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You are here: BAILII >> Databases >> United Kingdom House of Lords Decisions >> R v Secretary of State for the Home Department, ex p. Oladehinde [1989] UKHL 3 (18 October 1990)
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Cite as: [1989] UKHL 3

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JISCBAILII_CASE_IMMIGRATION
JISCBAILII_CASE_CONSTITUTIONAL

    Parliamentary Archives,
    HL/PO/JU/18/250


    Regina v. Immigration Appeal Tribunal and another
    (Respondents) ex parte Alexander (A.P.) (Appellant)

    Regina v. Immigration Appeal Tribunal and another
    (Respondents) ex parte Oladehinde (A.P.) (Appellant)

    (Conjoined Appeals)

    JUDGMENT

    Die Jovis 18° Octobris 1990

    Upon Report from the Appellate Committee to whom was
    referred the Causes Regina against Immigration Appeal Tribunal
    and another ex parte Alexander (A.P.) and Regina against
    Immigration Appeal Tribunal and another ex parte Oladehinde
    (A.P.), That the Committee had heard Counsel on Monday the
    23rd, Tuesday the 24th, Wednesday the 25th and Thursday the
    26th days of July last, upon the Petitions and Appeals of
    Julian Cornell Alexander of 19, Beeston Avenue, London E8, and
    of Shamusideen Aranji Oladehinde of 16, Quarley Way, Peckham
    London SE15, praying that the matter of the Orders set forth
    in the Schedule thereto, namely Orders of Her Majesty's COurt
    of Appeal of the 15th day of March 1990, might be reviewed
    before Her Majesty the Queen in Her Court of Parliament and
    that the said Orders might be reversed, varied or altered or
    that the Petitioners might have such other relief in the
    premises as to Her Majesty the Queen in Her Court of
    Parliament might seem meet; which said Appeals were by an
    Order of the House of the 4th day of June 1990 Conjoined; as
    upon the case of the Secretary of State for the Home
    Department lodged in answer to the said Appeals; and due
    consideration had this day of what was offered on either side
    in this Cause:

    It is Ordered and Adjudged, by the Lords Spiritual and
    Temporal in the Court of Parliament of Her Majesty the Queen
    assembled, That the said Orders of Her Majesty's Court of
    Appeal (Civil Division) of the 15th day of March 1990
    complained of in the said Appeals be, and the same are hereby,
    Affirmed and that the said Petitions and Appeals be, and the
    same are hereby, dismissed this House: And it is further
    Ordered, That the Costs incurred by the said Appellants in
    respect of the said Appeals be taxed in accordance with the
    Legal Aid Act 1988.

    Cler: Parliamentor:

    Judgment: 18.10.90

    REGINA
    v.

    IMMIGRATION APPEAL TRIBUNAL AND ANOTHER

    (RESPONDENTS)

    EX PARTE

    ALEXANDER (A.P.)
    (APPELLANT)

    REGINA
    v.

    IMMIGRATION APPEAL TRIBUNAL AND ANOTHER

    (RESPONDENTS)

    EX PARTE

    OLADEHINDE (A.P.)
    (APPELLANT)

    (CONJOINED APPEALS)

    Lord Keith of Kinkel
    Lord Brandon of Oakbrook
    Lord Templeman
    Lord Griffiths
    Lord Ackner

    LORD KEITH OF KINKEL

    My Lords,

    I have had the opportunity of considering in draft the
    speech to be delivered by my noble and learned friend Lord
    Griffiths. I agree with it, and for the reasons he gives would
    dismiss these appeals.

    LORD BRANDON OF OAKBROOK

    My Lords,

    I have had the advantage of reading in draft the speech
    prepared by my noble and learned friend, Lord Griffiths. I agree
    with it and for the reasons which he gives I would dismiss these
    appeals.

    - 1 -

    LORD TEMPLEMAN

    My Lords,

    By section 4 of the Immigration Act 1971 an immigration
    officer could decide whether to grant or refuse leave to enter the
    United Kingdom. By rule 78 of the immigration rules the Home
    Secretary proposed and Parliament approved that the refusal of
    leave to enter should require the authority of a chief immigration
    officer or of an immigration inspector: Statement of Changes in
    Immigration Rules (1983) (H.C. 169). Thus an immigration officer
    can only report with a recommendation that leave to enter be
    refused. That report is considered by a chief immigration officer
    or by an immigration inspector who then authorises and directs
    leave to be granted or refused. Leave to enter would normally be
    refused if an immigration officer considered and a chief
    immigration officer or an immigration inspector agreed that the
    immigrant intended to overstay or intended to breach a condition
    against employment.

    By section 5 of the Act of 1971 the Secretary of State
    decides whether to deport. Amongst the grounds for deportation
    are overstaying or breach of a condition not to take employment.
    By rules 156 and 158 (now (1989) (H.C. 251)) where an immigrant
    is an overstayer or has breached a condition of staying,
    deportation is normally the proper course subject to full account
    being taken of all relevant circumstances including compassionate
    circumstances.

    Where an immigrant is suspected of overstaying or being in
    breach of a condition, the immigrant is interviewed by an
    immigration officer who makes a report. That report will set out
    the ascertained information relevant to the accusation of
    overstaying or breach of condition and any circumstances including
    compassionate circumstances discovered by the immigration officer
    or urged by the immigrant and relevant to a decision with regard
    to deportation. The report of the immigration officer relating to
    deportation was originally considered by a member of the
    deportation department of the Home Office who alone could
    authorise the service of a notice of intention to deport. The
    report of the immigration officer relating to deportation is now
    considered by one of the specified number of immigration
    inspectors, members of the Home Office, who alone can sanction
    service of notice of intention to deport. Formerly and now, the
    immigrant may appeal against the intention to deport but since the
    Immigration Act 1988 the adjudicator and the Immigration Appeal
    Tribunal have no power to allow an appeal against an intention to
    deport an immigrant who is proved to be liable to be deported and
    to have been guilty of overstaying or breach of condition. If an
    appeal is not made or if an appeal is unsuccessful, the report of
    the immigration officer and the intention to deport are reviewed
    by the deportation department at the Home Office (taking into
    account any fresh representations or development) and with the
    advice of the department and with the advice of the Minister of
    State, the Secretary of State decides whether to sign a deportation
    order and thus to exercise the power conferred on him by the Act
    of 1971.

    - 2 -

    No one contends that it is illegal or improper for
    deportation procedures to be initiated by an interview and report
    by an immigration officer. It is contended that it is illegal or
    improper for an immigration inspector approved by the Secretary
    of State and apprised of that report to direct the service of
    notice of intention to deport. There is no express or implied
    statutory prohibition on the employment of immigration inspectors
    selected by the Secretary of State with due regard to their
    seniority and experience to authorise the service of a notice of
    intention to deport. As to impropriety, if an immigration
    inspector may decide to refuse leave to enter I see no reason why
    he should not be allowed to authorise the service of notice of
    intention to deport. The intention to deport will in any event be
    reviewed by the deportation department, by the Minister of State
    and by the Secretary of State. Some attempt was made to equate
    the members of the Immigration Service (including immigration
    inspectors) with the role of policemen and to equate members of
    the deportation department with the role of judges. In my opinion
    the analogy is false. All members of the Home Office who are
    concerned with entry or deportation or both, are bound to use
    their best endeavours to ensure that persons lawfully seeking to
    enter are treated fairly, that persons lawfully entitled to remain
    are permitted to remain and that persons who have acted
    unlawfully are nevertheless permitted to enter or allowed to
    remain if in all the circumstances their unlawful conduct ought
    fairly to be excused.

    The position of immigrants who have overstayed or are in
    breach of condition is said to have have been weakened because a
    decision to deport now rests with the Secretary of State alone,
    whereas prior to the Immigration Act 1988 an adjudicator or the
    Immigration Appeal Tribunal might on appeal against a notice of
    intention to deport rule against deportation. But this possibility
    does not effect the present question.

    In full agreement with the speech to be delivered by my
    noble and learned friend, Lord Griffiths, I would dismiss these
    appeals.

    LORD GRIFFITHS

    My Lords,

    The appellant Shamusideen Aranji Oladehinde is a citizen of
    Nigeria. On 17 September 1983 the appellant was granted leave
    to enter the United Kingdom for 12 months as a student with a
    condition restricting him from taking employment. This leave was
    extended, subject to the condition restricting employment, until the
    31 May 1988. On 31 May 1988 the appellant applied for further
    leave to remain in the United Kingdom as a student. On 25
    August 1988, before that application for further leave had been
    determined, the appellant was arrested. He was interviewed by an
    immigration officer. After some initial prevarication the appellant
    admitted during the course of the interview that he had worked
    under an assumed name for two security firms in breach of the
    condition restricting his taking employment attached to his leave

    - 3 -

    to enter the United Kingdom as a student. The immigration
    officer reported the result of the interview on the telephone to an
    immigration inspector who, acting on behalf of the Secretary of
    State, decided that the appellant should be deported and authorised
    the immigration officer to serve a notice of intention to deport
    upon the appellant on the ground that he had taken employment in
    breach of the condition attached to his leave to enter. The notice
    was served forthwith by the immigration officer on 25 August.

    The appellant appealed against the decision to deport him
    and his appeal was allowed by an adjudicator on 8 November 1988
    on the ground that the Secretary of State had not acted fairly in
    deciding to deport the appellant. On 12 May 1989 the Immigration
    Appeal Tribunal allowed an appeal by the Secretary of State.

    The appellant Julius Cornell Alexander is a citizen of St
    Vincent. On 7 October 1984 he was given leave to enter the
    United Kingdom as a visitor for two months. His leave to remain
    was extended to 7 April 1985. The appellant did not apply for a
    further extension of his stay but remained in the United Kingdom
    without leave. On 23 September 1988 the appellant was arrested
    and interviewed by an immigration officer. The immigration
    officer reported the result of the interview on the telephone to an
    immigration inspector who acting on behalf of the Secretary of
    State decided that the appellant should be deported and authorised
    the immigration officer to serve a notice of intention to deport
    upon the appellant upon the ground that he had overstayed his
    leave to enter the United Kingdom. On 20 February 1989 the
    appellant's appeal against the decision to deport him was dismissed
    by the adjudicator. On 8 June 1989 the appellant's further appeal
    was dismissed by the Immigration Appeal Tribunal.

    The Divisional Court [1990] 2 W.L.R. 1195 granted orders of
    certiorari to quash each of the decisions to deport on the ground
    that the Secretary of State could not validly authorise immigration
    inspectors to make decisions to deport immigrants from the United
    Kingdom.

    The Court of Appeal [1990] 2 W.L.R. 1195 allowed appeals
    by the Secretary of State and granted the appellants leave to
    appeal to your Lordships' House.

    These appeals raise three issues. Firstly, can the Secretary
    of State validly authorise immigration inspectors to take on his
    behalf decisions to deport persons from the United Kingdom.
    Secondly, did the inspectors in fact take the decisions or did they
    merely rubber-stamp decisions already taken by the immigration
    officers. Thirdly, whether a submission that a decision to deport
    has been taken by a person who has no power to make it is within
    the appellate jurisdiction created by section 15 of the Immigration
    Act 1971 as amended by section 5 of the Immigration Act 1988.

    The statutory framework

    Each of the appellants, one a citizen of Nigeria, the other a
    citizen of St Vincent, is subject to immigration control under the
    Immigration Act 1971.

    - 4 -

    The first appellant took employment and so did not observe
    the condition upon which he was given leave to enter the United
    Kingdom as a student, the second appellant has been an over-
    stayer since 7 April 1985. Therefore each appellant is liable to
    deportation pursuant to section 3(5)(a) of the Act of 1971, as
    amended by section 52(7) of and Schedule 4 to the British
    Nationality Act 1981, which provides:

    "A person who is not a British Citizen shall be liable to
    deportation from the United Kingdom ... if, having only a
    limited leave to enter or remain, he does not observe a
    condition attached to the leave or remains beyond the time
    limited by the leave. . ."

    Section 5(1) provides for the making of the deportation
    order:

    "Where a person is under section 3(5) or (6) above liable to
    deportation, then subject to the following provisions of this
    Act the Secretary of State may make a deportation order
    against him, that is to say an order requiring him to leave
    and prohibiting him from entering the United Kingdom; and
    a deportation order against a person shall invalidate any
    leave to enter or remain in the United Kingdom given him
    before the order is made or while it is in force."

    However, before the deportation order is made the
    immigrant is given an opportunity to appeal against the decision to
    make it, see section 15(l)(a); and section 15(2) provides that a
    deportation order shall not be made until the time for appealing
    has expired or until the appeal is determined.

    Under the Act of 1971 the scope of the appeal was very
    wide. Section 19(1) provided that:

    "Subject to ... any restriction on the grounds of appeal, an
    adjudicator on an appeal to him under this Part of the Act-
    (a) shall allow the appeal if he considers:

    (i) that the decision or action against which the
    appeal is brought was not in accordance with
    the law or with any immigration rules
    applicable to the case; or

    (ii) where the decision or action involved the
    exercise of a discretion by the Secretary of
    State or an officer, that the discretion should
    have been exercised differently; and

    (b) in any other case, shall dismiss the appeal".

    The Immigration Act 1988, however, has imposed a
    considerable restriction upon the appellate jurisdiction of the
    adjudicator. Section 5 provides:

    - 5 -

    "(1) A person to whom this subsection applies shall not be
    entitled to appeal under section 15 of the principal Act
    against a decision to make a deportation order against him-

    (a) by virtue of section 3(5)(a) of that Act (breach
    of limited leave);

    . . .

    except on the ground that on the facts of his case

    there is in law no power to make the deportation

    order for the reasons stated in the notice of the
    decision.

    (2) Subsection (1) above applies to any person who was
    last given leave to enter the United. Kingdom less than
    seven years before the date of the decision in question but
    the Secretary of State may by order exempt any such
    persons from that subsection in such circumstances and to
    such extent as may be specified in the order."

    I turn now to some of the provisions relating to immigration
    officers for it is with their status that this appeal is primarily
    concerned. Section 4 of the Act of 1971 provides:

    "(1) The power under this Act to give or refuse leave to
    enter the United Kingdom shall be exercised by immigration
    officers, and the power to give leave to remain in the
    United Kingdom, or to vary any leave under section 3(3)(a)
    (whether as regards duration or conditions), shall be
    exercised by the Secretary of State; and, unless otherwise
    allowed by this Act, those powers shall be exercised by
    notice in writing given to the person affected, except that
    the powers under section 3(3)(a) may be exercised generally
    in respect of any class of persons by order made by
    statutory instrument.

    (2) The provisions of Schedule 2 of this Act shall have
    effect with respect to:

    (a) the appointment and powers of immigration
    officers and medical inspectors for purposes of this
    Act;

    (b) the examination of persons arriving in or leaving
    the United Kingdom by ship or aircraft, and the
    special powers exercisable in the case of those who
    arrive as, or with a view to becoming, members of
    the crews of ships and aircraft; and

    (c) the exercise by immigration officers of their
    powers in relation to entry into the United Kingdom,
    and the removal from the United Kingdom of persons
    refused leave to enter or entering or remaining
    unlawfully; and

    (d) the detention of persons pending examination or
    pending removal from the United Kingdom;

    - 6 -

    and for other purposes supplementary to the foregoing
    provisions of this Act."

    Schedule 2, paragraph 1 deals with the appointment of
    immigration officers and their duty to act in accordance with
    instructions given them by the Secretary of State.

    "(1) Immigration officers for the purposes of this Act shall
    be appointed by the Secretary of State, and he may arrange
    with the Commissioners of Customs and Excise for the
    employment of officers of customs and excise as
    immigration officers under this Act.

    1. Medical inspectors for the purposes of this Act may
      be appointed by the Secretary of State or, in Northern
      Ireland, by the Minister of Health and Social Services or
      other appropriate Minister of the Government of Northern
      Ireland in pusuance of arrangements made between that
      Minister and the Secretary of State, and shall be fully
      qualified medical practioners.

    2. In the exercise of their functions under this Act
      immigration officers shall act in accordance with such
      instructions (not inconsistent with the immigration rules) as
      may be given them by the Secretary of State . . ."

    The remainder of Schedule 2 which runs to 33 paragraphs is
    primarily concerned with the powers to be exercised by
    immigration officers over the control of entry of immigrants into
    the United Kingdom and the arrest and removal of illegal
    immigrants, that is to say immigrants who have not at any time
    been given leave to enter the United Kingdom. The two
    appellants are not illegal immigrants and if they are to be
    removed from the United Kingdom it must be through the
    deportation procedure. The Act of 1971 does not bestow the
    power to deport upon an immigration officer. That power is
    reserved to the Secretary of State. See Section 4(1) and 5(1).

    The immigration rules referred to in paragraph 1(3) are rules
    laid down by the Secretary of State as to the practice to be
    followed in the administration of the Act which he is required to
    lay before Parliament for approval: see section 1(4) and section
    3(2). The rules lay down in considerable detail the approach to
    their work to be adopted by immigration officers and the way in
    which they are to carry it out; by way of example only rule 2 of
    the 1983 Rules (H.C. 169) provides:

    "Immigration officers will carry out their duties without
    regard to the race, colour or religion of people seeking to
    enter the United Kingdom."

    and rule 87 provides:

    "Before removal a passenger should be given the opportunity
    to telephone friends or relatives in this country, or his High
    Commission or Consul, if he wishes to do so."

    The practice

    - 7 -

    It is obvious that the Secretary of State cannot personally
    take every decision to deport an immigrant who is in breach of his
    condition of entry or who is an overstayer. The decision must be
    taken by a person of suitable seniority in the Home Office for
    whom the Home Secretary accepts responsibility. This devolution
    of responsibility was recognised as a practical necessity in the
    administration of government by the Court of Appeal in Carltona
    Ltd. v. Commissioner of Works
    [1943] 2 All E.R. 560 and has come
    to be known as the Carltona principle.

    Before August 1988 the practice was as follows:

    An immigration officer who had interviewed the immigrant
    would report the results of that interview to a civil servant in the
    deportation department of the Home Office whose duty it was to
    decide whether or not the immigrant should be deported. In
    arriving at his decision the officer in the deportation department
    would have regard to the guidance contained in the Immigration
    Rules which provide that where a person is an overstayer or has
    breached a condition of stay, deportation is normally the proper
    course subject to full account being taken of all relevant
    circumstances including compassionate circumstances. See rules
    156 and 158 of Statement of Changes in Immigration Rules (1983)
    ((H.C. 169). (now (1989) (H.C. 251)). This decision was taken by a
    civil servant of not less than senior executive officer grade and
    there is no suggestion that this was not a proper exercise of the
    devolution of responsibility within the Home Office.

    If the decision was taken to deport the immigrant the
    immigration officer would be instructed to serve a notice of
    intention to deport upon the immigrant which gave the grounds
    upon which the decision had been taken and notified the immigrant
    of his rights of appeal and of the availability of the United
    Kingdom Immigrants' Advisory Service which, if he wished, would
    assist him in an appeal. In the event of an unsuccessful appeal or
    after the time for appealing had expired the case would again be
    reviewed in the deportation department, taking into account any
    additional relevant material that had come into existence since the
    decision to deport was first made. The decision might then be
    reversed but if it was not, a report on the case would be prepared
    and submitted to the Minister of State and then if he approved to
    the Home Secretary who signed the deportation order personally
    unless he was not available for a long period in which case it was
    signed by a Junior Home Office Minister.

    On 1 August 1988 after the passing of the Act of 1988 the
    Home Secretary took the decision which gives rise to these
    appeals. It was decided that the initial decision to deport an
    immigrant liable to deportation under section 3(5)(a) of the Act of
    1971, that is because he has not observed the condition attached
    to leave to enter or is an overstayer, should in future be taken by
    an inspector in the immigration service and not by a civil servant
    in the deportation section. The first three grades in the
    immigration service are directly equivalent to administrative grades
    in the Civil Service; an immigration officer is equivilant to an
    executive officer, a chief immigration officer is equivalent to a
    higher executive officer, an inspector is equivalent to a senior
    executive officer. An inspector is of the equivalent grade to
    those in the deportation section who had previously been taking

    - 8 -

    the decision to deport in section 3(5)(a) cases. At the same time
    inspectors were also authorised to exercise the powers of the
    Secretary of State contained in Schedule 3 to the Act of 1971
    relating to restriction orders, detention and supervised departure.
    Not all inspectors were given this authority. It was limited to 14
    out of a total of 52 inspectors and their authority was further
    limited to cases in which they had not previously been involved as
    immigration officers. Those nominated were all persons of long
    service and experience in the immigration service. Mr. Barrell the
    inspector in Mr. Oladehinde's case had 24 years' experience and
    Mr. McCormack who made the decision in Mr. Alexander's case
    had 22 years experience.

    Since the introduction of this new power there has been a
    considerable increase in the number of immigrants deported for
    being in breach of their conditions or for overstaying. The
    appellants attributed this to a less scrupulous examination of the
    circumstances of an immigrant by inspectors before taking the
    decision to deport than had hitherto been the case when the
    deportation section had taken the decision. I am in no position to
    judge the truth of this assertion, there is certainly no evidence
    that the inspectors involved in these cases neglected their duty
    and it seems to me that the increase may equally have been
    affected by the fact that adjudicators are no longer entitled to
    reverse a decision on compassionate grounds.

    There is no dispute that both appellants were liable to be
    deported, the one for breach of condition the other as an
    overstayer, and Parliament has approved a rule that says that in
    such circumstances deportation should generally follow.
    Furthermore the initial decision to deport is in a sense provisional
    as the case is again reviewed before the Home Secretary is invited
    to sign the deportation order. I appreciate, however, that the
    initial decision is a serious matter setting in motion the
    deportation procedure which will gather a momentum that may be
    difficult to reverse.

    Such is the background against which the appellants'
    submissions must be examined.

    I will deal first with the submission that the decision to
    deport was taken by the immigration officers concerned and not by
    the inspectors. There is no evidence to support this submission
    which is based upon the suspicion that there cannot be a full
    appreciation of the circumstances of the case as a result of a
    telephone conversation. I confess myself to some unease about the
    practice of taking the decision to deport in this way, but it was
    not a practice introduced as a result of giving inspectors the
    power to take the decision. It was first introduced in 1986 when
    decisions were still taken in the deportation section. It seems to
    me that it would be much more satisfactory if whoever is
    responsible for taking the decision had the opportunity to consider
    a written report including any representations on behalf of the
    immigrant before taking the decision. It is after all a grave
    decision affecting the future welfare of the immigrant and
    although it will be reviewed again in the deportation section, I
    have already commented on the momentum of the initial decision.
    There is however a practical difficulty in that the power to detain
    only arises after service of the notice of intention to deport, see

    - 9 -

    Schedule 3, paragraph 2(2) to the Act of 1971, so unless the
    immigrant is held in custody for the purpose of taking criminal
    proceedings against him, he cannot be detained for a short period
    whilst the written report is being considered and by the time a
    written report has been considered and a decision taken the
    immigrant may well have disappeared. What seems to me to be
    required is a power to detain for a short period while the report
    is considered. However that may be, both inspectors swore
    affidavits that they received full oral reports of the results of the
    interviews with the immigrants and that they personally took the
    decision in the light of those reports to authorise service of the
    notice to deport. No application was made to cross-examine the
    inspectors and I can see no grounds upon which it would be right
    to reject their sworn evidence that the decision to deport was
    theirs and not that of the immigration inspectors. Nor in these
    cases is there any challenge to the fact that both appellants were
    liable to deportation. On this issue the appellants must fail.

    I turn now to the principal issue. The appellants submit
    that immigration officers are the holders of a statutory office and
    as such they are independent of the executive arm of government
    and cannot have devolved upon them any of the executive's
    powers. Therefore it is said the Carltona principle cannot extend
    to cover the exercise of the Secretary of State's powers by an
    immigration inspector.

    Alternatively it is submitted that if immigration officers are
    civil servants in the Home Office the structure of the Act, which
    differentiates between the powers of the immigration officers
    which are primarily concerned with entry control and subsequent
    policing of illegal immigrants, and the powers of the Secretary of
    State in relation to deportation carries with it a clear statutory
    implication that the powers of the Secretary of State are not to
    be exercised by immigration officers.

    I cannot accept either of these submissions. I have no
    doubt in my mind that immigration officers have been civil
    servants since they were first employed under the Aliens Act 1905.
    The fact that nowhere in the Act of 1971 is there any reference
    to an immigration service, or the structure of such a service, is
    only explicable in terms that it was recognised that it had evolved
    as part of the Home Office expanding over the years. The status
    of immigration officers is not that of statutory office holders such
    as adjudicators or members of appeal tribunals who are referred to
    in the Act as office holders: see Schedule 3 paragraph 2 and 8.
    Immigration officers are civil servants in the Home Office to
    whom are assigned specific statutory duties under the Act. Apart
    from a small pay lead in recognition of their statutory
    responsibilities their conditions of service and grading are in all
    respects comparable to other Home Office civil servants. The Act
    makes no provision for the management of the immigration service
    for that is the function of the Home Office of which the service
    is a part. Immigration inspectors are senior line managers and as
    such will rarely exercise the specific powers given to immigration
    officers by the Act. The only mention of a duty to be carried
    out under the Act by an immigration inspector is to be found in
    rule 78 of the Immigration Rules of 1983 which reads:

    - 10 -

    "The power to refuse leave to enter is not to be exercised
    by an immigration officer acting on his own. The authority
    of a Chief Immigration Officer or of an Immigration
    Inspector must always be obtained."

    As there are many more chief immigration officers than inspectors
    I would expect the power only occasionally to be exercised by an
    Inspector.

    It is well recognised that when a statute places a duty on a
    minister it may generally be exercised by a member of his
    department for whom he accepts responsibility: this is the Carltona
    principle. Parliament can of course limit the minister's power to
    devolve or delegate the decision and require him to exercise it in
    person. There are three examples of such a limitation in the Act
    of 1971. Section 13(5) provides:

    "A person shall not be entitled to appeal against a refusal
    of leave to enter, or against a refusal of an entry
    clearance, if the Secretary of State certifies that directions
    have been given by the Secretary of State (and not by a
    person acting under his authority) . . ."

    and see also sections 14(3) and 15(4).

    There is no such limitation in respect of the decision to
    deport, nor would the Act be workable if there was such a
    limitation.

    Where I find in a statute three explicit limitations on the
    Secretary of State's power to devolve I should be very slow to
    read into the statute a further implicit limitation.

    The immigration service is comprised of Home Office civil
    servants for whom the Home Secretary is responsible and I can for
    myself see no reason why he should not authorise members of that
    service to take decisions under the Carltona principle providing
    they do not conflict with or embarrass them in the discharge of
    their specific statutory duties under the Act and that the decisions
    are suitable to their grading and experience.

    It has been recognised that it would not be right to
    authorise an inspector to take a decision to deport in any case
    upon which he had been engaged as an immigration officer for to
    do so would be too much like asking a prosecutor to be judge in
    the same cause. But in a case in which he has been in no way
    personally involved I am unable to see any good reason why the
    decision to deport in a section 3(5)(a) case should not be left to
    an immigration inspector. He will be a person of comparable
    grade to those who previously took the decision and equally
    experienced in immigration matters. There was a suggestion that
    because immigration officers were primarily concerned with control
    of entry and policing functions in respect of illegal immigrants
    there might be an ethos in the service that would lead too readily
    to a decision to deport. There was no evidence to support this
    suggestion and I can see no reason why senior members of the
    service should be tarred with this image, and in any event their
    decisions are reviewed in the deportation department before the
    order is signed by the Home Secretary. It is also to be

    - 11 -

    remembered that direct transference may take place within the
    Home Office between those working in the immigration service and
    the deportation section and the evidence is that training of all
    those in the Home Office concerned with the implementation of
    immigration control is closely coordinated.

    On this issue my Lords I am in agreement with the Court
    of Appeal that there is no legal impediment to the Home
    Secretary authorising immigration inspectors to take the decision
    to deport immigrants who are in breach of their conditions of
    entry or who are overstayers.

    The final question concerns the scope of the appeal against
    the decision to deport provided by section 5 of the Act of 1988
    which, for convenience, I will set out again:

    "(1) A person to whom this subsection applies shall not be
    entitled to appeal uner section 15 of the principal Act
    against a decision to make a deportation order against him -

    (a) by virtue of section 3(5)(a) of that Act (breach
    of limited leave); or

    (b) by virtue of section 3(5)(c) of that Act as
    belonging to the family of a person who is or has
    been ordered to be deported by virtue of section
    3(5)(a),

    except on the ground that on the facts of his case there is
    in law no power to make the deportation order for the
    reasons stated in the notice of the decision."

    In Reg. v. Secretary of State for the Home Department, Ex
    parte Malhi
    [1990] 2 W.L.R. 932 the Court of Appeal held that on
    the true construction of section 5(1) an adjudicator hearing an
    appeal under section 15 of the Act of 1971 was not entitled to
    investigate the propriety of the procedures leading up to the
    Secretary of State's decision to make a deportation order but
    could only enquire whether the facts of the applicant's
    circumstances were such that the Secretary of State had power to
    make a deportation order for the reasons stated in the notice of
    intention to deport.

    The appellants submit that this decision can be distinguished
    or alternatively was wrongly decided. In my opinion the case
    cannot be distinguished and it was rightly decided.

    In passing the Act of 1988 Parliament took the decision to
    curtail the appellate powers of adjudicators which had under
    section 19(1) of the Act of 1971 enabled an adjudicator to
    substitute his own discretion for that of the Secretary of State.
    This the adjudicator can no longer do. I read section 5(1), as did
    the Court of Appeal in Malhi, as confining the adjudicator to
    considering whether or not in a given case the evidence establishes
    that the immigrant is liable to deportation on the grounds stated
    in the notice of the decision to deport. There is no question in
    these appeals that there is in law power to make deportation
    orders because Mr. Oladehinde had breached his condition of entry
    and Mr. Alexander is an overstayer. What is in issue in these

    - 12 -

    appeals is whether the power is being correctly exercised by the
    Secretary of State. As Stuart-Smith L.J. pointed out [1990] 2
    W.L.R. 932, 943 the adjudicator is concerned with the existence of
    the power and not with the exercise of the power. The
    procedures of judicial review exist to enable litigants to challenge
    the allegedly improper exercise of power and to have the matter
    tested in the High Court, as has been done in these appeals. It
    would be an unnecessary and potentially embarrassing overlap of
    jurisdiction if the adjudicator also had similar powers. In my
    opinion the adjudicator had no jurisdiction to enquire into the
    propriety of the Secretary of State's decision to allow immigration
    inspectors to take the decision to deport, nor had he jurisdiction
    to enquire into whether the decision had been taken by the
    immigration officers and not by the inspectors. These are matters
    relating to exercise of the power and not with the existence of
    the power and are properly the subject of judicial review.

    I agree with the judgments in the Court of Appeal in Mahli
    and am prepared to adopt their reasoning as my own.

    I would therefore dismiss both appeals.

    LORD ACKNER


    My Lords,

    The essential issue in this case is whether immigration
    inspectors are entitled to take the initial or preliminary decision
    to serve a notice of intention to deport, on behalf of the
    Secretary of State on persons who have entered this country
    lawfully but who are alleged to have broken the rules or conditions
    relating to their stay. The issue is not whether such immigration
    inspectors in the instant appeals broke the rules of natural justice
    in making their decisions. During the course of submissions I
    expressed concern both at the apparent failure to give the
    appellants any opportunity to make representations to the
    inspectors prior to their making their decisions and the apparent
    failure to ensure that the appellants knew precisely what material
    the immigration officers had put before the inspectors as the basis
    upon which to decide whether or not to make the decision. The
    Immigration Act 1988 seriously restricted the immigrant's right of
    appeal. It has therefore become even more important that the
    decision-maker has all the relevant material before him and that
    this material is accurate. However, the procedure which was or
    should have been adopted by the immigration inspectors is not the
    subject matter of this appeal. The essential issue is whether the
    inspectors had lawful authority to make the decisions which they
    made. For the reasons given by my noble and learned friend Lord
    Griffiths I am satisfied that the inspectors had such authority and
    I too would dismiss these appeals.

    - 13 -



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