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You are here: BAILII >> Databases >> United Kingdom Employment Appeal Tribunal >> Secretary of State for Work & Pensions v Wakefield [2010] UKEAT 0435_09_1309 (13 September 2010) URL: http://www.bailii.org/uk/cases/UKEAT/2010/0435_09_1309.html Cite as: [2010] UKEAT 435_9_1309, [2010] UKEAT 0435_09_1309 |
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At the Tribunal | |
On 26 July 2010 | |
Before
HIS HONOUR JUDGE ANSELL
MS G MILLS CBE
MS H PITCHER
APPELLANT | |
RESPONDENT |
Transcript of Proceedings
JUDGMENT
For the Appellant | MR DIJEN BASU (of Counsel) Instructed by: Messrs Field Fisher Waterhouse LLP 27th Floor, City Tower Piccadilly Plaza Manchester M1 4BD |
For the Respondent | MS LOUISE QUIGLEY (of Counsel) Instructed by: Messrs Ormrods Solicitors 19a Marsh Mill Village Fleetwood Road North Thornton-Cleveleys FY5 4JZ |
SUMMARY
DISABILITY DISCRIMINATION – Reasonable adjustments
Tribunal in finding a failure to make reasonable adjustments under the Disability Discrimination Act 1995 failed to follow the guidance set out in Environment Agency v Rowan [2008] ICR 218.
HIS HONOUR JUDGE ANSELL
"It is helpful, therefore, if we restate that guidance to have regard to the amendments to the Act. In our opinion an employment tribunal considering a claim that an employer has discriminated against an employee pursuant to section 3A(2) of the Act by failing to comply with the section 4A duty must identify: (a) the provision, criterion or practice applied by or on behalf of an employer, or (b) the physical feature of premises occupied by the employer, (c) the identity of non-disabled comparators (where appropriate) and (d) the nature and extent of the substantial disadvantage suffered by the Claimant. It should be borne in mind that identification of the substantial disadvantage suffered by the Claimant may involve a consideration of the cumulative effect of both the 'provision, criterion or practice applied by or on behalf of an employer' and the 'physical feature of premises' so it would be necessary to look at the overall picture. In our opinion an employment tribunal cannot properly make findings of a failure to make reasonable adjustments under sections 3A(2) and 4A(1) without going through that process. Unless the employment tribunal has identified the four matters we have set out above it cannot go on to judge if any proposed adjustment is reasonable. It is simply unable to say what adjustments were reasonable to prevent the provision, criterion or practice, or feature, placing the disabled person concerned at a substantial disadvantage."
"Conclusions on issues of disability discrimination
55. It is unnecessary to decide all the points raised by the employers because we are satisfied that they have made out their principal point; the employment tribunal failed to identify clearly the nature and extent of the substantial disadvantage suffered by the claimant. In the absence of such findings the employment tribunal was unable to determine properly what adjustments were reasonable to prevent the requirement to work in the employer's office (the provision, criterion or practice, or feature, that placed the Claimant at a substantial disadvantage having that effect). We accept that there was evidence that might have justified a finding that the Claimant was placed at a substantial disadvantage; however, that is not the point. There was a volume of conflicting evidence and powerful points were made by the employers which the employment tribunal simply has not addressed. We cannot be sure of what facts were found by the employment tribunal.
56. The employment tribunal, because it has failed to identify clearly the nature and extent of the substantial disadvantage suffered by the claimant, has not explained how the proposed adjustment (a trial period of home-working) would alleviate the claimant's substantial disadvantage. The substantial disadvantage not having been clearly identified, it is impossible to know how home-working would have overcome this disadvantage, and the employment tribunal fails to explain in its decision how home-working would have overcome the adverse effects said to have been suffered by the claimant. As we have said there may have been evidence that would have justified the finding but the evidence was conflicting and we can only guess as to what was accepted and what was not. There must be some explanation as to why home-working would alleviate the substantial disadvantage said to have been suffered by the claimant. The parties when considering the decision should not be expected to have to make assumptions as to facts found by the employment tribunal in a case where there was powerful evidence to suggest that home-working was not a reasonable adjustment and without an explanation having been given by the employment tribunal as to why the employers' evidence and explanations were rejected.
57. The employment tribunal has failed to explain or make findings on a number of major factual issues. There is no analysis of the claimant's duties. […]"
"Does not detract from the Respondent's responsibility, as a large and well-resourced employer to ensure that appropriate adjustments are put in place, in a timely manner, for its employees and this simply did not happen in the Claimant's case."
"3A Meaning of 'discrimination'
(1) For the purposes of this Part, a person discriminates against a disabled person if -
(a) for a reason which relates to the disabled person's disability, he treats him less favourably than he treats or would treat others to whom that reason does not or would not apply, and
(b) he cannot show that the treatment in question is justified.
(2) For the purposes of this Part, a person also discriminates against a disabled person if he fails to comply with a duty to make reasonable adjustments imposed on him in relation to the disabled person.
(3) Treatment is justified for the purposes of subsection (1)(b) if, but only if, the reason for it is both material to the circumstances of the particular case and substantial.
(4) But treatment of a disabled person cannot be justified under subsection (3) if it amounts to direct discrimination falling within subsection (5).
(5) A person directly discriminates against a disabled person if, on the ground of the disabled person's disability, he treats the disabled person less favourably than he treats or would treat a person not having that particular disability whose relevant circumstances, including his abilities, are the same as, or not materially different from, those of the disabled person.
(6) If, in a case falling within subsection (1), a person is under a duty to make reasonable adjustments in relation to a disabled person but fails to comply with that duty, his treatment of that person cannot be justified under subsection (3) unless it would have been justified even if he had complied with that duty.
[…]
4A Employers: duty to make adjustments
(1) Where -
(a) a provision, criterion or practice applied by or on behalf of an employer, or
(b) any physical feature of premises occupied by the employer,
places the disabled person concerned at a substantial disadvantage in comparison with persons who are not disabled, it is the duty of the employer to take such steps as it is reasonable, in all the circumstances of the case, for him to have to take in order to prevent the provision, criterion or practice, or feature, having that effect.
[…]
18B Reasonable adjustments: supplementary
(1) In determining whether it is reasonable for a person to have to take a particular step in order to comply with a duty to make reasonable adjustments, regard shall be had, in particular, to -
(a) the extent to which taking the step would prevent the effect in relation to which the duty is imposed;
(b) the extent to which it is practicable for him to take the step;
(c) the financial and other costs which would be incurred by him in taking the step and the extent to which taking it would disrupt any of his activities;
(d) the extent of his financial and other resources;
(e) the availability to him of financial or other assistance with respect to taking the step;
(f) the nature of his activities and the size of his undertaking;
(g) where the step would be taken in relation to a private household, the extent to which taking it would -
(i) disrupt that household, or
(ii) disturb any person residing there.
[…]"
"In our opinion the paragraph in the Code is correct. The key point identified therein is that the claimant must not only establish that the duty has arisen, but that there are facts from which it could reasonably be inferred, absent an explanation, that it had been breached. Demonstrating that there is an arrangement causing a substantial disadvantage engages the duty, but it provides no basis on which it could properly be inferred that there is a breach of that duty. There must be evidence of some apparently reasonable adjustment which could be made."
"45. Failure to make reasonable adjustments
The Tribunal found that the claimant was placed at a substantial disadvantage by the requirements of her role as band C adviser, to sit at a workstation, interview customers and complete paperwork. The workstation amounted to a physical feature and the requirements of the role amounted to a practice applied by the respondent. By way of comparison, an adviser without the claimant's disability, being an injured arm, would not have been disadvantaged by the requirements of the role and utilising a workstation.
46. The respondent was under a duty, therefore, to take such steps as it was reasonable in all the circumstances of the case, for it to have to take in order to prevent the practice and feature concerned having that effect on the claimant. The Tribunal found that the respondent had not taken such steps. There had been significant delay throughout the process of assessing the claimant, identifying and providing appropriate adjustments. The adjustments contended for by the claimant were those recommended by the respondent's occupational health advisers in their various reports and which, with the exception of a writing assistant, the Tribunal considered to be reasonable for the respondent, in these circumstances, to provide.
47. Whilst the Tribunal accepted that there was inevitably some delay caused by the process of conducting workplace assessments and referrals to occupational health, the delays in this matter went well beyond that which was reasonable, given the employer's size, resources and the expertise available to it. Further these delays were exacerbated by the delay in undertaking an initial referral to Occupational Health, the change in Occupational Health provider, the leisurely subsequent timescales and the fact that the equipment provided in April 2007 was simply not appropriate and fit for its intended purpose. Despite the claimant's pro-active attempts to obtain the appropriate equipment to enable her to return to the workplace, throughout May to July 2007, when the claimant commenced her non-contracted weeks, there was still no appropriate equipment in place.
48. The Tribunal accepted that once Ms Jacques returned to work on 15th January 2007, she had made considerable efforts to obtain the appropriate equipment to accommodate the claimant's disability and resolve the position to her and the claimant's satisfaction. However, the Tribunal did not lose sight of the fact that the duty to make reasonable adjustments belonged to the respondent, as an employer and an organisation as a whole, and the duty did not fall upon the shoulders of one specific individual. Whilst, after an initial delay, Ms Jacques made real efforts to resolve the matter, the unwieldy referral processes, the use of two different Occupational Health providers and the lack of clear and straight forward communication between suppliers and the respondent, itself, all contributed to the respondent organisation being responsible for a failure to provide the claimant with the straightforward adjustments required to enable her to return to her workplace for some nine months from the date of her injury and which situation remained ongoing as at the date her claim was submitted.
49. For the reasons identified at paragraph 14 above, the Tribunal found that the respondent knew and/or could reasonably be expected to know that the claimant was a disabled person by reason of her injured arm by, at the latest, 27th February 2007. Therefore, the respondent could not successfully rely upon S4A(3) in defence of the claimant's claim.
50. The fact that the claimant was placed on special leave with pay on disability grounds amounted to a tacit acknowledgement on the part of the respondent that the appropriate adjustments were not in pace to enable her to return to the workplace and which was quite evidently the case. The claimant had proved facts from which the Tribunal could conclude, in the absence of an adequate explanation that reasonable adjustments had not been made to accommodate her disability. The Tribunal did not accept the respondent's explanation that it had taken all steps that it reasonably could, as adequate. The Tribunal was not satisfied that the respondent had taken all reasonable steps to accommodate the claimant's disability and accordingly had failed in its duty to make reasonable adjustments and, to that extent, the claimant's claim of disability discrimination was well founded."
"It has on a number of occasions been made plain that the decision of an Industrial Tribunal is not required to be an elaborate formalistic product of refined legal draftsmanship, but it must contain an outline of the story which has given rise to the complaint and a summary of the Tribunal's basic factual conclusions and a statement of the reasons which have led them to reach the conclusion which they do on those basic facts. The parties are entitled to be told why they have won or lost. There should be sufficient account of the facts and of the reasoning to enable the EAT or, on further appeal, this court to see whether any question of law arises; and it is highly desirable that the decision of an Industrial Tribunal should give guidance both to employers and trade unions as to practices which should or should not be adopted."
"It follows that, if the appellate process is to work satisfactorily, the judgment must enable the appellate court to understand why the Judge reached his decision. This does not mean that every factor which weighed with the Judge in his appraisal of the evidence has to be identified and explained. But the issues the resolution of which were vital to the Judge's conclusion should be identified and the manner in which he resolved them explained. It is not possible to provide a template for this process. It need not involve a lengthy judgment. It does require the Judge to identify and record those matters which were critical to his decision. If the critical issue was one of fact, it may be enough to say that one witness was preferred to another because the one manifestly had a clearer recollection of the material facts or the other gave answers which demonstrated that his recollection could not be relied upon."
Appellant's Submissions
"Past history of right-sided neck pain which had resolved however her symptoms have returned and this may be due to the use of inappropriate equipment."
"Michelle also informed me that she had a previous workstation assessment due to pain in her shoulder and neck and has been experiencing some back pain which can radiate into her legs.
The Capita report said this:
"She also reports that she has calcification; areas within her right shoulder, that are also causing pain on a continuous basis."
"The duty of the employer to take such steps as is reasonable, in all the circumstances of the case, for him to have to take in order to prevent […]."
Respondent's Submissions
Conclusions