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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Collins, R (on the application of) v The Secretary of State for Justice [2016] EWHC 33 (Admin) (15 January 2016) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2016/33.html Cite as: [2016] WLR(D) 13, [2016] 3 All ER 490, [2016] 1 Cr App R 25, [2016] Inquest LR 53, [2016] QB 862, [2016] EWHC 33 (Admin), [2016] 2 WLR 1303, [2016] Crim LR 438 |
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QUEEN'S BENCH DIVISION
DIVISIONAL COURT
Strand, London, WC2A 2LL |
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B e f o r e :
(SIR BRIAN LEVESON)
MR JUSTICE CRANSTON
____________________
THE QUEEN On the application of DENBY COLLINS (A protected party by his father and litigation friend Peter Collins) |
Claimant |
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- and - |
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THE SECRETARY OF STATE FOR JUSTICE |
Defendant |
____________________
Clare Montgomery Q.C. and Tom Little (instructed by Government Legal Department)
for the Defendant
Hearing dates: 17 November, 7 December 2015
____________________
Crown Copyright ©
Sir Brian Leveson P :
The Facts
"… unlikely to be regarded by a jury as measured statements of intent, but rather are likely to be viewed as highly emotional outbursts which, if anything, can be interpreted as an emotional plea from them to receive urgent police assistance."
"that [B] applied as much force as a man of his age, weight and fitness level could in order to try and control [Mr Collins] in the circumstances as [B] perceived them to be. Consequently, the force used might have been considerable, yet still reasonable."
"i. that [Mr Collins] was an intruder;
ii. that the occupants of the house believed that he could have been a burglar, or that he could have been there to commit another crime;
iii. that his strange behaviour caused those present a considerable amount of concern, alarm and fear;
iv. that [B] restrained [Mr Collins] by putting him in a headlock face down on the floor and that [the police records] and recorded timings of the 999 calls, indicate that the period of restraint was approximately six minutes;
v. that the police were called as soon as possible after [Mr Collins] was confronted and restrained and that it was [B] that suggested that the police be called;
vi. that during the struggle on the floor [B] threatened to kill [Mr Collins] and that C told the police that [B] was trying/going to kill [him];
vii. that contrary to the accounts provided, at least two people present expressed concern about [Mr Collins'] welfare whilst he was being restrained, and that the first expression of concern was voiced around 2 minutes before the police arrived."
"This means that [B] would be acquitted of any offence of violence unless the prosecution proved that the degree of force used was grossly disproportionate. The use of disproportionate force would not be unlawful."
"It is difficult for a person in circumstances such as these to measure precisely what level of force is required, and to reiterate, if that person does no more than seems honestly and instinctively to be necessary that is itself potent evidence that the force used was proportionate. In my view a jury, looking at the facts as [B] perceived them to be, are unlikely to conclude that the continuation of this method of restraint was grossly disproportionate."
The Law
(1) This section applies where in proceedings for an offence—
(a) an issue arises as to whether a person charged with the offence ("D") is entitled to rely on a defence within subsection (2), and
(b) the question arises whether the degree of force used by D against a person ("V") was reasonable in the circumstances.
(2) The defences are—
(a) the common law defence of self-defence; …
(3) The question whether the degree of force used by D was reasonable in the circumstances is to be decided by reference to the circumstances as D believed them to be, and subsections (4) to (8) also apply in connection with deciding that question.
(4) If D claims to have held a particular belief as regards the existence of any circumstances—
(a) the reasonableness or otherwise of that belief is relevant to the question whether D genuinely held it; but
(b) if it is determined that D did genuinely hold it, D is entitled to rely on it for the purposes of subsection (3), whether or not—
(i) it was mistaken, or
(ii) (if it was mistaken) the mistake was a reasonable one to have made.
(5) But subsection (4)(b) does not enable D to rely on any mistaken belief attributable to intoxication that was voluntarily induced.
(5A) In a householder case, the degree of force used by D is not to be regarded as having been reasonable in the circumstances as D believed them to be if it was grossly disproportionate in those circumstances.
(6)In a case other than a householder case, the degree of force used by D is not to be regarded as having been reasonable in the circumstances as D believed them to be if it was disproportionate in those circumstances.
(6A) In deciding the question mentioned in subsection (3), a possibility that D could have retreated is to be considered (so far as relevant) as a factor to be taken into account, rather than as giving rise to a obligation to retreat.
(7) In deciding the question mentioned in subsection (3) the following considerations are to be taken into account (so far as relevant in the circumstances of the case)—
(a) that a person acting for a legitimate purpose may not be able to weigh to a nicety the exact measure of any necessary action; and
(b) that evidence of a person's having only done what the person honestly and instinctively thought was necessary for a legitimate purpose constitutes strong evidence that only reasonable action was taken by that person for that purpose.
(8) Subsections (6A) and (7) are not to be read as preventing other matters from being taken into account where they are relevant to deciding the question mentioned in subsection (3).
(8A) For the purposes of this section "a householder case" is a case where—
(a) the defence concerned is the common law defence of self-defence,
(b) the force concerned is force used by D while in or partly in a building, or part of a building, that is a dwelling or is forces accommodation (or is both),
(c) D is not a trespasser at the time the force is used, and
(d) at that time D believed V to be in, or entering, the building or part as a trespasser.
…
(9) This section, except so far as making different provision for householder cases, is intended to clarify the operation of the existing defences mentioned in subsection (2).
(10)In this section—
(a) "legitimate purpose" means—
(i) the purpose of self-defence under the common law, …
(b) references to self-defence include acting in defence of another person; and
(c) references to the degree of force used are to the type and amount of force used."
i) Was the degree of force the defendant used grossly disproportionate in the circumstances as he believed them to be? If the answer is "yes", he cannot avail himself of self-defence. If "no", then;ii) Was the degree of force the defendant used nevertheless reasonable in the circumstances he believed them to be? If it was reasonable, he has a defence. If it was unreasonable, he does not.
"Once it has thus been decided on what factual basis the defendant's actions are to be judged, either because they are the things that actually happened and he knew them or because he genuinely believed in them even if they did not occur, then the remaining and critical question for the jury is: was his response reasonable, or proportionate (which means the same thing)? Was it reasonable (or proportionate) in all the circumstances? Unlike the earlier stages which may involve the belief of the defendant being the governing factor, the reasonableness of his response on the assumed basis of fact is a test solely for the jury and not for him." (Emphasis added)
"… are geared to the type of case which [the Court of Appeal was then considering]. They are not intended to provide a comprehensive survey of the whole of the law of self-defence any more than the summing-up in any individual case should be intended to do so".
i) Whether the degree of force used in any case is reasonable is to be considered by reference to the circumstances as the defendant believed them to be (the common law and s. 76(3));ii) A householder is not regarded as having acted reasonably in the circumstances if the degree of force used was grossly disproportionate (s. 76(5A));
iii) A degree of force that went completely over the top prima facie would be grossly disproportionate;
iv) However, a householder may or may not be regarded as having acted reasonably in the circumstances if the degree of force used was disproportionate.
"The new provision merely affects the interpretation of '(un)reasonable in the circumstances' so that force is not by law automatically unreasonable in householder cases simply because it is disproportionate provided it is not grossly disproportionate."
Article 2 ECHR: Positive Framework Obligation
"1. Everyone's right to life shall be protected by law…"
It also extends to life-threatening although not (in the event) lethal force: see Makaratzis v Greece (supra), at [49], citing Ihan v Turkey (2002) 34 EHRR 36, at [75]. Thus, the present application does engage article 2.
"The positive duties on the state operate at various levels, as one idea is handed down to another. There is a lower-level, but still general, duty on a state to take appropriate measures to secure the health and well-being of prisoners or people who are in some form of detention. This in its turn gives rise, at a still lower level, to two general obligations: Savage, para 36; Rabone v Pennine Care NHS Trust (INQUEST and others intervening) [2012] UKSC 2, para 12, per Lord Dyson; Öneryildiz v Turkey (2005) 41 EHRR 20, para 89. The first is a systemic duty, to put in place a legislative and administrative framework which will make for the effective prevention of the risk to their health and well-being or, as it was put in Öneryildiz, para 89, effective deterrence against threats to the right to life... The second… is to ensure that, where there is a real and immediate risk to life, preventative operational measures of whatever kind are adopted to safeguard the lives of those involved so far as this is practicable."
"This involves a primary duty on the State to secure the right to life by putting in place an appropriate legal and administrative framework to deter the commission of offences against the person, backed up by law-enforcement machinery for the prevention, suppression and punishment of breaches of such provisions."
"… effective criminal law provisions to deter the commission of offences against the person, backed up by law-enforcement machinery for the prevention, suppression and sanctioning of breaches of such provisions".
"The Court observes at the outset that the applicants did not contend that the authorities of the respondent State were responsible for the death of their relative; nor did they imply that the authorities knew or ought to have known that he was at risk of physical violence at the hands of third parties and failed to take appropriate measures to safeguard him against such a risk. The present case should therefore be distinguished from cases involving the alleged use of lethal force either by agents of the State or by private parties with their collusion (see McCann and Others v. the United Kingdom, judgment of 27 September 1995, Series A no. 324; Shanaghan v. the United Kingdom, no. 37715/97, § 90, 4 May 2001; Anguelova v. Bulgaria, no. 38361/97, ECHR 2002-IV; Nachova and Others, cited above; and Ognyanova and Choban v. Bulgaria, no. 46317/99, 23 February 2006), or in which the factual circumstances imposed an obligation on the authorities to protect an individual's life, for example where they had assumed responsibility for his welfare (see Paul and Audrey Edwards v. United Kingdom, no. 46477/99, ECHR 2002-II) or where they knew or ought to have known that his life was at risk (see Osman v. the United Kingdom, judgment of 28 October 1998, Reports of Judgments and Decisions 1998-VIII)."
"58. Unregulated and arbitrary action by State agents is incompatible with effective respect for human rights. This means that, as well as being authorised under national law, policing operations must be sufficiently regulated by it, within the framework of a system of adequate and effective safeguards against arbitrariness and abuse of force (see, mutatis mutandis, Hilda Hafsteinsdóttir v. Iceland, no. 40905/98, § 56, 8 June 2004; see also Human Rights Committee, General Comment no. 6, Article 6, 16th Session (1982), § 3), and even against avoidable accident.
59. In view of the foregoing, in keeping with the importance of Article 2 in a democratic society, the Court must subject allegations of a breach of this provision to the most careful scrutiny, taking into consideration not only the actions of the agents of the State who actually administered the force but also all the surrounding circumstances, including such matters as the planning and control of the actions under examination (see McCann and Others, cited above, p. 46, § 150). In the latter connection, police officers should not be left in a vacuum when performing their duties, whether in the context of a prepared operation or a spontaneous chase of a person perceived to be dangerous: a legal and administrative framework should define the limited circumstances in which law-enforcement officials may use force and firearms, in the light of the international standards which have been developed in this respect (see, for example, the "United Nations Force and Firearms Principles" – paragraphs 30-32 above)." (Emphasis added)
"[T]he Greek authorities had not, at the relevant time, done all that could reasonably be expected of them to afford to citizens, and in particular to those, such as the applicant, against whom potentially lethal force was used, the level of safeguards required."
"Against this background, the Court must examine in the present case not only whether the use of potentially lethal force against the applicant was legitimate but also whether the operation was regulated and organised in such a way as to minimise to the greatest extent possible any risk to his life." (Emphasis added)
"41 … in paragraph 60 of the judgment the Court is not dealing with the content of the framework duty but is turning to consider, against the background of the framework duty, the way in which the particular operation under consideration was regulated and organised. It is not saying that the framework itself must "minimise to the greatest extent possible" any risk arising in respect of the situations in which force may foreseeably be used. The "background" to which it refers is the requirement that policing operations must be sufficiently regulated "within the framework of a system of adequate and effective safeguards against arbitrariness and abuse of force, and even against avoidable accident"… and that "a legal and administrative framework should define the limited circumstances in which law enforcement officials may use force and firearms"… That is the point picked up in paragraph 71, where the Court refers to the failure of the Greek authorities to do "all that can reasonably be expected" of them to afford the level of safeguards required. In my judgment those passages, rather than paragraph 60, are the best indicators of the test to be applied when considering the general question whether the framework is sufficient to comply with Articles 2 and 3, as distinct from the question whether a particular operation has been planned and organised in a way that complies with those articles…
42. The language of "minimise [risk] to the greatest extent possible" is to be found in other cases, in the context of Article 3 as well as Article 2. In each case, however, it is used in relation to the conduct of a particular operation, not in relation to the legislative and administrative framework…"
"The emphasis in respect of the framework is on reasonable safeguards, not on regulation of such detail as to minimise to the greatest extent possible any risk to life or risk of ill-treatment."
"…establish a framework of laws, precautions, procedures and means of enforcement which will, to the greatest extent reasonably practicable, protect life."
"There is perhaps a sliding scale: from deliberate torture by State officials to the consequences of negligence by non-State agents. The energy required of the State to combat or redress these ills is no doubt variable, but the same protective principle is always at the root of it. The margin of appreciation enjoyed by the State as to the means of compliance with Article 3 widens at the bottom of the scale but narrows at the top. At what may, without belittling the victim, be called the lower end of the scale where injury happens through the negligence of non-State agents, the State's provision of a judicial system of civil remedies will often suffice: the individual State's legal traditions will govern the means of compliance in the particular case. Serious violent crime by non-State agents is of a different order: higher up the scale. In these cases, which certainly include DSD/NBV, a proper criminal investigation by the State is required."
"Deprivation of life shall not be regarded as inflicted in contravention of this Article when it results from the use of force which is no more than absolutely necessary:
(a) in defence of any person from unlawful violence;
(b) in order to effect a lawful arrest or to prevent the escape
of a person lawfully detained;
(c) in action lawfully taken for the purpose of quelling a riot or insurrection."
"… by requiring a State to take appropriate steps to safeguard the lives of those within its jurisdiction (see L.C.B. v. the United Kingdom, judgment of 9 June 1998, Reports 1998-III, p. 1403, § 36), Article 2 § 1 of the Convention imposes a duty on that State to secure the right to life by putting in place effective criminal law provisions to deter the commission of offences against the person, backed up by law-enforcement machinery for the prevention, suppression and punishment of breaches of such provisions (see Osman, cited above, § 115)."
"175. The exceptions delineated in paragraph 2 indicate that Article 2 extends to, but is not concerned exclusively with, intentional killing. The text of Article 2, read as a whole, demonstrates that paragraph 2 does not primarily define instances where it is permitted intentionally to kill an individual, but describes the situations where it is permitted to "use force" which may result, as an unintended outcome, in the deprivation of life. The use of force, however, must be no more than "absolutely necessary" for the achievement of one of the purposes set out in sub-paragraphs (a), (b) or (c) (see McCann and Others v. the United Kingdom, 27 September 1995, § 148, Series A no. 324, and Solomou and Others, cited above, § 64).
176. The use of the term "absolutely necessary" indicates that a stricter and more compelling test of necessity must be employed than that normally applicable when determining whether State action is "necessary in a democratic society" under paragraphs 2 of Articles 8 to 11 of the Convention. In particular, the force used must be strictly proportionate to the achievement of the aims set out in sub-paragraphs 2 (a), (b) and (c) of Article 2. Furthermore, in keeping with the importance of this provision in a democratic society, the Court must, in making its assessment, subject deprivations of life to the most careful scrutiny, particularly where deliberate lethal force is used, taking into consideration not only the actions of the agents of the State who actually administer the force but also all the surrounding circumstances, including such matters as the planning and control of the actions under examination (see McCann and Others, cited above, §§ 147-150, and Andronicou and Constantinou, cited above, § 171; see also Avsar v. Turkey, no. 25657/94, § 391, ECHR 2001-VII, and Musayev and Others v. Russia, nos. 57941/00, 58699/00 and 60403/00, § 142, 26 July 2007)."
Margin of Appreciation
"In respect of the means to ensure adequate protection against rape, States undoubtedly enjoy a wide margin of appreciation. In particular, perceptions of a cultural nature, local circumstances and traditional approaches are to be taken into account."
"The limits of the national authorities' margin of appreciation are nonetheless circumscribed by the Convention provisions. In interpreting them, since the Convention is first and foremost a system for the protection of human rights, the Court must have regard to the changing conditions within Contracting States and respond, for example, to any evolving convergence as to the standards to be achieved (see Christine Goodwin v. the United Kingdom [GC], no. 28957/95, § 74, ECHR 2002-VI)."
Article 2 ECHR: application
"46. These authorities demonstrate that the law of parliamentary privilege is essentially based on two principles. The first is the need to avoid any risk of interference with free speech in Parliament. The second is the principle of the separation of powers, which in our constitution is restricted to the judicial function of government, and requires the executive and the legislature to abstain from interference with the judicial function, and conversely requires the judiciary not to interfere with or to criticise the proceedings of the legislature. These basic principles lead to the requirement of mutual respect by the courts for the proceedings and decisions of the legislature and by the legislature (and the executive) for the proceedings and decisions of the courts.
47. Conflicts between Parliament and the courts are to be avoided. The above principles lead to the conclusion that the courts cannot consider allegations of impropriety or inadequacy or lack of accuracy in the proceedings of Parliament. Such allegations are for Parliament to address, if it thinks fit, and if an allegation is well founded any sanction is for Parliament to determine. The proceedings of Parliament include parliamentary questions and answers. These are not matters for the courts to consider.
48. In my judgment, the irrelevance of an opinion expressed by a parliamentary select committee to an issue that falls to be determined by the courts arises from the nature of the judicial process, the independence of the judiciary and of its decisions, and the respect that the legislative and judicial branches of government owe to each other.
49. However, it is also important to recognise the limitations of these principles. There is no reason why the courts should not receive evidence of the proceedings of Parliament when they are simply relevant historical facts or events: no "questioning" arises in such a case: see para 35 above. Similarly, it is of the essence of the judicial function that the courts should determine issues of law arising from legislation and delegated legislation. Thus, there can be no suggestion of a breach of parliamentary privilege if the courts decide that legislation is incompatible with the European Convention for the Protection of Human Rights and Fundamental Freedoms: by enacting the Human Rights Act 1998, Parliament has expressly authorised the court to determine questions of compatibility, even though a minister may have made a declaration under section 19 of his view that the measure in question is compatible."
"By having regard to such material the court would not be "questioning" proceedings in Parliament or intruding improperly into the legislative process or ascribing to Parliament the views expressed by a minister. The court would merely be placing itself in a better position to understand legislation."
Conclusion
Mr Justice Cranston :