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You are here: BAILII >> Databases >> United Kingdom Employment Appeal Tribunal >> Jones v Northumberland County Council [2009] UKEAT 0482_08_0704 (7 April 2009) URL: http://www.bailii.org/uk/cases/UKEAT/2009/0482_08_0704.html Cite as: [2009] UKEAT 0482_08_0704, [2009] UKEAT 482_8_704 |
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At the Tribunal | |
On 26 February 2009 | |
Before
HIS HONOUR JUDGE RICHARDSON
MR M CLANCY
MR D G SMITH
APPELLANT | |
RESPONDENT |
Transcript of Proceedings
JUDGMENT
For the Appellant | MISS JOANNA HEAL (of Counsel) appearing pro bono |
For the Respondent | MR PHILIP KRAMER (of Counsel) Instructed by: Northumberland County Council Legal Services County Hall Morpeth Northumberland NE61 2EF |
SUMMARY
UNFAIR DISMISSAL: Procedural fairness/automatically unfair dismissal
PRACTICE AND PROCEDURE: Appellate jurisdiction/reasons/Burns-Barke
Unfair dismissal – redundancy – automatic unfair dismissal – whether Appellant raising a new point of law not raised below – Jones v Governing Body of Burdett Coutts School (1998) IRLR 521 applied – Venneri v Autodex ...2007) UKEAT/0436/07 distinguished.
HIS HONOUR JUDGE RICHARDSON
The background facts
"Further to your unsuccessful application for the post of Head of School Workforce Development I regret to advise you that it is proposed that you be selected for redundancy unless suitable alternative employment becomes available. In this regard your Contact Officer, Hugh Cadwallader will be in touch with you early next week.
You are aware of the background to your selection for redundancy from the meetings you attended on 10 & 11 October 2006.
It is proposed that your redundancy should take effect from 2 April 2007, unless suitable alternative employment is secured. However, before a final decision is made on this you have a right to attend a formal meeting to make any representations you may have regarding your proposed selection. Therefore a meeting has been arranged for Tuesday 2 January 2007 at 11.00 am in my office at County Hall.
The meeting will give you the opportunity to discuss the circumstances surrounding your selection for redundancy and give you the opportunity either directly or through your representative, to suggest alternatives to the proposed course of action.
If you choose not to exercise this right, please let me know as soon as possible.
If you do wish to attend the meeting, you have the right to be represented or accompanied by a trade union official or a work colleague. If you have any problems in this regard, please contact the Director of Personnel & Administration at County Hall, Morpeth, Northumberland NE61 2EF.
Please confirm whether or not you intend to attend the meeting and let me know the identity of your representative. You should be aware that if fail [sic] to attend the meeting without notice a decision will be made in your absence."
The Tribunal proceedings
The Tribunal's reasons
"...the employer will not normally act reasonably unless he warns and consults any employees affected or their representative, adopts a fair basis on which to select for redundancy and takes such steps as may be reasonable to avoid or minimise redundancy by redeployment within his own organisation"
The Law
""98 General
(1) In determining for the purposes of this Part whether the dismissal of an employee is fair or unfair, it is for the employer to show—
(a) the reason (or, if more than one, the principal reason) for the dismissal, and
(b) that it is either a reason falling within subsection (2) or some other substantial reason of a kind such as to justify the dismissal 'of an. employee holding the position which the employee held.
(2) A reason falls within this subsection if it—
…
(b) is that the employee was redundant,
(4) …..where the employer has fulfilled the requirements of subsection (1), the determination of the question whether the dismissal is fair or unfair (having regard to the reason shown by the employer)—
(a) depends on whether in the 'circumstances (including the size and administrative resources of the employer's undertaking) the employer acted reasonably or unreasonab1y in treating it as a sufficient reason for dismissing the employee, and
(b) shall be determined in accordance with equity and the substantial merits of the case.
98A Procedural fairness
(1) An employee who is dismissed shall be regarded for the purposes of. this Part as unfairly dismissed; if—
(a) one of the procedures set out in Part 1 of Schedule 2 to the Employment Act 2002 (dismissal and disciplinary procedures) applies in relation to the dismissal,
(b) the procedure has not been completed, and
(c) the non-completion of the procedure is wholly or mainly attributable to failure by the employer to comply with its requirements.
(3) For the purposes of this section, any question as to the application of a procedure set out in Part 1 of Schedule 2 to the Employment Act 2002, completion of such a procedure or failure to comply with the requirements of such a procedure shall be determined by reference to regulations under section 31 of that Act."
Step 1 statement of grounds for action and invitation to meeting
1 —(1) The employer must set out in writing the employee's alleged conduct or characteristics, or other circumstances, which lead him to contemplate dismissing or taking disciplinary action against the employee.
(2) The employer must send the statement or a copy of it to the employee and invite the employee to attend a meeting to discuss the matter.
Step 2: meeting
2.—(1) The meeting must take place before action is taken, except in the case where the disciplinary action consists of suspension.
(2) The meeting must not take place unless—
(a) the employer has informed the employee what the basis was for including in the statement under paragraph 1(1) the ground or grounds given in it, and
(b) the employee has had a reasonable opportunity to consider his response to that information.
(3) The employee must take all reasonable steps to attend the meeting
(4) After the meeting, the employer must inform the employee of his decision and notify him of the right to appeal against the decision if he is not satisfied with it."
"12 Failure to comply with the statutory procedures
(1) If either party fails to comply with a requirement of an applicable statutory procedure, including a general requirement contained in Part 3 of Schedule 2, then, subject to paragraph (2), the non-completion of the procedure shall be attributable to that party and neither party shall be under any obligation to comply with any further requirement of the procedure."
Automatic unfair dismissal
"19. There is a good deal of authority, much of which Miss Morgan cited in this court, to the effect that the Employment Appeal Tribunal does not and should not normally allow an appellant to raise a point of law not raised (or raised but conceded) before the industrial tribunal, and indeed that leave to do so should be given only in exceptional circumstances. Apart from two cases which were not employment cases (Thomas v Marconi's Wireless Telegraph [1965] 1 WLR 850 and Wilson v Liverpool Corporation [1971] 1 WLR 302), counsel between them referred to GKN (Cumbran) v Lloyd [1972] ICR 214, Kumchyk v Derby City Council [1978] ICR 1116, House v Emerson Electric Industrial Controls [1980] ICR 795, Secretary of State for Employment v Newcastle upon Tyne City Council [1980] ICR 407, McLeod v Hellyer Brothers [1987] IRLR 232 (a decision of this court) and Barber v Thames Television [1991] IRLR 236.
20. These authorities show that although the Employment Appeal Tribunal has a discretion to allow a new point of law to be raised (or a conceded point to be reopened) the discretion should be exercised only in exceptional circumstances, especially if the result would be to open up fresh issues of fact which (because the point was not in issue) were not sufficiently investigated before the industrial tribunal. In Kumchyk the Employment Appeal Tribunal (presided over by Arnold J) expressed the clear view that lack of skill or experience on the part of the appellant or his advocate would not be a sufficient reason."
Later he said:
"29. However, the search for justice requires some difficult reconciliations of conflicting principles, and there is a strong public interest in finality in litigation. The rule or practice embodied in the authorities mentioned earlier in this judgment is not regarded as a matter of technicality, but of justice to a respondent who may be plunged into yet more litigation: see for instance Sir John Donaldson in GKN (Cwmbran) at p.219 and Arnold J in Kumchyk at p.1123. Sometimes the rule does result in a case being decided on a basis of law that is not merely arguably, but demonstrably, wrong by the time it reaches the appellate court: Wilson v Liverpool Corporation is itself a striking example."
"Where an applicant complains of unfair dismissal by reason of redundancy we think that it is implicit in the claim, absent agreement to the contrary between the parties, that the unfairness incorporates unfair selection, lack of consultation and failure to seek alternative employment on the part of the employer."
"34. In our judgment s98A(1) of the Employment Rights Act 1996 is part of the essential fabric of unfair dismissal law as presently enacted by Parliament. Whether there is an applicable procedure, whether there has been "non-completion" of that procedure, and whether that non-completion is wholly or mainly attributable to failure by the employer to comply with its requirements, are matters which the Tribunal should have in mind in every unfair dismissal case. It is not necessary for a claimant to raise s98A(1) explicitly; the Tribunal should have the matter in mind as an issue.
35. Now that the statutory procedures under the 2002 Act are becoming well known, it is to be hoped that in most cases an employer will have complied with them. Often, particularly where a claimant is represented, a few moments of discussion at the beginning of a case will establish that it is conceded that the relevant procedure has been complied with by the employer. But in the absence of an informed concession on the question, the Tribunal should regard s98A(1) as an issue and deal with it in its reasons."
Selection for redundancy
Consultation
Conclusion