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You are here: BAILII >> Databases >> England and Wales Patents County Court >> Bailey & Anor v Haynes & Ors [2006] EWPCC 5 (02 October 2006) URL: http://www.bailii.org/ew/cases/EWPCC/2006/5.html Cite as: [2007] FSR 10, [2006] EWPCC 5 |
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B e f o r e :
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(1) REGINALD JOHN BAILEY (2)LESLIE DENISE BAILEY (Trading as ELITE ANGLING PRODUCTS) |
Claimants |
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And |
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(1) GRAHAM HAYNES (2) SHIRLEY HAYNES (Trading as R.A.G.S) |
Defendants |
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Guy Tritton instructed by Rickerbys (Cheltenham), appeared for the Defendants.
Dates of hearing: 4-7, 10-14, 17-20 July and 1 October 2006
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Crown Copyright ©
Introduction[1]
The Parties
Mediation
The Statutory Framework
s. 213 (1) Design right is a property right which subsists in accordance with this Part in an original design.
(2) In this Part 'design' means the design of any aspect of the shape or configuration (whether internal or external) of the whole or part of an article.
(3) Design right does not subsist in
(a) a method or principle of construction,
(b)…,
(c)…
(4) A design is not 'original'…if it is commonplace in the design field in question at the time of its creation .
s.226 (1) The owner of a design right in a design has the exclusive right to reproduce the design for commercial purposes –
(a) by making articles to that design'
(b)…
(2) Reproduction of a design by making articles to the design means copying the design so as to produce articles exactly or substantially to that design…
(3) Design right is infringed by a person who without the licence of the design right owner does or authorises another to do, anything which by virtue of this section is the exclusive right of the design right owner.
Article 3 (a) 'Design' means the appearance of the whole or a part of a product resulting from the features of, in particular, the lines contours, colours, shape, texture and/or materials of the product itself …
(b) 'Product' means any industrial or handicraft item …
Article 4(1) A design shall be protected by a Community design to the extent that it is new and has individual character
Article 5 (1) A design shall be considered to be new if no identical design has been made available to the public.:
(a) in the case of an unregistered Community design, before the date on which the design for which protection is claimed has first been made available to the public
(b)…
(2) Designs shall be deemed to be identical if their features differ only in immaterial details.
Article 6(1) A design shall be considered to have individual character if the overall impression it produces on the informed user differs from the overall impression produced on such a user by any design which has been made available to the public.
(2) In assessing individual character, the degree of freedom of the designer in developing the design shall be taken into consideration.
Article 7 For the purposes of applying articles 5 and 6, a design shall be deemed to have been made available to the public if it has been published following registration or otherwise, or exhibited , used in trade or otherwise disclosed before the date referred to before the date referred to in Articles 5(1)(a) and 6(1)(a) or in Articles 6(1)(b) or 7(1)(b) as the case may be except where these events could not reasonably have been known in the normal course of business to the circles specialised in the sectors concerned, operating within the Community...
…
Article 8(1) Community design shall not subsist in features of appearance of a product which are dictated solely by its technical function.
Article 11 (1) The scope of the protection conferred by a Community design shall include any design which does not produce on the informed user a different overall impression.
(2) In assessing the scope of protection, the degree of freedom of the designer in developing his design shall be taken into consideration.
Article 19 (1) A registered Community design shall confer on its holder the exclusive right to use it and to prevent any third party not having his consent from using it…
(2) An unregistered Community design shall however confer on its holder the right to prevent the acts referred to in paragraph 1 only if the contested use results from copying the protected design.
(a) The criteria for the subsistence of a UKUDR are not equivalent to those of a CUDR. Subsistence is more narrowly defined in the latter case, depending on whether the design is both new and has individual character.
(b) Copying on the other hand is the essential entrée to both causes of action and in this case, the evidence on copying is directed equally to both causes of action.
(c) Elite makes no distinction in the characterisation of its Mesh Design for the purpose of its UKUDR and CUDR cases.
(d) The relevant date for the existence of CUDR is about August 2003 when the Elite Micro Mesh was promoted at the Evesham Trade Fair (see above). The CUDR has now expired: see Article 11(b). Thus, the CUDR claim is and in practical terms always has been, primarily a 'damages only' claim.
(e) For reasons which will appear, if these rights subsist (and this is of course, hotly in issue), their ownership by Elite will not be disputed.
(f) The Elite Design is wholly functional in character; it has no 'eye appeal' or aesthetic attraction without its functional status. This is of course common enough in many UKUDR and CUDR cases. The sole function of the Elite product is to contain bait (of a particular size range) at all times which are of importance to the angler. With this in mind, the Elite Design was created as a micromesh only for the finer grades of bait. However, the purpose of the design is in certain respects irrelevant to the instant discussion; a 'design' must simply be the visible manifestation of an 'article' or 'product' falling within CDPA s 213(2) or Article 3(a) of the Regulation, respectively. The function of the product only comes into Article 8(1) of the Regulation as an element of possible exclusion (see below).
(g) The end user of all these bait bags and thus the notional person to whom the designs are addressed, is of course an angler of average experience - and perhaps even, average enthusiasm.
Defences and Infringement.
The Elite Design: Scope of Protection
'The claim concerns in particular the design of an original mesh ('the Mesh Design'). A sample of a product made to the Mesh Design is attached hereto as Annex 1.'
In order to explain and clarify the Claimants' case, the Claimants state as follows:
The Claimants claim design rights in the shape and/or configuration of the 3-dimensional structure made of the thread stitches (which term 'stitches' is used to describe the loop, links and twists[10] of thread) as found in part or parts of the Mesh (as to 'part or parts' see below).The claimants claim such design rights in the said structure as that structure is found in a part or parts of the Mesh, being
(a) the repeat of the Mesh (a repeat is a technical term for the smallest repeatable unit of a mesh); further or alternatively
(b) a 1cm x 1cm section thereof (as an arbitrary but small portion thereof).
For the avoidance of doubt, the Claimant does not claim any rights in
- the size and shape of the actual individual threads used in the mesh attached to Annex 1 of the Particulars of Claim (e.g. the diameter of the thread)
- in the warp knitting method per se by which the thread stitches and structure referred to above were created .
Events before Trial
'is an exact copy of a 2 course Atlas warp knit pattern with an open and closed loop structure'
a pattern which has been known
'for centuries and is one of four basic warp knit patterns. The Elite Mesh Design is a 2 course Atlas warp knit pattern which is the most basic warp knit pattern.'
The Scope of the Elite Design. Photographs of magnified mesh parts
The weave of RAGS' Micromesh has slightly changed
The Elite Design and the 'accused' RAGS mesh compared.
(a) Having regard to the subject-matter, the fact that the parties' meshes are not identical has some resonance in RAGS' case on copying - and also on the issue of originality (see below),
(b) It must be borne in mind that the test for assessing infringement has nothing to do with the assessments yet to be made in relation to other issues, for example, the attack on the Elite Design based on 'functionality': see below. This is an independent assessment.
(c) An angler, indeed anyone, can see a marked similarity between the parties' products in issue. This similarity, in my judgment has the effect of causing the burden to shift to RAGS to prove that they did not copy: cf L.B. Plastics Ltd v Swish Products Ltd [1979] RPC551 at 624-625 per Lord Hailsham quoting Lord Wright in King Features Syndicate v O & M Kleeman Ltd [1941] AC 417 at 436.
The Experts.
Mr Adam Stevenson works for Karl Mayer Textile Machinery Ltd, the UK subsidiary of Karl Mayer Textilmaschinenfabrik GmbH of Obertshausen, Germany ('Karl Mayer'). Karl Mayer is the largest manufacturer of warp knitting machines in the world. Mr Stevenson has been in the textile and lace industry all his life though he joined Karl Mayer UK only in February 2005. Before then he attended a training course in warp knitting at Karl Mayer. He also has a basic knowledge of weft knitting. He was an excellent expert witness.
Mr Karl Mawby works for Monarch Knitting Machinery (UK) Ltd who manufacture weft knitting machines and are the only circular weft knitting machine manufacturers in the UK. He gave a confidential witness statement to back up certain evidence of Mr Stevenson regarding pricing and machine output. His evidence was evidently intended to form part of Mr Chacksfield's inferential case on copying. He was cross-examined and I found him to be a satisfactory witness but not, I think, a witness of central importance to any aspect of this case .
Mr Michael Litton. Has been involved in the field of textile design and manufacture since 1968 in various capacities and in various parts of the textile manufacturing industry. In 1985 he set up his own business Culzean Fabrics, in Scotland. Mr Litton has very considerable experience of warp knitting techniques and warp knitting machines, particularly double needle bar Raschel warp knitting machines. These machines, of which I shall have more to say later, are the machines upon which tubular warp-knitted material such as the meshes here in issue, are woven. He is also an experienced textile designer and has stated in his witness statement "There is very little relating to industrial textile design, which I have not come across in my 42 years plus in the industry". Mr Litton designed the Elite Mesh for Elite and I shall in due course consider that evidence in connection with the issue of originality. He is therefore also a witness of fact. He was in my view, a first class expert witness.
Professor Zong Ping Sheng.
(a) Professor Zong is Professor in Textiles at the School of Textiles and Garments at the Southern Yangtse River University, Wuxi City, China. He also holds extra-academic appointments including that of director of research and development at Fu-Lian Warp Knitting Industrial Co Ltd, Guang Zhou (hereafter 'Fulian'), the manufacturers of RAGS' alleged infringing mesh. His place of work is, so I was told, many hundreds of kilometres from the Fulian factory and his relationship with them seems to be essentially consultative rather than 'hands on'. He visits Fulian a few times a year. He[18] was however directly concerned with the development of at least four of RAGS' woven products[19] and gave evidence of fact both in his three witness statements and viva voce. Though Prof Zong can read some English, his level of understanding of spoken English is not good. All the Professor's evidence was therefore given via interpreters. I think some allowance must be made for this in relation to his input into the case both before and also as he gave evidence.
(b) Professor Zong also gave evidence as an expert in knitting. Professor Zong's forte is in warp knitting, a field in which he has had over 50 years experience. Nonetheless, his general experience in knitting seems to be far more extensive. He is author of two textbooks on knitting, relevant extracts from which were translated and together with the Mandarin originals, are before the Court, The first is Textbook for Textile Colleges: Chapter III Warp Knitting (House of the Textile Industry, China,1980) and the second is Knitting Engineering Handbook: Warp Knitting (Chinese Textile Press, China,1997). Fig 1-3-9 on page 13 of the latter textbook is pleaded in the amended defence and is a lapping diagram for (so I have noted) a three needle Tricot warp weaving pattern[20]. As he later explained[21], on page 11 of the book is an illustration of the lapping diagram for another warp weave which features strongly in this case: the four course (in the UK called the 'two course') three needle Atlas warp knitting pattern – though this difference in nomenclature is not identified as such in the amended pleading.
(c) I sensed that the Professor, who is an elderly person, was unprepared for what was expected of him as a witness in IP litigation in England. Cultural differences coupled with some apparent diffidence led at times to confusion. Thus it is not easy to assess his reliability as a witness of fact with the accuracy I would have liked. For example, I gained the impression that he had been made aware of the 'sensitive' areas of the case yet experienced difficulty in cross-examination in deciding how to best to deal with matters of detail. I do feel confident however that Prof Zong was always doing his best to assist the court.
(d) I have no doubt however that the Professor is a considerable expert on warp knitting and also that he had a reasonably accurate memory of what happened during the development of Sample C in the Spring and Summer of 2003 - so far as he was involved. RAGS was criticised by Mr Chacksfield for not having called witnesses from Fulian[22] to assist in elucidating the evidence on copying. I was not impressed by this criticism. Professor Zong was in charge of the development. The evidence adduced on this topic was in my view in any event quite disproportionate both in quantity and quality to its purpose (see below). Nonetheless in similar circumstances, the advisors to parties in litigation, finding themselves in similar circumstances, might consider making more use of video conferencing facilities when witnesses reside overseas.
(e) The Professor made three witness statements, the first two having been executed in China. No doubt as a result, the exhibits to these witness statements are confusing, their identification having been apparently made by a phonetic rather that alphabetic notation.
Warp and weft knitting: Some basic facts
(a) those in the fishing tackle business know next to nothing about knitting and weaving and rely on people in the knitting industry for guidance in this respect, and
(b) that those in the knitting industry were at all times well aware that warp knitted textiles had greater integrity and less propensity to ladder.
Atlas warp knitting
UKUDR and Originality
UKUDR: Commonplace in the design field in question?
CUDR: Novelty and Individual Character?
The Statutory Functional Exclusions
UKUDR: Method or Principle of Construction?
"To say that a shape is to be denied registration because it amounts to a mode or principle of construction is meaningless. The real meaning is that no design shall be construed so widely as to give to its proprietor a monopoly in a mode or principle of construction. What he gets a monopoly for is one particular, individual and specific appearance. If it is possible to get several different appearances which all embody the general features which he claims, then those features are too general and amount to a mode or principle of construction."
"The fact that a special method or principle of construction may have to be used in order to create an article with a particular shape or configuration does not mean that there is no design right in the shape or configuration."
(a) the fact that there were no dimensional limits to the size of the mesh repeats in the Elite Design; anything from a visibly open net-like structure to a cloth consisting of tiny unit repeats invisible to the naked eye was included, and
(b) the multitude of actual appearances of mesh which according to Elite, allegedly embody the Elite Design. He pointed to the fact that both parties had had to rely upon magnified photographs of repeat units of the mesh for various purposes during the course of the action (see above).
CUDR: 'Features of appearance … dictated solely by its technical function'
"Technological innovation should not be hampered by granting design protection to features dictated solely by a technical function. It is understood that this does not entail that a design must have an aesthetic quality…."
"will only apply to a design that is the only design by which the product in question could perform its function or whether it operates whenever a design was as a matter of fact dictated solely by the function of the product even though it was not the only design that was capable of allowing that function to be performed".
Copying
Approach
Witnesses
A Conspiracy?
Mr Colin Rooke who, over part of the relevant period worked for RAGS sourcing products from China.- but does no longer;
Mr Lu Shao Yi[29], immediate successor to Mr Rooke;
Mr Clive Tyldesley a director of CJT, a major angling products wholesaler;
Mrs Michele Gardner a director of another major wholesaler, Gardner Tackle Ltd;
Mr Richard Farnan formerly a sales and marketing employee of Gardner Tackle Ltd from July 2002 to October 2005;
Mr Aytach Ibrahim of Margin Tackle another wholesaler, whose mesh products feature in the case. Mr Ibrahim was not in fact cross-examined.
"…this does not mean that whereas serious allegation is in issue the standard of proof required is higher. It means only that the inherent probability or improbability of an event is itself a matter to be taken into account when weighing the probabilities and deciding whether on balance, the event occurred. The more improbable the event, the stronger must be the evidence that it did occur before, on the balance of probability, its occurrence will be established. Ungoed-Thomas J expressed this neatly in In re Dellow's Will Trusts [1964] 1 WLR 451 , 455 : ' The more serious the allegation, the more cogent is the evidence require to overcome the unlikelihood of what is alleged and thus to prove it.'"
'Must have'?
"The Black Cat was the most disappointing, as its promising-looking fine weave proved ineffective at containing old bluebottle larvae. The maggots began escaping before the material could even be knotted."
Under 'Ladder Resistance' the author merely notes that
"Each of the brands proved extremely ladder-resistant."
Significant timings.
The Design Story
(a) Prof Zong's first witness statement § 8, his second witness statement §§ 17-19 and T7/79, and
(b) Mr Haynes' e-mails at D/1/67 and 108..
"Thank you for Sample C received to day. We are very pleased with the fit of the sample over the tube and the general quality of the mesh."
Other topics relating to copying
What did Mr Turner see?
Conclusion
Note 1 Notation of references: B2/11/12 or § indicates respectively, bundle, tab, page or paragraph. T/4/11 indicates Transcript Day 4 page 11. [Back] Note 2 A spherical bait which is flavoured and floats just above the main bait and hook. [Back] Note 3 Referred to in the case as ‘hex’. [Back] Note 4 In fact it was again branded by wholesalers further down the chain with names such as ‘Black Cat’. [Back] Note 5 See Mrs Bailey, witness statement I B/1/§ 50-53 [Back] Note 7 Further samples of the RAGS material on loading tubes are at C3/26,28 and 30. Photographs of the repeat unit in magnified mesh are to be found at C4/1/4 and 4a [Back] Note 8 There was argument as to whether it could be inferred from the pleadings – but this is obviously unsatisfactory. [Back] Note 9 A/5/36 Request 3 [Back] Note 10 The following footnote (1) is in the pleading:
‘For the avoidance of doubt, all of the said terms are used as nouns:i.e. to refer to the particular shape and configuration of a loop shaped stitch, not the fact that the process of forming a particular stitch uses a looping movement, likewise for links and twists.’ [Back] Note 11 Further samples of the Elite Mesh are to be found at C2/13-15. A blown-up photograph of the mesh is at C4/1/2 [Back] Note 12 See Regulation Art 11 supra. [Back] Note 13 § 5.3 which related to an alleged example of woven material, was later removed. As will be seen, this is of some importance to the ‘commonplace’ case. The particulars thus cover warp knit pattern proposals in documentary form only. [Back] Note 14 B/2 and T5/150-160 [Back] Note 15 T6/106. It had improved anti-laddering properties. [Back] Note 18 Assisted by a research student, Xia Feng Lin (referred to as Jackie Mao). [Back] Note 19 Samples A-D. Of these, Sample C is said by RAGS to be the development precursor of its mesh material now in issue. [Back] Note 20 C4/8/121. The 3 needle Tricot weave is one of four basic warp knitting patterns. [Back] Note 21 Third witness statement B/22/§15. is another of the four basic warp knitting patterns. [Back] Note 22 and the research student. [Back] Note 24 See footnote 13 [Back] Note 25 As indeed have many others. [Back] Note 26 Copinger and Skone-James The Law of Copyright (15th Edn) § 13-55 [Back] Note 27 A photograph of Sample C is presented as an exhibit to the Professor’s first witness statement. There was some doubt however as to the date of this sample. [Back] Note 28 As already noted, I accept that Mr Haynes knew nothing of relevance on the topic of weaving anyway. [Back] Note 29 Mr Lu’s English was adequate and he did not require an interpreter. [Back] Note 30 As opposed to further Margin Micromesh which was required by certain customers during the relevant period who could not wait for delivery of the new material : see §87. [Back] Note 31 Haynes witness statement §§ 68 and 75. [Back] Note 32 This was also being used at his Institute to make small quantities of the specialist surgical mesh to which I have referred earlier : T7/97 [Back] Note 33 It will be recalled that no material is ladder-proof.
[Back] Note 34 The evidence of Mr Richard Farnan then of Gardner, is particularly enthusiastic on the all round excellence of this mesh: see his witness statement B/15 and T10/96-97 [Back] Note 35 See Mr Lu’s order book: C4/256-257 and T10/27-28. See also D2/331 [Back] Note 36 Though I think that CJT’s sales began on 19 December 2003 without advertising. [Back] Note 37 See Mr Barker: T5/85 [Back]