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You are here: BAILII >> Databases >> United Kingdom Employment Appeal Tribunal >> Salford Royal NHS Foundation Trust v Roldan [2009] UKEAT 0154_09_0209 (2 September 2009) URL: http://www.bailii.org/uk/cases/UKEAT/2009/0154_09_0209.html Cite as: [2009] UKEAT 154_9_209, [2009] UKEAT 0154_09_0209 |
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At the Tribunal | |
Before
HIS HONOUR JUDGE McMULLEN QC
MR M CLANCY
MR J MALLENDER
APPELLANT | |
RESPONDENT |
Transcript of Proceedings
JUDGMENT
For the Appellant | MR GILES POWELL (of Counsel) Instructed by: Messrs Hill Dickinson LLP Solicitors 50 Fountain Street Manchester Lancashire M2 2AS |
For the Respondent | MR JONATHAN COHEN (of Counsel) Instructed by: Messrs Woodcocks Solicitors 12/14 Manchester Road Bury Lancashire BL9 0DX |
SUMMARY
UNFAIR DISMISSAL
S.98A(2) ERA
Polkey deduction
Contributory fault
The Employment Tribunal erred when if found procedural defects in the investigation by the Respondent of the allegations of the Claimant's misconduct. In any event it ought to have allowed evidence and considered Employment Rights Act 1996 s 98A(2).
It wrongly awarded compensation beyond the 6 weeks it found it would take the Claimant to find work, attributing the Claimant's loss to the Respondent's act of dismissal when it was attributable to proceedings brought before the Crown Court and the professional regulator.
HIS HONOUR JUDGE McMULLEN QC
Introduction
The issues
The facts
"The claimant is an experienced registered nurse and at the relevant time was employed on the Neuro High Dependent Unit NHDU. It is the respondent's practice to have the ratio of 1 nurse for every 2 patients on the High Dependency Unit. On 22 September 2007 a healthcare assistant "(HCA)" Keeley Denton who was assisting the claimant in her patient care reported to Sister Lisa Lavin that she had witnessed the claimant ill treat a patient referred to as "PB". After conferring with senior colleagues, Ms Lavin suspended the claimant pending investigation. Before doing this she interviewed the claimant briefly and advised her that serious complaints had been made. However, she did not tell the claimant precisely what these were."
"Evidence was presented regarding your behaviour towards a patient in your care on 22nd September 2007 as follows:-
i) You threw/discarded cleaning wipes which landed on the patient's face. You claimed the outcome was not intended but made no attempt to apologies to the patient or to retrieve the wipes. In fact you left an inexperienced HCA (Keeley Denton) to deal with the situation.
ii) Keeley reported that you had been tapping the patient's foot with a saturation probe with increasing force. Whilst you denied this, you could offer no explanation as to what may have occurred or why Keeley should describe it in such a way.
iii) Keeley also reported that you had slapped the patient's hand. Again, you denied this but could offer no explanation.
iv) Keeley stated that you had made an abusive gesture (V-sign) to the patient and laughed in his face. You claimed that you had made a similar hand gesture to signify peace and did not mean to offend the patient.
v) In (ii) to (iv) above it was reported that you looked around to check if your actions were being observed. You denied acting in such a way.
vi) Keeley referred to an earlier incident when you had behaved inappropriately towards a patient but she had not felt confident enough to report it at the time.
The panel accepts the evidence as presented by Keeley Denton and reported by Lisa Lavin. We have also reached the conclusion that your own evidence was unreliable and at times inconsistent.
Your behaviour towards a highly vulnerable patient is regarded as wholly unacceptable and unprofessional. Your actions fall well below the standards expected of a trained nurse and we did not feel it would be appropriate to recommend redeployment in any capacity. You have been summarily dismissed from your employment with the Trust on the grounds of gross misconduct."
"Vilma wishes to appeal against the severity of the sanction only not the process and wishes the panel to review the papers and listen to her response to the allegations and seriously consider if there is another avenue to pursue short of dismissal as outlined within the policy detailed below as she has worked for 4 years with a clean unblemished record.
It is clearly stated within the policy section 6 Final / Single stage warning (ii) & (iii) that in some cases of serious breaches of expected standards of performance and / or behaviour, a single stage final warning may be used. Which we believe in this case this has been proved and accepted in part with respect to the allegations. Management will issue such warnings for one year.
In exceptional circumstances where conduct relates to patients which in this case it does or it is so serious that it cannot be realistically ignored for future disciplinary purposes, the warning may remain active for an indefinite period subject to review at the request of the employee or on annual basis. Which (sic) Vilma acknowledges that this kind of conduct would not be demonstrated again. In section (iv) b it is clear that the organisation has the ability to be clear what the expected standard will be in the future and should there be any deviation from this then this might result in dismissal.
Finally it is clear in section 8 Dismissal following Gross Misconduct part d) states as an alternative to dismissal, down grading and / or transfer may be considered as appropriate, Vilma does not believe that this avenue was considered and would like to appeal to the panel to consider this as an alternative to dismissal along with a final written warning and moved to an alternative speciality for a fresh start."
"The panel accepted the evidence put forward by management and by the witness, Ms Denton. Evidence was given of inconsistency in your own testimony and no evidence provided as to any reason why Ms Denton would falsify her evidence. The panel saw no evidence of any discriminatory behaviour towards you."
The legislation
"Subject to subsection (1), failure by an employer to follow a procedure in relation to the dismissal of an employee shall not be regarded for the purposes of section 98(4)(a) as by itself making the employer's action unreasonable if he shows that he would have decided to dismiss the employee if he had followed the procedure."
"Where the tribunal finds that the dismissal was to any extent caused or contributed to by any action of the complainant, it shall reduce the amount of the compensatory award by such proportion as it considers just and equitable having regard to that finding."
"(43) It is all too easy, even for an experienced ET, to slip into the substitution mindset. In conduct cases the claimant often comes to the ET with more evidence and with an understandable determination to clear his name and to prove to the ET that he is innocent of the charges made against him by his employer. He has lost his job in circumstances that may make it difficult for him to get another job. He may well gain the sympathy of the ET so that it is carried along the acquittal route and away from the real question- whether the employer acted fairly and reasonably in all the circumstances at the time of the dismissal.
(47) I would allow the appeal. The ET erred in law in its failure to apply the law correctly. On the issue of liability, the ET should have focused its fact finding on the Trust's conduct of Mr Small's dismissal. Instead, it concentrated on the conduct of Mr Small and it then used findings of fact in order to substitute its views for the grounds on which the Trust actually formed its belief and acted when it took the decision to dismiss. The ET should only have used its findings about the conduct of Mr Small on the separate issue of whether there was contributory fault on his part."
Arguments, discussion and conclusions
Knowledge of the charge
Documents
Credibility
Remedy hearing
Loss
Disposal