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Cite as: [1838] CS 16_983

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SCOTTISH_Court_of_Session_Shaw

Page: 983

016SS0983

Tulloch

v.

Mackintosh

No. 169

Court of Session

1st Division

Mar. 10 1838

Ld. Cockburn. B.

John Tulloch,     Advocator.— Counsel:
Maitland— J. T. Gordon.
Alexander Mackintosh,     Respondent.— Counsel:
D. F. Hope— E. S. Gordon.

Subject_Proof—Advocation—Judicial Remit—Expenses.— Headnote:

1. Where a proof, which is of the nature of a proof prout de jure, has been allowed in an inferior court, and entered upon, and no advocation is resorted to until after the proof has reached a certain stage—Held that advocation under 6 Geo. IV. c. 120, § 40, is incompetent. 2. Circumstances in which this rule was held to apply, in reference to a remit, in the Dean of Guild court, to tradesmen to make an inspection and report, followed by the judicial examination of the tradesmen. 3. Observed, that there is no general rule for always awarding expenses when a plea of incompetency is sustained, and that it is as entirely within the discretion of the Court to refuse them, in regard to litigation on the point of incompetency, as it is in any other department of pleading; and expenses accordingly refused, in the circumstances, while, dismissing an advocation as incompetent.


Facts:

In September 1835, John Tulloch, merchant in Inverness, presented a petition to the Dean of Guild of Inverness, stating that Alexander Mackintosh, merchant in Inverness, and others in his employment, were cutting down and injuring part of his house, particularly one of the gables which was wholly his own property, and craving interdict, and an order on the parties to restore the property to its previous condition. Mackintosh lodged answers, stating that he was the conterminous proprietor, and that his operations on the gable next to the property of Tulloch, could not be challenged, because the gable was his own exclusive property. On September 23, the Dean of Guild, “before answer, appointed judicial inspection of the premises to take place in presence of the Dean of Guild and his Council, to-morrow, the 24th day of September current, at two o'clock afternoon, and ordained the agents of the parties to attend such inspection.” On September 24, the following interlocutor was pronounced: “The Dean of Guild and his Council having inspected the premises in presence of the parties and their agents, appoints parties' procurators to say, whether they are willing to hold their respective pleadings as containing their full and final statement of facts, and that against Monday first, the 28th current.” Mackintosh then presented a counter-petition to the Dean of Guild, alleging that Tulloch had recently made encroachments on the gable and front wall of his (Mackintosh's) house, and that he (Mackintosh) was merely in the course of restoring it to its previous condition, when Tulloch had presented the petition first mentioned. Mackintosh prayed to have this petition conjoined with that of Tulloch, and to have Tulloch decerned to replace his (Mackintosh's) property in the state in which it was previous to his encroachments; or that the court should find that Tulloch had only a servitude over the gable, or, at least, that it was a mutual gable; and that Tulloch should be interdicted from all farther encroachments. Tulloch lodged answers alleging that the gable was his exclusive property, and denying that he had made any encroachments. The Dean of Guild, in November 1835, of consent of parties, conjoined the two processes and ordered a condescendence from Mackintosh, and answers from Tulloch; he also “ordained the parties, along with such condescendence and answers, to produce all writings whereon they mean to found, so far as in their custody or within their power.” These papers were lodged and revised, and a record was closed. In the preparation of the record, diligence was granted to both parties “for the recovery of writings.” In the revised condescendence for Mackintosh, the proof by which he offered to support his averments was stated in these terms: “Proof.—writings in process—other writings—witnesses, et omni habili modo.” On June 2, 1836, the following interlocutor was pronounced:—“The Dean of Guild, with advice of his council, having considered the closed record, and whole process, appointed the parties, before further answer, to name tradesmen, against the 8th instant, to inspect the gable in dispute; and to report as to the state of possession, or use of the said gable, for the seven years immediately preceding the commencement of the process, with certification.” Mackintosh reclaimed against this petition, and objected to the remit to tradesmen. On answers, the petition was, on June 10, refused, and the order for inspection was renewed, with the variation, that the tradesmen were to inspect and “report as to the state of possession, or use of the said gable (in their opinion) * for the seven years, &c.,” as above quoted. Thereafter minutes were lodged by each party, naming a tradesman, and an interlocutor was pronounced remitting “to Mr Robert Caldwell, architect and builder in Inverness, and John Mackenzie, mason in Inverness, the tradesmen named by the parties, in terms of the interlocutors of the 2d and 10th of June last, to make the inspection thereby ordered, with power, and recommending to them, before proceeding to the inspection, to name an oversman to decide between them in case of difference of opinion.” The two tradesmen named Peter Manual, superintendent of the County Buildings, as oversman, and all three inspected the building, and prepared a joint report, bearing that they had made inspection; that the two parties were in the mutual possession of the gable, and had been so for the last seven years, “the parties holding the use as follows;”—the report then stated the number of the fire places held by each party in the gable; the number of vents in the gable, which were fewer in number than the fire places; the state of the walls as being “recessed on each side of the chimney,” and fitted up with certain presses, &c., on the side of the gable where Tulloch's house stood, &c. The Dean of Guild thereafter appointed the three inspectors to appear in court and “be examined respecting the report made by them.” They appeared, and the record bore that each of them was “judicially examined by the court” in explanation of the various parts of the report as to the particulars of the possession of the parties, such as the state of the “recesses”

_________________ Footnote _________________

* So written in the interlocutor.

in the wall on Tulloch's side; the fact whether these recesses appeared to have been fitted up after the gable was built; the inferences to be drawn from the number of the respective vents and fire-places; the fact of the joists of Mackintosh's second floor being inserted in the gable, and apparently built originally in the wall, &c. The inspectors were also interrogated by each of the parties, but Mackintosh did so, under reservation of the objection which he had previously taken to the whole investigation. The following interlocutor was thereafter pronounced on October 31, 1836: “The Dean of Guild having again considered the conjoined processes, with the report of the tradesmen named by the parties, and of their oversman, and their judicial declarations, and having advised with his council, after repeated inspections of the gable in dispute, finds it not denied, that for seven years preceding the commencement of Mr Tulloch's operations, referred to in the mutual complaints, no alteration took place on the state of possession, or use of the gable in question, and that it appeared to form the western gable of the front house belonging to Mr Tulloch, subject to a certain servitude in favour of Mr Mackintosh: Therefore, continues the interdict granted at Mr Tulloch's instance against Mr Mackintosh, and recalls the interdict granted at Mr Mackintosh's instance against Mr Tulloch, and decerns; but finds no expenses due to either party.” A note was added to the interlocutor, stating various facts as appearing on inspection, and having influenced the judgment, and, inter alia, that “it was not denied, and indeed it was obvious on the most cursory examination, that for a much longer period than seven years the gable in question underwent no alteration, till Mr Tulloch commenced his operations. The report of the tradesmen confirmed this. The gable certainly appeared to form part of Mr Tulloch's building; but, on the other hand, it was indisputable that Mr Mackintosh had two vents in it (one of which only was now open), and that the joists of the second floor of his house were supported by the disputed gable.”

In February, 1837, before which a new Dean of Guild was in office, a petition was presented by one of the parties; and on answers, the Dean of Guild ordered parties to say whether they held the report, and the judicial declarations of the inspectors, to be legal evidence though the inspectors had not been sworn, “and whether they had any farther evidence to adduce.” Thereafter, on April 8th, parties being heard, the Dean of Guild “recalled in hoc statu the interlocutor of the 31st of October last, and before farther answer, allowed to both parties a proof of their respective averments contained in articles 3d, 5th, and 6th of Mr Mackintosh's Revised Condescendence, and in articles 1st, 2d, and 4th of Mr Tulloch's Revised Statement of Facts, as to the possession and use of the gable in question, held by them: Assigned the 29th day of April current for leading the proof, and granted diligence against witnesses and havers in common form, to be reported on that day.”

Some of these averments referred to facts as early as 1783, and it was explained in a note to the interlocutor, that, nevertheless, so extensive a proof was only allowed for the elucidation of the state of possession for the last seven years, and for determining a possessory question.

Tulloch then emitted a declaration, as prescribed by the act of sederunt, that the subject in dispute was above the value of £40, and applied by petition to the Dean of Guild for leave to advocate the cause, under 6 Geo. IV., c. 120, § 40, which was granted, and a bill of advocation was passed, de piano, under which the respondent pleaded inter alia, that advocation with a view to jury trial was incompetent, in respect that probation had already taken place in the inferior Court without objection on the part of the advocator, and the proof ought now to be concluded there, the rights of both parties, as to the future progress of the cause, being now regulated by the above section.

It is provided by 6 Geo. IV., c. 120, § 40, that when, in inferior courts, “a proof shall be allowed and taken according to the present practice,” the Court of Session, in reviewing the judgment proceeding thereon, shall specify “the several facts material to the case, which they find to be established by the proof,” and express how far their judgment proceeds on fact, or on law, &c; and the judgment may be appealed only so far as regards matter of law, “but shall, in so far as relates to the facts, be held to have the force and effect of a special verdict of a jury, finally and conclusively fixing the several facts specified in the interlocutor.” Power is given to the Court of Session, except in consistorial causes, to send part, or the whole of the cause before a jury, and to give such directions with regard to the proof already taken, as seems just; or to remit to the inferior Court, with instructions; “but it is hereby expressly provided and declared, that in all cases originating in the inferior Courts, in which the claim is in amount above £40, as soon as an order or interlocutor allowing a proof has been pronounced in the inferior Courts (unless it be an interlocutor allowing a proof to lie in retentis, or granting diligence for the recovery and production of papers), it shall be competent to either of the parties, who may conceive that the cause ought to be tried by jury, to remove the process into the Court of Session, by bill of advocation, which shall be passed at once without discussion and without caution; and in case no such bill of advocation shall be presented, and the parties shall proceed to proof under the interlocutor of the inferior Court, they shall be held to have waived their right of appeal to the House of Lords, against any judgment which may thereafter be pronounced by the Court of Session, in so far as, by such judgment, the several facts established by the proof shall be found or declared.”

Tulloch pleaded in support of the competency of the advocation, that no proof had been allowed in the inferior Court, such as could confer the right of advocation, until the interlocutor of April 8th, and he had thereon brought his advocation. It was only when a proof at large, or prout de jure, had been allowed, that the right of advocation arose, and it had been so held in the recent case of Hamilton. 1 And farther, as Mackintosh, in the present case, had all along objected to the competency of the investigation made in the inferior Court, so as to keep himself free from being bound by it, he was not entitled to plead that such investigation had the effect of binding his opponent, and barring him from advocation.

_________________ Footnote _________________

1 June 10, 1837 (ante XV. 1105).

Mackintosh answered that the right of advocation arose so soon as an interlocutor was pronounced allowing a proof of any sort whatever, excepting only “a proof to lie in retentis, or granting diligence for the recovery or production of papers.” The remit which had been made to men of skill, and the report obtained from them, followed by their judicial declarations, especially taken along with the whole proceedings in causa, did amount to an investigation of the nature of a proof. So much was this the case that it had been repeatedly held that a remit to men of skill, if acquiesced in by both parties, precluded them from afterwards resorting to other proof. 2 And as this species of proof did not fall under either of the two exceptions in the statute, the right of advocation immediately arose upon its being allowed by an interlocutor of the inferior Court, and Tulloch, by failing to advocate in due time, and by entering on the proof, was barred from advocating afterwards. The proof must now be concluded in the inferior Court, as either party had a jus quæsitum that the future progress of the cause, both as regarded the right of appeal, and the right of jury trial, should fall under the limitations of the statute. In the case of Hamilton, nothing was decided, except that an allowance of proof, scripto vel juramento, did not authorize advocation, which was quite different from the present case. And although the respondent had objected to the competency of the investigation, the advocator had not done so, but had identified himself with it, and founded on it, so that he was now barred from advocating.

_________________ Footnote _________________

2 Wilson, Feb. 10, 1837 (ante XV, 5S3.

The Lord Ordinary “repelled the plea of incompetency set up by the respondent,” and found him liable in expenses. *

_________________ Footnote _________________

* Note—“One Dean of Guild, on the express consent of the parties, remitted to tradesmen. Neither party could have advocated against this as against an improper mode of proof, or wished to do so. On the contrary, they allowed the Dean to decide on the report. After this, a new Dean, on a petition from the party his predecessor had decided against, virtually recalled the remit, and allowed a proof at large. It is against this interlocutor that the present bill is presented on the 40th section of the Judicature Act. But under the respondent's first dilatory plea, the bill is said to be incompetent, because ‘probation has already taken place in the inferior court.’ The Lord Ordinary repels this, because that probation (by the report) has been disregarded by the last Dean of Guild, and he, for the first time, has allowed that sort of proof, which, if it be to be taken at all, parties are entitled to have taken a jury.”

Mackintosh reclaimed.

Lord Gillies considered the case to be attended with some difficulty; but was of opinion that the advocation was incompetent. In reference to the case of “Hamilton, his Lordship merely held it to establish that the allowance of proof scripto vel juramento, did not entitle a party to advocate; and that, therefore, it did not afford a precedent for the present case.

Lord Mackenzie.—I feel some difficulty in disposing of this case. I do not say that I differ from the opinion which has just been expressed, but I entertain much doubt respecting it. The question is, whether the order which was made in the Dean of Guild Court, and the inspection and report by tradesmen, amount to proof, in the sense of the Judicature Act. The effects of holding them to do so, would extend very far. The 40th section of the act not merely cuts off a party's right of appeal to the House of Lords, as to the facts which this Court may find to be established by the proof, but it also enjoins that this Court, in reviewing the judgment of an inferior court proceeding on such proof, “shall distinctly specify in their interlocutor the several facts material to the case which they find to be established by the proof, and express how far their judgment proceeds on the matter of fact so found, or on matter of law, and the several points of law which they mean to decide.” No appeal lies on that judgment except in matter of law, and it has all the “force and effect of a special verdict of a jury, finally and conclusively fixing the several facts specified in the interlocutor.” Then certain provisions are made as to the power of the Court of Session in dealing with the proof when it comes before them, by cancelling it, or sending the cause to the Jury Court, &c. And the act afterwards provides that so soon as an order “allowing a proof” has been pronounced, unless it be a proof to lie in retentis, or granting diligence to recover papers, then it shall be competent to either party to present a bill of advocation, which shall be passed de piano. But if no such bill be presented, and the proof be proceeded in, the parties are held to waive their right of appeal from any judgment which the Court of Session may ultimately pronounce on the facts, and to have their rights as to trial by jury limited in terms of the above section of the Judicature Act. These are important matters. It is only by dint of construction that it can be said it is not competent for a party to advocate after a proof has been commenced: but the statute certainly implies that. Now the “proof,” as to which these various important provisions are made in the 40th section, must be read throughout the whole section in the same sense; and the granting of such proof must infer all the consequences, in the future stages of the cause, to which I have just adverted. It is, therefore, a question of great importance, whether it shall be always held, that, so soon as an order is pronounced by a judge in an inferior court, remitting to men of skill to make an inspection, and to report, this is to have the same effect, under the statute, which an order allowing a proof at large would have: So that unless an advocation be instantly brought by one of the parties, he shall be deprived of all the important privileges which are cut off, by the 40th section of the act, from a party failing to advocate when a proof is allowed. It may be that the correct reading of the statute imports this; but I feel much difficulty in arriving at that conclusion. This was just the case of ar emit made ad informandum animum judicis; and the subsequent examination of the tradesmen who framed the report was not on oath. Is an assent to that proceeding, without immediately advocating, to be held to be a waiver of the right of appeal from any judgment subsequently pronounced by the Court of Session respecting the facta which we shall find and declare to be established by such proof? I feel great doubt as to that. The statute expressly speaks of “proof allowed and taken according to the present practice,” and I rather think these words more naturally point to a proof which is taken and led by witnesses. I do not know what practice may have occurred, since the statute, as to appeals which have been taken in causes where remits to men of skill bad been allowed in the inferior court, and no advocation bad been brought on that account. Nor do I know what has been the practice of the Court of Session, in dealing with such cases, as to the mode of framing interlocutors, separating fact from law, and specifying what is found under each head, in the very special terms of the statute. And it is difficult to see how that which took place in the Dean of Guild Court amounts to any legal proof. On the whole, I could wish farther time to consider this case before deciding it.

Lord Corehouse.—I concur with Lord Mackenzie as to the importance of the question involved in this process, and I have no objection to order minutes, so that farther light may be thrown upon it. But as the case stands, my opinion is against the competency of the advocation. The Dean of Guild remitted to tradesmen to inspect the building, and to report on the state of possession. Tradesmen, were named. Neither party offered an advocation under 50 Geo. III. c. 112. An inspection was made and reported. Either party might have insisted that the report should have been on oath, but neither of them did so. The three inspecting tradesmen were judicially examined in support of the report; and as no objection was taken by either party, this was a perfectly competent proceeding. Judgment was then pronounced on the report and judicial declarations. The question, therefore, was, whether proof has been thus commenced in such manner as to preclude advocation under the 40th section of the Judicature Act. I rather think it has. Proof was allowed and taken, which, so far as it went, was of the nature of a proof prout de jure. It is extremely common to take a proof by judicial declaration where neither party objects to this. And, when so taken, it amounts at least to a fraction of proof. After it is taken, it cannot he said that no proof has been allowed and taken in the cause. And what, then, is the result of this? Not that either of them is still as free as ever to go to the Jury Court, for at least a fraction of proof has been taken, and any party, wishing to reserve power to go to a jury, should have brought an advocation before the proof had reached that stage. But though limited as to the Jury Court, parties are not precluded from leading farther proof in the Sheriff Court, by putting the tradesmen on oath, and otherwise. After allowing the proof to go to a certain length, one party cannot come forward and at pleasure annul the fraction of proof already taken, without consent of the other party, and insist for a jury trial.

Such is the view in which I am disposed to regard this case, but I shall by no means object to farther inquiry, if it be thought desirable, as the point involved is one of importance. In regard to the former case of Hamilton, the opinion given by me was, that it was only after a proof prout de jure was allowed, that a power of advocation was conferred. And I spoke then of a proof prout de jure, as distinguished from proof by writ or oath, which last was the only kind of proof that had been allowed in that case. The only point decided in that case was, that an allowance of proof by writ or oath, did not make advocation competent under the statute.

Lord Mackenzie.—The chief difficulty arises from these words of the statute, “and the parties shall proceed to proof.”

Dean of Faculty far Mackintosh—Each party here named an inspector. Lord Mackenzie.—I am aware of that.

Lord President.—I am inclined to hold that the advocation is incompetent.

Dean of Faculty moved for the expenses of the advocation, and contended that these were always allowed where an advocation was refused on the ground of incompetency.

Lord Mackenzie.—I am aware that that has been repeatedly pleaded as a general rule for guiding our discretionary power as to expenses. But I have uniformly resisted such general rule. The questions which may arise in discussing a point of competency, may be as difficult in themselves, and the litigation on either side may be as excusable, as in any other department of pleading. I think therefore that the question of expenses ought to be dealt with in the present instance, as usual, by holding it to be purely discretionary, and deciding it on its own circumstances.

None of the other Judges expressed any dissent from these views, and

The Court refused to award expenses in favour of the respondent. Their Lordships pronounced an interlocutor, by which they altered the interlocutor of the Lord Ordinary reclaimed against; found that the advocation was not competent; and remitted the Cause simpliciter to the inferior court to proceed as should be just.

Solicitors: Æ. Macbean, W.S.— J. Gardiner, W.S.—Agents.

SS 16 SS 983 1838


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