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You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> MacCallum v Secretary of State for Education [2024] EWHC 87 (Admin) (24 January 2024) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2024/87.html Cite as: [2024] EWHC 87 (Admin) |
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AC-2023-LON-000395 |
KING'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
____________________
ROBERT MACCALLUM |
Appellant |
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- and - |
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SECRETARY OF STATE FOR EDUCATION |
Respondent |
____________________
Simon Pritchard (instructed by the Government Legal Department) for the Respondent
Hearing date: 19 December 2023
____________________
Crown Copyright ©
Mrs Justice Lang :
Introduction
"In accordance with the Teachers Disciplinary (England) Regulations 2012, you have the right to appeal against the prohibition order to the Kings Bench Division of the High Court within 28 calendar days of the date on which the order is served upon you. You must submit any appeal by 15 December 2022.
The contact details of the High Court are as follows:
Administrative Court Office
Royal Courts of Justice
Strand
London WC2A 2LL
Telephone: 020 7947 6000"
i) wrongly relied on Former Pupil A's description of her relationship with the Appellant having created a 'situation of emotional dependency' when the Panel had found allegations against the Appellant between 2010-2014 unproven;
ii) gave insufficient weight to the fact five years had elapsed since Former Pupil A had been a pupil at the school;
iii) gave no or insufficient consideration to the Panel's findings on serious sexual misconduct;
iv) gave insufficiently reasoned justification for altering the factual conclusion of the panel that there was no continuing risk to the wellbeing of pupils;
v) placed insufficient weight on the Appellant's contribution to the profession;
vi) in all the circumstances was disproportionately harsh or excessive.
History
i) It was not accompanied by details of JMW account number so no fee had been paid;
ii) The name and details of the Respondent were incorrect (it should have been the Secretary of State not the Teachering Regulation Agency);
iii) The date of the decision being appealed was incorrect;
iv) A copy of the prohibition order was not submitted;
v) The Appellant's Notice did not specify the part of the prohibition order which was being appealed;
vi) ACO guidance on filing documents was not complied with.
Statutory framework
"(1) The Secretary of State may investigate a case where an allegation is referred to the Secretary of State that a person to whom this section applies—
(a) may be guilty of unacceptable professional conduct or conduct that may bring the teaching profession into disrepute, or
(b) has been convicted (at any time) of a relevant offence.
(2) Where the Secretary of State finds on an investigation of a case under subsection (1) that there is a case to answer, the Secretary of State must decide whether to make a prohibition order in respect of the person.
(3) Schedule 11A (regulations about decisions under subsection (2)) has effect.
(4) In this section—
a "prohibition order" means an order prohibiting the person to whom it relates from carrying out teaching work;
….."
"5 Appeals against prohibition orders
(1) Regulations under paragraph 1 must make provision conferring on a person to whom a prohibition order relates a right to appeal against the order to the High Court.
(2) The regulations must provide that an appeal must be brought within 28 days of the person being served with notice of the prohibition order.
(3) No appeal is to lie from any decision of the Court on such an appeal."
"17. Appeals
A person in relation to whom a prohibition order is made may appeal to the High Court within 28 days of the date on which notice of the order is served on that person."
Human Rights Act 1998
"48. The Court recalls that Article 6(1) embodies the "right to a court", of which the right of access, that is, the right to institute proceedings before a court in civil matters, constitutes one aspect. However, this right is not absolute, but may be subject to limitations; these are permitted by implication since the right of access by its very nature calls for regulation by the State. In this respect, the Contracting States enjoy a certain margin of appreciation, although the final decision as to the observance of the Convention's requirements rests with the Court. It must be satisfied that the limitations applied do not restrict or reduce the access left to the individual in such a way or to such an extent that the very essence of the right is impaired. Furthermore, a limitation will not be compatible with Article 6(1) if it does not pursue a legitimate aim and if there is not a reasonable relationship of proportionality between the means employed and the aim sought to be achieved.
49. It is noteworthy that limitation periods in personal injury cases are a common feature of the domestic legal systems of the Contracting States. They serve several important purposes, namely to ensure legal certainty and finality, to protect potential defendants from stale claims which might be difficult to counter, and to prevent the injustice which might arise if courts were required to decide upon events which took place in the distant past on the basis of evidence which might have become unreliable and incomplete because of the passage of time.
50. In the instant case, the English law of limitation allowed the applicants six years from their eighteenth birthdays in which to initiate civil proceedings. In addition, subject to the need for sufficient evidence, a criminal prosecution could be brought at any time and, if successful, a compensation order could be made. Thus, the very essence of the applicants' right of access to a court was not impaired."
"36. It has been held, in the public law context of removal from the jurisdiction of an alien, that a litigant must answer for the failings of his legal advisers, with the result that he was unable to obtain the reopening of an adjudicator's decision on the ground of such advisers' negligent failure to inform him of the hearing: R v Secretary of State for the Home Department, Ex p Al-Mehdawi [1990] 1 AC 876. Any other decision would, it was said, come "at the cost of opening such a wide door which would indeed seriously undermine the principle of finality in decision-making": per Lord Bridge of Harwich, at p 901e. In Ex p Al-Mehdawi there was however a residual discretion in the Secretary of State to refer the matter back to an adjudicator. In contrast, in an asylum context where no such residual discretion existed, the Court of Appeal in FP (Iran) v Secretary of State for the Home Department [2007] Imm AR 450 held ultra vires immigration rules deeming a party to have received notice of a hearing served on the most recent addresses notified to the relevant tribunal and requiring the tribunal to proceed in the party's absence if satisfied that such notice had been given. The solicitors acting for the asylum seekers in FP (Iran) had failed to give the tribunal new addresses to which the asylum seekers had been moved by the National Asylum Support Service. Distinguishing Ex p Al-Mehdawi, the Court of Appeal held that there was "no universal surrogacy principle" which (reformulated) rules "would have to depart from in order to operate justly": para 46. The rules were framed so as to be "productive of irremediable procedural unfairness". Both the appellants were "among those affected by this deficiency, because both have lost the opportunity to be heard through the default of their legal representatives and not through their own fault": para 48. This decision (reached in the context of aliens) turned on common law principles regarding access to justice, though reference was made by analogy to the position under the European Convention for the Protection of Human Rights and Fundamental Freedoms.
37. The position is a fortiori in so far as article 6.1 is directly applicable in Mr Halligen's case. It is clear that the statutory provisions regarding the permitted periods for appeals may in individual cases impair "the very essence of the right" of appeal. The previous judicial expressions of concern are eloquent about the potential and actual unfairness of the position in which prisoners find themselves in trying to meet the statutory requirements, with such aid as the prison legal services department or legal advisers can, under difficult conditions, provide. The problems of communication from prison with legal advisers in the short permitted periods of seven and 14 days are almost bound to lead to problems in individual cases. It is no satisfactory answer that a person wrongly extradited for want of an appeal as a result of failings of those assisting him might, perhaps, be able to obtain some monetary compensation at some later stage. Strict application of the surrogacy principle would be potentially unjust. I am not persuaded that the interests of finality and certainty outweigh the interests of ensuring proper access to justice by appeal in the limited number of extradition cases where this would otherwise be denied. There would not be "a reasonable relationship of proportionality between the means employed and the aim sought to be achieved."
"39. In the present case, there is no reason to believe that Parliament either foresaw or intended the potential injustice which can result from absolute and inflexible time limits for appeals. It intended short and firm time limits, but can only have done so on the basis that this would in practice suffice to enable anyone wishing to appeal to do so without difficulty in time. In these circumstances, I consider that … the statutory provisions concerning appeals can and should all be read subject to the qualification that the court must have a discretion in exceptional circumstances to extend time for both filing and service, where such statutory provisions would otherwise operate to prevent an appeal in a manner conflicting with the right of access to an appeal process held to exist under article 6.1 in Tolstoy Miloslavsky. The High Court must have power in any individual case to determine whether the operation of the time limits would have this effect. If and to the extent that it would do so, it must have power to permit and hear an out of time appeal which a litigant personally has done all he can to bring and notify timeously."
"14. …. There is good reason for there to be time limits with a high degree of strictness. However, one only has to consider hypothetical cases to appreciate that, without some margin for discretion, circumstances may cause absolute time limits to impair "the very essence" of the right of appeal conferred by statute. Take, for example, a case in which a person, having received a decision removing him or her from the Register, immediately succumbs to serious illness and remains in intensive care; or a case in which notice of the disciplinary decision has been sent by post but never arrives and time begins to run by reason of deemed service on the day after it was sent (Nursing and Midwifery Council (Fitness to Practice) Rules 2004, rule 34(4)). In such cases, the nurse or midwife in question might remain in blameless ignorance of the fact that time was running for the whole of the 28 day period. It seems to me that to take the absolute approach in such circumstances would be to allow the time limit to impair the very essence of the statutory right of appeal.
15. The real difficulty is where to draw the line. Mr Pascall, on behalf of the appellants, does not contend for a general discretion to extend time. Parliament is used to providing such discretions, often circumscribed by conditions (see, for example Employment Rights Act 1996, section 111(2), in relation to unfair dismissal). The omission to do so on this occasion was no doubt deliberate. If Article 6 and section 3 of the Human Rights Act require Article 29(10) of the Order to be read down, it must be to the minimum extent necessary to secure ECHR compliance. In my judgment, this requires adoption of the same approach as that of Lord Mance in Pomiechowski. A discretion must only arise "in exceptional circumstances" and where the appellant "personally has done all he can to bring [the appeal] timeously" (paragraph 39). I do not believe that the discretion would arise save in a very small number of cases….."
"49 Thus, there is a discretion (or duty) to extend time for the bringing of a statutory appeal but only in exceptional circumstances, namely where to deny a power to extend time would impair the very essence of the right of appeal. That is the key question. Once the discretion (or duty) arises, it must then be exercised to the minimum extent necessary to secure ECHR compliance.
50 As set out above, Lord Mance at [39] in Pomieschowski identi?ed the power to permit and hear an out of time appeal if statutory provisions would otherwise operate to prevent an appeal in a manner con?icting with the right of access under article 6 as identi?ed in Tolstoy. He went on (in the same sentence) to add that the appeal would be one "which a litigant personally has done all he can to bring and notify timeously." Maurice Kay LJ adopted this sentence in Adesina at [15], as have other courts subsequently (see for example Anixter Ltd v Secretary of State for Transport [2020] EWCA Civ 43; [2020] 1 WLR 2547 at [67]).
51 Care needs to be taken in relation to this additional statement. The reference to a litigant doing all that they personally could to bring and notify timeously appears to have been treated in some of the cases as an independent requirement for the discretion (or duty) to arise (see for example Gupta v General Medical Council [2020] EWHC 38 (Admin) ("Gupta") at [58]–[60]). Fordham J in Rakoczy [21(ii)], on the other hand, appears to have doubted that it was. There he stated that it was not "laying down a test, in the nature of a legal litmus test" (albeit that he also described it as an "expected essential characteristic"). He stated that it was instead "intended to be a valuable encapsulation", "a guide as to what, in essence, the [court] could expect to be looking for". He also stated at [13] that the obligation on the appellant (to do all that they could to bring and notify timeously) would have to be tempered by reference to reasonableness.
52 I do not consider that Lord Mance in [39] of Pomiechowski, having referred to the relevant test by reference to Tolstoy, was then imposing an additional condition (beyond the need for the existence of "exceptional circumstances") by reference to the e?orts made (or not) by an appellant to appeal in time. Rather, he was simply identifying the type of situation in which exceptional circumstances su?cient to give rise to the discretion (or duty) may arise. Put simply, and without being in any way prescriptive, exceptional circumstances are unlikely to arise where an appellant has not personally done all that they could to bring the appeal in time. There is no independent jurisdictional requirement that a litigant must have done personally all that he could.
53 The need to import the notion of reasonableness, as suggested in Rakoczy, underscores the importance of adhering to the approach identi?ed above. It is both undesirable and counter- intuitive for there to be potentially intricate and nuanced debate as to the reasonableness of a litigant's conduct in the context of an examination of whether the "exceptional circumstances" jurisdiction exists.
54 As set out above, therefore, the central and only question for the court is whether or not "exceptional circumstances" exist, namely where to deny a power to extend time would impair the very essence of the right of appeal. Any gloss is unhelpful. Answering the question may or may not include consideration of whether or not the litigant has done everything possible to serve within time, depending on the facts of the case. Once the discretion (or duty) arises, it must then be exercised to the minimum extent necessary to secure compliance with article 6 rights."
Conclusions