assessment of reasonable alternatives in the preparation of the strategic environmental assessment?
4) did the examiner fail to give adequate intelligible reasons for his conclusions?
THE FIRST ISSUE – THE PERMISSIBLE LIMITS OF A NEIGHBOURHOOD DEVELOPMENT PLAN
Discussion
The Statutory Language
The Statutory Framework
The Existing Case Law
"the only statutory requirement imposed by Condition (e) is that the neighbourhood plan as a whole should be in conformity with the plan as a whole. Whether or not there was any tension between one policy in the Neighbourhood Plan and one element of the emerging Local Plan was not a matter for the Examiner to determine."
The Framework
THE SECOND ISSUE – DID THE INSPECTOR FAIL TO HAVE REGARD TO NATIONAL POLICY IN ASSESSING THE ADEQUACY OF THE SITE ALLOCATION
"A neighbourhood plan can allocate sites for development. A qualifying body should carry out an appraisal of options and an assessment of individual sites against clearly identified criteria. Guidance on assessing sites and viability can be found…" [and a link to further guidance, entitled Housing and economic land availability assessment is provided]."
THE THIRD ISSUE – THE STRATEGIC ENVIRONMENTAL ASSESSMENT REPORT
"1. Where an environmental assessment is required under Article 3(1), an environmental report shall be prepared in which the likely effects on the environment of implementing the plan or programme, and reasonable alternatives taking into account the objectives and the geographical scope of the plan or programme are identified described and evaluated……."
"2. The environmental report prepared pursuant to paragraph 1 shall include the information that may reasonably be required taking into current knowledge and methods of assessment, the contents and level of detail in the plan or programme, its stage in the decision-making process and the extent to which certain matters are more appropriately assessed at different levels in the process to avoid duplication.
…..
"4. The authorities referred to in Article 6(3) shall be consulted when deciding on the scope and level of detail of the information which must be included in the environmental report."
THE FOURTH ISSUE – THE ADEQUACY OF THE EXAMINER'S REASONS
"36 The reasons for a decision must be intelligible and they must be adequate. They must enable the reader to understand why the matter was decided as it was and what conclusions were reached on the "principal important controversial issues", disclosing how any issue of law or fact was resolved. Reasons can be briefly stated, the degree of particularity required depending entirely on the nature of the issues falling for decision. The reasoning must not give rise to a substantial doubt as to whether the decision-maker erred in law, for example by misunderstanding some relevant policy or some other important matter or by failing to reach a rational decision on relevant grounds. But such adverse inference will not readily be drawn. The reasons need refer only to the main issues in the dispute, not to every material consideration. They should enable disappointed developers to assess their prospects of obtaining some alternative development permission, or, as the case may be, their unsuccessful opponents to understand how the policy or approach underlying the grant of permission may impact upon future such applications. Decision letters must be read in a straightforward manner, recognising that they are addressed to parties well aware of the issues involved and the arguments advanced. A reasons challenge will only succeed if the party aggrieved can satisfy the court that he has genuinely been substantially prejudiced by the failure to provide an adequately reasoned decision.
CONCLUSION