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You are here: BAILII >> Databases >> Scottish Court of Session Decisions >> Alasdair Kerr and others against Midlothian Council and another (Court of Session) [2024] CSOH 112 (20 December 2024)
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Cite as: [2024] CSOH 112

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OUTER HOUSE, COURT OF SESSION
[2024] CSOH 112
PD471/21
OPINION OF LORD MALCOLM
in the cause
ALASDAIR KERR and others
Pursuers
against
MIDLOTHIAN COUNCIL and another
Defenders
Pursuer: J Brodie KC and D Swanney; Digby Brown LLP
First Defender: N McKenzie KC; Clyde & Co LLP
Second Defender: A Cowan; Kennedys Scotland
20 December 2024
Introduction
[1]
In 2020 Mrs Sarah Kerr noticed symptoms of what proved to be epithelioid
malignant peritoneal (abdominal) mesothelioma which, tragically, caused her death in
June 2022. She had been employed by Midlothian Council as a chemistry and science
teacher during two spells, first from July 1983 until late 1985 at Dalkeith High School;
secondly from May 1999 until November 2003 at St David's High School, Dalkeith. She was
employed by Moray Council in the same capacity at Buckie High School from late 1985 until
June 1990, and again between 1992 and 1995. During her employment she required to
2
handle Bunsen burner heat mats and associated wire gauzes. It is claimed that as a result
she was exposed to asbestos fibres capable of causing her fatal disease.
[2]
This action for damages (monetary compensation) brought by her husband and
family proceeds on the basis that Mrs Kerr's employers should have been aware of a
significant risk of asbestos related injury arising from her duties. Statutory cases are made
under regulations 4 and 8 of the Control of Asbestos at Work Regulations 1987 and
regulations 5, 9 and 10 of the Control of Asbestos at Work Regulations 2002.
[3]
It is said that in breach of their duty towards Mrs Kerr both employers exposed her
to significant quantities of asbestos dust thereby creating a material (ie not so minor as to
merit disregard) increase in her risk of contracting the disease, thus meeting the test for joint
and several liability laid down in Sienkiewicz v Greif (UK) Ltd [2011] 2 AC 229, Lord Phillips
of Worth Matravers at paragraph 1. As to proof that asbestos played a causative role in
Mrs Kerr's death, reliance is placed on creation of this risk as opposed to demonstration that
the exposure caused or contributed to the injury. Whether this approach is open to the
claimants was the focus of much of counsel's submissions at the close of the evidence led at
a proof which addressed only liability, the amount of any damages having been agreed by
the parties.
A summary of the lay evidence as to Mrs Kerr's exposure to asbestos during her
employment
[4]
The principal source of evidence as to Mrs Kerr's exposure to asbestos through her
work comes from her second affidavit dated 18 November 2021. She regularly had to
handle "asbestos heat mats" and associated flexible wire gauzes when Bunsen burners were
being used. The mats were "white fibrous asbestos" in colour. Some of the mats were old,
3
ragged and damaged at the corners. They would often break in half. They and the gauzes
were kept in cupboards which became very dusty. Dust was deposited on her hands and
clothes. It was possible that she could be using the mats and gauzes at least for one period
every day, or during multiple periods on one or two days a week. She could remember
seeing "flaky bits from these boards" on her hands and clothes. In about 2003 when her
school moved to a new campus, the most damaged mats were replaced with new ceramic
mats. Instructions were issued to remove any remaining asbestos mats or products.
[5]
Rosemary Young gave evidence. Since 2000 she has been an assistant principal
teacher of science, including chemistry, at St David's High School. Asked about the
condition of mats in her first three years, she said some of them, perhaps three out of ten,
became worn, torn and sometimes damaged at the corners. Some broke down the middle.
Some gauzes were worn at the edges. Normally classes used about ten Bunsen burners and
associated equipment. There was a lot of dust in the cupboards, some of it from the
equipment stored there. There was more dust where the mats were kept. There was usually
a bit of dust when handling the mats and sometimes part of a gauze would crumble away.
She called them heatproof mats. When the term "asbestos mats" was put to her, she said it
might have been used in 1994 when she started teaching. In 2016 all gauzes were replaced
nationally because concerns had been raised in some schools. After Mrs Kerr's diagnosis,
mats in her school were tested; one contained asbestos. Following a general asbestos survey
all the mats were removed.
[6]
Alasdair Kerr spoke to his recollection of conversations over the years with his wife
about her work, including mention of asbestos mats, gauzes, and dusty equipment and
cupboards at her school in Dalkeith in the 1980s. She talked of frayed and chipped mats.
Her clothing was dirty and dusty. She regularly threw her clothes away. Had the budget
4
been there she would have replaced the gauzes. Conditions in Buckie High School were
similar causing frustration on her part as to the state of the equipment. There was no change
when she returned to Dalkeith. It was a standing joke that her clothes did not last for long.
She helped in the move to the new campus in 2003, including removing and packing the
equipment.
The key points in the expert reports as to Mrs Kerr's exposure to asbestos
The report from Laura E Martin, Consulting Forensic Scientist (Occupational Hygiene)
[7]
The claimants' solicitors asked Ms Laura Martin to consider Mrs Kerr's cumulative
asbestos dose from her employment and whether this materially increased the risk of her
disease. She was also requested to comment on her employers' obligations in this regard at
the time.
[8]
Ms Martin stated that, given the uncertainties, she was unable to determine
Mrs Kerr's lifetime occupational dose with any precision. In order to assist the court she
estimated that a fairly modest time spent handling the mats and gauzes could incur an
overall dose in the range of about 0.001-0.11 of a fibre per millilitre of air over her working
years (f/ml years), a method of calculating and expressing cumulative exposure, sometimes
termed "dose". While recognising that it was a matter for medical evidence, she offered the
opinion that the exposure was not negligible and was likely to have introduced a materially
increased risk of Mrs Kerr developing mesothelioma. All the guidance available from the
Asbestos Regulations 1969 onwards ought to have led a prudent employer to take all
necessary precautions.
[9]
Of the three main different types of asbestos fibre, until about 1970 an asbestos
insulating board or cement sheet might contain the most carcinogenic, namely crocidolite
5
fibre (blue); then possibly amosite fibre (brown) until about 1980; and then until asbestos
use was banned in 1999, the least potent type, namely chrysotile fibre (white). Crocidolite
and amosite are sometimes termed amphiboles. It was difficult to classify the nature of an
asbestos product in a gauze; its function was to support a beaker or other receptacle over
the burner.
[10]
Having discussed how limit values and guidance changed over time, Ms Martin
explained how she estimated a range of likely occupational exposure levels for Mrs Kerr.
She had regard to data in the 1997 Medical Research Council (MRC) Institute for Health
report "Fibrous Materials in the Environment" on airborne levels caused by the abrasion of
asbestos boards. Health & Safety Executive (HSE) Technical Data Note 42, 1975, gave
figures for the handling of cut pieces of asbestos insulating board. She also had regard to
breathing zone readings she had previously taken during the handling of various materials,
including asbestos insulating board. Ms Martin was inclined to adopt a typical airborne
fibre concentration of 0.01-0.2 f/ml for mats in good condition, rising to 0.5-1.0 f/ml for those
in poor condition. She was unable to estimate an equivalent for the handling of gauzes.
[11]
If it were accepted that Mrs Kerr was exposed over the full range of about 0.01-1.0
f/ml for, say, half an hour a week over the typical 39 weeks of a school year, her time at
Dalkeith High school from 1983-1985 contributed an exposure of 0.0002- 0.02 f/ml years. The
equivalent for Buckie High School between 1985 and 1990 would be 0.0005-0.05 f/ml years.
Further supply teaching would have made a contribution depending on how many days
were worked. Her time at St David's High School over the next four years would contribute
asbestos exposure of 0.0004-0.04 f/ml years. Using these figures, the indicative cumulative
overall lifetime dose was in the range 0.001-0.11 f/ml years. In the absence of a known safe
level of exposure to asbestos, Ms Martin considered this to be a meaningful exposure. She
6
noted that ranging from rural to urban environments the likely airborne asbestos levels in
the general outdoor environment have been estimated at 0.000001-0.0001 f/ml. It is
about 0.0005 f/ml for buildings with asbestos materials in good condition. Long-term
low-level asbestos exposure is a widely recognised profile of mesothelioma causation.
[12]
From 1965 it was known that any exposure to asbestos could cause mesothelioma.
Initially Mrs Kerr's employment would have been subject to the 1969 Regulations. From
March 1988 the 1987 Regulations required employers to conduct risk assessments and
reduce exposure to the lowest practicable level. Non-asbestos equipment was available
from at least the early 1990s.
The report from Dr Alan D Jones, Senior Consultant, Senior Physicist and member of the
Institute of Occupational Medicine's Research Board
[13]
Dr Jones was instructed by agents for Moray Council. He considered it likely that
the mats and gauzes in use in many schools at the relevant time contained asbestos.
1976 guidance issued to schools warned of the dangers of asbestos, particularly crocidolite.
It indicated that chrysotile was the predominant form in use. Soft asbestos mats and wire
gauzes with asbestos centres should not be used in science classes and elsewhere. The
guidance stated that hard asbestos products, whether as mats or boards, were much less
likely to cause dust, nevertheless hard mats should be replaced wherever possible.
From 1986 the advice to educational establishments was to reduce exposure to any form of
asbestos to the lowest reasonably practicable level. Materials such as asbestos millboard
should be replaced. Asbestos cement was less hazardous but should be replaced if damaged
or worn. Reference was made to guidance indicating that particles and fragments from
gauzes did not represent an airborne risk.
7
[14]
Mats used with Bunsen burners would be hard mats, not insulation boards. If mats
or gauzes did contain asbestos, it was probably chrysotile which was the main type used in
asbestos cement. As to likely airborne levels, reference was made to concentration figures
recorded in HSE guidance regarding asbestos cement used in construction processes. In
Dr Jones' opinion the handling of small heat pads and gauzes was likely to lead to a much
lower airborne concentration level, which he estimated at 0.001 f/ml. Ms Martin had regard
to readings taken from asbestos insulation board, but asbestos cement had a lower fibre
content and the fibres would be bound more tightly in the denser material. He was content
with Ms Martin's adoption of a half hour exposure for each of 39 weeks. For Buckie High
School's overall contribution, Dr Jones' estimate was about 0.00005 f/ml years. The estimate
for Mrs Kerr's combined cumulative occupational exposure was 0.0001 f/ml years. This can
be compared with Ms Martin's equivalent suggestion of a range from 0.001-0.11 f/ml years.
[15]
As to the level of risk which would flow from his estimated overall dose, reference
was made to an influential epidemiological study published in 2000, namely The Quantitative
Risks of Mesothelioma and Lung Cancer in relation to Asbestos Exposure by John Hodgson and
Andrew Darnton of HSE's Epidemiology and Medical Statistics Unit (Ann Occup Hyg
vol 44, no 8, pp 565-601). It stated that for an exposure to chrysotile of 0.005 f/ml years, the
risk of this causing mesothelioma was "insignificant". At 0.01 f/ml years it was "probably
insignificant". As to distinguishing pleural (lung) and peritoneal (abdominal)
mesotheliomas, the finding that the risk of the latter is proportional to the square of
cumulative exposure meant that the abdominal disease is very unlikely to occur at low dose
levels. It was notable that peritoneal mesotheliomas are associated with high levels of
exposure to amosite and crocidolite fibres, which are respectively 100 and 500 times more
potent than chrysolite.
8
The report from Professor Stephen R Jones, Professor of Environmental and Occupational
Toxicology, University of Central Lancashire
[16]
Professor Jones was asked to consider the scientific evidence available as to the risk
of peritoneal mesothelioma from exposure to asbestos, and how that would translate into
estimates of risk for Mrs Kerr. Again reference was made to the Hodgson and Darnton
study and the indications suggesting a non-linear exposure response for peritoneal
mesothelioma. For those occupational cohorts exposed to crocidolite or amosite, excess
cases of peritoneal mesothelioma were seen mostly in those with higher levels of exposure.
There was no good evidence for excesses in those exposed only to chrysotile ­ only one case
of peritoneal mesothelioma. Thus calculations had to be limited to the two more potent
types of asbestos. For amosite exposure of 0.1 f/ml years the predicted excess mortality from
peritoneal mesothelioma was less than one thousandth of that from pleural mesothelioma;
at 0.0001 f/ml years it was less than one millionth. In the absence of sufficient data across a
large population with long term follow up, it was assumed that there was no threshold dose
below which there was zero risk of developing mesothelioma from asbestos exposure.
[17]
A 2023 review of the Hodgson and Darnton study was broadly consistent with the
original analysis. Despite including three additional cohorts with substantial chrysotile
exposure alone, only one further case of peritoneal mesothelioma was identified. In the
2000 paper the authors explained the extreme rarity of the disease as follows:
"If the route by which asbestos reaches the peritoneum is from the pleural cavity, it
may well be that chrysotile fibres do not survive long enough in body tissues to
make the journey in sufficient numbers" (page 587).
In his report Professor Jones explained that chrysotile fibres differ in nature and structure
from the other types in a way which may support this thesis.
9
[18]
While subject to well recognised uncertainties, it was considered that the Hodgson
and Darnton study provided a wide range of risks that might be attributed to low levels of
exposure to asbestos. However, as to the development of peritoneal mesothelioma
Professor Jones expressed the view that exposure to chrysotile asbestos did not add to the
risk. And for exposure to amosite at levels well below those seen in the occupational
cohorts, the additional risks were vanishingly small ­ negligible for all practical purposes.
[19]
Having regard to the estimated exposures spoken to by Ms Martin and Dr Jones, if it
was only to chrysotile asbestos the literature suggests no additional risk of the development
of peritoneal mesothelioma. If entirely amosite, the risk would be low in the extreme.
Professor Jones provided an estimated cumulative asbestos exposure from background
sources for Mrs Kerr, which would include all types of asbestos, of 0.046 f/ml years.
Dr Owen Dempsey's report
[20]
Dr Dempsey is a consultant respiratory physician. While the bulk of his report is
concerned with matters not in dispute, the claimants' solicitors asked him to advise as to
whether Mrs Kerr's peritoneal mesothelioma was caused or contributed to by previous
exposure to asbestos, and to discuss whether her exposure as a teacher materially increased
her risk of developing the disease. Dr Dempsey noted that it is rare for mesothelioma to
occur other than in the lining of the lungs. For this reason most studies have concerned
pleural mesothelioma. All forms of mesothelioma are strongly associated with industrial
pollutants, of which asbestos is the principal carcinogen. Having reviewed Mrs Kerr's
medical records, Dr Dempsey found no evidence of alternative causes such as radiation
therapy or environmental exposure to other mineral fibres. Thus, on the balance of
10
probabilities he believed that her occupational exposure resulted in Mrs Kerr developing
mesothelioma.
The report of Dr John Moore-Gillon, Consultant Respiratory Physician
[21]
Dr Moore-Gillon noted that, as with pleural mesothelioma, there is a strong
association between peritoneal mesothelioma and asbestos exposure. As to mesotheliomas
in general, the relevant studies indicate that for women, up to one third would have
occurred even if asbestos had never been imported into this country. For chrysotile
cumulative exposure at the upper limit of Ms Martin's estimate (which is 100 times greater
than her lower limit, and 1,000 times greater than that of Dr Jones) Hodgson and Darnton
described it as "probably insignificant" (table 11). By this they meant a lifetime risk of 1
in 100,000, which equates to an annual risk of around 1 in 5 million. HSE describes annual
risks of 1 in 1 million as being "generally regarded as insignificant and adequately
controlled". If one adopts Ms Martin's lower limit, or that of Dr Jones, the annual risks are
respectively 1 in 500 million and 1 in 5,000 million.
[22]
Dr Moore-Gillon recognised the potential limitations of the Hodgson and Darnton
risk estimates. There are uncertainties as to Mrs Kerr's actual occupational exposure, and
the validity of Hodgson and Darnton's work depends on the rigour of the original studies
upon which it is based. And as discussed by the Working Group on Action to Control
Chemicals, February 2011, caution is required since Hodgson and Darnton had to
extrapolate beyond the limits of the observed data pertaining to risk. Furthermore, while it
is conventional to use the authors' best estimate of risk range for any given exposure, the
actual risk might be higher or lower. Nonetheless Hodgson and Darnton is the best
11
available tool for assessing levels of risk of mesothelioma (and lung cancer) associated with
asbestos exposure. Dr Moore-Gillon described it as an authoritative meta-analysis.
[23]
At very low exposure levels the risk of peritoneal mesothelioma is far lower than that
for pleural mesothelioma. Thus the Hodgson and Darnton figures, which include both
types, very markedly over-estimate the chance of developing the rarer tumour, which
accounts for only about 10-15% of mesotheliomas as a whole. The numbers associated with
chrysotile exposure were very low thus preventing statistical analysis. The data did
demonstrate that at high levels of amphibole exposure peritoneal mesotheliomas make up a
greater proportion of the total than at low exposures.
[24]
At the low levels of exposure figured here, peritoneal mesotheliomas would make up
far less than 10/15% of the total, however Dr Moore-Gillon decided to adopt what he
described as "the very cautious" estimate that the relevant risk is one tenth of the overall
figures in Hodgson and Darnton. On that basis, to present a medically significant risk of
developing mesothelioma Mrs Kerr's exposure during her teaching career would require to
be 50 times greater than Ms Martin's upper figure. (The reference to 10 times in the report
was an error which was corrected during evidence.) By "medically insignificant"
Dr Moore-Gillon had in mind a dose which a medical practitioner would advise a patient
not to worry about. The top of the range figure gives an annual risk of mesotheliomas in
general of less than 1 in 5 million, and the cautious translation to the risk of peritoneal
mesotheliomas is 1 in 50 million. This is 3,000 times lower than HSE estimates of the annual
risk of being killed in a road accident; 12,500 times lower than the annual risk of death from
all types of accidents and all other external causes; a third of the risk of being killed by
lightning; and equivalent to the risk of being killed by an accident during a single train
journey.
12
The report of Professor Pat Price, Consultant Oncologist
[25]
Midlothian Council asked Professor Price for advice on diagnosis and causation from
an oncological perspective. Mrs Kerr suffered from epithelioid malignant peritoneal
mesothelioma which is an extremely rare condition. The link with exposure to asbestos is
weaker for peritoneal mesothelioma, with a third to a half of patients reporting no known
history. Historically these diagnoses have been associated with heavy amphibole
commercial exposure. Such exposures are now uncommon and the current epidemiological
evidence suggests that a much smaller fraction of such tumours in men are related to
asbestos, and very few in women. While asbestos exposure is a recognised risk factor, other
possible causes have been identified, including exposure to mineral fibres, therapeutic
radiation, chronic inflammation, and familial genetic abnormalities. However the vast
majority of these tumours are idiopathic, meaning the cause is unknown.
[26]
Reference was made to a paper (Attanoos, Churg et al, 2018) which presents
evidence supporting a background rate of spontaneous mesotheliomas (non-asbestos
related) arising particularly in women. Professor Price expressed the view that since the
paper indicated that fewer than 50% of epithelioid mesotheliomas in females are related to
asbestos exposure, the probability is that Mrs Kerr's tumour was unrelated to any such
exposure.
A summary of additional matters raised in the oral evidence of the expert witnesses
Ms Laura Martin
[27]
When giving evidence all of the experts adopted their reports and were examined
and cross-examined on them. Ms Martin noted that while the use of amphibole asbestos
13
was wound down from the mid-1970s and prohibited in 1985, chrysotile was popular
after 1970 and continued in use until the late 1990s. Older products could continue to be
used for many years. A Dalkeith High School report in 1992 recorded that the previous year
Bunsen tiles, type white (chrysotile), had been removed from use. A 2003 survey of
equipment at Kirkwall High School reported that several asbestos cement Bunsen burner
mats were in use. They were to be removed and replaced with a non-asbestos equivalent.
Such would have been available from the early 1980s onwards. A 2022 survey at St David's
RC School, Dalkeith, has a photograph of a bag containing science mats. No asbestos was
detected in the one mat sampled, but nonetheless they were all to be treated as positive.
There is also a photograph of a mat on a workbench with a fibre identification of
"chrysotile".
[28]
In the 1980s, mats might still have white fibres. For asbestos mats the possibilities
were the use of asbestos cement, millboard or asbestos insulation board. The majority
would be asbestos cement. Millboard was too soft, but some might be asbestos insulation
board which would be more prone to fibre release. One would need to be rough with
asbestos cement boards for there to be asbestos dispersal. Ms Martin had carried out a lot of
airborne concentration monitoring, including with products which would behave in a
similar manner to asbestos cement and asbestos insulation board mats. Her estimated range
of possible occupational exposure covered, at the lower end, the use of asbestos cement mats
in good condition; at the upper end the assumption is of entirely asbestos insulation board
mats, all in poor condition.
[29]
In a supplementary report Ms Martin questioned Professor Jones' methodology
when calculating Mrs Kerr's overall background asbestos cumulative exposure. She used a
divider of the total number of hours in a calendar year rather than those typically spent
14
working. As a result her figure is 0.01 f/ml years; Professor Jones' figure was 0.046 f/ml
years. However she did not know why it was thought that the exercise might be useful. She
had not previously seen it deployed.
[30]
When asked about the causative impact of different doses, Ms Martin deferred to
medical opinion. Historically there has been an attitude that chrysotile is safe, but in her
view there remains an inherent risk. 1976 guidance from the Dept of Education and Science
suggested that chrysotile was predominant, however amosite could be used up to 1980.
Ms Martin proceeds on the basis that any exposure to asbestos may be associated with the
development of mesothelioma. She accepted that her range of possible occupational
exposures was subject to a number of assumptions and uncertainties, including that asbestos
was involved at all; if so, the type; that dust was created and inhaled; and as to the
duration and frequency of exposure. The 20 minute toothbrush abrasion data she used from
the MRC report was the closest equivalent activity she could find for estimating an airborne
concentration which Mrs Kerr might have experienced.
Dr Alan D Jones
[31]
After guidance issued in 1976, replacements mats were likely to be non-asbestos
products. Earlier advice had been to replace soft mats with hard (asbestos cement) mats in
which the main fibre was chrysotile. There would be no need to use amphiboles in such thin
mats. If Mrs Kerr handled asbestos insulation board mats he could understand Ms Martin's
estimates. However, he doubted that such products would be used as they were not
suitable for the purpose, and were more expensive. Millboard was very unlikely. The data
used by Ms Martin derived from the MRC report was compiled from tests in a closed box.
This was a good method for comparing different materials but would elevate airborne
15
concentrations. Some of the examined items were weathered, but mats will not become
weathered. Dr Jones supported Professor Jones' method for calculating cumulative
background exposure.
Professor Stephen Jones
[32]
Chrysotile fibres are said by some to be relatively soluble and thus are not retained in
the lung for as long as the more carcinogenic types. However there is no pure chrysotile; it
will always have some naturally occurring other fibres. There is no good evidence that
exposure to chrysotile causes peritoneal mesothelioma. This is perhaps because the white
fibres are not readily transportable to the abdomen. However, as with ionising radiation,
the conventional assumption is that there is no safe threshold for asbestos exposure. There
are likely to be a number of other causes of mesotheliomas, and it is generally accepted that
cancers can happen without the intervention of an outside agency.
Dr Owen Dempsey
[33]
There is no full understanding as to how asbestos fibres cause mesothelioma. It is
thought that after inhalation they cause cellular damage and resultant abnormalities
progress to the cancer. Some individuals may have a genetic susceptibility. It is unclear
how fibres might come to damage the abdomen, perhaps through ingestion, or becoming
trapped in the lymphatic system. Reference was made to a 2021 paper from H Richard
Alexander Jr, MD, on various matters concerning malignant peritoneal mesothelioma,
including epidemiology and risk factors. It notes that the link between exposure to asbestos
and this disease is less strong than it is for pleural mesothelioma, particularly among
women. Chrysotile is one of the safer varieties, but in Dr Dempsey's view it still presents
16
risks. Reference was made to a 2020 paper concerning Italian miners exposed only to white
asbestos. (It has not been produced.) Any dose, however small, might cause mesothelioma,
including of the peritoneum. All asbestos fibres are carcinogens capable of causing cancer.
There may well be a mechanism whereby white fibres move from the lung to the abdomen.
[34]
Dr Dempsey noted that we have no tissue pathology for Mrs Kerr; it might have
revealed whether fibres were present in her abdomen. He considered Professor Price's
reference to "idiopathic" cancers to be a route to lazy thinking. Every condition has a cause,
and asbestos is a recognised risk factor. Dr Moore-Gillon's approach was very
epidemiology slanted. Dr Dempsey deals with risk every day, for example, are the benefits
of an X-ray worth running the risk of it causing harm? He cannot say whether a risk is
significant or insignificant. A statistician would say there is no risk in passing a piece of
asbestos around, but he would not touch it.
Dr John Moore-Gillon
[35]
There was nothing of relevance in Mrs Kerr's medical history. Dr Moore-Gillon
described how cancers develop through faulty mutations at a cellular level. These are
occurring in very large numbers all the time in all of us, but the vast majority are dealt with
by the body's immune system. Unfortunately very occasionally this does not happen and
sometimes results in a malignancy. The abdomen is relatively large so there may be greater
scope for non-asbestos related problems. It is thought that asbestos increases the number of
faulty mutations thereby creating a greater risk of some not being caught by the body's
defences.
[36]
With regard to pleural mesotheliomas, chrysotile is less potent because it is cleared
more rapidly from the body. Physical and chemical differences may also contribute to the
17
greater risk posed by amosite, and even more so by crocidolite. The level of risk is much
lower for peritoneal mesotheliomas at low levels of exposure. Fibres have to reach the
diaphragm, and at high levels this is more likely since more will be ingested. For example in
the 1950s and 1960s insulation laggers said they could taste it.
[37]
If the Hodgson and Darnton study is correct, and it seems reliable, there is no
demonstrable risk of peritoneal mesothelioma at occupational levels of chrysotile exposure.
Chrysotile is much less carcinogenic; in his view the risk is exceptionally small at any
exposure level. Ms Martin's estimated levels of exposure were very low, and "twiddling at
the edges" would have no impact for present purposes. It would be irrelevant to compare
them with environmental exposure (as to which Dr Moore-Gillon supported Professor Jones'
methodology). Dr Moore-Gillon would regard a level of risk as insignificant if a reasonable
person would not worry about it. He observed that simply by entering the court building he
had increased his risk. He would not have advised Mrs Kerr that she was under an
increased risk. Such as it was, it was much lower than cooking by gas.
Professor Pat Price
[38]
There are only about 40 cases of peritoneal mesothelioma each year in the UK. She
has not seen one, but how tumours grow and behave was her main research interest. She
described how all tumours in any tissue of the body develop from faulty mutations at the
molecular level with cells becoming abnormal. This usually occurs from a source of
inflammation or injury which sets up a chain reaction that damages the DNA. If not
repaired by the body's natural defences, this can cause a cancer. It is now known that
inflammation is really important in causing cancers. It is the common thread.
18
[39]
The extreme rarity of peritoneal mesothelioma in the cohorts exposed to chrysotile
examined by Hodgson and Darnton might be explained by fibres not surviving in the body
for long enough for sufficient numbers to make the journey from the lungs to the abdomen.
There is no direct anatomical connection. It seems likely that some individuals will have an
individual susceptibility to asbestos exposure.
A summary of the parties' submissions
Mr Kerr and family
[40]
Mrs Kerr's evidence as to occupational exposure to respirable asbestos should be
accepted, as should that of Mrs Young and Mr Kerr. While the proportions cannot be
determined, many of the mats and gauzes she handled contained asbestos. Ms Martin
accepted that the majority of asbestos mats would be made from asbestos cement, but
asbestos insulation board was also used. It is likely that in the 1980s most mats and gauzes
contained asbestos. It is not possible to determine the number of asbestos mats and gauzes
still in use by Mrs Kerr thereafter, but her evidence was that they were retained till not
usable. Thus Mrs Kerr was exposed to chrysotile, and also to some level of amosite and of
tremolite (another type of asbestos fibre). Professor Jones said chrysotile was frequently
contaminated with the latter. Dr Jones conceded in cross that mats might contain amosite.
[41]
It is accepted that no more than indicative levels of Mrs Kerr's exposure can be given,
however it is only necessary to establish a material increase in risk, not specific
measurements, see Cox v Rolls Royce Industrial Power (India) Ltd, [2007] EWCA Civ 1189, at
paragraph 21. The practical difficulties militate against requiring reliable evidence as to
actual exposure levels. Ms Martin's estimated range can be accepted. Dr Jones supplied less
by way of an explanation for his figure. He adopted an arbitrary approach designed to
19
produce a low level. Ms Martin's methodology for calculating cumulative background
exposure should be preferred, but the exercise forms no part of the claimants' case.
[42]
As in Fairchild v Glenhaven Funeral Services Ltd, [2003] 1 AC 32, it is not possible to
prove what caused Mrs Kerr's cancer. However her employers' breaches of duty in
exposing her to respirable asbestos fibres was conduct capable of causing her an injury,
including that which she sustained. The common law test for foreseeability is whether the
employer should have appreciated that the exposure created a material risk of
asbestos-related injury, Bussey v Anglian Heating Ltd, [2018] EWCA 243, at paragraphs 20, 63
and 65. Reference was also made to Jeromson v Shell Tankers (UK) Ltd, [2001] ICR 1223, at
paragraphs 33, 34, 51 and 52. By the mid-1970s the risk of inhalation of asbestos fibres was
known to schools, and that heat mats and wire gauzes contained asbestos and so should be
replaced if damaged or worn. Reference was made to the relevant statutory duties in
the 1987 and 2002 Regulations, including regulation 8(1) in the former which required every
employer to prevent the exposure of employees to asbestos so far as was reasonably
practicable.
[43]
The rest of counsel's submissions focussed on the issue of causation and what was
described as almost an asbestos jurisprudence driven by policy considerations. The test is as
stated by Lord Phillips in Sienkewicz at paragraph 1:
"... when a victim contracts mesothelioma each person who has in breach of duty
been responsible for exposing the victim to a significant quantity of asbestos dust
and thus creating a `material increase in risk' of the victim contracting the disease
will be held to be jointly and severally liable for causing the disease."
A special rule of causation has been devised because of ignorance as to the biological cause
of the disease. The loss in cases of wrongful exposure to asbestos is that of contributing to
the risk of developing the cancer. It is not a matter of whether the exposure has caused it.
20
The term "material" in the test excludes a de minimis increase in risk, a matter for a judge to
assess on the particular facts of a case. Any real risk of a fatal injury, even if statistically
small, is significant, Bussey at paragraph 63. There is no requirement to make a comparison
with any other source of exposure, Williams v The University of Birmingham, [2012] PIQR P4
(CA), at paragraphs 71-72.
[44]
The circumstances in which the special rule of causation, sometimes called the
Fairchild exception, applies were summarised in Sanderson v Hull, [2009] PIQR P7 (CA), at
paragraph 53. It must be shown that in the current state of scientific knowledge it is
impossible to prove exactly how the injury was caused. The defendant's conduct
must have
been capable of causing the injury and have materially increased the risk of it. The claimant
must prove that the injury was caused by the eventuation of the kind of risk created by his
conduct, and it must be caused by the same agency as was involved in the defendant's
wrongdoing (or by an agency which operates in a similar way).
[45]
Counsel for the claimants candidly recognised that these last two requirements
presented a difficulty for him. Indeed the suggested findings in fact in his written
submissions did not include a finding that asbestos exposure caused Mrs Kerr's cancer.
(Had they done so, I would not have made such a finding; the evidence does not permit it.)
He contended that it is not necessary to establish that asbestos exposure played a causative
role in the normal or traditional sense. As in Fairchild and Sienkiewicz, it is enough to show
that the occupational exposure was a possible cause and materially increased the risk of
developing mesothelioma.
[46]
The factors relied upon in this regard can be summarised as follows. The issue
should not be decided by reference to the epidemiology. Its limitations were recognised in
the evidence. Given the rarity of the disease there are few studies considering peritoneal
21
mesothelioma and asbestos exposure. There is substantial uncertainty as to Mrs Kerr's
actual exposure levels. Individual susceptibilities may be relevant. While we do not know if
she had such, we do know that Mrs Kerr developed the disease having been wrongfully
exposed by her employers over her teaching career, principally to chrysotile, but with the
possibility of some amosite. Breach of duty and causation are distinct matters, but they are
linked. The period of exposure is consistent with the known latency period. It is accepted
that there is a strong association between asbestos exposure and peritoneal mesothelioma.
There is at least some evidence that chrysotile exposure might lead to the development of
peritoneal mesothelioma. There is no known safe level. Risk increases with dose. Any
medical advice would have been to avoid working with the mats and gauzes. Mrs Kerr's
occupational exposure was orders of magnitude higher than background levels. No other
source dwarfs her occupational dose. There is no evidence of exposure to other agents
implicated in peritoneal mesothelioma.
The submissions for Midlothian Council
[47]
There is a world of difference between this case and other asbestos claims which
have come before the courts, including the low level of the alleged exposure and the type of
the disease. The claimants have failed to prove (1) the extent of any exposure,
(2) negligence, and (3) that any exposure caused Mrs Kerr's illness. The attempt to extend
the Fairchild exception to this case is flawed. In that case there was no issue as to whether
asbestos caused the injury. There can be cases where the evidence adduced is too weak to
prove anything to an appropriate standard, and judges should not allow the harrowing
nature of the illness and its devastating consequences to lead to a lax approach to proof of
the essential elements, Sienkiewicz at paragraphs 166 and 193.
22
[48]
By 1999 it is probable that Mrs Kerr was using asbestos free equipment. Removal
instructions had been in place since the mid-1970s. Mrs Young did not speak to the use of
asbestos equipment. The 1992 survey recorded that asbestos Bunsen mats had been
removed the previous year. Any exposure was in Mrs Kerr's first period of employment in
Dalkeith when she was likely to have used both asbestos and non-asbestos mats. The latter
were available by the mid-1970s. The evidence as to dust on hands and clothes is consistent
with the use of cement mats. Soft mats were prohibited from an early stage. Any exposure
was likely to be to white asbestos. Dr Jones' evidence was that tremolite contamination
depended on where the chrysotile had been mined, and would in any event be a fraction of
one per cent.
[49]
Given all the uncertainties, any attempt to estimate an airborne concentration level is
no more than speculation. On any view, any cumulative occupational exposure to
respirable asbestos was small, perhaps as per Dr Jones' estimate of about 0.0001 f/ml years.
Asbestos cement is dense and does not readily release fibres.
[50]
Given the paucity of the evidence, the court should not make a finding of negligence.
There was guidance in the 1970s and 1980s which included the replacement of damaged
mats. The evidence suggests that the guidance was followed. In any event the use of
asbestos cement mats did not create a significant risk of an asbestos related injury. It has not
been established that any negligent exposure was causative of Mrs Kerr's disease.
[51]
As to the attempt to use an exception to the usual need for proof of factual causation
by relying on the creation of a risk of injury, this special rule was first expressed in
Fairchild where Lord Bingham made it clear that a necessary first stage is to establish that the
mesothelioma was caused by the inhalation of asbestos fibres, see paragraph 2. If and when
that is done, anyone who created a material increase in the risk of that injury bears legal
23
responsibility. Here the claimants have not established that first stage. On the contrary the
evidence indicates that low level exposure to chrysotile does not cause peritoneal
mesothelioma. The most likely explanation is an endogenous (or spontaneous) cancer
caused by mutations and errors at a cellular level uninfluenced by an outside agency.
Reference was made to Heneghan v Manchester Dry Docks Ltd and others, [2016] 1 WLR 2036,
at paragraphs 8 and 9.
The submissions for Moray Council
[52]
There is doubt in the evidence as to whether Mrs Kerr's employment as a teacher
between 1992 and 1995 was on a supply or a full-time basis, and if the former, for how many
days. There are contradictions in Mrs Kerr's two affidavits, for example as to whether
gauzes were handled. Mr Kerr's evidence should be treated with caution. The evidence of
Dr Moore-Gillon and Dr Jones can be accepted. Both were well-qualified and impressive
experts in their field. Ms Martin's experience is primarily in surveys and monitoring.
Dr Dempsey's evidence was vague and of limited assistance. The only paper he specifically
referred to in evidence has not been produced.
[53]
As to asbestos exposure, cement has relatively low fibre content and high density
thus reducing the likelihood of fibre release. There was no evidence that asbestos insulation
boards were used. Such was inherently unlikely. On the evidence, if asbestos mats were
used, they would likely be made of chrysotile. Any contaminant would be taken into
account in the various epidemiological studies.
[54]
As to risk, cumulative exposure is the most important factor. Ms Martin over-
estimated her range. Her top end is an extreme scenario proceeding on a worst case for
which there is no evidence. And it is based on test results from an exercise which bears no
24
relation to the circumstances here, including reliance on abrasion of an old and weathered
product. Dr Jones' approach was logical and preferable. Midlothian Council's submissions
on breach of duty were adopted.
[55]
As to causation, Fairchild was a case where any cause other than the inhalation of
asbestos could be discounted, but it could not be proved which defendant's wrongdoing
caused the mesothelioma. Rather than the claim fail, it was decided that any employer who
breached a duty to protect against asbestos exposure and thereby materially increased the
risk of harm should bear responsibility and provide compensation. In the present case it
cannot be said, and is not said, that Mrs Kerr's disease was caused by any breach of duty on
the part of either or both employers.
[56]
As to the epidemiological evidence, there is no good objection to its use in helping as
to whether asbestos caused the injury, see Heneghan, paragraph 8; Sienkiewicz,
paragraphs 163 and 172. As several witnesses explained, it does not support an association
between chrysotile exposure, particularly at low exposures, and peritoneal mesothelioma.
Even with pleural mesothelioma the link is weak. The Hodgson and Darnton analysis
questions the association between low levels of chrysotile exposure and all mesotheliomas.
It has not been established that any likely level of asbestos exposure caused Mrs Kerr's
disease.
[57]
If the court decides to apply the Fairchild exception, it addresses not the actual injury,
but rather the creation of a risk of injury, and it must be shown to be material. In recent
cases south of the border various methods have been suggested for assessing materiality.
The approach discussed in Bannister v Freemans Public Ltd Co, [2020] EWHC 1256 (QB), is
attractive. It involves putting all the relevant evidence into the mix, including the
epidemiology, in which event this court should hold that any occupational asbestos
25
exposure did not create a material increase in Mrs Kerr's risk of developing peritoneal
mesothelioma.
Discussion
[58]
As will become apparent, I take the view that the Fairchild exception was not
designed for a case where it is neither admitted nor established that asbestos exposure
caused the injury. Nonetheless, before elaborating on this, it is appropriate that I address
the evidential issues in dispute.
Mrs Kerr's exposure to asbestos at work
[59]
I have little difficulty in concluding that it is likely that Mrs Kerr did handle asbestos
Bunsen mats (in all probability made of asbestos cement) and gauzes, and this particularly
during her earlier years as a teacher. Even if one assumes that guidance was followed, it
would not mean that all such products were quickly removed. The 1992 Dalkeith High
School report recorded that white asbestos mats were in use till the previous year, and
in 2003 they were found in Kirkwall High School. In 2022 a chrysotile mat was
photographed on a workbench in St David's RC School, Dalkeith. Mrs Young said that
thereafter all mats were removed. In her affidavit Mrs Kerr spoke of "white fibrous
asbestos" mats. As she and Mrs Young said, one would expect some to be in relatively poor
condition and thus more prone to fibre release when moved, handled and stored in
cupboards.
[60]
It is much more difficult to assess the amount of respirable fibres, likely to be
chrysotile, to which Mrs Kerr was exposed. Indeed Ms Martin as good as accepted that the
imponderables are such that it is not possible to do so. Asbestos cement mats were more
26
resistant to fibre dispersal. The indicative range Ms Martin offered stretched from her best
case with all mats made of asbestos cement and in good order, to the worst scenario, namely
all mats made of the more porous asbestos insulation board and in poor condition. She was
unable to offer anything regarding a contribution from the gauzes. I agree with the
submission that the evidence provides no support for the worst scenario, or indeed anything
approaching it.
[61]
There are obvious limitations in the utility of the data from the test results relied on
by both Ms Martin and Dr Jones. In reality both witnesses were offering a judgement based
on their general experience rather than anything which can be objectively justified. All that
can be said with any confidence is that in comparison with levels commonly discussed in
claims of this kind, Mrs Kerr's exposures to respirable asbestos and overall dose were of a
very low level. If one was limiting oneself to the cumulative range offered by Ms Martin, it
was likely to be at the lower end, namely 0.001 f/ml years. It is also of note that it was
probably to chrysotile fibres, or at least predominantly chrysotile, which has by far the
lowest potency for malignancies.
[62]
In the submissions there was little reference to the estimates (they can be no more
than that) of Mrs Kerr's cumulative exposure to background levels of all types of asbestos
fibres. As to the dispute as to how this should be calculated, the clear weight of the expert
evidence favoured Professor Jones' route to 0.046 f/ml years. If and in so far as it may be of
any importance, I accept that figure.
27
Is the Fairchild exception test met; did Mrs Kerr's occupational exposure to asbestos create
a material risk of developing peritoneal mesothelioma?
[63]
The bulk of Dr Dempsey's report dealt with matters of diagnosis, prognosis (he was
instructed while Mrs Kerr was alive), and medical history. He also provided a
supplementary report on cause of death and life expectancy absent the disease. His
expertise and experience is in lung disease, and on such matters he was on solid ground.
Entirely understandably, he seemed less assured on the specific medical/legal issues in
dispute, particularly in respect of Mrs Kerr's abdominal cancer. The view on causation set
out in his report was based on the strong association between asbestos exposure in general
and all forms of mesothelioma, of which he accepted the bulk damage the lungs. Ultimately
it was not pressed by counsel for the claimants. The H Richard Alexander Jr paper
appended to Dr Dempsey's report states that "in contrast to pleural mesothelioma,
chrysotile has not been convincingly shown to cause (malignant peritoneal mesothelioma)".
Dr Dempsey did not address such matters in his report. Indeed he expressly invited "more
expert comment" from an oncologist on this rare condition (paragraph 10.5.3).
[64]
In his oral evidence Dr Dempsey was invited to go beyond his report. He mentioned
a paper concerning Italian miners, however it has not been produced and thus was not put
to the other relevant witnesses. In essence Dr Dempsey said that there is no known safe
threshold and that all asbestos fibres are capable of causing cancer. His zero tolerance to
any unnecessary risk, for example touching asbestos, is understandable, but the legal test of
"material risk" does not allow the court to adopt it. As will become apparent, I do not share
his criticism of reliance on the epidemiology, nor his view that Professor Price was guilty of
lazy thinking. I have no doubt that Dr Dempsey is an excellent consultant respiratory
physician, and he gave his evidence in an engaging and attractive manner. I am sure he was
28
doing his best to assist the court, however I suspect he would acknowledge that on the key
issues he was being asked to stray into areas where others were better qualified.
[65]
When asked about causation, Laura Martin stated that she deferred to medical
opinion. In her report, given that there is no known safe level, she described her range of
cumulative occupational exposure as "meaningful", which is not a particularly helpful
phrase. She acknowledged that historically chrysotile has been regarded as safe; however
in her view there remains an inherent risk. As someone predominantly employed to
monitor and advise as to safety practices, it is understandable that Ms Martin proceeds on
the assumption that any exposure to asbestos might be associated with the development of
mesothelioma. That is a sensible precautionary approach, but as she would no doubt
recognise, it is of little direct assistance on whether in fact Mrs Kerr's occupational exposure
created a material risk of her developing peritoneal mesothelioma.
[66]
Professor Price provided the suggested oncological perspective. It was based on
many years practice as a consultant oncologist, currently visiting Professor at Imperial
College, London, and a long-standing research interest in cancer biology. She is a past
President of the British Oncological Association, has published over 300 research papers,
and is co-editor of the standard UK textbook on the treatment of cancer. She does not claim
expertise in peritoneal mesothelioma (given its rarity perhaps no one does), but states that
she is fully familiar with its biology and management.
[67]
Professor Price's evidence was summarised earlier. She spoke to the epidemiology
which suggests that Mrs Kerr's condition was probably not caused by asbestos exposure.
While there are a number of other possible causes, in the vast majority of cases the trigger is
not identified. Professor Price gave a possible explanation for the extreme rarity of
peritoneal mesotheliomas in cohorts exposed to chrysotile, and described how it is now
29
thought that a source of inflammation or injury may be the most common explanation for
the abnormal changes at a cellular level which ultimately lead to a malignancy. I have
identified no good reason to question her evidence. Its importance is in rebutting any notion
that any exposure to asbestos fibres from the equipment handled by Mrs Kerr was likely to
be the explanation for her abdominal cancer.
[68]
Like Dr Dempsey, Dr Moore-Gillon is a consultant respiratory physician and
therefore predominantly a specialist in lung conditions. However, even leaving aside his
distinguished catalogue of clinical, academic and regulatory practice, his extensive
involvement in medico-legal matters, including in many if not most of the leading cases, has
given him a detailed appreciation of the issues to be addressed in the unusual circumstances
of the present claim. His ability to address complex matters in a clear and comprehensible
way both in writing and in oral evidence was as impressive as his CV.
[69]
Dr Moore-Gillon's evidence pointed up the importance of the particular feature of
this case, namely a rare condition not shown to be associated with low levels of exposure to
asbestos, and certainly not to chrysotile. He confirmed that there was nothing of relevance
in Mrs Kerr's medical notes, and that it cannot be said that she had a particular
susceptibility. The limitations inherent in the Hodgson and Darnton study were recognised
and explained, but it remains the best tool available when trying to assist the court. He
adopted a cautious approach likely to over-estimate the relevant risks. His description of
how cancers occur was particularly illuminating. (For a detailed exposition see the annex to
Lord Phillips' judgment in Sienkiewicz.) While asbestos can increase the number of faulty
mutations, many occur otherwise or for no apparent reason.
[70]
Dr Moore-Gillon was able to offer rational explanations for (a) the epidemiological
data, for example, as to why peritoneal mesothelioma predominated in cohorts involved in
30
large commercial exposure, (b) for the almost non-existent evidence of it at low dose levels,
and (c) for the much higher potency of amphibole fibres. The Fairchild exception depends on
proof of a material increase in risk of harm. Dr Moore-Gillon persuasively explained why in
his view, at the very low levels of exposure involved here, and even if one adopted
Ms Martin's upper range figure, any risks were so small that a reasonable person would
have no concerns. I accept all of his evidence.
[71]
The evidence from Dr Alan Jones was broadly consistent with Dr Moore-Gillon's
analysis and the conclusion that if there was any risk, it was insignificant. The same can be
said of that from Professor Stephen Jones. Both effectively excluded any causative role from
such a low occupational exposure to chrysotile.
[72]
It was submitted that little weight should be placed on the epidemiological evidence.
I could understand that proposition had there been anything, for example from tissue
pathology, to suggest that Mrs Kerr's disease was asbestos related, or that she had a
particular susceptibility. I agree with Dr Moore-Gillon that, recognising its limitations,
absent such direct evidence, this source can be used. If one takes it away, there is little left
beyond an assertion that one should assume that any occupational exposure presents a
material risk.
[73]
The approach I am taking is similar to that adopted by the deputy judge in Bannister,
see paragraphs 185-186. In Sienkewicz Lord Nicholls of Birkenhead defended the potential
role of epidemiological evidence given that matters are determined by proof on a balance of
probabilities. Some of the justices were more cautious. However, the context of the
discussion was whether in a "single exposure" case, where the only competing explanation
was environmental asbestos fibres, a claimant could and should be required to prove that
the wrongful exposure caused the harm by showing that it doubled his risk of the disease.
31
The decision was to affirm the test for liability of creating a material increase in the risk, and
for Lord Rodger of Earlsferry it was obvious that "epidemiology is likely to lie behind much
of the evidence on which a court determines whether an exposure has materially increased
the risk of the claimant developing a disease", paragraph 163. Lady Hale thought that when
deciding a case most judges would put "everything into the mix", including statistical
probabilities, see paragraph 172. It can be noted that in the lung cancer case of Heneghan, the
Court of Appeal had no difficulty with epidemiological evidence establishing that the injury
was caused by asbestos on the "doubles the risk" test. This was described as the "what"
question, as opposed to the "who" question; the latter arising when the issue is which
contributor's exposure was responsible for the disease (paragraphs 8 and 9).
[74]
The Hodgson and Darnton study is eloquent of the difficulty in establishing any link
between predominantly chrysotile exposure and the development of peritoneal
mesothelioma, let alone at such a low dose, and I consider that the witnesses were
well-founded in relying upon this material. There is no inconsistency with the evidence that
the assumption is that there is no safe level. That is a wise precautionary approach for
employers and others to adopt, but it does not follow that, whatever the specific
circumstances, any exposure to asbestos will lead to a material risk in terms of the Fairchild
exception.
[75]
It was submitted that medical advice would have been to avoid working with mats
and gauzes. Perhaps if asked, some doctors, for example Dr Dempsey, would have adopted
this approach, but it is unlikely that it would have been derived from any considered
assessment of the actual risk involved. In summary, I accept the evidence to the effect that if
Mrs Kerr's work as a teacher exposed her to any risk of developing peritoneal
mesothelioma, a doubtful proposition in itself, the risk was so small as to merit disregard
32
(sometimes referred to as being de minimis). In other words it was not material. In these
circumstances there can be no liability, see Prescott v The University of St Andrews,
[2016] CSOH 3, per Lord Pentland at paragraph 64. It also follows that even if the Fairchild
exception could be in play, it would not be applied in the claimants' favour.
[76]
The issue of breaches of common law and statutory duties hardly figured in the
submissions, I think on the footing that they would turn on whether a material risk had been
demonstrated. And there was nothing said as to any need to make an apportionment
between the two employers should damages be awarded.
Is the Fairchild exception designed for a case such as this?
[77]
Although now not necessary for the decision, I will offer some observations on
whether the Fairchild exception is designed for a case such as the present. To date it has been
applied only where non-asbestos related causes of the injury can be discounted. In such
cases liability is established against anyone who in breach of duty has exposed a claimant to
asbestos fibres and has thereby materially increased the risk of the development of
mesothelioma ("materially" meaning more than minimally), see Sienkiewicz. If that is
demonstrated, it is not necessary to prove that the exposure caused or contributed to the
disease. The injury must result from the kind of risk created by the employer's wrongdoing
(or one operating in the same way), see Fairchild at paragraph 170, and Sanderson v Hull,
paragraph 53. If the exception cannot be used, factual causation must be established in the
normal manner.
[78]
The special rule devised in Fairchild is justified on grounds of policy and fairness by
the inability of current medical science to identify which exposure to asbestos, whether
environmental or occupational, caused the disease to take hold, rendering proof on
33
traditional principles impossible for claimants. Thus it is understandable that it has not been
applied where asbestos exposure is no more than one of a number of potential explanations,
though no doubt that will be rare in claims involving pleural mesothelioma, the type of
disease with which the leading cases are concerned. The peculiarity of the present case is
that it relates to the rarer condition of peritoneal (abdominal) mesothelioma where the
association with asbestos exposure, especially at low doses such as that involved here, is
much weaker.
[79]
Counsel for the claimants accepted, in my view correctly, that the need to show that
Mrs Kerr's peritoneal mesothelioma was linked to asbestos exposure presents a difficulty for
him. It was not entirely clear how he proposed to deal with it. As I understood it, the
submission came to this: if Mrs Kerr's occupational exposure created a material risk of
peritoneal mesothelioma, the special rule should be available if the true cause of the disease
cannot be known. Whether this is such a case was not a specific topic of discussion in the
evidence. But even if it had been established, I see no proper basis for advancing the law in
this direction. Whatever else, it would be hard to reconcile with the decision in the non-
asbestos case of Wilsher v Essex Area Health Authority, [1998] AC 1074.
[80]
Of course Fairchild was decided after Wilsher, and it set out the material increase in
the risk of harm test. However the context was cases where the only impediment to success
for the claimants was the inability to prove which defendant was responsible for the
asbestos exposure which caused the lung disease. Given the particular nature of the illness,
sometimes described as "indivisible",
exposures before and after the damage is done make
no difference to the outcome. Lord Bingham made it clear that the necessary pre-conditions
for the application of the special rule included the exclusion of other possible causes of the
34
pleural mesothelioma. (He mentioned a requirement to rule out environmental asbestos
exposure, but this has been removed in subsequent decisions.)
[81]
In Barker v Corus UK Ltd, [2006] 2 AC 572, it was held that the Fairchild exception
could be applied when part of the overall asbestos exposure was not wrongful, but it was
confirmed that the other exposure(s) must involve the same risk or something which
operates in the same way, see Lord Hoffman at paragraphs 17 and 23-24. Thus it would not
be enough if all that was proved was that a lung cancer was caused by either asbestos or
smoking. A translation to the present case would be the possibility of non-asbestos related
faulty genetic mutations causing abdominal mesothelioma, variously described as
endogenous, spontaneous or idiopathic.
[82]
In Barker Lord Scott of Foscote asked whether the special rule can apply where more
than one injurious agent subjected the victim to a risk of the outcome but it cannot be
determined which was responsible, see paragraph 58. His answer was no; Fairchild
"established a narrow exception to the causation requirements applicable to single agent
cases", paragraph 64. So far as mesothelioma is concerned, Lord Walker of Gestingthorpe
limited the exception to cancers caused by the inhalation of asbestos fibres, paragraph 114.
Reference can also be made to Williams v Bermuda Hospitals Board, [2016] AC 888, at
paragraph 40 where the Board of the Privy Council distinguished "disparate factors" cases
from those where the injury was caused by a single known process.
[83]
In Sienkewicz, Lord Phillips commented that the Fairchild exception case law equated
"materially increasing the risk" with "contributing to the cause" in circumstances which he
described as "specified and limited", see paragraph 70. Later he affirmed that the special
rule should be confined to cases involving the same agent, or one acting in the same
causative way (paragraph 104). While he also commented that the common law is capable
35
of further development, it seems to me that it is difficult to apply the policy reasons driving
the Fairchild exception to a case where it has not been established that the injury was caused
by asbestos exposure. In such circumstances the law's resistance to making a party pay
compensation unless it is shown that he wrongfully caused or materially contributed to the
injury will hold sway. In Fairchild at paragraph 43 Lord Nicholls emphasised that to avoid
injustice "considerable restraint" is called for in any relaxation of the normal test for a causal
connection.
[84]
No doubt recognising that the Fairchild exception as developed by the courts, and by
Parliament through the Compensation Act 2006, can result in full liability being imposed on
someone who probably did not cause the mesothelioma, in Sienkewicz Lord Brown of
Eaton-under-Heywood stressed that the circumstances for its application were "narrowly
circumscribed" and that the policy rationale depended on the harm having been caused by
that against which the employers should have afforded protection, see paragraph 178. His
Lordship was clearly concerned about the impact of the special treatment of mesothelioma
cases on the coherence of the law, and sternly counselled against the courts thinking of any
further special rules or anomalies "in an area of law which benefits above all from clarity,
consistency and certainty in its application", paragraph 187. In the same passage he
mentioned academic opinion to the effect that special rules of causation are more suited to
"single agent" cases.
Disposal
[85]
For the above reasons decree will be pronounced absolving Mrs Kerr's employers
from any liability in damages for her very sad demise.


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