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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Goodchild-Simpson v General Medical Council [2020] EWHC 271 (Admin) (13 February 2020) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2020/271.html Cite as: [2020] EWHC 271 (Admin) |
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QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
____________________
MATTHEW ROGER GOODCHILD-SIMPSON |
Appellant |
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- and - |
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GENERAL MEDICAL COUNCIL |
Respondent |
____________________
Nicola Kohn (instructed by GMC Legal) for the Respondent
Hearing date: 6 February 2020
____________________
Crown Copyright ©
Mrs Justice Lang:
History
3. The Appellant, whose date of birth is 3 September 1968, obtained his primary medical qualification at the University of Birmingham in 1993, and he was provisionally registered with the General Medical Council ("GMC"). He became fully registered on 12 September 2005, and he was entered on the GP Register on 11 July 2008.
Health committee
February 1995: 12 months suspension
February 1996: 12 months suspension
February 1997: Indefinite suspension
September 2001: 12 months conditions
September 2002: 12 months conditions
October 2003: 12 months conditions
October 2004: 12 months conditions
Fitness to Practise Review Hearing
October 2005: 12 months conditions
November 2006: 18 months conditions
May 2008: 18 months conditions
March 2009: Part heard
November 2009 : 18 months conditions
August 2013: 9 months suspension
February 2015: 9 months suspension
Medical Practitioners Tribunal Review Hearing
December 2015: 1 month suspension
February 2016: 18 months conditions
September 2017: 18 months conditions
March 2019: Adjourned, conditions extended for 9 months
August 2019: 12 months suspension
"20. In deciding on the length of the period of conditional registration, the Tribunal considered that a period of 18 months would allow you sufficient time to seek employment and, if employed, sufficient time to undertake remediation and reflection in relation to your performance so that you can demonstrate to a future Tribunal that you have remediated those areas of concern. The Tribunal would wish to stress to you again that the onus is on you to undertake the necessary remediation and reflection, even if you are unable to obtain a medical post. A future Tribunal will expect to see evidence of remediation, insight and reflection and be assured that you have addressed the specific performance concerns."
Appellate jurisdiction
a) dismiss the appeal;
b) allow the appeal and quash the direction appealed against;
c) substitute for the direction appealed against any other direction or variation which could have been given or made by an MPT; or
d) remit the case to the Medical Practitioners Tribunal Service to dispose of the case in accordance with the directions of the court.
(1) The relevant statute provides that the primary decision-maker is a panel with specialist expertise in the relevant profession. Thus, it was Parliament's intention that the primary decision-making body in relation to fitness to practise in the professions would be a specialist panel and the courts would only have an appellate function.
(2) The panels have power to recommend or impose sanctions whose primary purpose is to maintain public confidence in the profession, not to provide retribution or compensation. The expertise of a specialist panel will assist in assessing the appropriate sanction in order to maintain public confidence in the standards of the particular profession.
(3) Article 6 of the European Convention on Human Rights is likely to be engaged where the appellant's right to practise his profession may be at stake (see Albert and Le Compte v Belgium [1983] 5 EHRR 533).
"On an appeal from a determination by the GMC, acting formerly and in this case through the FPP, or now under the new statutory regime, whatever label is given to the section 40 test, it is plain from the authorities that the court must have in mind and give such weight as is appropriate in the circumstances to the following factors:
(i) The body from whom the appeal lies is a specialist tribunal whose understanding of what the medical profession expects of its members in matters of medical practice deserve respect.
(ii) The tribunal had the benefit, which the court normally does not, of hearing and seeing the witnesses on both sides.
(iii) The questions of primary and secondary fact and the overall value judgment to be made by the tribunal, especially the last, are akin to jury questions to which there may reasonably be different answers."
"19. ... the fact that a principal purpose of the panel's jurisdiction in relation to sanctions is the preservation and maintenance of public confidence in the profession rather than the administration of retributive justice, particular force is given to the need to accord special respect to the judgment of the professional decision-making body in the shape of the panel. That I think is reflected in the last citation I need give. It consists in Lord Millett's observations in Ghosh v General Medical Council [2001] 1 WLR 1915, 1923, para 34:
'The board will afford an appropriate measure of respect to the judgment of the committee whether the practitioner's failings amount to serious professional misconduct and on the measures necessary to maintain professional standards and provide adequate protection to the public. But the board will not defer to the committee's judgment more than is warranted by the circumstances.'
20. These strands in the learning then, as it seems to me, constitute the essential approach to be applied by the High Court on a section 40 appeal. The approach they commend does not emasculate the High Court's role in section 40 appeals. The High Court will correct material errors of fact and of course of law and it will exercise a judgment, though distinctly and firmly a secondary judgment, as to the application of the principles to the facts of the case."
"61. The decision of the tribunal that suspension rather than erasure was an appropriate sanction for the failings of Dr Bawa-Garba, which led to her conviction for gross negligence manslaughter, was an evaluative decision based on many factors, a type of decision sometimes referred to as 'a multi-factorial decision'. This type of decision, a mixture of fact and law, has been described as 'a kind of jury question' about which reasonable people may reasonably disagree: Biogen Inc v Medeva plc [1997] RPC 1 at [45]; Pharmacia Corp v Merck & Co Inc [2001] EWCA Civ 1610, [2002] RPC 41 at [153]; Todd v Adams (t/a Trelawney Fishing Co) (The Maragetha Maria) [2002] EWCA Civ 509, [2002] 2 Lloyd's Rep 293 at [129]; Datec Electronics Holdings Ltd v United Parcels Service Ltd [2007] UKHL 23, [2007] 1 WLR 1325 at [46]. It has been repeatedly stated in cases at the highest level that there is limited scope for an appellate court to overturn such a decision…..
In the recent case of R (Bowen and Stanton) v Secretary of State for Justice [2017] EWCA Civ 2181, McCombe LJ explained (at [65]) that, when the appeal is from a trial judge's multi-factorial decision, 'the appeal court's approach will be conditioned by the extent to which the first instance judge had an advantage over the appeal court in reaching his/her decision. If such an advantage exists, then the appeal court will be more reticent in differing from the trial judge's evaluations and conclusions'.
64. In Bowen and Stanton, McCombe LJ went on (at [67]) to quote from Lord Clarke's judgment in Re B (A Child) (Care Proceedings) [2013] UKSC 33; [2013] 1 WLR 1911 at [137] as follows:
'In England and Wales the jurisdiction of the Court of Appeal is set out in CPR rule 52.11(3), which provides that "the appeal court will allow an appeal where the decision of the lower court was (a) wrong or (b) unjust because of a serious procedural or other irregularity in the proceedings in the lower court". The rule does not require that the decision be "plainly wrong". However, the courts have traditionally required that the appeal court must hold that the judge was plainly wrong before it can interfere with his or her decision in a number of different classes of case. I referred to some of them in Assicurazioni Generali SpA v Arab Insurance Group [2003] 1 WLR 577 at my paras 9-23. It seemed to me then and it seems to me now that the correct approach of an appellate court in a particular case may depend upon all the circumstances of that case. So, for example, it has traditionally been held that, absent an error of principle, the Court of Appeal will not interfere with the exercise of a discretion unless the judge was plainly wrong. On the other hand, where the process involves a consideration of a number of different factors, all will depend on the circumstances. As Hoffmann LJ put it in In Re Grayan Building Services Ltd (In Liquidation) [1995] Ch 241, 254, "generally speaking, the vaguer the standard and the greater the number of factors which the court has to weigh up in deciding whether or not the standards have been met, the more reluctant an appellate court will be to interfere with the trial judge's decision".'
65. McCombe LJ also quoted (at [71]) the case of Smech Properties Ltd v Runnymede Borough Council [2016] EWCA Civ 42, in which Sales LJ said as follows:
'29. ... Where an appeal is to proceed, like this one, by way of a review of the judgment below rather than a re-hearing, it will often be appropriate for this court to give weight to the assessment of the facts made by the judge below, even where that assessment has been made on the basis of written evidence which is also available to this court. The weight to be given to the judge's own assessment will vary depending on the circumstances of each particular case, the nature of the finding or factual assessment which has been made and the nature and range of evidential materials bearing upon it. Often a judge will make a factual assessment by taking into account expressly or implicitly a range of written evidence and making an overall evaluation of what it shows. Even if this court might disagree if it approached the matter afresh for itself on a re-hearing, it does not follow that the judge lacked legitimate and proper grounds for making her own assessment and hence it does not follow that it can be said that her decision was "wrong".'
66. McCombe LJ commented on that passage as follows:
'72. It seems to me that Sales LJ was addressing the exigencies of reviewing a first instance judge's assessment of primary facts, even where (as in our case) the evidence before the court below was entirely in writing. All will depend on the circumstances of the case and what opportunity the court has, in reality, to improve and correct the overall assessment of the evidence before the first instance judge as a whole.'
67. That general caution applies with particular force in the case of a specialist adjudicative body, such as the tribunal in the present case, which (depending on the matter in issue) usually has greater experience in the field in which it operates than the courts: see Smech at [30]; Khan v General Pharmaceutical Council [2016] UKSC 64, [2017] 1 WLR 169 at [36]; Meadow at [197]; and Raschid v General Medical Council [2007] EWCA Civ 46, [2007] 1 WLR 1460 at [18]-[20]. An appeal court should only interfere with such an evaluative decision if (1) there was an error of principle in carrying out the evaluation or (2) for any other reason, the evaluation was wrong, that is to say it was an evaluative decision which fell outside the bounds of what the adjudicative body could properly and reasonably decide: Biogen at [45]; Todd at [129]; Designers Guild Ltd v Russell Williams (Textiles) Ltd (trading as Washington DC) [2001] FSR 11 (HL) at [29]; Buchanan v Alba Diagnostics Ltd [2004] UKHL 5, [2004] RPC 34 at [31]. As the authorities show, the addition of 'plainly' or 'clearly' to the word 'wrong' adds nothing in this context."
"In summary:
(i) Proceedings under section 40A of the 1983 Act are appeals and are governed by CPR part 52. A court will allow an appeal under CPR part 52.21(3) if it is 'wrong' or 'unjust because of a serious procedural or other irregularity in the proceedings in the lower court'.
(ii) It is not appropriate to add any qualification to the test in CPR part 52 that decisions are 'clearly wrong': see Fatnani at paragraph 21 and Meadow at paragraphs 125 to 128.
(iii) The court will correct material errors of fact and of law: see Fatnani at paragraph 20. Any appeal court must, however, be extremely cautious about upsetting a conclusion of primary fact, particularly where the findings depend upon the assessment of the credibility of the witnesses who the tribunal, unlike the appellate court, has had the advantage of seeing and hearing (see Assicurazioni Generali SpA v Arab Insurance Group (Practice Note) [2002] EWCA Civ 1642; [2003] 1 WLR 577, at paragraphs 15 to 17, cited with approval in Datec Electronics Holdings Ltd v United Parcels Service Ltd [2007] UKHL 23; [2007] 1 WLR 1325 at paragraph 46, and Southall at paragraph 47).
(iv) When the question is what inferences are to be drawn from specific facts, an appellate court is under less of a disadvantage. The court may draw any inferences of fact which it considers are justified on the evidence: see CPR part 52.11(4).
(v) In regulatory proceedings, the appellate court will not have the professional expertise of the tribunal of fact. As a consequence, the appellate court will approach tribunal determinations about whether conduct is serious misconduct or impairs a person's fitness to practise and what is necessary to maintain public confidence and proper standards in the profession and sanctions with diffidence: see Fatnani at paragraph 16 and Khan v General Pharmaceutical Council [2016] UKSC 64; [2017] 1 WLR 169, at paragraph 36.
(vi) However, there may be matters, such as dishonesty or sexual misconduct, where the court 'is likely to feel that it can assess what is needed to protect the public or maintain the reputation of the profession more easily for itself and thus attach less weight to the expertise of the tribunal ...': see Council for the Regulation of Healthcare Professionals v GMC and Southall [2005] EWHC 579 (Admin); [2005] Lloyd's Rep Med 365 at paragraph 11, and Khan at paragraph 36(c). As Lord Millett observed in Ghosh v GMC [2001] UKPC 29; [2001] 1 WLR 1915 and 1923G, the appellate court 'will afford an appropriate measure of respect of the judgment in the committee ... but the [appellate court] will not defer to the committee's judgment more than is warranted by the circumstances'.
(vii) Matters of mitigation are likely to be of considerably less significance in regulatory proceedings than to a court imposing retributive justice because the overarching concern of the professional regulator is the protection of the public.
(viii) A failure to provide adequate reasons may constitute a serious procedural irregularity which renders the tribunal's decision unjust (see Southall at paragraphs 55 to 56)."
Statutory framework and procedure
"21. A litigant whose presence is needed for the fair trial of a case, but who is unable to be present through no fault of his own, will usually have to be granted an adjournment, however inconvenient it may be to the tribunal or court and to the other parties. That litigant's right to a fair trial under Article 6 of the European Convention on Human Rights demands nothing less. But the tribunal or court is entitled to be satisfied that the inability of the litigant to be present is genuine, and the onus is on the applicant for an adjournment to prove the need for such an adjournment."
"Where the practitioner is neither present nor represented at a hearing, the ... Tribunal may nevertheless proceed to consider and determine the allegation if they are satisfied that all reasonable efforts have been made to serve the practitioner with notice of the hearing in accordance with these Rules."
"18 It goes without saying that fairness fully encompasses fairness to the affected medical practitioner (a feature of prime importance) but it also involves fairness to the GMC (described in this context as the prosecution in Hayward at [22(5)]). In that regard, it is important that the analogy between criminal prosecution and regulatory proceedings is not taken too far. Steps can be taken to enforce attendance by a defendant; he can be arrested and brought to court. No such remedy is available to a regulator.
19 There are other differences too. First, the GMC represent the public interest in relation to standards of healthcare. It would run entirely counter to the protection, promotion and maintenance of the health and safety of the public if a practitioner could effectively frustrate the process and challenge a refusal to adjourn when that practitioner had deliberately failed to engage in the process. The consequential cost and delay to other cases is real. Where there is good reason not to proceed, the case should be adjourned; where there is not, however, it is only right that it should proceed.
20 Second, there is a burden on medical practitioners, as there is with all professionals subject to a regulatory regime, to engage with the regulator, both in relation to the investigation and ultimate resolution of allegations made against them. That is part of the responsibility to which they sign up when being admitted to the profession.
…
23 Thus, the first question which must be addressed in any case such as these is whether all reasonable efforts have been taken to serve the practitioner with notice. That must be considered against the background of the requirement on the part of the practitioner to provide an address for the purposes of registration along with the methods used by the practitioner to communicate with the GMC and the relevant tribunal during the investigative and interlocutory phases of the case. Assuming that the Panel is satisfied about notice, discretion whether or not to proceed must then be exercised having regard to all the circumstances of which the Panel is aware with fairness to the practitioner being a prime consideration but fairness to the GMC and the interests of the public also taken into account; the criteria for criminal cases must be considered in the context of the different circumstances and different responsibilities of both the GMC and the practitioner."
Grounds of appeal
1. "This appeal is for a High Court resummarisation of performance impairment that would be needed by the doctor for any future personal development plan because the doctor has residual health impairment and performance impairment since the Medical Practitioners Tribunal Service suspension in August 2013.
The General Practice Recruitment Office is now responsible for GP refreshment & returning in 2018-2019.
The GP NRO do not accept impairment of both health and performance in their rules to refresh a previous GP on the GMC General Register. This is true even though the doctor successfully recertificated his diploma of Sexual and Reproductive Healthcare until 2022 [in 2017 during his ongoing non-medical employment]."
2. "The practitioner Appellant asks for guidance from their Lordships, because the East of England multi professional Deanery could not find any appraiser or Dean that could provide the assistant registrars (sic) requested PDP in 2017-2019.
This has led to a Parliamentary & Health Service Ombudsman complaint passed onto the PHSO by the practitioner's supporting Member of Parliament [a Government Minister] with reference number Case Ref: ZA21257. This is against the EOE Deanery/HEE from Responses."
3. "The doctor has been in Reading Employment Tribunal and Norwich County Court since the GMC High Courts of December 2012 and April 2014 for employment matters both medical and non-medical."
4. "The doctor seeks all Rule 4 decissions (sic) to be looked at since 1993 [ie decisions and rulings beyond and outside the GMC/MPTS]."
5. "The doctor wishes the High Court to learn the GMC has no record of any medical oath he has ever taken, and that the Information Commissioners (sic) Office does not allow the doctor a new university of Birmingham Medical School subject access request by new GDPR at the 1990 limit, if his medical school records still exist."
6. "The professional standards agency issued 67 days to examine a suspension with impairment and are informed by the MPTS 19 August, 2019 by letter."
7. "The doctor might have preferred judicial review once the PHSO outcome was known."
8. "The MPTS denied 3 adjournment requests for the hearing commencing 12-16 August, 2019 re, European fair trial law under article 6. The GMC and MPTS were aware for these multiple adjournment requests that the doctors (sic) MP was supporting a relevant PHSO complaint.
Despite the MPTS case manager hearing of 29 May, 2019 no hearing timetable could be made by the MPTS or manager in time for 12 August, 2019."
9. "There was argument that the doctor was not responsible for calling his new GMC superviser (sic) whose latest report was abscent (sic) in the bundle, when newly supporting the doctor, it is litigated it is the GMC to assist the doctor instead, not the doctor pursue his superviser (sic) to attend. The subject of Judge Robin Inces (sic) MPTS panel recusal [extension orders and adjournment] 26 March, 2019 was still on holiday for this hearing."
10. "The MPTS has not addressed in determination complaints that include his simulated surgery OSCE exam 15 January, 2012."
Conclusions
Grounds of appeal
Ground 1
"The Doctor seeks general practice refreshment at the appropriate time, outside of the GP NRO if the Court can permit a local list instead, aside for up to 24 months. This is to break the deadlock between the Doctor and HEE and GP NRO."
Ground 2
"SKETCHPLAN PDP
Personal Development Plan
Name: Dr Matthew R Goodchild-Simpson MB ChB DFSRH DGM
GMC No. 4036441, RCGP No. 63221.
General Register Practitioner
Date, 25 February 2019.
Last GMC Hearing 14-15 September, 2017.
Next GMC Hearing 26-27 March, 2019.
CPD Collections since last Hearing;
Abortion Care Excellence, RSM London Whole Day.
Contraception Update, MEDICONF Cardiff University Half Day.
Atrial Fibrillation for Primary Care, University of Norwich, Half Day.
Management of Heavy Menstrual and Intermenstrual Bleeding, Live Conference. Evening Session.
Birmingham NEC Best Practice Conference 2 Days.
GP Primary Care Practical Introduction to Ultrasound Course for Abdomen, Chest, Pelvis and Knees. -FUGISONIC sponsored.
RCGP Anglia Faculty AGM 2018-19, and Models for General Practice, Prof. A. Hibble et al, Barnham Broom Hotel.
23 March, 2019 Diabetes in Primary Care for General Practitioners, MEDICONF, Milton Keynes.
-As booked.
Exams
I have Recertifed the Diploma of Sexual and Reproductive Healthcare until Summer 2022.
COUNCIL OF SEXUAL & REPRODUCTIVE HEALTHCARE
This has avoided the C5 Clinical Exam, due to my passing.
Memberships
RCGPs
DFSRH [CSRH]
DGM [RCP]
Primary Care Dermatology Society
All receive regular magasines (sic) /periodicals.
Work Plan
To return/refresh in general practice home and abroad.
Ideas: Refreshment
Concerns: United Kingdom Refreshment is difficult due to previous reported Performance Issues, Abroad may be my only option now.
Expectations: General Practice for Civil Purpose, Prison or Military.
Other:
I consider myself now capable of Supporting Care Home and Nursing Home Lead Managers in bringing their Homes out of CQC Special Measures if need be. I also have experience and training in Sales Coordination, my business skills are much improved and are current."
"58. ….The Tribunal notes that it was over a year after the deadline when the Dr Goodchild-Simpson provided this. In the Tribunal's view this plan falls a long way short of being an acceptable and properly constructed development plan. The document does not demonstrate that he has addressed the four specific areas which were found to be deficient. The Tribunal recognise the efforts made by Dr Goodchild-Simpson to find a supervisor for his PDP which was made difficult given he had not worked in a clinical capacity. Notwithstanding its criticisms of the PDP, the Tribunal accepts that Dr Goodchild-Simpson's background health conditions may have impacted on his ability to develop a structured reasoned plan and obtain oversight to assist in its development."
Grounds 3, 4 and 10
Ground 5
Ground 6
Ground 7
Case management, including Grounds 8 and 9
The MPT's determinations
Impairment on grounds of adverse mental health
Impairment on grounds of deficient professional performance
Sanction
"The Tribunal has determined that Dr Goodchild-Simpson has displayed a worsening level of insight into his health since the 2017 hearing. Given the findings made about Dr Goodchild-Simpson's health a period of retraining and/or supervision would not be capable of addressing the findings made in relation to his deficient professional performance. The Tribunal noted that Dr Goodchild-Simpson had already been given an opportunity to do so following the 2017 hearing and the doctor was unable to evidence positive progress. The Tribunal therefore is not satisfied that he will comply with further conditions."
Final Conclusion