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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Scarfe & Ors, R (on the application of) v HMP Woodhill & Anor [2017] EWHC 1194 (Admin) (23 May 2017) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2017/1194.html Cite as: [2017] EWHC 1194 (Admin) |
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QUEEN'S BENCH DIVISION
DIVISIONAL COURT
Strand, London, WC2A 2LL |
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B e f o r e :
and
Mr Justice Garnham
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The Queen (on the application of MRS PEARL SCARFE, JULIE BARBER and JAMIE BLYDE) |
Claimants |
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- and - |
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(1) Governor of HMP Woodhill (2) The Secretary of State for Justice INQUEST |
Defendants Intervener |
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James Strachan QC & Emma Price (instructed by Government Legal Department) for the Defendant
Written intervention by Heather Williams QC & Jesse Nicholls (instructed by Hickman & Rose) for INQUEST
Hearing dates: 7th April 2017
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Crown Copyright ©
Mr Justice Garnham:
Introduction
The Common Ground and the Issues
The Investigations
The Circumstances of the Deaths
"we are concerned that many of the same issues have been repeated in a number of our investigations including this one. In six cases investigated in 2013 and 2014 we found that staff had failed to identify or properly assess the risk of suicide and self-harm in newly arrived prisoners".
"the family of Mr Turvey was not aware of the arrangements for the family to notify the prison if they had concerns as to his welfare. If they had known of the telephone line to report concerns they would have used it."
"should ensure that prison staff manage prisoners at risk of suicide or self-harm in line with national guidelines, including setting levels of observations which are appropriately adjusted as the perceived risk changes and these changes are irregular to prevent the prisoner anticipating that they will occur and setting care-map actions which are specific and meaningful, aimed at reducing prisoner's risks and are actively followed up".
The Adequacy of the Prison's Response
"my concern is that reports and recommendations of the Ombudsman and indeed my own Preventing Future Deaths Reports have not been implemented by Woodhill prison and there needs to be an urgent review as to why the necessary measures to prevent suicides from recently admitted prisoners have not been implemented".
"We are concerned that many of the same issues have been repeated in a number of investigations including this one……I have raised most of these matters with Woodhill before."
The National Policies
• Governors must have procedures in place to identify, manage and support prisoners and detainees who are at risk of harm to self, others, and from others, and to reduce that risk (paragraph 11).
• Staff must identify prisoners at risk of self-harm and/or suicide based on the risks and triggers outlined in Chapter 3 of the PSI. They must check relevant documents for evidence of risk (paragraph 17).
• Governors must ensure that staff who have contact with prisoners are aware of the procedures by which prisoners' risk of harm to self is identified, assessed and managed (paragraph 18).
• All visitors must be provided with information that outlines the procedures in place for the identification, assessment and management of prisoners at risk of harm to self (paragraph 18).
• The most effective way to assess and manage risk is through a multi-disciplinary process, in which the prisoner is involved (paragraph 21).
• Prisoners identified as at risk of harm to self must be assessed using Assessment, Care in Custody and Teamwork (ACCT) procedures (paragraph 22).
• Prisons must have procedures in place to facilitate learning from incidents of self-harm and deaths in custody to prevent future occurrences and improve local delivery of safer custody (paragraph 31).
• All staff in contact with prisoners must be trained to at least ACCT Foundation level. From January 2012 ACCT Foundation was to be replaced by Introduction to Safer Custody and new staff were to be trained in this. ACCT refresher training must be provided according to local training needs (chapter 1)
• Any prisoner identified as at risk of suicide or self-harm must be managed using the ACCT procedures. The ACCT process is necessarily prescriptive and it is vital that all stages are followed in the timescales prescribed (chapter 5).
• Staff are to agree the frequency, and recording, of conversations, observations and support, day and night, as the night requirements may be different...Observations must be at unpredictable times, e.g. twice an hour as opposed to every 30 minutes (chapter 5).
- Inform staff that if they are in any doubt about the nature of the injury, they must call an ambulance.
- Define the nature of codes being used. This must be sufficiently prescriptive to describe the incident and trigger automatic contingencies.
- Define what must be done when there is not a nurse or doctor on duty, or if the nurses are not first aid trained.
- Prevent any unnecessary delay in escorting ambulances and paramedics to the patient and discharging them from the prison.
- Minimise delays to staff accessing cells during patrol state and the night state.
"All staff that have contact with prisoners must be trained to at least ACCT Foundation Level."
The Detail of the Claimants' Complaints
The Legal Principles
"there is a distinct 'operational duty' within article 2….This focuses on one off, isolated, operational failures by individual members of staff, as opposed to system or general measures. The operational duty is not in issue in the Divisional Court part of this claim."
"where a state has assumed responsibility for an individual, whether by taking him into custody, by imprisoning him, detaining him under mental health legislation, or conscripting him into the armed forces, the state assumes responsibility for that individual's safety. So in these circumstances police authorities, prison authorities, health authorities and the armed forces are all subject to positive obligations to protect the lives of those in their care. The authorities must therefore take general measures to employ and train competent staff and to adopt appropriate systems of work that will protect the lives of the people for whose welfare they have made themselves responsible. These are general obligations, not directed at any particular individual, but designed to protect all those in the authorities' care. If, however, an authority fails to fulfil one of these obligations and someone in their care dies as a result, there will be a violation of his or her article 2 Convention rights. Authorities which are under these general obligations to persons in their care may also come under a distinct, additional, "operational" obligation to take special preventive measures to protect a particular individual in their care. That operational obligation arises only where the authority knows, or ought to know, of a "real and immediate risk" to the life of the particular individual."
"30…So far as the risk of suicide itself is concerned, under article 2 there is a general duty on the prison authorities to take measures and precautions which can diminish the opportunities for self-harm, without infringing the prisoner's personal autonomy: Keenan's case 33 EHRR 913, 958, para 91; Renolde v France (2008) 48 EHRR 969 , para 83. The practical example of that duty given in Tanribilir v Turkey given 16 November 2000 , para 74, and Akdogdu v Turkey given 18 October 2005 , para 47, is removing things, such as sharp objects, belts or laces, which prisoners could use to harm themselves. A rather more elaborate general precaution of this kind is the wire netting which, for well over a century, has been stretched between the first floor landings of traditional British prisons to catch prisoners who might try to commit suicide by jumping from an upper landing.
31 If the authorities failed to put in place appropriate general measures to prevent suicides among the prisoners in a particular prison and, as a result, a prisoner was able to commit suicide, there would be a breach of article 2. If, on the other hand, the authorities had employed properly trained staff and taken all the relevant general precautions, but a prisoner none the less succeeded in committing suicide because of the casual negligence of a member of the prison staff, the prison authorities would be vicariously liable for that negligence, but there would be no violation of article 2."
Discussion
11 It is common ground that the failure to provide the soldiers with iridium phones on 24 June 2003 was not the result of a decision about "training, procurement or the conduct of operations … at a high level of command and closely linked to the exercise of political judgment and issues of policy": see the Susan Smith case [2014] AC 52 , para 76. Nor was it a decision relating to "things done or not done when those who might be thought to be responsible for avoiding the risk of death or injury to others were actively engaged in direct contact with the enemy" [2014] AC 52, para 76. That is why, for the purposes of these proceedings, it is common ground that the Divisional Court was right to analyse the allegations in the present case as falling within what Lord Hope DPSC described in the Susan Smith case, at para 76 as the "middle ground".
12. Whether a case which falls within the middle ground engages or comes within the scope of article 2 is, as Lord Hope DPSC said, "much more difficult" (than deciding whether it falls within the middle ground at all). In saying that (i) no hard and fast rules can be laid down, (ii) it requires the exercise of judgment and (iii) this can only be done in the light of the facts of each case, Lord Hope DPSC provided little assistance as to how this difficult exercise is to be performed."
"The distinction between (i) system or framework failures or failures of state control and (ii) individual human error is not always easy to apply. All errors which fall within (i) are "human" in the sense that they are made by human beings. In general terms, the distinction is clear enough. A case falls within Lord Hope's middle ground where there has been an arguable failure of a systematic nature, i.e. a failure to provide an effective system of rules, guidance and control within which individuals are to operate in a particular context. A case does not fall within the middle ground where the death is due to an individual's failure to operate properly within the system provided by the state. In the military context, I see no reason to limit individual failure to operational error by the service men and women on the ground. It may include individual error by those who are responsible for supervising or giving instructions to such men and women. An isolated lapse by a supervisor is just as much beyond the reach of article 2 as an isolated operational lapse by a man or woman on the ground."
Discretion
Conclusion