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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> A, R (on the application of) v The Secretary of State for Health & Anor (Rev 1) [2017] EWHC 2815 (Admin) (09 November 2017) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2017/2815.html Cite as: [2017] EWHC 2815 (Admin), [2018] 4 WLR 2, [2017] WLR(D) 754 |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
MR JUSTICE HADDON-CAVE
____________________
THE QUEEN (ON THE APPLICATION OF A) |
Claimant |
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- and - |
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THE SECRETARY OF STATE FOR HEALTH - and - NHS BLOOD AND TRANSPLANT |
Defendant Interested Party |
____________________
Ivan Hare QC (instructed by The Government Legal Department) for the Defendant
Hearing date: 27 April 2017
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Crown Copyright ©
Introduction
Factual Background
The Legislation and the 2005 Directions
The 2006 Act
"1 Secretary of State's duty to promote health service
(1) The Secretary of State must continue the promotion in England of a comprehensive health service designed to secure improvement—
(a) in the physical and mental health of the people of England, and
(b) in the prevention, diagnosis and treatment of physical and mental illness.
(2) For that purpose, the Secretary of State must exercise the functions conferred by this Act so as to secure that services are provided in accordance with this Act.
(3) The Secretary of State retains ministerial responsibility to Parliament for the provision of the health service in England.
(4) The services provided as part of the health service in England must be free of charge except in so far as the making and recovery of charges is expressly provided for by or under any enactment, whenever passed."
"7C The Secretary of State must for the purposes of the health service make arrangements for—
(a) collecting, screening, analysing, processing and supplying blood or other tissues,
(b) preparing blood components and reagents, and
(c) facilitating tissue and organ transplantation."
"8(1) The Secretary of State may give directions to any of the bodies mentioned in subsection (2) about its exercise of any functions.
(2) The bodies are –
…
(c) NHS trusts, and
(d) Special Health Authorities.
(3) Nothing in [any] provision made by or under this or any other Act affects the generality of subsection (1)."
"(7) Any power under this Act to make orders, rules, regulations or schemes, and any power to give directions –
(a) may be exercised either in relation to all cases to which the power extends, or in relation to those cases subject to specified exceptions, or in relation to any specified cases or classes of case,
(b) may be exercised so as to make, as respects the cases in relation to which it is exercised—
(i) the full provision to which the power extends or any less provision (whether by way of exception or otherwise),
(ii) the same provision for all cases in relation to which the power is exercised, or different provision for different cases or different classes of case, or different provision as respects the same case or class of case for different purposes of this Act,
(iii) any such provision either unconditionally or subject to any specified condition, and
(c) may, in particular, except where the power is a power to make rules, make different provision for different areas."
The 2005 Directions
"Functions in relation to the transplantation of organs and tissues
3(1) In order to promote or secure the effective transplantation of organs and tissues for the purposes of the health service, the Secretary of State directs NHSBT [The Interested Party]–
(a) to provide an organ and tissue matching and allocation service, having regard to the need to ensure the –
(i) maximum and most effective use of organs and tissues;
(ii) safety of persons and their survival rates; and
(iii) equity and integrity of the organ sharing system;
(b) to maintain a list of persons who are in need of or are considered suitable for an organ or tissue transplant and to determine the criteria for inclusion on such list;
…
Functions in relation to the allocation of organs for transplantation
4(1) Subject to sub-paragraphs (2), (3) and (4) of this paragraph, the allocation of organs for the purposes of transplantation under paragraph 3(1) and sub-paragraph (1), NHSBT shall have regard to guidance issued by the Department of Health on the allocation of organs for the purposes of transplantation which is published before 30th March 2010 and, in order to give effect to that guidance, may allocate organs otherwise than under the Schemes. [NHS Blood and Transplant (England) (Amendment) Directions 2010]
(2) No person in Group 2 shall receive an organ for which there is a clinically suitable person in Group 1.
(3) Group 1 shall comprise –
(a) persons ordinarily resident in the United Kingdom;
(b) persons who are –
(i) members of Her Majesty's United Kingdom Forces serving abroad;
(ii) other Crown servants employed in the right of Her Majesty's Government of the United Kingdom having been recruited in the United Kingdom and who are serving abroad;
(iii) employees, recruited in the United Kingdom, of the British Council or the Commonwealth War Graves Commission and who are employed abroad;
or the spouse, civil partner or any child under the age of nineteen of any person falling within sub-paragraphs (i) to (iii) above; [NHS Blood and Transplant (England) (Amendment) Directions 2005]
(c) persons who are entitled under Regulation (EEC) No 1408/71 and Regulation (EEC) No 574/72 to medical treatment in the United Kingdom;
(d) persons entitled by virtue of a bilateral reciprocal health agreement or the European Convention on Social and Medical Assistance 1954 to medical treatment in the United Kingdom: [NHS Blood and Transplant (England) (Amendment) Directions 2009]
(e) persons ordinarily resident in the Channel Islands. [NHS Blood and Transplant (England) (Amendment) Directions 2009]
(4) Group 2 shall comprise persons who do not come within the categories of persons listed in Group 1."
The Claimant's Submissions
"The Claimant contends, when properly construed, sections 8 and 272(7) do not empower the making of the Directions, and that the Defendant's interpretation is:
(i) Contrary to the express words in section 272(7) of the 2006 Act;
(ii) Contrary to the aim and purpose of the 2006 Act as set out in section 1;
(iii) Contrary to the principle of statutory construction that unless the contrary intention appears, law applies to all within the territory;
(iv) Contrary to the principle of statutory construction, expression unius (sic), that if legislation contains an express exception or exclusion for situation A, one must assume that situation B is not excepted or excluded in the absence of express provision to that effect; and
(v) Contrary to the principle of legality."
"3. Duties of clinical commissioning groups as to commissioning certain health services
(1) A clinical commissioning group must arrange for the provision of the following to such extent as it considers necessary to meet the reasonable requirements of the persons for whom it has responsibility—
(a) hospital accommodation,
(b) other accommodation for the purpose of any service provided under this Act,
(c) medical, dental, ophthalmic, nursing and ambulance services,
(d) such other services or facilities for the care of pregnant women, women who are breastfeeding and young children [as the group considers] are appropriate as part of the health service,
(e) such other services or facilities for the prevention of illness, the care of persons suffering from illness and the after-care of persons who have suffered from illness [as the group considers] are appropriate as part of the health service,
(f) such other services or facilities as are required for the diagnosis and treatment of illness.
(1A) For the purposes of this section, a clinical commissioning group has responsibility for –
(a) persons who are provided with primary medical services by a member of the group, and
(b) persons who usually reside in the group's area and are not provided with primary medical services by a member of any clinical commissioning group." [emphasis added]
The Defendant's Submissions
"22. The 1977 Act is a consolidating Act. Section 1(1) places upon the Secretary of State a duty to continue to promote a comprehensive health service. It sets out the target which the Secretary of State should seek to achieve in the following terms:
"1(1) It is the Secretary of State's duty to continue the promotion in England and Wales of a comprehensive health service designed to secure improvement – (a) in the physical and mental health of the people of those countries, and (b) in the prevention, diagnosis and treatment of illness, and for that purpose to provide or secure the effective provision of services in accordance with this Act."
It will be noted that Section 1(1) does not place a duty on the Secretary of State to provide a comprehensive health service. His duty is "to continue to promote" such a service. In addition the services which he is required to provide have to be provided "in accordance with this Act".
…
23. It will be observed that the Secretary of State's section 3 duty is subject to two different qualifications. First of all there is the initial qualification that his obligation is limited to providing the services identified to the extent that he considers that they are necessary to meet all reasonable requirements. In addition, in the case of the facilities referred to in (d) and (e), there is a qualification in that he has to consider whether they are appropriate to be provided "as part of the health service". We are not concerned here with this second qualification since nursing services would come under section 3(1)(c).
24. The first qualification placed on the duty contained in section 3 makes it clear that there is scope for the Secretary of State to exercise a degree of judgment as to the circumstances in which he will provide the services, including nursing services referred to in the section. He does not automatically have to meet all nursing requirements. In certain circumstances he can exercise his judgment and legitimately decline to provide nursing services. He need not provide nursing services if he does not consider they are reasonably required or necessary to meet a reasonable requirement.
25. When exercising his judgment he has to bear in mind the comprehensive service which he is under a duty to promote as set out in section 1. However, as long as he pays due regard to that duty, the fact that the service will not be comprehensive does not mean that he is necessarily contravening either section 1 or section 3. The truth is that, while he has the duty to continue to promote a comprehensive free health service and he must never, in making a decision under section 3, disregard that duty, a comprehensive health service may never, for human, financial and other resource reasons, be achievable. Recent history has demonstrated that the pace of developments as to what is possible by way of medical treatment, coupled with the ever increasing expectations of the public, mean that the resources of the NHS are and are likely to continue, at least in the foreseeable future, to be insufficient to meet demand.
26. In exercising his judgment the Secretary of State is entitled to take into account the resources available to him and the demands on those resources. In R v Secretary of State for Social Services and Ors ex parte Hincks [1980] 1 BMLR 93 the Court of Appeal held that section 3(1) of the 1977 Act does not impose an absolute duty to provide the specified services. The Secretary of State is entitled to have regard to the resources made available to him under current government economic policy."
"Section 8(3)
Nothing in provision (sic) made by or under this or any other Act affects the generality of subsection (1)."
Matters arising since the hearing
"I agree, and suggest, more simply, that it is to the people who live in England." (paragraph 10)
The Claimant submits in a letter the Supreme Court decision in R (A and B) supports its contention, since the Claimant does indeed live in England. I deal below with the case of R (A and B), and with this contention.
Conclusions
"It identifies the general objectives by reference to which the Respondent [the Secretary of State for Health] must exercise his functions under the Act. …[H]e must (in the previous version of subsection (2)) provide services in accordance with the Act and (in the current version of it) exercise his function so as to secure that they are so provided."
"Here the statute in need of construction is the 2006 NHS Act. As set out at [8] above, the Secretary of State's duty prescribed by section 1 is to continue the promotion in England of a comprehensive health service designed to secure improvement in the health "of the people of England". Note that it is the people of England, not the people in England, which suggests that the beneficiaries of this free health service are to be those with some link to England so as to be part and parcel of the fabric of the place. It connotes a legitimate connection with the country. The exclusion from this free service of non-residents and the right conferred by section 175 to charge such persons as are not ordinarily resident reinforces this notion of segregation between them and us. This strongly suggests that, as a rule, the benefits were not intended by Parliament to be bestowed on those who ought not to be here." (Paragraph 55)
"arranging for the provision of services for the purposes of the health service in England in accordance with this Act."
That is clearly a more limited function than those of the Defendant. The CCGs are local organisations and the locally focussed definitions of their responsibility under Section 3(1A), including but not exclusively to those who "usually reside" in their area, are wholly unsurprising. As the decision in R (A and B) implies, if the Secretary of State were unlawfully to restrict those who received services from the CCGs, in conflict with the responsibilities laid on them in Section 3(1A), then a claim against him would succeed. But we do not see that the relevant definition in Section 3(1A) binds the Secretary of State in respect of services not delivered by the CCGs.