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England and Wales High Court (Administrative Court) Decisions |
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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Love v The Government of the United States of America & Anor [2018] EWHC 172 (Admin) (05 February 2018) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2018/172.html Cite as: [2018] WLR(D) 66, [2018] 2 All ER 911, [2018] EWHC 172 (Admin), [2018] 1 WLR 2889, [2018] WLR 2889, [2018] Lloyd's Rep FC 217 |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
THE LORD CHIEF JUSTICE
and
THE HONOURABLE MR JUSTICE OUSELEY
____________________
LAURI LOVE |
Appellant |
|
- and - |
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THE GOVERNMENT OF THE UNITED STATES OF AMERICA - and - LIBERTY |
Respondent Interested Party |
____________________
(instructed by KAIM TODNER SOLICITORS LTD) for the Appellant
MR PETER CALDWELL (instructed by CPS EXTRADITION UNIT) for the Respondent
MR ALEX BAILIN QC AND MR AARON WATKINS
(instructed by LIBERTY) for the Interested Party
Hearing dates: 29 and 30 November 2017
____________________
Crown Copyright ©
THE LORD CHIEF JUSTICE AND MR JUSTICE OUSELEY :
i) whether the judge was wrong to hold that the forum bar in section 83A of the 2003 Act, introduced by the Crime and Courts Act 2013, did not prevent Mr Love's extradition;ii) whether his extradition would be unjust or oppressive by reason of his physical or mental condition, and so required his discharge under section 91 of the 2003 Act; and
iii) whether various rights guaranteed by the European Convention of Human Rights ["ECHR"] would be breached, notably article 3, in the light of his health and the conditions he would face in the United States, and article 8 in the light of those factors, his home support and treatment, and the possibility of criminal proceedings being taken against him in the UK for the offences for which his extradition is sought. These are all issues for this Court and not for the Home Secretary. Her decision on the specific issues she had to consider is not challenged.
The Facts
"8. Mr Love is accused in three indictments that between the period October 2012 to October 2013, he, working with others, made a series of cyber-attacks on the computer networks of private companies and United States Government agencies (including the US Federal Reserve, US Army, US Department of Defence, Missile Defence Agency, NASA, Army Corps of Engineers, Department of Health and Human Services, US Sentencing Commission, FBI Regional Computer Forensics Laboratory, Deltek Inc, Department of Energy, Forte Interactive, Inc) in order to steal and then publicly disseminate confidential information found on the networks, including what is referred to as personally identifiable information ….
10. In most of the attacks it is alleged Mr Love gained unauthorised access by exploiting vulnerabilities in a programme the computers ran known as Adobe ColdFusion; software designed to build and administer websites and databases (the "ColdFusion Attacks"). It is further alleged Mr Love also carried out "SQL Injection Attacks" in which unauthorised access was gained to computer databases by manipulating "structured query language", computer programming language designed to retrieve and manage data on computer databases (the "SQL Injection Attacks").
11. Once inside the compromised computer systems, Mr Love and others placed hidden "shells" or "backdoors" within the networks. This allowed them to return and steal the confidential data which included telephone numbers, social security numbers, credit card details and salary information of employees, health care professionals, and service personnel.
12. A confidential source working for the United States Federal Bureau of Investigation (FBI) had access to a restricted online "chat room" used by Mr Love and others from about 2012 to 2013. They had discussions about their hacking activity in the chat room using Internet Relay Chat ("IRC"). This allows multiple users to talk about their activities using typed messages to each other. Various online names were used to disguise their true identities. From this the FBI has identified Mr Love's nickname as "nsh", "peace", shift" and "route".
13. Mr Love used IRC to discuss how to "exfiltrate" the stolen data and what could be done with it."
i) New Jersey on 23 October 2013 as superseded in March 2015: one count of conspiracy to access a computer without authority and to obtain information from a US department or agency (5 years maximum), and one count of accessing a computer without authorisation and obtaining information from a US department or agency (5 years maximum);ii) Southern District of New York on 21 February 2014: one count of computer hacking (10 years maximum) and one count of aggravated identity theft (2 years maximum but could be consecutive);
iii) Eastern District of Virginia on 24 July 2014 as superseded in May 2015: one count of conspiracy to damage a protected computer and to commit access device fraud (5 years maximum), six counts of damaging a protected computer (5 years maximum), one count of access device fraud (10 years maximum), and one count of aggravated identity theft (2 years maximum).
Mr Love's circumstances in outline
"75. It has been accepted by Mr Caldwell on behalf of the Government that Mr Love suffers from Asperger Syndrome (AS) although the nature and degree was challenged. It is clear from Professor Baron-Cohen's evidence, which I accept, that Mr Love is high functioning, has the capacity to participate in a trial and give instructions to his lawyers. He does not have AS in combination with learning difficulties, attention deficit and language. His AS is a "very severe disability because it causes him to become so absorbed in his interests that he neglects important areas of his life, such as his studies, and even his health (…)."
76. It is also clear from the evidence, and from seeing Mr Love in court that he is highly intelligent and articulate. Professor Kopelman also comments his "thinking processes are generally excellent (…)."
77. It is not disputed that Mr Love suffers from eczema which he has had since birth, and which is a partly stress-related physical condition exacerbated by his mental health issues (…). I have no doubt this causes him severe problems given the evidence from his GP and Mr Love's own vivid evidence of his daily hygiene routines and his constant urge to scratch. It is not disputed he suffers from asthma." (This daily routine including creams, steroids, other medication; and he also saw his GP regularly.)
"78. Dr. Kopelman's reports and oral evidence outlined Mr Love's past psychiatric history and depression, which started in 2004. Mr Love also gave evidence about this. I find Mr Love has suffered from depression in the past and it has got worse since these proceedings began. However I also find that in the past he has not continued to take medication prescribed that could help him with his depression. Dr. Kopelman also said more could be done for his depression and suggested he saw an expert in AS and a psychiatrist; his symptoms could be managed by taking antidepressants. In his report dated 26 May 2016, he said, "Mr Love has proved very reluctant to engage in psychiatric or psychological treatment in the UK" (…).
79. There have not been any incidents of self-harm in the past but I accept Mr Love has experienced suicidal thoughts intermittently, both in the past and now. Mr Love denied any suggestion that he had exaggerated his symptoms and his suicide risk which I accept given the medical evidence.
80.I also accept Professor Baron-Cohen and Professor Kopelman's evidence that he would attempt suicide before extradition to the United States. Both are of the opinion he would be at high risk of suicide. I accept Professor Baron-Cohen's oral evidence that Mr Love's intention is not a reflection of a voluntary plan or act but due to his mental health being dependant on him being at home with his parents and not being detained for an indefinite period."
The Forum Bar
"(1) The extradition of a person ("D") to a category 2 territory is barred by reason of forum if the extradition would not be in the interests of justice.
(2) For the purposes of this section, the extradition would not be in the interests of justice if the judge –
(a) decides that a substantial measure of D's relevant activity was performed in the United Kingdom; and
(b) decides, having regard to the specified matters relating to the interests of justice (and only those matters), that the extradition should not take place.
(3) These are the specified matters relating to the interests of justice –
(a) the place where most of the loss or harm resulting from the extradition office occurred or was intended to occur;
(b) the interests of any victims of the extradition offence;
(c) any belief of a prosecutor that the United Kingdom, or a particular part of the United Kingdom, is not the most appropriate jurisdiction in which to prosecute D in respect of the conduct constituting the extradition offence;
(d) were D to be prosecuted in part of the United Kingdom for an offence that corresponds to the extradition offence, whether evidence is necessary to prove the offence is or could be made available in the United Kingdom;
(e) any delay that might result from proceeding in one jurisdiction rather than another;
(f) the desirability and practicability of all prosecutions relating to the extradition offence taking place in one jurisdiction, having regard (in particular) to –
(i) the jurisdictions in which witnesses, co-defendants and other suspects are located, and
(ii) the practicability of the evidence of such persons being given in the United Kingdom or in jurisdictions outside the United Kingdom;
(g) D's connections with the United Kingdom.
(4) In deciding whether the extradition would not be in the interests of justice, the judge must have regard to the desirability of not requiring the disclosure of material which is subject to restrictions on disclosure in the category 2 country concerned.
(5) If, on an application by a prosecutor, it appears to the judge that the prosecutor has considered the offences for which D could be prosecuted in the United Kingdom, or part of the United Kingdom, in respect of the conduct constituting the extradition offence, the judge must make that prosecutor a party to the proceedings on the question of whether D's extradition is barred by reason of forum.
(6) In this section "D's relevant activity" means activity which is material to the commission of the extradition offence and is alleged to have been performed by D."
By section 83B(1):
"The judge hearing proceedings under section 83A (the "forum proceedings") must decide that the extradition is not barred by reason of forum if (at a time when the judge has not yet decided the proceedings) the judge receives a prosecutor's certificate relating to the extradition."
The District Judge's assessment
"(b) the interests of the victims of the extradition offence: The victims are the companies and government departments who had their computers hacked into resulting in millions of dollars' worth of damage. There are also individual victims, those whose personal details were stolen. In this case, the US are of the view that "none of the victims of Love's alleged crimes have an interest in this matter being prosecuted in the United Kingdom" (…) . I do not accept Mr Cooper's submissions that the interests of the victims may not be served with a prosecution in the United States given Dr. Kopelman's evidence that Mr Love may not be fit to stand trial. That is conjecture at this stage. Dr. Kopelman's exact evidence was any refusal of bail is likely to cause a worsening of Mr Love's clinical depression but it was difficult to anticipate if this would affect him and whether he would be fit to stand trial.
(c) any belief of a prosecutor that the United Kingdom, or a particular part of the United Kingdom, is not the most appropriate jurisdiction in which to prosecute D in respect of the conduct constituting the extradition offence: the Crown Prosecution Service is silent in this case and I agree with Mr Caldwell's submission that the absence of a prosecutor's belief adds nothing to the decision under the interests of justice test and therefore this specified matter is neutral.
(d) were D to be prosecuted in a part of the United Kingdom for an offence that corresponds to the extradition offence, whether evidence is necessary to prove the offence is or could be made available in the United Kingdom: I agree, as did Mr Caldwell for the Government that, in this digital age, evidence to prove the offence in the United Kingdom is available or could be made available. However, as already stated there are witnesses who will be required to give evidence. One is the anonymous informant. It is unknown at this time whether he would assist in any prosecution in the United Kingdom and he may not be a compellable witness in the United Kingdom. The US Government has said it will call each of the victim organisations, law enforcement officers, forensic evidence and some individual victims whose personal information was stolen. The prosecutor's point out that it would be "substantially difficult to make available to the United Kingdom all of the evidence necessary to prosecute Love, particularly the witnesses the United States anticipates calling at trial" (…..).
(e) any delay that might result from proceeding in one jurisdiction rather than another: It was submitted that a prosecution in the United Kingdom was likely to be quicker than in the United States given the involvement of the NCA in the case and they would be at an advanced stage of readiness for trial. The latter suggestion is speculation, because apart from the NCA executing a search warrant at Mr Love's home address and seizing a number of computers, some of which they could access, some they could not. I do not have any other evidence as to any stage of readiness. In contrast, the proceedings in the United States have started, evidence has been obtained in three jurisdictions resulting in three Grand Juries issuing Indictments. The United States prosecutors' statement confirms that Mr Love has the right to be tried within 70 days following his first court appearance, unless he waives the same and, if he is tried in three separate districts, the same time limit applies (…). I have also found there is nothing procedurally incorrect in three districts wanting to prosecute Mr Love. Mr Love could also apply for all his cases to be heard under one jurisdiction (certainly for the conspiracy charges) which would reduce delay (…).
(f) the desirability and practicability of all prosecutions relating to the extradition offence taking place in one jurisdiction, having regard ("in particular") to – (i) the jurisdictions in which witnesses, co-defendants and other suspects are located, and (ii) the practicability of the evidence of such persons being given in the United Kingdom or in the jurisdictions outside the United Kingdom: There are no co-defendants. There are over twenty witnesses, all of whom are in the United States. The digital evidence could be given in the United Kingdom but the witnesses reside in the United States and as a matter of desirability and practicality it is easier for them to give evidence in the United States.
(g) D's connection with the United Kingdom: Undoubtedly all of Mr Love's connections are in the United Kingdom. He is a single man with no dependants. He is a United Kingdom citizen and lives with his parents. He is studying, teaching and working in the United Kingdom. Mr Love has been diagnosed with AS. He also suffers from depression, eczema and asthma. He has the support and stability of his family. The experts agree Mr Love would be at a severe risk of suicide if extradited to the United States. In my view the submission that the defendant's connection to the United Kingdom proved decisive in ensuring other United Kingdom hackers were prosecuted in the United Kingdom is not relevant to Mr Love's personal connections with the United Kingdom.
91. I accept Mr Love's connections to the United Kingdom include his own personal circumstances, his health and his support network, and not merely his connection to the State, as submitted by Mr Caldwell. Some of the evidence in this case is transportable but, in my assessment, those factors do not outweigh the facts that the conducted occurred in the United States, all the victims are in the United States, their interests are best served with the case being heard in the United States and any delay is not known because I do not have any evidence as to how far any investigation has taken in the United Kingdom. What I do know is that evidence has been produced by the United States resulting in three Indictments being issued by three Grand Juries."
The parties' contentions on Forum Bar
Our assessment
"43. However, if this court concludes that the DJ has not erred in any one of those respects I have just identified, but simply took the view that it would give a different weight to a particular specified matter from that given to it by the judge below, I very much doubt that this court could therefore conclude that the appropriate judge ought to have decided the Forum Bar question before him in the extradition hearing differently: see section 104(3)(a) of the EA. It is possible, but in my judgement, in practice, very unlikely."
Application to this case
"His ability to cope with the proceedings in the trial, to make rational decisions, and to give evidence in a satisfactory manner would be severely compromised."
"In the light of Mr Love's current mental state, I continue to believe that there is a very high risk that Mr Love would not be fit to stand trial in the United States of America. As described in my report of 26 May 2016, there are multiple risks that would be associated with Mr Love's extradition to the United States, his incarceration in a United States facility, and his standing trial there. There would be a severe deterioration in both his physical and his mental state. His eczema, his asthma, gastrointestinal symptoms, and palpitations, would certainly become far worse, and he might lose his hair again (alopecia), thereby causing further deterioration in his mental state. Mr Love would not be able to cope with separation from his family and friends, nor would he cope with the likely isolation in a United States facility. His depression would become far worse, and he would be very likely to develop psychotic symptoms (as he has during past severe depressions). His suicide risk would become very high as a result of the exacerbation of his clinical depression and a deterioration in his physical health. In such circumstances, Mr Love's ability to concentrate and sustain attention would, in consequence, be severely affected. His ability to cope with the proceedings in the trial, to make rational decisions, and to give evidence in a satisfactory manner, would be severely compromised in such circumstances. In brief, it this were to occur, he would no longer be fit to plead or to stand trial in the United States."
Conclusion on the forum bar
Liberty's submissions on the forum bar
i) no domestic prosecutor involvement;ii) a decision to charge the offences domestically;
iii) a decision that England and Wales is not the most appropriate jurisdiction but somewhere else is; and
iv) a decision to issue a prosecutor's certificate.
In the third scenario, the decision should be recorded, and the court should be told of that decision if forum is raised, with the possibility of seeking an adjournment. Otherwise, where forum is raised by a requested person, duties of enquiry and assistance are adumbrated.
"53. The nature of this belief and its basis could also be given in the form of instructions to counsel for the category 2 requesting state (or indeed the category 1 requesting state). It is ultimately for the judge to decide on the weight to give to this factor. If the material about the belief and the basis for it is sound, then doubtless this will weigh heavily with the appropriate judge. If the material appears to be flimsy, or ill-considered or even irrational (or perhaps even given in bad faith), it will have little or no weight at all. The mere say-so of a prosecutor about his belief, which is not supported by reasons, will carry little or no weight and the judge will be entitled to dismiss this as a factor seriously."
He concluded that little weight was to be attached to the unreasoned expression of belief. That court also gave preliminary guidance at [58] on future practice in relation to expressions of belief, part of which Mr Bailin relied on:
"First it is for the requested person to identify "Forum Bar" as an issue that is to be raised in the extradition hearing before the DJ. Secondly, if the requesting state wishes to adduce material as to the "belief" of the UK prosecutor, then that should be done in a document, something akin to a "decision letter", that is so well-known in immigration proceedings. In that document, the reasons for the belief should be given; and the "prosecutor" who has the belief should be identified in the document."
Oppression
The judge's assessment
"A high threshold has to be reached to satisfy the court that Mr Love's mental condition is such that it would be unjust or oppressive to extradite him. As I have already found (para 79 – 81 above) I am satisfied that there is substantial risk Mr Love will commit suicide. The evidence of Professor Baron-Cohen and Professor Kopelman is clear; Mr Love's mental condition is such that it removes his capacity to resist the impulse to commit suicide. There will be a high risk he will commit suicide if extradited. This will be prior to removal, in transit and on arrival in the United States. Professor Baron-Cohen warns that to dismiss this would be "a fantasy" (para 28 above). The key issue then is what measures are in place to prevent any attempt at suicide being successful. In the United Kingdom that risk would be lessened if Mr Love were on bail with his parents. If in custody I have heard of the holistic approach of the United Kingdom prison system from the Reverend Love."
The United States Marshals Service would be responsible for transporting Mr Love to the United States. She concluded on their evidence that safeguards were in place which would ensure that Mr Love did not commit suicide in transit, or transfer to the place where he would be detained pending any bail decision, and pending trial were he remanded in custody. Once in America, she was satisfied that the preventative measures in place would be effective in preventing suicide; she drew on the evidence of Dr Kucharski that no one committed suicide on suicide watch. She accepted the evidence of Dr Lyn that he would receive dedicated mental and physical health care. Assurances from the United States authorities as to his care were not necessary.
Submissions of the parties
"He is a nightmare to live with. It is like living with a continuous explosion the way he is. It is like he is caged up and caught up in world that he does not fit into. His eczema is still very bad and causes him huge problems. Lauri struggles with what is possible or real. He is very principled. His whole attitude is that the world is wrong and "I am going to fix it". He has no malice in him but he has no regard for the consequences of his actions. He just has an element of not seeing things in the right way."
He continued:
"I don't think that he could live anywhere other than being at home with us so that we can take care of him. The only thing that keeps Lauri from killing himself is me and my wife and having him at home with us. He has told me very clearly that he would kill himself if there was an Order for Extradition. I genuinely believe he means it. It is not a threat; it is a statement of fact which I believe."
"Judging by all that Lauri has said to me about his intentions, I believe that he will take his own life. Now you may think that I say that just as a father, but I wish to emphasise that if I were dealing with someone like Lauri in a professional capacity, in a prison, I have no doubt I would arrive at the conclusion that he is a very high suicide risk."
"He is unable to resist the need to scratch, "every day I try my utmost to tear apart the skin in my body. Every day I fail to control this urge. If sent to the United States of America those conditions, urges to die would be stronger than my urge to scratch every day. My degree of control is already impaired because of these proceedings. The urge, the despair, feeling of helplessness will result in my ending my life"."
Evidence of the medical impact of extradition
Professor Baron-Cohen
Professor Kopelman
"his mood state certainly would plummet further, resulting in severe clinical depression, and exacerbation of his eczema and asthma, and a very definite increase in suicide risk (from 'high' to 'very high')."
Evidence from the United States on conditions
Dr Kucharski
"I would be very cautious given Mr Love's history, his intellectual capacity and his high profile ordering him released from suicide watch. This is likely to have a significant adverse effect on his psychological wellbeing further compounding the depression and risk of suicide."
Inmates, intent on committing suicide, could do so by not being forthcoming about their suicidal intent. His oral evidence, as noted by Mr Love's trainee solicitor, included the observation that the harm for anyone in segregation or isolation, was magnified for those with psychiatric disorders.
"The failure to provide Mr Love with comprehensive mental health and medical care, in the context of the enhanced stress of incarceration and removal of his social support system, will likely result in a deterioration of his psychological condition and significantly increase the risk of suicide."
Other evidence
Evidence about the likely prosecutions
Conclusion on oppression
Articles 3 and 8 ECHR
Conclusion