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You are here: BAILII >> Databases >> United Kingdom Employment Appeal Tribunal >> Santamera v. Express Cargo Forwarding (t/a IEC Ltd) [2002] UKEAT 780_01_2611 (26 November 2002) URL: http://www.bailii.org/uk/cases/UKEAT/2002/780_01_2611.html Cite as: [2002] UKEAT 780_1_2611, [2002] UKEAT 780_01_2611 |
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At the Tribunal | |
On 25 October 2002 | |
Before
THE HONOURABLE MR JUSTICE WALL
LORD DAVIES OF COITY CBE
MR D J HODGKINS CB
APPELLANT | |
T/A IEC LIMITED |
RESPONDENT |
Transcript of Proceedings
JUDGMENT
Revised
For the Appellant | MR K HORNE (of Counsel) Instructed by: Vauxhall Community Law & Information Centre VNC Millenium Resource Centre Blenheim Street Liverpool L5 8UX |
For the Respondent | MS D CAMPBELL Solicitor Dundas & Wilson Solicitors 191 West George Street Glasgow G2 2LD |
THE HONOURABLE MR JUSTICE WALL
Introduction
"how far it is proper for those conducting the disciplinary process to consult others in such a way that the employee concerned did not know the nature of the consultation. In particular, how far did it suffice for an Employment Tribunal to be told, without the employee having an face-to-face opportunity to test the witnesses in that regard, that the witnesses felt intimidated by the presence of the Applicant and were terrified of her."
The Facts
The investigation, the disciplinary hearing and the internal appeal
"Once again, I must stress that you will not have the opportunity to cross-examine the witnesses. You have been given copies of the witness statements and I now enclose for your attention notes taken from interviews which took place with the witnesses. As stated above you will be given a full opportunity to state your case at the hearing."
"(e) …….Ms Phillips and Mr McKenna read the statements. The persons who had made the statements refused to attend the hearing because they felt intimidated by the presence of the applicant. Ms Phillips and Mr McKenna decided to disregard the statement from Ms Elwill because she referred to issues that had been dealt with some time before. Her complaint about the applicant's bullying had been dealt with by separating the two.
(f) It was the applicant's contention at the hearing that the other three were telling a "pack of lies". She said that they had been coerced into making those statements by Mr Stanley Edwards, formerly Regional Manager, because she had accused the respondents of operating illegally. The proceedings at the hearing are recorded at (reference given).
(g) The hearing was adjourned pending a decision. Ms Phillips and Mr McKenna saw the three witnesses. They confirmed their statements and each said that they had not been coerced by Mr Edwards or anyone into making statements. Mr Wherry was asked if he had got in touch with the applicant after her suspension, he denied that he had done so and maintained his denial under questioning. He said the applicant had tried to get in touch with him and had left telephone messages which he did not return.
(h) Ms Phillips and Mr McKenna then considered what their decision should be. They formed the firm view that all three witnesses were terrified of the applicant. They accepted the assurances that none had been coerced into making statements and they accepted the truth of these statements. They decided that the applicant's conduct amounted to serious bullying and intimidation and that she was guilty of gross misconduct. Thus they decided that she should be dismissed. Their letter telling her of their decision is at (reference given).
(i) Ms Phillips and Mr McKenna conducted the hearing because Mr Stanley Edwards had by the time it took place been dismissed."
The findings of the Tribunal
"(a) We directed ourselves that in deciding questions of fairness we must have regard to equity and the substantial merits of the case. We reminded ourselves that in deciding on reasonableness we must have regard to the size and administrative resources of the respondents' organisation; they are a large national organisation with access to a high degree of managerial and human resources expertise; their procedures and decisions fall to be adjudged against high standards. We further directed ourselves that we must not substitute our judgment for that of the respondents: the question for us was not what we should have done in their place but whether their actions lay within the range of options reasonably open to them.
(b) Did the respondent genuinely believe that the applicant had bullied and harassed her three colleagues? It was clear that they did. They were unmotivated by any consideration of the relationship between the applicant and Mr Edwards.
(c) Did the respondent carry out a reasonable investigation? They did. There was a careful assembly of evidence by Ms Banks. She considered it before recommending disciplinary action. There was a careful hearing by Ms Phillips and Mr McKenna. They listened to what the applicant had to say and took it sufficiently seriously to follow it up by questioning the witnesses about the possibility of Mr Edwards' having put them up to accusing the applicant. After investigation and consideration they rejected that claim as they were entitled to and there was further a careful appeal at which all the evidence was considered again and where the applicant's contention about Mr Edwards was also considered again and rejected. At each stage the applicant was given the opportunity to be represented. There was sufficient reason for the failure to call the witnesses to give evidence live at the disciplinary hearing.
(d) Did the respondents have reasonable grounds for their belief that the applicant had misconducted herself? They did. They had the evidence of three people who said that she had bullied and harassed them.
(e) Was dismissal a penalty reasonably open to the respondents to impose? It was. The accusation against the applicant was bullying and harassment. The matter contained in the statements of witnesses was sufficient to justify the respondents in concluding that relations in her office had so deteriorated as to make it inappropriate for her to continue to work with the others."
"(a) The [Appellant] applicant before her dismissal had no adverse disciplinary record and had received no warning for bullying or harassment. The complaint made by Ms Elwill was not visited with a penalty but discreetly disposed of. Thus any bullying she may have been guilty of was condoned. She had not long before the dismissal, in December 1999, been awarded a wage rise that reflected the merit of her work."
" (b) The [Appellant] applicant was at the disciplinary hearing not given the opportunity to confront her accusers to make a direct challenge to them. The original complaint had been made not by them but on their behalf."
" (c) Dismissal was too harsh a penalty for the misconduct the applicant was accused of."
The Appellant's arguments for the opportunity to cross-examine
The arguments for the Appellant
The arguments for the Respondent
"…..neither the EAT nor this Court could disturb their decision unless one could say in effect 'My goodness, that is certainly wrong'."
Perversity meant that the decision was one which no reasonable Employment Tribunal properly directing itself could properly have reached, and the decision in this case came nowhere near that.
Analysis
"It is quite clear in this case that a careful investigation was carried out by Mr Campbell, an appeal was heard by Mr Wilson, and a most meticulous review of all the evidence was carried out as evidenced by Mr Heubeck's letter of 31.12.85. As I have indicated, in that letter Mr Heubeck meticulously reviewed all the evidence and considered whether there was any reasonable possibility, indeed any possibility, that a mistake had been made. What the Tribunal appears to be suggesting is that in certain circumstances it is incumbent on a reasonable employer to carry out a quasi-judicial investigation with a confrontation of witnesses, and cross-examination of witnesses. While some employers might consider this to be necessary or desirable, to suggest as the Tribunal did, that an employer who failed to do so in a case such as this was acting unreasonably, or in the words of Lord Denning, acting outside '……a band of reasonableness, within which one employer might reasonably take one view, another quite reasonably take a different view', is in my view insupportable."
"At the end of the day it was the Industrial Tribunal to decide what was fair and reasonable in the circumstances of this particular case and whether the employer had acted outside the parameters of fairness and reasonableness. It may be that another, differently constituted Tribunal would have come to a different decision but we are entirely satisfied that the decision of this Tribunal was a permissible one and does not manifest perversity or an error of law on this issue."
"…..although an employer when conducting a disciplinary enquiry is undoubtedly required to behave fairly, he is not required to conduct a forensic hearing, a court-style hearing, in which witnesses are produced for cross-examination. He is not required to permit the attendance of legal representatives. What he is required to do is to be fair."
"Query, however, in exceptional cases it may be unfair to refuse cross-examination, such as where the decision to dismiss turns on a critical issue of fact which is the subject of conflicting evidence. It has after all been held that in such circumstances natural justice itself requires cross-examination:- see RB Howell Prison Boards of Visitors ex parte St Germain (No 2) [1979] 1 WLR 401. Moreover in the Ulsterbus case the relevant witnesses were not employees of the dismissing company. That case concerned the dismissal of a bus conductor and the witnesses were passengers. Arguably the position ought to be different where the relevant witnesses are fellow employees who can readily be required to attend a hearing for cross-examination purposes. It may be, therefore, that the principles stated in Ulsterbus that cross-examination can never be required of a reasonable employer, is too broad."