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You are here: BAILII >> Databases >> England and Wales High Court (Family Division) Decisions >> W v J [2003] EWHC 2657 (Fam) (24 October 2003) URL: http://www.bailii.org/ew/cases/EWHC/Fam/2003/2657.html Cite as: [2004] 2 FLR 300, [2003] EWHC 2657 (Fam) |
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FAMILY DIVISION
B e f o r e :
(In Private)
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W |
Applicant |
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and |
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J |
Respondent |
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Official Shorthand Writers and Tape Transcribers
Quality House, Quality Court, Chancery Lane, London WC2A 1HP
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MR. C. HOWARD Q.C. (instructed by Messrs. Fisher Meredith) appeared on behalf of the Respondent Mother.
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Crown Copyright ©
MR. JUSTICE BENNETT:
1. An order for the father to make full financial disclosure.
2. An order for replies to requests made on 19th March 2002.
3. A full review of current financial and housing provision for T.
4. Discharge or review of para.9 of the order of Hogg J. on 10th April, which related to school fees.
5. A review of that part of the order of Hogg J. in relation to medical expenses.
6. The father was to provide documentary proof of life insurance for T; liberty to endorse a penal notice was sought.
7. An order for payment of the mother's historic unpaid bills relating to T.
8. An order for the father to give disclosure and inspection of correspondence and other documentation with Glendower School.
9. A full review of T's present educational arrangements.
10. An order that all of the father's doctors and psychiatrist provide certain specified information.
11. An order that a court-appointed social worker attend on and report on T's contact with the father.
12. A supervised contact order on terms that T be accompanied at all times on contact with the father by a nanny approved by the mother, the father to pay her costs.
13. Discharge of that part of the order of Hogg J. relating to contact on Wednesday afternoons.
14. Discharge or review of that part of the order of Hogg J. in relation to arrangements for collection and return in the United States.
15. Discharge or review of arrangements for collection and return of T for contact.
16. Discharge or review of that part of the order of Hogg J. in respect of T's passport.
17. A review of the originating summons.
18. A residency order that T reside with the mother and revocation of the wardship.
19. An order granting the mother leave permanently to remove T from the jurisdiction to reside in Florida.
20. Discharge or review of that part of Hogg J.'s order relating to an injunction restraining her from causing or permitting medical, psychiatric, psychological or social examination of, or consultation about, T.
21. The father to pay the mother's costs.
22. Such other orders as the court deemed appropriate.
"8. As for the costs of the litigation hitherto, since the year 2000 I have incurred costs both in the United States and here. Specifically in the United States I instructed AG and RF from New York, AK and BJ in Florida, and PS from Virginia and the total of their costs that I have paid was approximately US$170,230. In this country, I first instructed Farrer & Co. I paid fees to them of £10,000, with £5000 still owing, also instructed Dawson Cornwell during which time I ran up fees of some £80,000 of which nearly £15,000 were paid and £65,000 is outstanding. (I am being sued for this amount though it is subject to a substantial counterclaim in negligence.) I then instructed Fenwick & Co. (off the record) and incurred fees there in the region of £1,750. I paid a significant proportion of these fees. Thereafter I instructed Withers from January 2001 until April 2001 and the costs I incurred with them totalled £86,000. These I have paid. I subsequently received a further demand from Withers for £34,675.38 which was disputed and has not been so far pursued.
9 I then instructed Fisher Meredith for the first time from September 2001 through to January 2002 and was in receipt of a Public Funding Certificate. It was discharged as a consequence of Mr. W's objections to my public funding and a smear campaign concerning my lifestyle he orchestrated through the Daily Mail. Mr. W and close friends of his at his instigation gave interviews to the Daily Mail. Eventually the Legal Services Commission deemed me ineligible on income because Mr. W proceeded to pay maintenance through this period. The Legal Services Commission then decided to consider revoking my certificate. I wrote to the Lord Chancellor and complained about their conduct of the matter. Subsequently, there has been no substantive progress on the file for over a year now and it appears that the Legal Services Commission has shelved plans to revoke the certificate since they have taken no formal steps to do so. The costs during the period that I was legally aided have still not been paid to my solicitors because of delays in the system but total approximately £15,500. It cost me personally in excess of £6,000 in accountancy and other assistance to comply with the papers required as a result of the investigation by the Legal Services Commission but I had to do this to defend my position.
10 After that I had to act in person. For a 2-week period I instructed Maxwell Batley and paid them fees in the region of £3,000. I also instructed Gordon Dadds on three separate short periods including an attendance at Court and paid them fees in the region of £14,000. I also paid £3,000 to Raymond Tooth from Sears Tooth for advice."
The mother
The father
Jurisdiction
"1 Orders for financial relief against parents
(1) On an application made by a parent or guardian of a child, or by any person in whose favour a residence order is in force with respect to a child, the court may -
(a) in the case of an application to the High Court or a county court, make one or more of the orders mentioned in sub-paragraph (2);
(2) The orders referred to in sub-paragraph (1) are -
(a) an order requiring either or both parents of a child -
(i) to make to the applicant for the benefit of the child; or
(ii) to make to the child himself,
such periodical payments, for such term, as may be specified in the order,
(b) an order requiring either or both parents of a child -
(i) to secure to the applicant for the benefit of the child; or
(ii) to secure to the child himself,
such periodical payments, for such term, as may be so specified;
(c) an order requiring either or both parents of the child -
(i) to pay to the applicant for the benefit of the
child; or
(ii) to pay to the child himself, such lump sum as may be so specified:
(d) an order requiring a settlement to be made for the benefit of the child, and to the satisfaction of the court, of property -
(i) to which either parent is entitled (either in possession or in reversion); and
(ii) which is specified in the order;
(e) an order requiring either or both parents of a child -
(i) to transfer to the applicant for the benefit of the child; or
(ii) to transfer to the child himself,
such property to which the parent is, or the parents are, entitled (either in possession or in reversion) as my be specified in the order.
(3) The powers conferred by this paragraph may be exercised at any time.
(4) An order under sub-paragraph (2)(a) or (b) may be varied or discharged by a subsequent order made on the application of any person by or to whom payments were required to be made under the previous order.
(5) Where a court makes an order under this paragraph -
(a) It may at any time make a further such order under sub-paragraph (2)(a), (b) or (c) with respect to the child concerned if he has not reached the age of eighteen;
(b) it may not make more than one order under subparagraph (2)(d) or (e) against the same person in respect of the same child.
(7) Where a child is a ward of court, the court may exercise any of its powers under this Schedule even though no application has been made to it.
4. Matters to which court is to have regard in making orders for financial relief
(1) In deciding whether to exercise its powers under paragraph 1 or 2, and if so in what manner, the court shall have regard to all the circumstances including -
(a) the income, earning capacity, property and other financial resources which each person mentioned in sub-paragraph (4) has or is likely to have in the foreseeable future;
(b) the financial needs, obligations and responsibilities which each person mentioned in sub-paragraph (4) has or is likely to have in the foreseeable future;
(c) the financial needs of the child;
(d) the income, earning capacity (if any), property and other financial resources of the child;
(e) any physical or mental disability of the child;
(f) the manner in which the child was being, or was expected to be, educated or trained.
(2) In deciding whether to exercise its powers under paragraph 1 against a person who is not the mother or father of the child, and if so in what manner, the court shall in addition have regard to -
(a) whether that person had assumed responsibility for the maintenance of the child, and, if so, the extent to which and basis on which he assumed that responsibility and the length of the period during which he met that responsibility;
(b) whether he did so knowing that the child was not his child;
(c) the liability of any other person to maintain the child.
(3) Where the court makes an order under paragraph 1 against a person who is not the father of the child, it shall record in the order that the order is made on the basis that the person against whom the order is made is not the child's father.
(4) The persons mentioned in sub-paragraph (1) are -
(a) in relation to a decision to exercise its powers under paragraph 2, any parent of the child;
(b) in relation to a decision whether to exercise its powers under paragraph 2, the mother and father of the child:
(c) the applicant for the order;
(d) any other person in whose favour the court proposes to make the order.
9 Interim orders
(1) Where an application is made under paragraph 1 or 2 the court may, at any time before it disposes of the application, make an interim order -
(a) requiring either or both parents to make such periodical payments, at such times and for such term as the court thinks fit, and
(b) giving any direction which the court thinks fit.
(3) An interim order made under this paragraph shall cease to have effect when the application is disposed of or, if earlier, on the date specified for the purposes of this paragraph in the interim order."
"[42] First, in A v. A (A Minor)(Financial Provision) [1994] 1 F.L.R. 657, in explaining his quantification of an allowance for the mother's care, Ward J. said at 665:
'I bear in mind a broad range of imprecise information from the extortionate demands (but excellent service) of Norland nannies, to au pair girls and mother's helps, from calculations in personal injury and fatal accident claims and from the notice-boards in the employment agencies I pass daily. I allow £8,000 under this head. It is almost certainly much less than the father would have to pay were he to be employing staff, but to allow more would be - or would be seen to be - paying maintenance to the former mistress who has no claim in her own right to be maintained.'
[43] I cannot agree with that reservation. I believe that a more generous approach to the calculation of the mothers' allowance is not only permissible but also realistic. Nor would I have regard to calculations in either personal injury or fatal accident claims. It seems to me that such cross-references only risk to complicate what is an essentially broad-brush assessment to be taken by family judges with much expertise and experience in the specialist field of ancillary relief.
[44] Secondly, in the passage which I have cited from the judgment of Hale J. J v.C (Child: Financial Provision) [1999] 1 F.L.R. 152, in which she rightly sets the welfare of the child to be clearly embraced within the court's general duty to 'have regard to all the circumstances', I would only wish to amplify by saying that welfare must be not just 'one of the relevant circumstances' but, in the generality of cases, a constant influence on the discretionary outcome. I say that because the purpose of the statutory exercise is to ensure for the child of parents who have never married and who have become alienated and combative, support and also protection against adult irresponsibility and selfishness, at least as money and property can achieve those ends.
[48] In making this broad assessment how should the judge approach the mother's allowance, perhaps the most emotive element in the periodical assessment? The respondent will often accept with equanimity elements within the claim that are incapable of benefiting the applicant (for instance school fees or children's clothing) but payments which the respondent may see as more for the benefit of the applicant than the child are likely to be bitterly resisted. Thus there is an inevitable tension between the two propositions, both correct in law, first that the applicant has no personal entitlement, secondly, that she is entitled to an allowance as the child's primary carer. Balancing this tension may be difficult in individual cases. In my judgment, the mother's entitlement to an allowance as the primary carer (an expression which I stress) may be checked but not diminished by the absence of any direct claim in law.
[49] Thus, in my judgment, the court must recognise the responsibility, and often the sacrifice, of the unmarried parent (generally the mother) who is to be the primary carer for the child, perhaps the exclusive carer if the absent parent dissociates from the child. In order to discharge this responsibility the carer must have control of a budget that reflects her position and the position of the father, both social and financial. On the one hand she should not be burdened with unnecessary financial anxiety or have to resort to parsimony when the other parent chooses to live lavishly. On the other hand whatever is provided is there to be spent at the expiration of the year for which it is provided. There can be no slack to enable the recipient to fund a pension or an endowment policy or otherwise to put money away for a rainy day. In some cases it may be appropriate for the court to expect the mother to keep relatively detailed accounts of her outgoings and expenditure in the first and then in succeeding years of receipt. Such evidence would obviously be highly relevant to the determination of any application for either upward or downward variation.
At para.81 Bodey J. said:
"There will equally and inevitably be numerous grey areas where the need asserted is of no direct benefit to the child, but is (or is arguably) of legitimate indirect benefit in helping reasonably to sustain the mother's physical/emotional welfare. This will be most pronounced when the father is very wealthy and able without difficulty to provide for living costs of no clearly identifiable direct benefit to the child, but which would indirectly promote the mothers care of the child by allowing her such a lifestyle as not to feel 'out of place' in the society of the parents of the child's friends."
"In my judgment, however, neither the quoted passage of Browne-Wilkinson J. in Re Dennis (Deceased) [1981] 2 All E.R. 140, nor any other of the authorities which I have just mentioned, exclude the possibility that 'maintenance' is wide enough to include a current need to pay legal costs. Certainly, costs are, during the progress of a piece of litigation, 'recurring expenses', and they are for most people 'expenses of an income nature'. They may fall outside the phrase 'daily living' on one view of those words. But the statute itself uses the word 'maintenance' and, in my view, that word is not restricted to 'daily living' in its most literal and restrictive sense.
There is no doubt that in all sorts of ways 'maintenance' does extend to, and orders for maintenance pending suit have for many years been intended to cover, matters which are not ones of 'daily living'. Provision may be included, if there has been a history of it, to enable the payee to make charitable payments or payments to a third party, such as a dependent parent. Such payments are not part of the 'living' expense of the payee at all, but may be a component of the order. Further, provision can clearly be made to cover legal costs as such - for example, if the payee has a current need to fund litigation with a third party; for example, a landlord trying to obtain possession of the home.
But Mr. Singleton submits that the costs of the suit itself are in a different category. I do not agree. Just at the moment they are, after the provision of a roof over her head and food in her mouth, the wife's most urgent and pressing need and expense. She could manage without holidays, though I have made some provision for them. She could no doubt manage for a while without buying new clothes. She could manage without her manicures, pedicures and yoga and keep fit classes, for all of which I have, on the facts of this case, made provision. She could even manage without the provision for forms of private medical care (to which the family has been accustomed) for, if necessary, she could fall back on the NHS. But she simply cannot make progress with the dominating issue in her life if she cannot pay her lawyers, and for this the State will not provide."
"So how can a local authority institute care proceedings in the first place, then come to the court and ask for the children to be made wards of court, and a local authority whose responsibility to maintain the children would become if the grandparents were to repudiate their present position or became unable - let us face it - through bankruptcy to look after the children, how can the local authority say, 'Well, this is what we want you to do but we won't pay'? How can I give efficacy to their own application in those circumstances unless I have an inherent jurisdiction in wardship to make the order for which the local authority itself is asking work, and to make it work then I have to make somebody pay, and they are the only people in a position to pay. So it seems to me on that basis, and relying on Comyn J., and relying also on Lord Wilberforce, I believe in the circumstances of this case I have such an inherent jurisdiction."
"I accept the validity of Mr. Singleton's over-arching submission that the dominant feature in the present case is the scale of the father's fortune and of his chosen way of life."
Overall, the issue in that case was concerned with the nature of the "carer's allowance". The decision was limited to the issue of that allowance.
"However, as this latter concept lends itself to demands going potentially far wider than those reasonably necessary to enable the mother properly to support the child 'one has to guard against unreasonable claims made on the child's behalf but with the disguised element of providing for the mother's benefit rather than for the child': J v. C (child: financial provision) [1999] 1 F.L.R. 152, 159."
Discretion
"Where one parent of a child lives in England and Wales and the child lives outside England and Wales with -
(a) another parent of his:
(b) a guardian of his; or
(c) a person in whose favour a residence order is in force with respect to the child,
the court shall have power, on an application made by any of the persons mentioned in paragraphs (a) to (c), to make one or both of the orders mentioned in paragraph 1(2)(a) and (b) against the parent living in England and Wales."
"Mr. Posnansky relied, too, on the right of a wife to a fair trial under Article 6 of the European Convention for the Protection of Human Rights and Fundamental Freedoms 1950, and in particular the jurisprudence as to equality of arms. He cited Dombo Beheer v. The Netherlands [1993] 18 E.H.R.R. 213, in which (in a very different context) the court said, at para.33 on 229:
'It is clear that the requirement of "equality of arms", in the sense of a "fair balance" between the parties, applies in principle to such cases [i.e. cases concerning civil rights and obligations] as well as to criminal cases ...
The Court agrees with the Commission that as regards litigation involving opposing private interests, "equality of arms" implies that each party must be afforded a reasonable opportunity to present his case - including his evidence - under conditions that do not place him as a substantial disadvantage vis-a-vis his opponent.'
In the earlier case of Airey v. Ireland [1979] 2 E.H.R.R. 305, the court had held that there has to be a practical and an effective right to a fair trial and that in complex matrimonial litigation (as in Airey, and most certainly as in the present case) the theoretical possibility of appearing in person does not guarantee that right.
I would have reached the same conclusion in this case without regard to the Human Rights Act 1998 or the European Convention for the Protection of Human Rights and Fundamental Freedoms 1950 or this jurisprudence. Nevertheless, they do fortify me in my decision that in this case I should indeed exercise my discretion so as to include in the maintenance suit an element which the wife can pay towards her costs."